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HAL Id: jpa-00209076

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Submitted on 1 Jan 1981

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Observation of elementary edge dislocations in phospholipid multilayers and of their annealing as a

determination of the permeation coefficient

W.K. Chan, W.W. Webb

To cite this version:

W.K. Chan, W.W. Webb. Observation of elementary edge dislocations in phospholipid multilayers and of their annealing as a determination of the permeation coefficient. Journal de Physique, 1981, 42 (7), pp.1007-1013. �10.1051/jphys:019810042070100700�. �jpa-00209076�

(2)

Observation of elementary edge dislocations in phospholipid multilayers

and of their annealing

as a

determination of the permeation coefficient

W. K. Chan

(*)

and W. W. Webb

School of Applied and Engineering Physics, Clark Hall, Cornell University, Ithaca, N.Y. 14853, U.S.A.

(ReCu le 21 janvier 1981, accept le 23 mars 1981 )

Résumé. 2014 Nous avons observé les dislocations-coin élémentaires d’un cristal liquide smectique phospholipidique légèrement dopé par un analogue, fluorescent et uniformément distribué. Le balayage de l’intensité fluorescente d’un cristal en forme de coin de 8 03BCm de résolution spatiale fournit assez de statistiques de photons pour la détection des modifications d’une bicouche sur cinquante. Les échantillons frais ont une densité de dislocations à peu près de

1 x 107 cm-2 ; celle-ci doit être recuite afin que les coins des bicouches deviennent bien distincts. Le dimyristoyl phosphatidylcholine (DMPC) exige d’être recuit de 2-4 semaines à 35 °C dans une phase L03B1 et la guérison n’inter-

vient pas après un recuit de 3 mois à 17 °C dans une phase P03B2’. Le procédé de recuit exige le trans-

port de molécules lipides entre bicouches voisines ; aussi le temps de recuit dépend-t-il du coefficient de perméation 03BBp qui apparaît dans les équations viscoélastiques d’un cristal liquide smectique, et offre-t-il un procédé pratique

pour la détermination de 03BBp. Nous trouvons pour 03BBp une valeur approximative de 1 10-30 cm2/poise à 37 °C

et cette valeur diminue considérablement à 17 °C. D’autres défauts apparaissent lorsque l’échantillon est refroidi en traversant la température de transition. Ces derniers disparaissent en 2 jours de recuit si la température est augmen- tée à nouveau, mais il faut 2-4 semaines si l’échantillon est en phase P03B2’ pour plus de 24 h.

Abstract. 2014 We have observed the elementary edge dislocations in a phospholipid smectic liquid crystal lightly doped with a uniformly distributed, fluorescent, lipid analogue. Scanning the fluorescence intensity of a wedge crystal with 8 03BCm spatial resolution provided adequate photon statistics to detect changes of one bilayer in fifty.

Fresh samples contain a dislocation density of about 1 107/cm2 which must anneal away before the bilayer edges in the wedge become clearly distinguishable. Annealing of dimyristoyl phosphatidylcholine (DMPC) requires

2-4 weeks at 35 °C in the L03B1 phase and does not occur during 3 months at 17 °C in the P03B2’ phase. The anneal-

ing process requires the transfer of lipid molecules between neighbouring bilayers ; thus the annealing time depends

upon the permeation coefficient 03BBp which appears in the viscoelastic equations for a smectic liquid crystal and pro- vides a convenient determination of 03BBp. We find 03BBp is about 1 10-30 cm2/poise at 37 °C and is considerably

smaller at 17 °C. Additional defects appear when the sample is cooled through the transition temperature; these anneal away within 2 days if the temperature is raised again within a short time, but require the full 2-4 weeks if the

sample is in the P03B2’ phase for more than a day.

Classification

Physics Abstracts

61.30 61.70G - 66.30L

1. Introduction. - Above the gel transition tempe- rature,

phospholipid

and water form a

lyotropic

smectic A

liquid crystal

with alternate

layers

of water

and fluid-like

phospholipid

bilayers. A bulk specimen

will have various structural defects which can adver-

sely affect its

properties

[1]. The

simplest

defect is the

edge

dislocation, the abrupt termination of one or more

bilayers,

which has been discussed

theoretically

by several authors [2, 3, 4].

Edge

dislocations with

large

Burgers vectors have

been observed in

phospholipids using

polarization microscopy, and were found to be

extremely persistent

when

forming

a

good specimen

[5, 6]. Screw disloca-

tions, as well as many other types of defects, have

been seen in

unaligned samples

of mixed

lipids by

electron

microscopy

[7].

Except

for one

questionable

case in the latter work,

elementary (Burgers

vector of

one

bilayer spacing) edge

dislocations have not pre-

viously

been reported in

lyotropic liquid crystals.

Edge

dislocations with large

Burgers

vectors also

have been seen in

thermotropic liquid crystals [8, 9].

Climb of

edge

dislocations in response to a dilative strain normal to the layers have been

predicted [10,11]

and observed

[9];

these dislocations were found to have a

Burgers

vector of about six layers. More recently, Meyer and coworkers [12] have

cleverly

used the strong

coupling

between the stress field and molecular tilt near a smectic A to smectic C

phase

transition to enhance

optical

contrast,

enabling

them

(*) Present address : Bell Telephone Laboratories, Murray Hill, N.J. 07974, U.S.A.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:019810042070100700

(3)

1008

to visualize an array of elementary

edge

dislocations in a narrow temperature range.

The existence of non-bilayer

lipid

structures in cell membranes recently has been

postulated [13].

These

can be viewed as membrane fragments or dislocation

loops

inserted in the

bilayer.

Our observations suggest that such small scale structures occur even in a pure

lipid

system and that the

postulated

structure is a

realistic

possibility.

That line defects play an important, and sometimes

dominating,

role in diffusion in solids has been

long

established. It is reasonable to expect that defects

play a

similar role in

liquid

crystals under certain conditions. For example, fast diffusion may occur

along defect lines

providing

a short circuit for trans-

port ; because interlayer transport is very slow, mole-

cules can be

trapped

in isolated lamellar

fragments

within dislocation

loops;

or, a tracer molecule may

preferentially partition

into a defect

[6] effectively limiting

diffusion to the defect line. To relate our

diffusion measurements in

phospholipid

multilamellae to

microscopic

defects, we have devised a method of

detecting

small

changes

in the number of

layers.

It

has the obvious advantages over the Meyer method [12] in that the sample is in a one phase region and is

not limited to the vicinity of smectic A-C transition.

In our method, the

phospholipid

is

lightly doped

with a fluorescent,

lipid

analogue molecule, and the fluorescent

intensity

excited in a small laser-illumi- nated spot is measured as a function of

position.

To

accomplish

this, the

sample

is translated across a laser beam focused by a fluorescence

microscope,

slowly

enough

that the

photon

statistics of the fluorescence resolve an

intensity change corresponding

to a

single

bilayer. The oriented sample is

prepared

in a thin cell

with a

slight

wedge to it. To accommodate the gra-

dually increasing

sample thickness, there must be edge dislocations

periodically spaced throughout

the sample

(Fig.

1); this structure resembles a low angle

tilt boundary in a

crystal. Scanning

across an ideal sample should

yield

a staircase fluorescence

intensity

pattern where the steps

correspond

to the

edges

of

single

bilayers.

Fig. 1. - Multilayer with an array of edge dislocations separated by aj qJ when confined to a wedge shaped region with wedge angle (P.

The dislocations are forced to the centre of elastic interactions with the optical flats. This is similar to a low-angle tilt boundary in a crystal.

2. Experimental method. - 2.1 S/N AND RESOLU-

TION CONSIDERATIONS. - The

sensitivity

is limited

by

shot noise since we employ

photon counting

elec-

tronics in which dark current and

amplifier

noise are

negligible.

Suppose there are c’

photocounts

per second per

bilayer.

Then, to detect one bilayer in N

within a time T, c’ T must be

significantly

greater than

the shot noise associated with all N bilayers. The

signal-to-noise

ratio is

For c’ = 1 000

s-1,

T = 5 s, a SlVR of 10 yields 50

bilayers

as the limit on total thickness. c’

depends

on

the

intensity

of the

exciting

laser and the

dye

concen-

tration. It cannot be made

arbitrarily large by

increas-

ing

the laser power because of the

photobleaching

of

the

dye.

Furthermore, the

dye

concentration must be

kept

low

enough

so that the sample remains in a

single phase.

The spatial resolution R of a scan is determined

by

the beam diameter 2 w and the scan

velocity

v

The thickness of the sample cell limited our choice

of

objectives

to one with a long

working

distance , which has w = 4 pm [14]. A scan

speed

of 0.17

um/s

was used so the resolution was determined primarily

by

the optics.

A third consideration is the maximum

wedge angle

T of the

sample.

The

separation

between steps is alT

where a is the

bilayer

repeat distance. If a/Q is not larger than R, the steps would not be

easily

resolved.

The

wedge

angle must be less than 10-4 radians for the step

separation

to be ten times greater than the spatial resolution.

2.2 SAMPLE PREPARATION. - The sample cell (Fig. 2) consists of 15 mm diameter, 1 mm thick quartz plates flat to better than

À/I0 (Virgo Optics,

Stirling, N.J.)

epoxied

into stainless steel holders. A low

shrinkage

epoxy was used (Tra-con, Medford, Mass., No.

2162D)

to prevent warpage of the thin quartz flats as the epoxy cured. The two steel plates were separated with a Viton

0-ring

and

clamped

together

with three stainless steel screws. The

depth

of the

quartz flats in the steel holder was chosen so that as

the flats touched, the

0-ring

would be compressed to

its recommended

sealing

range. Two

hypodermic

needles were soldered into one of the

plates

to allow

the

injection

of water into a small reservoir between the

0-ring

and

optical

flats. These needles were

capped

with rubber

plugs

when not in use.

Fig. 2. - Diagram of sample cell. Details are given in text.

(4)

Before any

lipid

was

deposited,

the quartz surfaces

were cleaned

repeatedly by placing

a drop of spec-

troscopic grade

methanol on the surface and

dragging

a clean lens tissue across it. The criterion for cleaniness

was a dark gray Fizeau

fringe

over most of the area

when the empty cell was assembled,

indicating

the separation was about 0.1 um.

The

lipid

used was

L-a-dimyristoyl phosphatidyl-

choline

(DMPC)

purchased from

Applied

Sciences (State

College,

Penn.). A stock solution with 9.0 x 10-4 mole fraction dil

(3,3’-dioctadecylindo- carbocynanine

iodide, a generous

gift

from A. S.

Wag- goner)

in spectroscopic

grade

chloroform (0.1

mg/ml)

was twice filtered

through

a 0.22 gum teflon

Millipore

filter and stored under

nitrogen

in a freezer. To

deposit

the

lipid,

about 10 gl of the stock solution was

placed

on one of the flats and was

spread

back and forth with a

coverslip

until the solvent evaporated.

Dry nitrogen

was then blown over the deposit for at least twenty minutes to evaporate any remaining solvent.

The dried film was then

exposed

to the vapour from

boiling

distilled water for a few seconds to

slightly hydrate

the DMPC.

The cell was then assembled with the screws hand

tightened

until the Fizeau

fringes

became visible. Even

though

there was

light

scattering in some areas,

enough

of the fringes were visible to determine the

separation of the plates. The screws were adjusted

until the

separation

was as small as

possible.

Gene-

rally,

the separation was greatest at the centre and

tapered

off at the

edges;

this made a

wedged region

where one expects to find an array of

elementary edge

dislocations.

Any

sample over 0.6 um thick at the centre was

rejected

because it would either be too thick

or have too great a

wedge angle,

and the order of the

fringes

became difficult to determine. The sample was put into a 65 OC oven

overnight.

It was cooled to the

desired temperature and water was

injected. During long

anneals, water was

re-injected

every few

days

to

replenish

any water that may have

evaporated

from

the reservoir.

Very

small

changes

in the Fizeau

fringes

were observed

during

the

heating

and

cooling,

indi- cating the separation did not

change appreciably.

2.3 APPARATUS. - An argon ion laser

operating

at the 5 145 A line was used to excite the dil fluores-

cence. Its power, which was stable to better than 1

% during

an

experiment,

was monitored

by

a

photodiode

whose output controlled a voltage controlled oscilla- tor. The laser beam was directed

through

the vertical illumination

optics

of a Zeiss Universal

microscope.

The power was attenuated with neutral

density

filters

so that there would be no detectable

photobleaching

for longer than 20 w /v, i.e. ten times the duration a

point

is

exposed

to the laser during a scan. The micro-

scope, with a 10 x

objective,

focused the beam to a

4 pm radius spot on the

sample

[14]. The fluorescence

was then detected through the

appropriate

barrier

filters and pinhole with a cooled

phototube

whose

dark count was less than 0.1 % of the count from a

single bilayer. The ratio of the

resulting photopulses

to the voltage controlled oscillator output was counted by a ratio counter for five seconds; this normalized the fluorescence

intensity

to the laser power. The output of the counter was fed into a 12 bit

digital-to-

analogue converter, and

finally

to a strip chart recor-

der.

The usual

microscope

stage was

replaced by

a

spring

loaded

optical

translation stage modified to mount

onto the microscope. A water bath controlled the tem-

perature of a hot stage bolted to the translation stage, and the

sample

cell was held in place on the hot stage without

applying

stress to the top steel

plate.

The temperature varied

by

less than

+-0.2 OC during

a

run. The stage was driven with a 20 RPH

synchronous

motor and differential micrometer

assembly

at a

speed

of 0.17

um/s.

The motion of the stage was monitored

by

a balanced coil transducer

(Transtek

Model 350, Ellington,

Conn.)

whose

voltage

output

was linear over 2 000 J.1m and whose output voltage

noise

corresponded

to less than 1 J.1m. This output

was also recorded

by

the chart recorder. We found that the translation

velocity

oscillated due to

pitch

variations inherent to differential micrometers; how-

ever, its

period

was much faster than the

intensity

variations due to the

edge

dislocation array in the

wedge

so did not interfere with its detection.

To demonstrate the

reproducibility

of the scans, we

performed

this

experiment :

A sample

consisting

of

the

dye

embedded in a thin film of formvar was trans-

lated across the laser beam with its

intensity

increased

a thousand-fold over the usual intensity to

photo-

bleach a straight line. A second bleaching scan widened

this line

only

very

slightly, indicating

that it retraced the first scan.

3. Results. - When looking at the fluorescence distribution over a

well-aligned

region of the

liquid

crystal, one can see

gradual

changes in

intensity;

the

directions of the

gradient

agree with what one would expect from the thickness distribution deduced from the Fizeau

fringes.

No discrete steps can be seen

by

eye. When observed with crossed

polarizers,

the sam- ple looks

uniformly

dark; the thickness of the quartz

plates prohibited

the use of dark field or

phase

con-

trast.

Figure

3 shows a segment of the chart recorder out-

put which clearly

displays

the

periodic

steps due to the dislocations in the

wedged

region. The scan was taken along a thickness

gradient.

The

wedge

angle, as deter-

mined by the Fizeau

fringes,

was 8 x 10- 5 radians;

the

predicted

average separation between steps of elementary

edge

dislocations

(for

a

fully

hydrated

bilayer

spacing

of 64 A

[15])

is 80 J.1m, in close agree-

ment with the observed

periodicity

of 90 J.1m. The total fluorescence

intensity

at a place where the fringes

were clearly visible gave an

intensity

per

bilayer

in

good

agreement with the observed step size. Parallel

(5)

1010

Fig. 3. - Scan of well-annealed sample in the La phase showing

the regular steps due to the edge dislocations. Each step corresponds

to the termination of a single bilayer. The shot noise level is approxi- mately 10 % of the step size.

scans gave the same

periodic

steps,

indicating

the

defects are

parallel

lines as

expected.

We are unable

to determine the location of the dislocations within the thickness of the sample, that is whether they are

near the quartz surfaces, or near the centre as one would expect from their elastic interactions

[2].

This

central location is subsequently assumed.

It is important to realize that the steps in the inten-

sity

did not appear immediately after the formation of the

specimens.

In fresh samples, there were many

irregular

steps,

giving

the appearance of

peaks

(Fig. 4).

For samples

kept

at 35 OC, 12 OC above the

gel

tem- perature, 2-4 weeks of

annealing

was

required

for the

regular

steps to appear. Once the steps appear, they

were easy to

reproduce

and to detect over most of the

sample.

Furthermore, the regular steps did not appear in all of the samples

prepared though

there were

Fig. 4. - Scan of a fresh sample in the La phase where the regular steps are not visible. The vertical scale is the same as in figure 3 so

that / f= 1 in equation (5).

definite

improvements

after several weeks ; the pre-

sence of extra defects in these samples may have been due to, for

example, pits

and scratches in those

parti-

cular quartz plates and need not be an inherent pro- perty of the

lipid preparation.

The extremely long

times involved made it difficult to obtain

good

statis-

tics and to look for systematic trends.

A sample which showed the

uniformly spaced

steps in the Lex

phase

lost them when taken below the tran-

sition ; the irregular

peaks

characteristic of a fresh

sample appeared

in scans taken minutes after the temperature

equilibrated.

If

kept

at 17 OC for only a

few hours, the specimen recovered its regular steps within two

days

after rewarming into the Lex

phase;

however, if

kept

in the

P.8, phase

at 17 OC for more

than a

day,

the specimen

required

the full two to four

weeks to recover the

regular

steps again after rewarm-

ing

to 35 OC. This suggests that the transition occurs

in two steps with the slower step

taking

several hours, consistent with the water diffusion time [16]. This point will be discussed in more detail in a later

publi-

cation

[17].

A sample left below the transition at about 17 OC did not anneal enough to show the uniformly spaced steps even after twelve weeks; a fresh sample

never taken above the transition also did not show these steps after the same length of time.

4. Discussion. - 4.1 ESTIMATION OF DISLOCATION DENSITY. - The size and frequency of the peaks in

figure

4 contain information on the

density

of edge

dislocations. For the sake of definiteness, we assume

a model with all the

edge

dislocations in excess of those needed for the step array to conform to the

wedge

angle are in the form of circular dislocation

loops of radius RL which has a

probability density

P(RL). This is a reasonable

assumption

since

(1)

a single finite bilayer fragment would take on a nearly

circular

shape

because of the dislocation line tension, and

(2)

dislocation loops intercalated between the

same extended bilayers should coalesce to form larger

loops increasing

the mean value of RL. Negative loops,

that is a

bilayer

with a circular area

missing,

can anneal

away

quickly

by dislocation climb since intralayer

molecular transport is fast.

Consider a random

spatial

distribution of uncorre-

lated dislocation

loops,

with the random variable RL

at a loop

density

PL (loops per

cm’).

(The uncorrelated

loop approximation

fails when the

loop density

is

high enough

that

loops begin

to

overlap,

i.e. when

rcRL2

apL > 1.) The

corresponding

dislocation density (cm of dislocation per

cm’)

is then p = 2

7rkL

PL,

where

Neglecting edge

effects, the average number of loops

in a resolution volume nR2 H/4 is

(6)

where H is the thickness of the

sample

and R is the diameter of the resolution area

specified by

equa- tion

(2). Neglecting

the interaction between

loops

to

assume a random

spatial

distribution, the variance of N is

The corresponding variance in the fluorescence inten-

sity f,

measured relative to the

intensity

of one

bilayer,

is

where

Using equation (4) and the relation between p and PL

where

oi2rl

=

RL - RL

is the variance of RL. There

is

only

a factor of 4 difference in p between a very

sharply peaked distribution

for

RL( (J RL

=

0) and a very

broad one

(aRL

= RL) ; for definiteness, we

take

an

intermediate case with

a 2 L

=

(J2 - 1) RL

or

p

=f2R 2/4 H7RL3.

The observed distribution of peaks in

figure

4 is

characterized

by f ~

1. Since the peak widths are

close to the

spatial resolution,

RL R. Other experi-

mental results suggest

RL = R

10 J.1m. First, the

size of

bilayer

vesicles formed from multilamellar

liquid

crystals on

adding

excess pure water should be limited

by

the dislocation

density

in the

multilayers;

since we commonly

observe

DMPC vesicles 10 J.1m diameter and

larger, RL

cannot be much smaller than 10 J.1m. Second,

light

scattering experiments have

indicated the presence of 10 J.1m size objects in

aligned multilayers

[16]. Thus, p ~ 1 x 10’ cm - 2 when we

take H = 0.2 J.1m.

4.2 ANNEALING DYNAMICS. - Molecules in these

10 um dislocation loops are effectively isolated;

therefore, further annealing must

proceed

via the interlayer transport of molecules which is described

by

a transport coefficient that we shall associate with the

permeation

coefficient

Ap

[18]. A dislocation loop

contributes to the energy of the system

through

its

edge

or line tension energy and

through

the compres- sional energy in

squeezing

an extra bilayer between

the quartz plates [2]. The first contributes

while the second contributes

Using

the relation Ba2’ -= y

[2],

we find the compres- sional energy is about ten times greater when RL = 10 um, so is the dominant contribution. Thus,

a

rough description

of interlayer transport has the

lipid

molecules in the extra loop

squeezed by

the other bilayers from the loop into the

bilayer

above or below

it.

Let us consider the visco-elastic

equations

of a

smectic

liquid crystal [19,

20, 21]. In

particular,

we

wish to find the characteristic time for the

disappea-

rance of a

bilayer

when there is a zz strain where the z-direction is normal to the

bilayers.

The relevant

equations

are

(using

the notation of

[19])

where u is the bilayer

displacement, vz

is the macro- scopic velocity in the z-direction, 0 is the volume contraction,

Ap

is the

permeation

coefficient, and B

and C are elastic constants. When the

bilayers

are fixed

in space

(ü = 0),

the permeation coefficient relates vz

to the z-component of the force;

Ap-1 ’

resembles a

drag

coefficient, for a case where the

phospholipid

mole-

cules are both the fluid and the moving

objects.

Eli-

minating Vz

from the equations,

For a sudden compression at t = 0, we have 0 = -

0o h(t)

where

h(t)

is the step function or

where b(t) is the delta function.

Solving

this initial value

problem yields

a relaxation time z for u(t) in

terms of a characteristic

length

L, viz.

For a defect-free sample of infinite lateral extent, the characteristic

length

is the

sample

thickness. Our situation is very different, however, in that we have isolated dislocation loops embedded in a multilayer

matrix. The

bilayers

in this matrix are not isolated from each other, but are connected

by

large Burgers

vector

edge

dislocations at the

edge

of the sample

and

by

screw dislocations. Once a molecule

jumps

from the isolated dislocation loop to an

adjacent

bilayer, the bilayer with the extra molecule can very

quickly

come into

equilibrium

with the other bilayers by lateral diffusion through the short circuits

provided

by

the

edge

and screw dislocations. Thus the charac- teristic length is the bilayer

spacing

a, and we have for an annealing time T. of 2 x 106 s

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- Sketch of the flow in the channel with the three diffe- cover having two nozzles, and a recessed bottom plate, rent geometries corresponding respectively to ql (director

Such an effect would lead close to the nematic phase to an increase of the layer thickness, and the inversion point for the expansion coefficient variation would

In this paper we want to investigate the translational gauge theory of dislocations with the most general linear isotropic constitutive relations quadratic in the physical

In order Jo check our assumption that the « butterfly wings present.in t~e X-raj diffraction pattern displayed by polymer P~ in its S~ phase are due to edge, dislocations in

With the help of the stress field due to an unit point force (Green’s function), one is able to express the displacement field of a line as a surface integral,