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Observation of elementary edge dislocations in phospholipid multilayers and of their annealing as a
determination of the permeation coefficient
W.K. Chan, W.W. Webb
To cite this version:
W.K. Chan, W.W. Webb. Observation of elementary edge dislocations in phospholipid multilayers and of their annealing as a determination of the permeation coefficient. Journal de Physique, 1981, 42 (7), pp.1007-1013. �10.1051/jphys:019810042070100700�. �jpa-00209076�
Observation of elementary edge dislocations in phospholipid multilayers
and of their annealing as a determination of the permeation coefficient
W. K. Chan
(*)
and W. W. WebbSchool of Applied and Engineering Physics, Clark Hall, Cornell University, Ithaca, N.Y. 14853, U.S.A.
(ReCu le 21 janvier 1981, accept le 23 mars 1981 )
Résumé. 2014 Nous avons observé les dislocations-coin élémentaires d’un cristal liquide smectique phospholipidique légèrement dopé par un analogue, fluorescent et uniformément distribué. Le balayage de l’intensité fluorescente d’un cristal en forme de coin de 8 03BCm de résolution spatiale fournit assez de statistiques de photons pour la détection des modifications d’une bicouche sur cinquante. Les échantillons frais ont une densité de dislocations à peu près de
1 x 107 cm-2 ; celle-ci doit être recuite afin que les coins des bicouches deviennent bien distincts. Le dimyristoyl phosphatidylcholine (DMPC) exige d’être recuit de 2-4 semaines à 35 °C dans une phase L03B1 et la guérison n’inter-
vient pas après un recuit de 3 mois à 17 °C dans une phase P03B2’. Le procédé de recuit exige le trans-
port de molécules lipides entre bicouches voisines ; aussi le temps de recuit dépend-t-il du coefficient de perméation 03BBp qui apparaît dans les équations viscoélastiques d’un cristal liquide smectique, et offre-t-il un procédé pratique
pour la détermination de 03BBp. Nous trouvons pour 03BBp une valeur approximative de 1 10-30 cm2/poise à 37 °C
et cette valeur diminue considérablement à 17 °C. D’autres défauts apparaissent lorsque l’échantillon est refroidi en traversant la température de transition. Ces derniers disparaissent en 2 jours de recuit si la température est augmen- tée à nouveau, mais il faut 2-4 semaines si l’échantillon est en phase P03B2’ pour plus de 24 h.
Abstract. 2014 We have observed the elementary edge dislocations in a phospholipid smectic liquid crystal lightly doped with a uniformly distributed, fluorescent, lipid analogue. Scanning the fluorescence intensity of a wedge crystal with 8 03BCm spatial resolution provided adequate photon statistics to detect changes of one bilayer in fifty.
Fresh samples contain a dislocation density of about 1 107/cm2 which must anneal away before the bilayer edges in the wedge become clearly distinguishable. Annealing of dimyristoyl phosphatidylcholine (DMPC) requires
2-4 weeks at 35 °C in the L03B1 phase and does not occur during 3 months at 17 °C in the P03B2’ phase. The anneal-
ing process requires the transfer of lipid molecules between neighbouring bilayers ; thus the annealing time depends
upon the permeation coefficient 03BBp which appears in the viscoelastic equations for a smectic liquid crystal and pro- vides a convenient determination of 03BBp. We find 03BBp is about 1 10-30 cm2/poise at 37 °C and is considerably
smaller at 17 °C. Additional defects appear when the sample is cooled through the transition temperature; these anneal away within 2 days if the temperature is raised again within a short time, but require the full 2-4 weeks if the
sample is in the P03B2’ phase for more than a day.
Classification
Physics Abstracts
61.30 61.70G - 66.30L
1. Introduction. - Above the gel transition tempe- rature,
phospholipid
and water form alyotropic
smectic A
liquid crystal
with alternatelayers
of waterand fluid-like
phospholipid
bilayers. A bulk specimenwill have various structural defects which can adver-
sely affect its
properties
[1]. Thesimplest
defect is theedge
dislocation, the abrupt termination of one or morebilayers,
which has been discussedtheoretically
by several authors [2, 3, 4].Edge
dislocations withlarge
Burgers vectors havebeen observed in
phospholipids using
polarization microscopy, and were found to beextremely persistent
when
forming
agood specimen
[5, 6]. Screw disloca-tions, as well as many other types of defects, have
been seen in
unaligned samples
of mixedlipids by
electron
microscopy
[7].Except
for onequestionable
case in the latter work,
elementary (Burgers
vector ofone
bilayer spacing) edge
dislocations have not pre-viously
been reported inlyotropic liquid crystals.
Edge
dislocations with largeBurgers
vectors alsohave been seen in
thermotropic liquid crystals [8, 9].
Climb of
edge
dislocations in response to a dilative strain normal to the layers have beenpredicted [10,11]
and observed
[9];
these dislocations were found to have aBurgers
vector of about six layers. More recently, Meyer and coworkers [12] havecleverly
used the strong
coupling
between the stress field and molecular tilt near a smectic A to smectic Cphase
transition to enhance
optical
contrast,enabling
them(*) Present address : Bell Telephone Laboratories, Murray Hill, N.J. 07974, U.S.A.
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:019810042070100700
1008
to visualize an array of elementary
edge
dislocations in a narrow temperature range.The existence of non-bilayer
lipid
structures in cell membranes recently has beenpostulated [13].
Thesecan be viewed as membrane fragments or dislocation
loops
inserted in thebilayer.
Our observations suggest that such small scale structures occur even in a purelipid
system and that thepostulated
structure is arealistic
possibility.
That line defects play an important, and sometimes
dominating,
role in diffusion in solids has beenlong
established. It is reasonable to expect that defects
play a
similar role inliquid
crystals under certain conditions. For example, fast diffusion may occuralong defect lines
providing
a short circuit for trans-port ; because interlayer transport is very slow, mole-
cules can be
trapped
in isolated lamellarfragments
within dislocation
loops;
or, a tracer molecule maypreferentially partition
into a defect[6] effectively limiting
diffusion to the defect line. To relate ourdiffusion measurements in
phospholipid
multilamellae tomicroscopic
defects, we have devised a method ofdetecting
smallchanges
in the number oflayers.
Ithas the obvious advantages over the Meyer method [12] in that the sample is in a one phase region and is
not limited to the vicinity of smectic A-C transition.
In our method, the
phospholipid
islightly doped
with a fluorescent,
lipid
analogue molecule, and the fluorescentintensity
excited in a small laser-illumi- nated spot is measured as a function ofposition.
Toaccomplish
this, thesample
is translated across a laser beam focused by a fluorescencemicroscope,
slowlyenough
that thephoton
statistics of the fluorescence resolve anintensity change corresponding
to asingle
bilayer. The oriented sample isprepared
in a thin cellwith a
slight
wedge to it. To accommodate the gra-dually increasing
sample thickness, there must be edge dislocationsperiodically spaced throughout
the sample(Fig.
1); this structure resembles a low angletilt boundary in a
crystal. Scanning
across an ideal sample shouldyield
a staircase fluorescenceintensity
pattern where the stepscorrespond
to theedges
ofsingle
bilayers.
Fig. 1. - Multilayer with an array of edge dislocations separated by aj qJ when confined to a wedge shaped region with wedge angle (P.
The dislocations are forced to the centre of elastic interactions with the optical flats. This is similar to a low-angle tilt boundary in a crystal.
2. Experimental method. - 2.1 S/N AND RESOLU-
TION CONSIDERATIONS. - The
sensitivity
is limitedby
shot noise since we employphoton counting
elec-tronics in which dark current and
amplifier
noise arenegligible.
Suppose there are c’photocounts
per second perbilayer.
Then, to detect one bilayer in Nwithin a time T, c’ T must be
significantly
greater thanthe shot noise associated with all N bilayers. The
signal-to-noise
ratio isFor c’ = 1 000
s-1,
T = 5 s, a SlVR of 10 yields 50bilayers
as the limit on total thickness. c’depends
onthe
intensity
of theexciting
laser and thedye
concen-tration. It cannot be made
arbitrarily large by
increas-ing
the laser power because of thephotobleaching
ofthe
dye.
Furthermore, thedye
concentration must bekept
lowenough
so that the sample remains in asingle phase.
The spatial resolution R of a scan is determined
by
the beam diameter 2 w and the scanvelocity
vThe thickness of the sample cell limited our choice
of
objectives
to one with a longworking
distance , which has w = 4 pm [14]. A scanspeed
of 0.17um/s
was used so the resolution was determined primarily
by
the optics.A third consideration is the maximum
wedge angle
T of the
sample.
Theseparation
between steps is alTwhere a is the
bilayer
repeat distance. If a/Q is not larger than R, the steps would not beeasily
resolved.The
wedge
angle must be less than 10-4 radians for the stepseparation
to be ten times greater than the spatial resolution.2.2 SAMPLE PREPARATION. - The sample cell (Fig. 2) consists of 15 mm diameter, 1 mm thick quartz plates flat to better than
À/I0 (Virgo Optics,
Stirling, N.J.)epoxied
into stainless steel holders. A lowshrinkage
epoxy was used (Tra-con, Medford, Mass., No.2162D)
to prevent warpage of the thin quartz flats as the epoxy cured. The two steel plates were separated with a Viton0-ring
andclamped
togetherwith three stainless steel screws. The
depth
of thequartz flats in the steel holder was chosen so that as
the flats touched, the
0-ring
would be compressed toits recommended
sealing
range. Twohypodermic
needles were soldered into one of the
plates
to allowthe
injection
of water into a small reservoir between the0-ring
andoptical
flats. These needles werecapped
with rubber
plugs
when not in use.Fig. 2. - Diagram of sample cell. Details are given in text.
Before any
lipid
wasdeposited,
the quartz surfaceswere cleaned
repeatedly by placing
a drop of spec-troscopic grade
methanol on the surface anddragging
a clean lens tissue across it. The criterion for cleaniness
was a dark gray Fizeau
fringe
over most of the areawhen the empty cell was assembled,
indicating
the separation was about 0.1 um.The
lipid
used wasL-a-dimyristoyl phosphatidyl-
choline
(DMPC)
purchased fromApplied
Sciences (StateCollege,
Penn.). A stock solution with 9.0 x 10-4 mole fraction dil(3,3’-dioctadecylindo- carbocynanine
iodide, a generousgift
from A. S.Wag- goner)
in spectroscopicgrade
chloroform (0.1mg/ml)
was twice filtered
through
a 0.22 gum teflonMillipore
filter and stored under
nitrogen
in a freezer. Todeposit
the
lipid,
about 10 gl of the stock solution wasplaced
on one of the flats and was
spread
back and forth with acoverslip
until the solvent evaporated.Dry nitrogen
was then blown over the deposit for at least twenty minutes to evaporate any remaining solvent.The dried film was then
exposed
to the vapour fromboiling
distilled water for a few seconds toslightly hydrate
the DMPC.The cell was then assembled with the screws hand
tightened
until the Fizeaufringes
became visible. Eventhough
there waslight
scattering in some areas,enough
of the fringes were visible to determine theseparation of the plates. The screws were adjusted
until the
separation
was as small aspossible.
Gene-rally,
the separation was greatest at the centre andtapered
off at theedges;
this made awedged region
where one expects to find an array of
elementary edge
dislocations.
Any
sample over 0.6 um thick at the centre wasrejected
because it would either be too thickor have too great a
wedge angle,
and the order of thefringes
became difficult to determine. The sample was put into a 65 OC ovenovernight.
It was cooled to thedesired temperature and water was
injected. During long
anneals, water wasre-injected
every fewdays
toreplenish
any water that may haveevaporated
fromthe reservoir.
Very
smallchanges
in the Fizeaufringes
were observed
during
theheating
andcooling,
indi- cating the separation did notchange appreciably.
2.3 APPARATUS. - An argon ion laser
operating
at the 5 145 A line was used to excite the dil fluores-
cence. Its power, which was stable to better than 1
% during
anexperiment,
was monitoredby
aphotodiode
whose output controlled a voltage controlled oscilla- tor. The laser beam was directed
through
the vertical illuminationoptics
of a Zeiss Universalmicroscope.
The power was attenuated with neutral
density
filtersso that there would be no detectable
photobleaching
for longer than 20 w /v, i.e. ten times the duration a
point
isexposed
to the laser during a scan. The micro-scope, with a 10 x
objective,
focused the beam to a4 pm radius spot on the
sample
[14]. The fluorescencewas then detected through the
appropriate
barrierfilters and pinhole with a cooled
phototube
whosedark count was less than 0.1 % of the count from a
single bilayer. The ratio of the
resulting photopulses
to the voltage controlled oscillator output was counted by a ratio counter for five seconds; this normalized the fluorescence
intensity
to the laser power. The output of the counter was fed into a 12 bitdigital-to-
analogue converter, andfinally
to a strip chart recor-der.
The usual
microscope
stage wasreplaced by
aspring
loaded
optical
translation stage modified to mountonto the microscope. A water bath controlled the tem-
perature of a hot stage bolted to the translation stage, and the
sample
cell was held in place on the hot stage withoutapplying
stress to the top steelplate.
The temperature variedby
less than+-0.2 OC during
arun. The stage was driven with a 20 RPH
synchronous
motor and differential micrometer
assembly
at aspeed
of 0.17um/s.
The motion of the stage was monitoredby
a balanced coil transducer(Transtek
Model 350, Ellington,
Conn.)
whosevoltage
outputwas linear over 2 000 J.1m and whose output voltage
noise
corresponded
to less than 1 J.1m. This outputwas also recorded
by
the chart recorder. We found that the translationvelocity
oscillated due topitch
variations inherent to differential micrometers; how-
ever, its
period
was much faster than theintensity
variations due to the
edge
dislocation array in thewedge
so did not interfere with its detection.To demonstrate the
reproducibility
of the scans, weperformed
thisexperiment :
A sampleconsisting
ofthe
dye
embedded in a thin film of formvar was trans-lated across the laser beam with its
intensity
increaseda thousand-fold over the usual intensity to
photo-
bleach a straight line. A second bleaching scan widened
this line
only
veryslightly, indicating
that it retraced the first scan.3. Results. - When looking at the fluorescence distribution over a
well-aligned
region of theliquid
crystal, one can seegradual
changes inintensity;
thedirections of the
gradient
agree with what one would expect from the thickness distribution deduced from the Fizeaufringes.
No discrete steps can be seenby
eye. When observed with crossed
polarizers,
the sam- ple looksuniformly
dark; the thickness of the quartzplates prohibited
the use of dark field orphase
con-trast.
Figure
3 shows a segment of the chart recorder out-put which clearly
displays
theperiodic
steps due to the dislocations in thewedged
region. The scan was taken along a thicknessgradient.
Thewedge
angle, as deter-mined by the Fizeau
fringes,
was 8 x 10- 5 radians;the
predicted
average separation between steps of elementaryedge
dislocations(for
afully
hydratedbilayer
spacing
of 64 A[15])
is 80 J.1m, in close agree-ment with the observed
periodicity
of 90 J.1m. The total fluorescenceintensity
at a place where the fringeswere clearly visible gave an
intensity
perbilayer
ingood
agreement with the observed step size. Parallel1010
Fig. 3. - Scan of well-annealed sample in the La phase showing
the regular steps due to the edge dislocations. Each step corresponds
to the termination of a single bilayer. The shot noise level is approxi- mately 10 % of the step size.
scans gave the same
periodic
steps,indicating
thedefects are
parallel
lines asexpected.
We are unableto determine the location of the dislocations within the thickness of the sample, that is whether they are
near the quartz surfaces, or near the centre as one would expect from their elastic interactions
[2].
Thiscentral location is subsequently assumed.
It is important to realize that the steps in the inten-
sity
did not appear immediately after the formation of thespecimens.
In fresh samples, there were manyirregular
steps,giving
the appearance ofpeaks
(Fig. 4).For samples
kept
at 35 OC, 12 OC above thegel
tem- perature, 2-4 weeks ofannealing
wasrequired
for theregular
steps to appear. Once the steps appear, theywere easy to
reproduce
and to detect over most of thesample.
Furthermore, the regular steps did not appear in all of the samplesprepared though
there wereFig. 4. - Scan of a fresh sample in the La phase where the regular steps are not visible. The vertical scale is the same as in figure 3 so
that / f= 1 in equation (5).
definite
improvements
after several weeks ; the pre-sence of extra defects in these samples may have been due to, for
example, pits
and scratches in thoseparti-
cular quartz plates and need not be an inherent pro- perty of the
lipid preparation.
The extremely longtimes involved made it difficult to obtain
good
statis-tics and to look for systematic trends.
A sample which showed the
uniformly spaced
steps in the Lexphase
lost them when taken below the tran-sition ; the irregular
peaks
characteristic of a freshsample appeared
in scans taken minutes after the temperatureequilibrated.
Ifkept
at 17 OC for only afew hours, the specimen recovered its regular steps within two
days
after rewarming into the Lexphase;
however, if
kept
in theP.8, phase
at 17 OC for morethan a
day,
the specimenrequired
the full two to fourweeks to recover the
regular
steps again after rewarm-ing
to 35 OC. This suggests that the transition occursin two steps with the slower step
taking
several hours, consistent with the water diffusion time [16]. This point will be discussed in more detail in a laterpubli-
cation
[17].
A sample left below the transition at about 17 OC did not anneal enough to show the uniformly spaced steps even after twelve weeks; a fresh samplenever taken above the transition also did not show these steps after the same length of time.
4. Discussion. - 4.1 ESTIMATION OF DISLOCATION DENSITY. - The size and frequency of the peaks in
figure
4 contain information on thedensity
of edgedislocations. For the sake of definiteness, we assume
a model with all the
edge
dislocations in excess of those needed for the step array to conform to thewedge
angle are in the form of circular dislocationloops of radius RL which has a
probability density
P(RL). This is a reasonableassumption
since(1)
a single finite bilayer fragment would take on a nearlycircular
shape
because of the dislocation line tension, and(2)
dislocation loops intercalated between thesame extended bilayers should coalesce to form larger
loops increasing
the mean value of RL. Negative loops,that is a
bilayer
with a circular areamissing,
can annealaway
quickly
by dislocation climb since intralayermolecular transport is fast.
Consider a random
spatial
distribution of uncorre-lated dislocation
loops,
with the random variable RLat a loop
density
PL (loops percm’).
(The uncorrelatedloop approximation
fails when theloop density
ishigh enough
thatloops begin
tooverlap,
i.e. whenrcRL2
apL > 1.) Thecorresponding
dislocation density (cm of dislocation percm’)
is then p = 27rkL
PL,where
Neglecting edge
effects, the average number of loopsin a resolution volume nR2 H/4 is
where H is the thickness of the
sample
and R is the diameter of the resolution areaspecified by
equa- tion(2). Neglecting
the interaction betweenloops
toassume a random
spatial
distribution, the variance of N isThe corresponding variance in the fluorescence inten-
sity f,
measured relative to theintensity
of onebilayer,
is
where
Using equation (4) and the relation between p and PL
where
oi2rl
=RL - RL
is the variance of RL. Thereis
only
a factor of 4 difference in p between a verysharply peaked distribution
forRL( (J RL
=0) and a very
broad one
(aRL
= RL) ; for definiteness, wetake
anintermediate case with
a 2 L
=(J2 - 1) RL
orp
=f2R 2/4 H7RL3.
The observed distribution of peaks in
figure
4 ischaracterized
by f ~
1. Since the peak widths areclose to the
spatial resolution,
RL R. Other experi-mental results suggest
RL = R
10 J.1m. First, thesize of
bilayer
vesicles formed from multilamellarliquid
crystals onadding
excess pure water should be limitedby
the dislocationdensity
in themultilayers;
since we commonly
observe
DMPC vesicles 10 J.1m diameter andlarger, RL
cannot be much smaller than 10 J.1m. Second,light
scattering experiments haveindicated the presence of 10 J.1m size objects in
aligned multilayers
[16]. Thus, p ~ 1 x 10’ cm - 2 when wetake H = 0.2 J.1m.
4.2 ANNEALING DYNAMICS. - Molecules in these
10 um dislocation loops are effectively isolated;
therefore, further annealing must
proceed
via the interlayer transport of molecules which is describedby
a transport coefficient that we shall associate with thepermeation
coefficientAp
[18]. A dislocation loopcontributes to the energy of the system
through
itsedge
or line tension energy andthrough
the compres- sional energy insqueezing
an extra bilayer betweenthe quartz plates [2]. The first contributes
while the second contributes
Using
the relation Ba2’ -= y[2],
we find the compres- sional energy is about ten times greater when RL = 10 um, so is the dominant contribution. Thus,a
rough description
of interlayer transport has thelipid
molecules in the extra loopsqueezed by
the other bilayers from the loop into thebilayer
above or belowit.
Let us consider the visco-elastic
equations
of asmectic
liquid crystal [19,
20, 21]. Inparticular,
wewish to find the characteristic time for the
disappea-
rance of a
bilayer
when there is a zz strain where the z-direction is normal to thebilayers.
The relevantequations
are(using
the notation of[19])
where u is the bilayer
displacement, vz
is the macro- scopic velocity in the z-direction, 0 is the volume contraction,Ap
is thepermeation
coefficient, and Band C are elastic constants. When the
bilayers
are fixedin space
(ü = 0),
the permeation coefficient relates vzto the z-component of the force;
Ap-1 ’
resembles adrag
coefficient, for a case where the
phospholipid
mole-cules are both the fluid and the moving
objects.
Eli-minating Vz
from the equations,For a sudden compression at t = 0, we have 0 = -
0o h(t)
where
h(t)
is the step function orwhere b(t) is the delta function.
Solving
this initial valueproblem yields
a relaxation time z for u(t) interms of a characteristic
length
L, viz.For a defect-free sample of infinite lateral extent, the characteristic
length
is thesample
thickness. Our situation is very different, however, in that we have isolated dislocation loops embedded in a multilayermatrix. The
bilayers
in this matrix are not isolated from each other, but are connectedby
large Burgersvector
edge
dislocations at theedge
of the sampleand
by
screw dislocations. Once a moleculejumps
from the isolated dislocation loop to an