A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
Y. C HOQUET -B RUHAT
Maximal submanifolds and submanifolds with constant mean extrinsic curvature of a lorentzian manifold
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 3, n
o3 (1976), p. 361-376
<http://www.numdam.org/item?id=ASNSP_1976_4_3_3_361_0>
© Scuola Normale Superiore, Pisa, 1976, tous droits réservés.
L’accès aux archives de la revue « Annali della Scuola Normale Superiore di Pisa, Classe di Scienze » (http://www.sns.it/it/edizioni/riviste/annaliscienze/) implique l’accord avec les conditions générales d’utilisation (http://www.numdam.org/conditions). Toute utilisa- tion commerciale ou impression systématique est constitutive d’une infraction pénale.
Toute copie ou impression de ce fichier doit contenir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
Extrinsic Curvature of
aLorentzian Manifold.
Y.
CHOQUET-BRUHAT (*)
dedicated to Jean
Leray
1. - Introduction.
The existence of a maximal submanifold
(with respect
toarea)
is animportant property
for a spacetime, hyperbolic
riemannian manifoldsatisfying
Einsteinequations.
On such an initial submanifold the
system
of constraints can besplit
into a linear
system
and a non linearequation, following
conformaltechniques
initiated
by
Lichnerowicz[5]
anddevelopped
in[8]
and also[12].
Thesolution of the initial value
problem,
fundamental in GeneralRelativity,
then rests on the
global
solution of this non linearelliptic equation
on theinitial 3-manifold. Theorems of
existence, uniqueness,
or non existence inthe presence of
inadequate
sources, can beproved
for thisequation (cf. [9] ),
using
a methodgiven
in[3], essentially
based onLeray-Schauder degree theory [1], [2].
The existence of a maximal submanifold is also essential in the
proof
of the
positivity conjecture
for thegravitational
mass of anasymptotically
flat space time
(cf. [13], [14]).
We prove in this paper some theorems
concerning
theexistence, unique-
ness, or non
existence,
of maximalsubmanifolds,
and moregenerally
ofsubmanifolds with
given
mean extrinsic curvature.(*)
Institut deM6canique Th6orique
etAppliqu6e,
University Paris VI, 4 Place Jussieu, 75005 Paris.Pervenuto alla Redazione il 2 Febbraio 1976.
2. - Definitions.
We consider a differentiable
(C°°) manifold Vt
of dimension 1 endowed witha lorentzian metric g,
pseudo-riemannian
metric ofsignature (-t-y 20132013, ’ ’ *)y
which we suppose time-orientable.
Let S be a
(C°°),
I - 1- submanifold of Wesuppose S space-like
andwe denote
by ns
itsunitary
time oriented normal. We denoteby gs
the(negative definite)
riemannian metric inducedby g
on S andby .~s
thesecond fundamental form
(extrinsic curvature)
of ~S as a submanifold of(Y~ , g) ; .Ks
is asymmetric
2-tensor field on Sgiven by:
where C is the Lie derivative
operator, n
a differentiable vector field in aneighborhood of S,
identical with nson S, n
the canonicalprojection (with respect
tog)
from the space of covariant 2-tensors on7~
onto the space of covariant 2-tensorson S, Ks
does notdepend
on the choice of n.The mean extrinsic curvature of S in
(Vn, g)
is a function on S:where the
divergence
is relative to the metric g.Another
equivalent expression
forPS
is:where z
= 3f*
is the vector field of tensions on S relative to itspseudo-
riemannian immersion
f
in(cf.
E ells andSampson [15],
Lichne-rowicz
[6]).
The sub manifold S is said to be
maximal,
the immersionf
is an harmonicmapping
from(S, gs)
into(Vn, g),
if on S :3. - Local coordinates.
If the
equation
of ~S in local coordinates iswe set
then
4. - Mean extrinsic curvature as a function of g and S.
Let
V,
begiven,
with a lorentzianmetric ’
time orientable. Let~’o
bean l-l submanifold of
Y~, spatial
forg.
Weidentify
aneighborhood
Uof
~o in Yl
with an open set SZ ofSo
XR, through
thetrajectories
of a vectorfield
n,
identical withnso
on~So.
We define afamily
of l- 1 submanifoldss 9) c Ul
calledt-homotopic
to~So,
as the submanifolds ofVi
with the equa-tion,
in the above identificationLet now g be another lorentzian metric on
V, ;
the mean extrinsic cur-vature of
Sq;
as a submanifold ofg)
is a functionPs 91 ; of g
and cp, with values in the space of functions onSo.
If
(xz)
are local coordinates onS°,
and(3/~)
=(XO, xi),
XO = t the cor-responding
local coordinates inTI,
wehave,
stilldenoting by T
the expres- sion of in local coordinates:with Christoffel
symbols
of g,in
particular y~
are the contravariantcomponents
of the metric inducedon S yO
andyz
arerespectively
a scalar and a vector field onIf we set:
then
If q
is the constant map ~ T, aconstant,
theny°° = 0,
.
5. - Existence theorems.
DEFINITION. Let F and G be Banach spaces of scalar functions on
~So
and jE7 be a Banach space of 2-tensor fields on D. The
triple (E, F, G)
is saidto
be g regular
if there exists aneighborhood
X X Y c E X I’ of(0, 0)
suchthat
(g - g, cp)
is a C’mapping
from X x Y intoG,
whosepartial
derivative
P’(’, 0)
atg - g = 0, cp
= 0 is theoperator
of formal linearization.The
formal
linearization(with respect
toq)
ofP(g, cp)
is a linearpartial
differential
operator which, for g = g, g~
=0,
has thefollowing expression
in the chosen coordinates
(where 0,
=y-2) :
But
11-11,
If Ricc is the Ricci tensor
of #,
we have theidentity (cf. [1], [6]),
where
do
is theLaplace operator
of the metricgo
inducedby g
onSo.
On the other
hand,
becausey~O and y£ depend only
on8;q through
quadratic
terms if~==0y
we have:finally
the formal linearizationis (1) :
6. - Case o
So compact
space like section forg.
If
So
is acompact
submanifold ofV,, everywhere spatial
with orwithout
boundary,
thefollowing triple
of Banach spacesis g regular,
forany ’
which is itself in ~7:I)
.E = 2 tensors fields in the Holder classes~’2’"(SZ) ;
.F scalar functions in the Holder classes
C2,,(SO) (vanishing
on theboundary &So
ifOSO
is notempty);
G scalar functions in the Holder classes
C°~"(~So).
Another
interesting ’ regular triple,
is in thephysical
case n = 4.II)
E : 2 tensor fields in the Sobolev spaceH3(92);
0
F : scalar functions in the Sobolev spaces
(which
is identical witha~o = o ) ;
G : scalar
functions in
Note. The
hypothesis
on gand #
are made after the identification of aneighborhood
U ofSo
inVi
withthrough
thetrajectories
of avector field normal to
So
withrespect
tog.
In the cases I and II the
following
lemma is valid(recall that go
isnegative definite).
ISOMORPHISM LEMMA. The linear is an iso-
morphism
between F and G under one of thefollowing hypothesis:
1) aso
is notempty and,
onSo :
2) ~’o
hasempty boundary
and onand
(1)
Such anexpression
with Y= 1(identification through geodesics)
has been obtained,by
a different method, in theproperly
riemannian caseby
Duschek [16].Except
whenKso
== 0(i.e. So
is atotally geodesic
submanifold ofV,)
wehave:
On the other hand
if #
satisfies onVi
the Einsteinequations (physical
case:n = 4)
where T is a
given
2-tensor(stress
energytensor)
we have in all realisticphysical
situationsfor every time like vector u with
only
inregions
devoid of energy sources.DEFINITION. A lorentzian manifold
(Vz, g),
time orientable and with aRicci tensor
satisfying (2)
is called aspace-time.
Aspace-time (VI, 9 ’)
issource free if Ricc « 0.
When the
mapping P~(g, 0)
is anisomorphism
between 1~’ and G we canapply
to the C 1mapping ( g, ~ ) ~ P ( g, g~ )
theimplicit
function theorem.Thus we have
proved.
THEOREM 1. Let
(Vz, g)
be aspace-time,
andSo
be acompact
space like submanifoldof Y
with mean extrinsic curvature C in the metricg.
Let(E, F, G)
bea g regular triple
of Banach spaces, C E G. IfSo
is not atotally geodesic
submanifold withoutboundary
of a source free space timeg),
then there exists a
neighborhood X
of 0 in E such that for every g withg- g E X
the lorentzian manifold(Vz, g)
admits a space like submanifoldSqJ,
with mean curvature C.
The case C = 0
gives
thefollowing corollary,
valid in the same func- tion spaces:COROLLARY. If a
space-time (Vz, g)
admits acompact
space like maximalsubmanifold,
which is not atotally geodesic
submanifold withoutboundary
for a source-free
space-time,
allneighbouring
lorentzian manifolds have thesame
property.
When a source-free space time admits a closed
spatial
submanifold which istotally geodesic
it is notalways
true that allneighbouring space-times
admit a maximal submanifold. We shall prove that
they
admit a submanifold of constant meancurvature,
but the constant cannot begiven
apriori.
THEOREM. Let
(Vi, g)
be a source-freespace-time, admitting
atotally geodesic
space likesubmanifold, compact
withoutboundary So,
letE, F,
Gbe
a g regular triple
of Banach spaces. There exists aneighborhood
.X ofzero in E such that if then
(V,, g)
admits a space like submani-folds, SqJ,
1 with constant mean curvature.PROOF. Denote
by .F [resp. 0]
thesubspace
of F[resp. G]
of functions withvanishing integral
onSo.
Consider the C’mapping P
from XX Y to 2 (with I, 2
open sets of.F’, G)
definedby:
(",
andVõl So,
volumeform,
and total volume ofSo
in the metric inducedby g) P
is a C’mapping,
with derivativejP~
at thepoint g - g = 0, g~ = 0
theLaplace operator ~o,
therefore anisomorphism from -P
ontoG.
The im-plicit
function theoremapplied
to theequation
gives
the result.7. - Case of a non
compact ~So .
The
general
case of a noncompact So
in ageneral
lorentzian manifold(VI, g)
is difficult tohanddle,
due to the lack of sufficientknowledge
of theinvertibility
of thecorresponding Laplace operator.
However a case ofparticular physical
interest is the case whereSo
isdiffeomorphic
to R3 andthe metrics
gs’
induced onSo by g
are «asymptotically
euclidean ». Wethen have
(cf. [20]).
LEMMA. The
following triple
of Banach spaces isq-regular (q
Minkowskimetric on
R3 X R ) .
and
2)
99 is in Fif 99
E02,OC(R3)
and3 )
f~ is the Banach space of functionsf E
such thatThe norm in C~ is
with
the norms in E’ and F are defined
analogously.
PROOF. is a C1
mapping
from aneighborhood
ofzero in
(E’ X .F’)
into G. Itspartial
derivative withrespect to cp,
at =0,
99 =
0, spatial hyperplane
of the Minkovski spacetime,
is the flat spaceLaplace operator, isomorphism
from F onto G. Therefore:THEOREM.
Every
lorentzian manifold(R4, g)
in anE-neighborhood
ofthe Minkovski space time
(R4, r~ )
admits a maximal space like submanifold.Indications for an alternate
proof
of thistheorem,
inweighted
Sobolevspaces, has been
given (cf. [21]).
8. - Non existence theorem.
DEFINITION. A lorentzian manifold
(V,, g)
is said to admit aslicing
ifthere exists a
diffeomorphism ~. between V,
and aproduct So X R
such that the
submanifolds S,
=l1.-1 ( f t
=z~ )
are space like for g. The sub- manifoldsS,,
are the slicesdefining
theslicing,
the space like submanifoldsSq, (equation
t = in theimage by l1.( with q;
non constant are also called slices.THEOREM. If a lorentzian manifold
(Vz, g)
admits aslicing by
slicescompact
withoutboundary
of mean extrinsic curvature(m.e.c.) uniformly
bounded below
[resp. above] by k,
it admits no slice with m.e.c. less than k[resp. greater
thank].
PROOF. The function 99
defining
a sliceS , by
t = attains onSo
itsmaximum and its minimum. At an extremum
point x
of cp,t
= the m. e. c. ofSqJ
is:but
Thus if
P(g, g~) (x)
k[resp.
>k]
wehave,
at an extremumpoint
of q :which is
impossible
in a maximum[resp. minimum],
sinceyii
isnegative
definite.
EXAMPLE. The metric
product T z_1 xR,
with flattorus,
admits noslice with every where
positive,
oreverywhere negative,
mean extrinsiccurvature.
9. -
Uniqueness
theorems.DEFINITION. A
space-time (Vz, g)
is said to be nowhere source-free if Ricc(g) (u, u)
> 0 for every time like vector u.Given a space like submanifold
~o
of a lorentzian manifold(Vz, g)
thereexists
always
aneighborhood U
of,So
in which thegeodesics
normal toSo
define a
diffeomorphism
between U and Q c~’o
X R. Such aneighborhood
Uis called a
gaussian neighborhood.
The submanifoldsSg,,
t = are definedthrough
this identification.THEOREM. If a nowhere source free space time of class C2 admits a space like submanifold
So compact
withoutboundary,
with mean extrinsic curva-ture a
constant k,
it admits no other space like submanifold S with m.e.c. k in agaussian neighborhood
ofSo.
Note. If
So
iscompact
withboundary,
the same theorem isvalid,
if(P = 0 on aso.
PROOF. The mean curvature
P(g, (p)
ofSqJ
isgiven by (1).
IfSo
is com-pact 99
takes onSo
its maximum and its minimum.If q; =1=
0 either its maximum ispositive,
either its minimum isnegative.
Let x = x be an extremum for (p. Set
1 =
Forx = x, Gig; = 0, thus,
ifP(g, cp)
= k :with,
ingaussian
coordinates(goo =1, 902 = ~ )
if g
is C2 whe have:with,
ifSo
hascurvature k,
but,
as we have recalled beforethus,
under thehypothesis
we have madeand,
at apositive
maximum(t > 0) [resp. negative
minimumt C 0]
which is
incompatible
with x amaximum, [resp.
aminimum]
sincegii
isnegative
definite.The same theorem is true
(same proof)
when~o
iscompact
withboundary
and
99 (x)
= 0 for 0153 EaSo.
If
So
is notcompact
we saythat 99: ~So
- R tens to zero atinfinity if,
given
any there exists acompact
such thatIf 99
is notidentically
zero it takes onSo
apositive
value a[or
anegative value].
We choose .g such thatSup
a;eCE’199 (x) I a,
and we concludethat
attains a maximum at an interior
point
of g - the samereasoning
thanin the above theorem proves the contradiction
when qJ =t:
0 defines like 99 = 0a submanifold of m.e. curvature k.
We remark on the other hand that the
requirement
for thevalidity
of the
proof
isThis
inequality
will becertainly
satisfied ifRicc(g)(u, ~c) ~ 0
for every time likevector u,
and.gsh’gsh
> 0 on thefamily
of submanifoldsSh.
A caseof
physical
interest is thefollowing uniqueness
theorem.THEOREM. The mass
hyperboloid (x°)2 -~(xi)2
=m2,
0153O>0,
is theonly
slice in the
quadrant (~)~201327(~’)~>0y
0153O> 0 of Minkovski space time with constant mean curvature-1/3m,
such that tends to m2 atinfinity
on this slice.PROOF. Take
polar
coordinates in the open set of Minkovski space,by setting
firstand
denoting by u
threeangular
coordinates.The mean curvature of
Se ( o
=cte)
iseasily computed
to beWe then define a
Cauchy
surface in(x°)2 -~(xi)2 > p,
x° > 0by
f! = Weapply
thepreceding reasoning,
but here we cancompute directly
10. - Robertson Walker manifolds.
A Robertson Walker manifold is a
product Vl-1
XR,
with a lorentzianmetric of the form
where f
is apositive
C1 function on R and d82 a(positive)
01 riemannianmetric
g
onVZ-1
=So -
A
simple computation
shows that the mean curvature ofSqJ:
t =cp(x)
is:For the submanifold t = c
[constant],
theequation P,
= 0 reduces toBut,
iff’(c)
=0,
the submanifold t = c istotally geodesic
=0].
Moregenerally
we shall prove:THEOREM. If
V,
=So
x R is a Robertson Walkermanifold,
withSo
com-pact
withoutboundary, then Vl
admits a maximal space like section S if andonly
if it admits atotally geodesic
submanifold.PROOF. If
So
iscompact
withoutboundary 99
attains onSo
itsmagimum t2
at a
point X2’ and
its minimumtl
at apoint Xl: But,
at an extremumof cp
and if S is a maximal submanifold:
Therefore we must have:
and f ’
must vanish at least at onepoint
t = c. The manifold t = c is.
totally geodesic.
REMARK. This theorem is valid without any
assumption
onRice(g).
The theorem does not say that a maximal submanifold is
necessarily
themanifold t = c, with
/~(c)
= 0. Howeverby
theuniqueness
theorem proven before this conclusion follows if~
is a nowhere source free space time.We remark here that the
inequality Ricc(g)(u, u) > 0,
for all time like u,implies
But
(i) implies
and
t1 = t2
iff"
does not vanish on an interval ofR,
thus~ =
constant,
yuniquely
determined.If
f" 0
andf "
vanishes on an interval of R we may havetl t~ ,
but then= f ’ ( t2 )
= 0implies f ’ (t )
= 0 for t E(tl ,
thusf ( t )
is a constant on thisinterval,
and the metric is static. But it is known(Lichnerowicz [4])
thatthere does not exist non flat static space times with closed space like sections.
We have
proved:
THEOREM. A non flat Robertson Walker space time with
V,-,
closed admits at most one maximal
slice,
which istotally geodesic.
The flat case will be included it the
study
of the nextparagraph.
11. - Lorentzian manifolds with constant curvature.
The second fundamental form K of a maximal submanifold S of a
lorentzian manifold
(Vz, g)
with constant curvature c is a solution of theequation (cf.
for theproperly
riemannian case J. Simons[17],
S. S. Chern[18])
(V
covariant derivation in themetric g
induced on Sby g, g
isnegative
definite if S is space
like) Thus,
if we setThe
right
hand side is 0 if H 2 > c. We deduceimmediately by integra-
tion on
~S,
thefollowing
theorem:THEOREM. Let S be a
closed, space-like,
maximal submanifold of alorentzian manifold
(V,, g)
with constant curvature c then1)
if c>0 and then H2 « c and = o.2)
ifc 0
then H2 =0,
i. e. ~S is atotally geodesic
submanifold.In the case of
V,
= R4 and c = 0(Minkovski
space the same theorem(Bernstein theorem)
has beenproved, differently, by
Calabi[19]).
12. - Maximization of area.
Let as before
(VZ-1
XR, g)
be a smooth lorentzian manifold. Denoteby
A(99)
the area(volume)
of a smooth sliceSw,
in thepositive
metric - yg,induced
on $,, by
g:(~
volume element of g, volume element of2013~)
then(cf.
Lichnerowicz[5],
Avez
[7])
the derivative of themapping A
is the linearmapping
The critical
points
of A(extrema
ofg~ ~ ~(~) ~
are the maximal slices(slices
of zero mean extrinsiccurvature).
The second derivative of jt is
given by
thequadratic
form:thus
( 2 ),
at 99 =0,
ifSo
iscompact
withoutboundary,
y orif 99
satisfies ap-propriate boundary [resp. asymptotic]
conditions on8So [resp.
atinfinity]
Where yo is the
negative
definite metric ofSo.
Therefore:THEOREM. A maximal slice of a space time
(V,, g), V,
=VZ-1
is astrict local
(3)
maximum for the area if it is not atotally geodesic
submani-fold of a source free
space-time.
On the other hand if
(Vz, g), V,
=VZ-1 -~-R,
is a lorentzian manifold andSo
atotally geodesic
slice such thatthen can be deformed to a slice of
greater
area.(2)
Thefollowing expression
is valid forg-orthogonal
to80.
(3) Among
all slices if it is closed, among slices withgiven boundary [resp.
asymptotic]
conditions otherwise.EXAMPLE. Consider the lorentzian manifold with g
given by
the De Sitter metric:The
metric g
has constant curvature and The instant of timesymmetry
t = 0 is atotally geodesic
sliceSo
such thatRicc(g) ~
.
nso )
= -3cx-2. The area of~So
is:whereas the area of a slice t = E9 e > 0 is:
Aknowledgement.
Some of the theorems of this paperconcerning
theuniqueness
of maximalsubmanifolds,
and maximization of area, have also been obtainedsimultaneously
andindependently,
yby
different methodsby
D. Brill andO’Flaherty.
For theirproofs
and relatedresults,
and fora discussion of the
physical implications
see[22], [23],
and references therein.The theorems of this paper, with a sketch of the
proofs
have beenannounced in
[11].
REFERENCES
[1] J. LERAY - J. SCHAUDER,
Topologie
etfonctions fonctionnelles,
Ann. Ecole NormaleSup.,
51 (1934), pp. 45-78.[2] J. LERAY,
Majoration
des dérivées secondes des solutions d’unproblème
de Di- richlet, J. de Maths., 18 (1939).[3] Y. CHOQUET-BRUHAT - J. LERAY,
Compt.
Rend., 274, série A (1972), p. 81.[4] A. LICHNEROWICZ, Problèmes
globaux
enMécanique
Relativiste, Hermann, 1939.[5] A. LICHNEROWICZ, J. Maths. pures et
appl.,
23 (1944), pp. 37-63.[6] A. LICHNEROWICZ, Ist. Alta Matematica, 3 (1970).
[7] A. AVEZ, Ann. Inst. Fourier,
13,
no. 2 (1963), pp. 105-190.[8]
Y. CHOQUET-BRUHAT, Proc. Int. Nat.Congress
of Maths, Nice, 1970.[9]
Y. CHOQUET-BRUHAT,Compt.
Rend., 274, série A (1972), pp. 682-684; Istituto di Alta Matematica, 13(1973),
pp. 317-325.[10] Y.
CHOQUET-BRUHAT (FOURÈS-BRUHAT),
J. Rat. Mech. and An., 5, no. 6(1956),
pp. 951-966.[11] Y. CHOQUET-BRUHAT,
Compt.
Rend., 280, série A (1975), pp. 169-171 et 281 (1975), p. 577.[12] J. YORK - N. O’MURCHADHA, J. Maths
Phys.,
14 (1973), p. 1551.[13]
D. BRILL - S. DESER, Ann.Phys.,
50(1968),
p. 548.[14]
Y. CHOQUET-BRUHAT - J. MARSDEN, to appear.[15] EELLS - SAMPSON, Ann. J. Math., 86 (1964), pp. 109-160.
[16]
A. DUSCHEK, Zurgeometrischen Variationrechmung,
Math. Zeit.(1936),
pp. 279-291.
[17]
J. SIMONS, Ann. of Maths., 88 (1968), p. 62.[18] S. S. CHERN - M. DO CARMO - S. KOBAYASHI,
Simp.
pure Maths.(1970).
[19] E. CALABI, Global
Analysis, part.
II, S. S. CHERN and S. SMALE(editors),
Ann. Math. Soc.
(1970),
p. 223.[20] Y. CHOQUET-BRUHAT - S. DESER, Ann. of
Physics,
81(1973),
pp. 165-178.[21]
M. CANTOR - A. FISCHER - J. MARSDEN - N. O’MURCHANDA - J. YORK(preprint).
[22] D. BRILL, Communication to the Marcel Grossman
meeting, July
1975, Pro-ceedings
to appear(R.
RUFFINI and S. DENARDO,editors).
[23] D. BRILL - O’FLAHERTY