C OMPOSITIO M ATHEMATICA
K APIL P ARANJAPE
Abelian varieties associated to certain K3 surfaces
Compositio Mathematica, tome 68, n
o1 (1988), p. 11-22
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11
Abelian varieties associated
tocertain K3 surfaces
KAPIL PARANJAPE
Compositio (1988)
© Kluwer Academic Publishers, Dordrecht - Printed in the Netherlands
School of Mathematics, Tata Institute of Fundamental Research, Homi Bhabha Road, Colaba, Bombay 400 005, India
Received 16 June 1987; accepted 17 March 1988
0. Introduction
In
([K-S]) Kuga
and Satake associate an abelianvariety
to eachpolarized
K3 surface. This is refined
by Deligne
in[D]
where he shows that this is in fact an absoluteHodge correspondence,
i.e.according
to theHodge conjec-
ture there should exist an
algebraic correspondence
between the K3 surface and the associatedKuga-Satake
abelianvariety.
The aim of this paper is to set up thiscorrespondence
in theparticular
case when the K3 surface is thedesingularization
of the double cover of theplane
branchedalong
six lines.It can be shown that when the six lines become
tangent
to a conic the K3 surface is the Kummerquartic
surface.Further,
theKuga-Satake
abelianvariety
in this case isjust
a number ofcopies
of thejacobian
of thehyper- elliptic
curve obtained as the double cover of the conic branched at the sixpoints
oftangency (see [M]).
for thegeneral
set of sixlines, however, cohomology computations
show that theKuga-Satake
abelianvariety
is anumber of
copies
of a four dimensional abelianvariety.
Infact,
this four-dimensional
variety
turns out to be thePrym variety
of a certain fourfoldcover of an
elliptic
curve, the coverbeing
of genus five. Theproblem
thusreduces to
setting
up acorrespondence
between the K3 surface and thiscurve of genus five. The
key
to this is a construction of C. Schoen(in [S]) emulating
which we construct a surface which we call the "Schoen surface".This surface is a
quotient
of theproduct
of the curve with itself and has aninvolution on
it,
thequotient by
whichgives
the K3 surface.Though
webegin
with the curve and then construct the K3surface,
we can show thatevery K3 surface of the above
type
is reachedby
the construction.Let FI be the
desingularization
of the double cover of theplane
branchedalong
six lines. In Section 1 we show that the lattice T of transcendentalcycles
on Y 1 isisomorphic
toHyp
OE)Hyp
(B[ - 2]
0[ - 2]
as aquadratic
space
(where Hyp
stands for the 2-dimensionalhyperbolic space).
TheHodge
structure on this isgiven by
a 2-dimensional realsubspace
of T Q Ron which the
quadratic
form ispositive
definite.Let C be a curve
of genus
five with anautomorphism
of order4,
such thatthe
quotient
is anelliptic
curve and theisotropy
of anypoint
is atmost oforder 2. In Section 2 we
compute
theHodge
structure of thePrym variety.
The lattice F of the
Prym variety
is a hermitian lattice overQ[i]
of the formHyp
~Hyp.
TheHodge
structure isgiven by
a 2-dimensionalcomplex subspace
of F Q R on which the hermitian form ispositive
definite. There is a naturalQ[i]-antilinear
involution on^2Q[i]F
which preserves theHodge
structure. The invariants of this involution thus
give
aHodge
structurewhich we check is of the same
type
as the lattice of transcendentalcycles
onthe K3 surface as described above.
Further,
it iseasily
seen that this is theKuga-Satake-Deligne correspondence
in thegiven
case(upto isogeny
andrepetitions
of thePrym).
Infact,
if G 1 is the Shimuravariety corresponding to SO(Hyp
~Hyp
(D[ - 2]
(B[ - 2])
whichparametrizes Hodge
structuresof
type
T and G2 is the Shimuravariety corresponding
toU(Hyp
Et)Hyp)
which
parametrizes Hodge
structures oftype F,
then we see that we have a finite-finitecorrespondence
between Gland G2.Thus,
theproblem
can beseen to be twofold. Given a curve of the above
type,
to construct a K3 surface and torepresent
the aboveHodge correspondence by
analgebraic cycle
onthe
product
of thePrym variety
and the K3 surface.The
geometric
construction in Section 3exactly
mirrors the abovealgebraic
calculation.Reading
between the lines in[S]
there is a natural way to construct out of C a surface W whose lattice of transcendentalcycles
isisomorphic
to^2Q[i]F
as aHodge
structure. We thenproduce
an involutionon W which acts like the involution described above. The
desingularization
of the
quotient
of Wby
this involutiongives
a K3 surface of therequired
type. One then checks
(in
Section4)
that this constructionrepresents
theHodge correspondence
asrequired.
1.
Cohomology
of the K3 surfaceLet
LI,
... ,L6
be lines in theprojective plane
P2 such that no three of theseare coincident. We can then form the double cover of P2 branched
precisely along
these six lines. Let Y 1 - Y be thedesingularization. If p¡,j
=Li
nLj,
then we have
exceptional curves Ei,j
of Y 1 ~ Yprecisely
over thesepoints.
Further,
if[H]
is class of the inverseimage
of a line inP2 , then
for ageneral
choice of
L1,
... ,L6,
the Néron-Severi group NS of YI can be describedover the rationals:
We wish to prove
LEMMA 1. Let Y1 be the
desingularization of
the double cover Yof
theplane
branched
along
six lines. LetEi,j’s
be theexceptional
curvesof
themorphism
Y1 ~
Y,
and H thepull
back to Y1of
ageneral line
in theplane. If
then,
as a
quadratic
space.Further,
T is asub-Hodge
structureof H2(Y1, Q),
with this structurebeing given by
a 2-dimensional linearsubspace of
T Q R on which the intersectionpairing
ispositive definite.
Proof of
Lemma 1.Looking
at theHodge
structure onH2 ( YI, C)
we see that
H0( Y 1, KY1)
E9H2 ( Y 1, UY 1 )
isperpendicular
to N,S Q9 C c H’( Y 1, 03A91Y1). Thus,
the secondpart
of the statement is immediate. We note that the firstpart
of the statement needs to beproved only
when Y1 and Yspecialize
to X1and X,
where X1 and X are the surfaces obtained for thespecial
choice of six linestangent
to a conicQ.
Then it is knownclassically
that X1 and X can be
alternatively
described as follows.Let C be the
hyperelliptic
curve obtained as the double cover of theconic Q
branchedalong
the sixpoints
oftangency,
and A be the Jacobianvariety
of C.Choosing
as basepoint
on C one of the sixpoints
of ramifi-cation we
get
a natural inclusion C ~ A. Thisgives
the theta divisor on A.The linear
system 12CI
on Agives
amorphism A ~ P3,
which factorsthrough
X’ -Ali,
where i is the involution on Agiven by
the inverse in the group law.X is obtained
by blowing
up theimage
in X’ of theorigin
in A and the map toP2
is obtained as theprojection
from thispoint.
X1 isgot by blowing
up all the sixteen nodes of X’
corresponding
to thepoints
of order 2 on A.Equivalently,
X1 =A1/i,
where A1 is the blow up of A at the sixteenpoints
of order
2 on A. If Eu
denotes theexceptional
curve in A 1corresponding
tothe
point a
inA,
thenNow,
A is the Jacobian of C and thusThe action of i on
H1(C, Q)
isby - Identity,
so i actstrivially
onH2(A, Q).
The naturalhomomorphism H2(X1, Q) ~ H2(A1, Q)
istherefore an
isomorphism
of vector spaces. The intersectionpairing
onH2(X1, Q)
ishowever, 1/2
the intersectionpairing
onH2 (A 1, Q).
Choose a
symplectic
basis{e1, f1,
e2 ,f2}
forHl (C, Q).
Thisgives
a basisfor
H2 (A, Q):
such that:
1.
(ai . bi) =
1 w.r.t. the intersectionpairing
onH2(A, Q).
2. a,
+ bj = [C],
with[C]
the class of C as a curve on A as above.By
thisdescription,
under thespecialization
from Y 1 toX1,
the class[H]
specializes
to2(a,
+bl - [Eo])
with 0 theorigin
inA,
and the classes[Ei,j]
specialize
to[Ea]’s
for a in2A
different from 0. Hence we maycompute
the lattice T inH2 (X 1, Q)
as theperpendicular of,
This is
easily computed
to beisomorphic
toHyp
~Hyp
~[- 2]
~[ - 2],
where
Hyp
stands for the 2-dimensionalhyperbolic
space.Q.E.D.
Lemma 1.2. The
Prym variety
LEMMA 2. Let C be a curve
of
genus 5 with anautomorphism of
order4,
s.t.the
quotient by
thisautomorphism
is anelliptic
curve E and theisotropy of any point
is atmostof order
2. ThePrym variety for
this cover isgiven by a Hodge
structure F
of
thefollowing
type:1. The action
of
theautomorphism
makes F aQ[i]-vector
spaceof
rank 2.2. The
symplectic form of
Fgives
a hermitianform
w.r.t. thisQ[i]-structure
which
of
typeHyp
~Hyp.
3. The
Hodge
structure is determinedby
a 2-dimensionalcomplex subspace of
F ~ R on which the hermitian
form
ispositive definite.
Proof of
Lemma 2. Let p, + P2 + P3 + P4 be the branch locus on E. We have a line bundle L on E ofdegree
2 suchthat,
but This
gives
a line bundle M = L-’2 in
Pic(E).
Theisomorphisms,
which is of order
and
give
analgebra
structure to(!JE
0L-1
(B L -1 Q M QM,
as well as to(9E
EB M.It is
easily
seen that for a suitablechoice
ofL,
Further,
if E’ is thequotient
of Cby
theisotropy then,
The
automorphism
J of order 4 is describedby -
i -(Identity)
on L andby (-Identity)
on M.(Here i
denotes the square root of -1).
Let P be the connected
component
ofidentity
in the kernel of the naturalhomomorphism Jac(C) ~ Pic(E),
i.e. thePrym variety.
Then we have:The action of J is
by
i -(Identity)
on V andby i - (- Identity)
on W. Thereis a natural
morphism H1(C, R) ~ H’ (C, (9c)
and F ~ R goes isomor-phically (as
real vectorspaces)
to V (B W. Thisisomorphism
iscompatible
with the J action.
The
automorphism
J of Cgives
aQ[i]
action onF,
and so the restriction to F of thesymplectic
structure onH1(C, Q)
is theimaginary part
of a Hermitian structure H. Since the order of theautomorphism
is a power of 2 the discriminant of H is also a power of 2 inQ.
But then 2 =Norm(1
1 +i)
so that
disc(H)
= 1 inQX/Norm(Q[i]X).
Now V (B W is the
tangent
space to P and thesymplectic
structure on Fis the restriction of the
imaginary part
of thepositive
definite Hermitian structure H 1 whichgives
thepolarization
on P. This Hermitian structure isJ-invariant and so, for all v in V and w in W
Let
03BD1 03BD2 in V
and w, ,w2 in W give
an orthonormal basis of V ~ W withrespect
to the form H 1. ThenIm H1(J·vi , vi) = - Im H1(J·wi, wi) =
1 and the rest of thepairings
are zero. Since Im H1 = Im H weget
that H is ofsignature (2, 2). By
a result of Landherr(see [L])
thesignature
and discriminant of a hermitian form over
Q [i]
determine itcompletely (discriminant being
taken as an element ofQx/Norm(Q[i]x)) upto
iso-morphism.
Thus F isisomorphic
toHyp
EBHyp
as a Hermitian space.Further,
theHodge
structure on F isclearly
determinedby giving W (or V)
as a
quotient
of F Q R.Q.E.D.
Lemma 2.Let
{e1, f1, e2, f2}
be a basis for F overQ[i] such
thatH(ei, fi)
= 1 andthe rest of the
pairings
are zero. Then the lattice U =^2Q[i]F
has abasis,
such
that a,
nbi
= g agenerator
for^4Q[i]F. By extending
the Hermitian form H to U wehave,
while the rest of the
pairings
are zero.Similarly, extending
H to^4Q[i]F
wehave
H(g, g) =
1. Let t: U ~ U be theQ[i]-antilinear homomorphism
defined
by,
Then
H(u1, u2)g =
U, At(u2)
for all ul , U2 inU,
and this condition deter- mines the involution t. Theisomorphism
F Q R rr V (9 Wgives
rise to anisomorphism
U Q R ~A 2 c V
(B^2C W
Et) V~C
W. Thus U is apolarized Hodge
structure ofweight
2. It is easy to see that t is anautomorphism
ofthis
polarized Hodge
structure. Let T be the invariantsubspace
of U underthe involution t. The
set (aj - bl,
J(al
+bl),
J· a2 , J · b2 , a3 , b3} gives
a basis for T and it follows that the
quadratic
form on T inducedby
Hon U is
isomorphic
toHyp
~Hyp
~[ - 2]
~[ - 2].
In fact theHodge
structure on T is
given by
the t-invariants inA c 2 V
~^2C W
which form a2-dimensional real
subspace
of T (D R. Thus we may state asproved,
LEMMA 3. Let F be a
Hodge
structure as in Lemma 2. Then there is aHodge
structure T as in Lemma
1,
and aHodge correspondence
T ~A Q[il 2 F.
Q.E.D.
Lemma 3.We note that as a consequence of the
proof
of Lemma 3SU(Hyp
~Hyp, Q[i])
is a double cover ofSO(Hyp
~Hyp
~[ - 2]
~[ - 2], Q).
Henceit is the
spin
group of thisorthogonal
group. Since the 4-dimrepresentation
of
SU(2, 2)
isunique,
F isperforce
thespin representation
associatedwith the
orthogonal
group above. As a consequence(see [D]
Sects. 3 and4,
and[M]
Lemma7)
theKuga-Satake-Deligne correspondence
for theHodge
structure T of Lemma 1 isprecisely
what has been constructed in Lemma3, providing
that we show that every such T is associated withsome choice of F. This will be a consequence of the construction in Sections 3 and 4.
3. The Schoen surface
With notation as in Section 2 let us choose an
origin
o in E s.t.OE(p1
+... +
p4)
-OE(4.o).
Also choose anorigin
o’ in E’lying
over o in E. Letp, q in E be
points
such that L ~OE(2 · p)
and M ~OE(2 ·
p - 2q).
Then,
we haveequivalences
on E:Let G be the group
acting
on C x Cgenerated by automorphisms ( J, J -’ )
and theflipping
of the two factors.Following
C. Schoen we definethe "Schoen surface" W as the
quotient
of C x Cby
the action of G.Similarly
we define the surfaces S’ and S as thequotients by
G of E’ x E’and E x E
respectively (note
that J acts asan
involution on E’ and actstrivially
onE).
The additionmorphisms
E’ x E’ - E’ and E E ~ Egive
rise tomorphisms
S’ - E’ and S ~E, making
them ruled surfaces.In
fact,
S’ is the fibreproduct
of Es E and S ~ E. Themorphisms
18
of Section 2
give
rise tomorphisms
For each
point e
in E we have a sectionDe
of S - Egiven by
theimage
of E x
{e}
in S. LetDé denote
thecorresponding
divisor in S’. LetLe
denotethe line bundle on S
corresponding
to the divisorDe .
W has an
automorphism
of order 4 inducedby (J, 1)
on C xC,
s.t. theisotropy
is of order at most 2. Thequotient by
theisotropy
is S’and thequotient by
theautomorphism
of order 4 is S. The branch locus in S is the union of the divisorsDp1,
... ,Dp4 .
As in Section 2 weget
W =SpecSOS
E8Lp-2
QLq-2
E8 M. W has twelveordinary
doublepoints corresponding pairwise
to the sixpoints
of intersection of theDpi.
We may blow up thesepoints
onS,
S’ and W toget S 1,
S l’ and W1.Let
Ei,j
denote theexceptional
curve in S 1lying
over thepoint
of inter-section of
Dp,
andDpj, and
letFi,j
denote the strict transform of the fibre of S -+ Ethrough
thispoint.
LetDi
denote the strict transform of the sectionDpl
of S ~ E. ThenDi
meetsEi,j
forevery i ~ j,
andFn,k
for everyk =1= n =1= i
~ k. This shows that S 1 - E is afamily
of stable4-pointed
curves of genus zero in the sense of Harris and Mumford
(see [H-M],
Section
4). They
show that there is a fine moduli space for4-pointed
stablecurves
of genus
0.By examining
themorphism
S 1 ~ E we see that the fibresover Pl + P2 and p3 + p4 are
pairs
of lines which meet the sectionsDi
in thepairs {D1, D2}
and{D3, D4}. By similarly examining
the othersingular
fibres one concludes that S 1 is in fact a double cover of the universal
family
and the
corresponding
involution on E acts as inversion in the group law.Hence there is an involution s: S1 ~ S 1 such that:
1. s carries the section
Di
into itself for each i.2. s carries
Ei,j
ontoFk,l; {i, j, k, l} = {1, 2, 3, 4}.
3. s lies over the involution e -+ - e of E.
Thus
by lifting
this inversion to e’ ~ - e’ on E’ we alsoget
a natural lift of the involution to Sl’. This also fixes an action of s on M.Let b: S1 ~ S denote the natural
morphism.
Then it iseasily
checkedthat:
Further,
the fact that shows that:is invariant under s
Hence we have two
possible
choices of a lift of s to an involution on W1.The
composite
W1 - S l’ - E’ makes W1 anelliptic
fibration over E’with level two structure. The
morphism
Wl - S1’ is thequotient by
theinversion in the group law on the fibre. The involution s’: S1’ ~ S l’ as
described above acts as
identity
on the fibre of S1’ - E’ over o" since it fixes the fourpoints
of intersection with the four chosen sections. Thus the two choices of lifts of s to an involution on W1 restrict toidentity
and the inverse in the group law on the fibre of W1 - E’ over o’. Notice that the action of these lifts isby multiplication by
the section of M over E’ whichgives
thealgebra
structure toOE
0 M. Butthen, if p’
is the otherpoint
of E’lying
over o, the section has
opposite signs
at o’and p’.
Thus the action of the liftcan be chosen to be
identity
on the fibre of W1 overo’,
in which case thislift will act as inverse in the group law on the fibre over
p’. Similarly,
ifq’
and r’ are the other two fixed
points
of the inversion onE’,
this lift will actas
identity
on the fibre over one of these(say q’)
andby
inversion on theother fibre.
Thus,
this choice of lift has 8 isolated fixedpoints
and two fixedfibres.
Now blow up these 8 fixed
points
toget
W2 and form thequotient
Y2.Then Y2 is a smooth surface with a
morphism
to thequotient
of E’by
theinvolution,
i.e.P1.
The four sections of W1 ~ E’ also descend sincethey
areinvariant under the involution. Thus Y2 - Pl is an
elliptic
fibration withlevel two structure. There are 6
singular
fibres oftype I2 corresponding
tothe twelve
singular
fibres of W1 ~ E’ and twosingular
fibres oftype Iô corresponding
to the fibres of W1 fixed under the involution(notation
forelliptic
fibrations as in Kodaira[K]).
Let S 2’ be the blow up of S 1 ’ at the
images
of the 8points
on W1. Thenwe can also form the
quotient
of S2’by
the involution toget
Z. The naturalmorphism
Y2 - Z is a doublecovering. Further,
themorphism
Y2 - Plfactors
through
Z and Z ~ Pl is a genus zero fibration with 8singular
fibresand four
disjoint
sectionsCi, ... , C4.
Six of thesesingular
fibres are of thefollowing type:
1. Each fibre has 2
components
with eachcomponent meeting
2 of thesections.
2. For each
pair
of sections there are two such fibres where these sections meet the same fibrecomponent.
20
The
remaining
twosingular
fibres are of thefollowing type:
3. Each fibre consists of five
components.
There are fourexceptional
curveseach
meeting exactly
one of thesections,
and theremaining component
meets each of these four
components exactly
once.Looking
back to Section 1 we see that if we choose onepair
of lines sayLS and L6
out of the six lines inP2 ,
then we have amorphism
from Y 1 toP’
making
it anelliptic
fibration like Y2 above.Further, blowing
up the pi,j inP2
toget
21 we also have amorphism
from Z1 toP’
and Y 1 is a doublecover of Z1. The
morphism
Z1 ~P’
has the samedescription
as Z -P’
above
(with L5
andL6 corresponding
to the fifthcomponent
in the fibres asin
(3)
above andLI,
... ,L4 being
the foursections).
Blowing
down the fourexceptional
curves in the fibres oftype (3) (as above)
in Z and Z1 weget
families of stable fourpointed
curves of genuszero which are characterized
by
themorphisms
to the moduli space(the
lambda
functions),
z:pl -+ P1
and zl:P1 ~
P’(see [H-M]
loccit.). Thus,
Z - P’
(and
Z1 -P’ )
is characterizedby
the lambda function on the base P1 and a choice of twopoints
on the base over which the fibres are oftype (3)
as above.Under différent choices of E
and {p1, ... , p4}
c E such that p, +... ’
+ p4 =
o inE,
the above construction willgive
any z:P1 ~ P’
ofdegree
two and anypair
ofpoints
in P’ =E’/s’
that we choose.Again, by varying
the choice of lines in P2 we canget
any zl : P1 ~P’
ofdegree
twoand any
pair
ofpoints
in P’.Thus,
for a suitable choice weget
an iso-morphism
between Z andZ1,
hence also anisomorphism
between Y2 andYl.
4.
Cohomology computations
We now state,
MAIN THEOREM. Let Y1 be the
desingularization of
the double coverof
the
plane
branchedalong
six lines no 3of
which are coincident. Then there is an abelianvariety
P and an elementof CH2 (P
xY1)
such that thecorresponding homomorphism H2(Y1, Q) ~ H2 (P, Q)
is an inclusion on thelattice
of
transcendentalcycles.
Proof of
Theorem. LetSym2 (C)
be the secondsymmetric
power of C. Then the additionmorphism Sym2 (C)
xSym2(C) ~ Jac(C)
can becomposed
with themorphism Jac(C) -
P of Section 2(P
is thePrym
variety
of Section2),
togive Sym2(C)
xSym2(C) ~
P.Further,
use theprojection
to the first factor ofSym2 (C)
xSym2 (C)
toget
a class inCH2(Sym2(C)
xP).
This classrepresents
thehomomorphism H2(Sym2(C), Q) = AQ2 H1(C, Q) ~ ^2QH1(P, Q).
Similarly,
themorphism
C x C - W descends toSym2(C) ~
Wgiving
us a class inCH2 (Sym2 (C)
xW )
whichrepresents
the inclusion^2Q[i]F ~ ^2QH1(C, Q).
Now compose the above
correspondences
with W2 - W x Y2. Thisgives
a class inCH2 (P
xY2).
Since we have
already
shown in Section 3 that our construction reaches everyY 1,
weonly
need to show that the above constructionactually gives
a
correspondence
of therequired type.
The
following
claims areeasily
checked:1.
H2(W1, Q) = H2(W, Q)
QQ-span
of 1-diml. fibres of W1 - W.2.
H2(W, Q) =
G-invariants inH2 (C
xC, Q).
3. The action of J on
H° (C, Q)
andH2 (C, Q)
istrivial,
so the G-invariants inH° (C, Q)
QH2 (C, Q)
CH2 (C, Q)
QH° (C, Q)
form a 1-diml.vector space
spanned by
the class of theimage
in W of C x{c},
for somegeneral point
c in C.4. The
flipping operates
as thealternating
action onH1(C, Q)
OHl (C, Q)
so that the G-invariants in
H1 (C, Q)
QH1 (C, Q))
arejust A 2 F
0^2QH1(E’, Q). Further, ^2QH2(E", Q)
isspanned by
the class of ageneral
fibre of W - E’.
5. The involution on W1
interchanges
the(J, 1)
action with the(1, J-1)
action. Thus the action on
^2Q[i] F
of this involution isQ[i]
antilinear.6. The real
part
of the Hermitian form on^2Q[i] F is
a constantmultiple
of theintersection
pairing
on^2Q[i]F
cH2(W1, Q). Hence,
this realpart
is invariant under the involution.As a consequence
of ( 1 )-(4)
we see that the lattice of transcendentalcycles
on W1 is
^2Q[i]F.
The invariants under the involution is the lattice of tran- scendentalcycles
on Y2. Since(5)
and(6)
show that the involution has therequired type
of action onA Q[il 2 F
we have therequired correspondence.
Acknowledgements
1 am
greatly
indebted to Madhav Nori who started me off on thisproblem by showing
me how to do the calculations in Sections 1 and 2. Without his continuedguidance
andsupport
this paper would never have beenpossible.
1 also wish to thank T.N.
Venkataramana,
for many discussions on arith- metic groupsrelating
to Section 2. The calculations in Section 4 weregreatly
aided
by
discussions withMangala
Nori and A.R. Shastri on their results aboutelliptic
surfaces(see [MN]
and[G-S]).
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