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Effect of RGPP process on properties of Cr–Si–N coatings

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Science Arts & Métiers (SAM)

is an open access repository that collects the work of Arts et Métiers Institute of

Technology researchers and makes it freely available over the web where possible.

This is an author-deposited version published in: https://sam.ensam.eu

Handle ID: .http://hdl.handle.net/10985/8357

To cite this version :

Amel ZAIRI, Corinne NOUVEAU, Ahmed Beb Cheikh LARBI, Alain IOST, Nicolas MARTIN, Aurélien BESNARD - Effect of RGPP process on properties of Cr–Si–N coatings - Surface Engineering - Vol. 30, n°8, p.606-611 - 2014

Any correspondence concerning this service should be sent to the repository Administrator : archiveouverte@ensam.eu

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process (RGPP). Argon gas was continuously injected, whereas nitrogen gas was pulsed during

the deposition. The RGPP was used to adjust the chemical composition and, consequently,

allowed the improvement of the coating characteristics. The effect of process parameters such as

silicon content and gas pulsing conditions (especially duty cycle a) on the crystallographic

structure, chemical composition and morphology of the CrSiN layers is reported. It was found that

the surface morphology evolves from a pyramid-like feature for 100% duty cycle to a typical

cauliflower-like aspect, when duty cycle decreases to 84%. For shorter duty cycles, the growth

produced a denser coating, with round and finer clusters.

Keywords: Thin films, CrSiN, Nitrogen pulsed injection, rf magnetron sputtering

Introduction

Coating of mechanical components is one of the preferred solutions adopted in demanding industries, such as cutting tools, automotive, aeronautic and naval, aiming to improve the service life of the different devices. In general, the solutions are based on a choice between the desired properties of the coating and their optimal deposition conditions.

The current range of available coating compositions includes those based on titanium, chromium, aluminum or tungsten combined with various reactive gases, giving rise to the binary compounds TiN, CrN or WC,1–3the ternary compounds TiAlN (Ref. 4) or CrAlN and, even, qua-ternary compounds such as TiAlCN or AlCrCN. Each composition corresponds to a specific performance level and, of course, will have both advantages and limitations. Among these coatings, CrN is a very interesting coating due to its combination of high mechanical and thermal properties with good corrosion resistance.5,6 Besides, it could be deposited at low temperature, which makes it appropriate for coating deposition of temperature sensi-tive materials and low melting point metals.7 It is well known that the microstructural characteristics of these coatings are highly dependent on the sputtering conditions, which affect the coating thickness and may introduce

microstrains in the coatings.8 It was shown that the additions of Si to a CrN binary coating, to form CrSiN, have brought about a considerable improvement in the coating quality. In this case, a better distribution of the nanoscopic structure takes place with the formation of a solid solution, which strengthens due to the substitution of Cr by Si.9–12

These results were obtained mainly for CrSiN coat-ings deposited by reactive magnetron sputtering techni-ques. It is now recognised that this process has an undesirable hysteresis loop commonly observed as the gas flow is varied during conventional sputtering, which produces an unstable process, therefore causing a lack of uniformity with regard to the initially desired composi-tion and density of the coating. Addicomposi-tionally, poisoning of the cathode takes place that acts negatively on the sputtering rate of the metallic target. In order to address these problems, several solutions have been pro-posed.5,13,14 Among these, the use of high pumping speeds or shutters is commonly developed to reduce the instability phenomena by eliminating the hysteresis loops of the deposition parameters. According to the geometry of the sputtering chambers and the pumping systems, the above solutions were found to be limited. For this reason, other solutions were proposed and were based either on the feedback controls of the reactive gas supply or on the low frequency pulsing potentials applied to the target.15–17 Some investigations were interested on sputtering of metallic nitride and oxide coatings using an original method with reactive sputter deposition in which nitrogen gas pulsed on and off at regular times.18–20It has to be mentioned that a periodic introduction of the reactive gas has been developed for single systems with one target (M) and one reactive gas (O2 or N2).21,22 Few works have been devoted to the

1Arts et Metiers ParisTech – LaBoMaP, Rue Porte de Paris, Cluny

F-71250, France

2Ecole Nationale Supe´rieure des Inge´nieurs de Tunis – LMMP, Universite´

de Tunis, 5 Avenue Taha Hussein, Montfleury 1008, Tunisia

3Arts et Metiers ParisTech – MSMP, 8 Boulevard Louis XIV, Lille F-59046,

France

4Institut FEMTO-ST, UMR 6174 CNRS, Universite´ de Franche-Comte´, 32,

Avenue de l’observatoire, Besanc¸on Cedex F-25044, France *Corresponding author, email amal.zairi@gmail.com

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processing behaviour23,24 of the complex system MzO2zN2.

The reactive gas pulsing process (RGPP) has the advantage of coping with instability phenomena and offers a wide range of uniform compositions.25Reactive gas pulsing process is based on magnetron sputtering in which the flow of the reactive gas is periodically introduced according to rectangular, exponential or sine signals. The rectangular and exponential signals have been determined to be the most appropriate.26

The present work is carried out in order to determine the influence of the variation of the injection time of the reactive gas (i.e. duty cycle) on the composition, especially on the Si content, as well as on the surface morphology and structure of the coatings.

Experimental

The chromium silicon nitride coatings were deposited on Si (100) substrates by means of radio frequency (rf) dual magnetron sputtering in a commercial Nordiko 3500 vacuum reactor. These substrates have an area of 10610 mm and a thickness of ,380 mm. Two targets of high purity (99?95 at-%Cr and 99?99 at-%Si), with 101?6 mm in diameter and 3 mm in thickness were rf sputtered at 13?56 MHz. Before deposition, the samples were ultrasonically cleaned with acetone for 10 min and with ethanol of 95u for 5 min. Subsequently, they were rinsed in deionised water, dried and stored in desiccators before deposition. Substrates were in situ etched by means of ion bombardment in pure argon at 1 Pa with an applied bias voltage of 1 kV for 10 min in order to remove surface oxides and pollution. Substrates were located at a distance of 80 mm from the targets. No heating was applied during the deposition. The Cr and Si targets were presputtered in a pure argon atmosphere at 0?4 Pa for 5 min in order to clean their surface. The sputtering power applied onto the Si and Cr targets was of 125 and 550 W respectively, which corresponded to target voltages of 2400 and 2900 V respectively. The deposition time was adjusted so as to obtain a thickness close to 2 mm. The nitrogen mass flowrate was periodi-cally pulsed versus time using a rectangular signal (Fig. 1).

The pulsing period T and maximum and minimum nitrogen flowrates qN2Mand qN2mwere kept constant at

T510 s, qN2M54 sccm and qN2m50 sccm, whereas the

tON and tOFF times were systematically changed. This

corresponds to a duty cycle a5tON/T, which varies from

0 to 100% of T. These pulsing conditions were chosen in

order to easily alternate the reactive sputtering pro-cess between the metallic and compound sputtering modes.20,27,28The crystallographic structure and prefer-ential orientation of the coatings were characterised by means of a Philips X’Pert thin film X-ray diffractometer. The X-ray source was Cu Ka radiation (l51?5418 A˚ ),

which operated at 40 kV and 30 mA in the h/2h configuration. The morphology and chemical composi-tion of the coatings were determined by means of high resolution scanning electron microscopy (JEOL JSM 7600-F HR-SEM) coupled with energy dispersive spectroscopy (EDS). The surface morphology and roughness of layers were analysed by atomic force microscopy (AFM Digital nanoscope IIIa multimodes) with taping mode.

Results and discussion

Chemical composition with EDS microanalysis

The chemical composition of the coatings has been analysed by means of EDS, and the results are presented in Fig. 2. The Cr and Si concentrations gradually decrease from 94 to 42 at-% and from 8 to 3 at-% respectively, as a function of the duty cycle a, whereas the N content increases and reaches 50 at-% for a5100% (constant supply of the nitrogen gas).

The continuous evolution of the chemical composi-tion is connected to the alternacomposi-tion of the reactive sputtering process between the nitriding and elemental sputtering modes. It could be seen that, by adjusting the duty cycle, both the poisoning and cleaning phenomena of the target surface can be favoured by the regulation of the tONand tOFFtimes. As a result, for the longest tON

times, more nitrogen can be incorporated in the film during a single pulsing period and less can be removed from the target surface during the tOFFtime. Note that

the films have a few amount of oxygen in their composition (,7 at-%), as shown in Fig. 2.

Owing to the higher reactivity between nitrogen and silicon as compared with chromium, more nitrogen will be consumed by the silicon target and the potential bias of targets will decrease. This reduction is confirmed by the decline of the applied power from 550 to 490 W, which can explain the value of the silicon concentration in the coatings.

1 Rectangular pulsing of nitrogen mass flowrate versus time: pulsing period T, minimum and maximum flow-rates qN2mand qN2Mand tONand tOFFtimes are defined

2 Variation of chemical composition of coatings with duty cycle a

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Structure of RGPP Cr–Si–N coatings

X-ray diffraction (XRD) patterns of CrSiN films deposited onto the Si substrates, obtained with different values of a, of 0, 42, 56, 84 and 100%, are shown in Fig. 3. All these coatings were deposited with the same nitrogen flow (4 sccm) injected with a rectangular signal, as shown in Fig. 1.

When a reaches 42%, the N/Cr ratio is ,0?3, and the structure becomes a mixture of Cr and Cr2N phases. In

this case, a weak and broad diffracted peak is recorded, which may be due to the formation of a poorly crystallised Cr2N phase.

This observation is confirmed for a556%, where N/Cr ratio reaches 0?42, which is close to 0?5. It is considered that the Cr2N phase is present with the diffraction of

(111) planes, according to the International Centre for Diffraction Data file no. 00-035-0803. A more intense and narrow peak is measured, but the film still remains poorly crystallised. For duty cycle of 84%, diffractions of (111) and (200) planes are recorded at 2h537?6 and 43?8u respectively, due to the presence of the cubic CrN phase (International Centre for Diffraction Data no. 01-077-0047). These peaks are larger, less intense and shifted to higher angles as a consequence of the deposition of nitrogen deficient CrN films with an N/Cr ratio of 0?85 and a weakly crystallised structure.

When the ratio of N/Cr is 1?2 at a5100%, the film is overstoichiometric, and the structure is similar to that corresponding to a584%. Coatings are more crystal-lised, which means that grain growth has occurred, minimising the total energy. This observation is in agreement with the grain size of coatings, which increases with the duty cycle (Fig. 4).

No diffracted peaks from Si and/or SiNxphases were

observed in this diffraction pattern, indicating that they are in an amorphous state. Therefore, as a increases up to 100%, the obtained CrSiN coatings are expected to be composed of crystallised CrNx grains, within an

amorphous SiNxmatrix.

The increase in injection time leads also to an increase in nitrogen in the chamber along with the argon gas. When time injection is more important, the eneregetic bombardment is more significant, which induce more atomic mobility and thermal diffusion.29This phenom-enon leads to relaxation stress that may occur including the reduction in strain energy. It can be seen that samples with high injection time tONare more textured

with a preferential orientation in CrN (111).

Top and cross-section views by HR-SEM images of the CrSiN films deposited on Si (100) substrates with different duty cycles are shown in Fig. 4. These results indicate that the structure is strongly affected by the pulsing process. Coatings deposited at a5100% show a very dense columnar structure, which becomes wider as the nitrogen injection time tON decreases. Despite the

high resolution of the SEM used, no multilayered structure was observed in these cross-section micro-graphs, which leads to the conclusion that a homo-geneous structure is obtained when the duty cycle is varied with a pulsing period of 10 s.

Micrographs of the top surface are also shown in Fig. 4. It could be observed that a strong variation of surface morphologies takes place as a function of the a values. All the films exhibit a columnar structure typical of physical vapour deposition coatings, which has grown perpendicular to the substrate, as shown in Fig. 4, which corresponds to the coating deposited with a value of a556%. Their morphology is characteristic of zone T (growth of columns with cauliflower-like appearance, not very dense) of the Thornton’s structure zone model, except the one which has been obtained at a5100%.

This result confirms the XRD patterns that showed amorphous or weakly crystallised coatings, which can be explained by the effect of the silicon content.

The layer obtained at a5100% presents a growth according to zone 2 (growth of wider columns with pyramidal top shapes). This confirms the presence of (111) and (200) crystallographic planes of the fcc CrN phase.

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It has been shown that the Si content, even low, could influence the CrN coating growth since it tends to limit it, producing dense epitaxial columns, partially flat, which correspond to the morphology found in zone 2 of Thornton’s diagram.

Atomic force microscopy images corresponding to different duty cycles are presented in Fig. 5. As it could be noticed, the morphology of the top columns changes from a conical type morphology to a pyramidal one, as the value of a decreases.

However, the surface roughness in both cases was found to be of a few nanometres. As far as the grain size is concerned, an increase in this parameter from 15 to 100 nm was observed when the duty cycle increased from 42 to 100%. The largest grain size corresponds to a5100%, which gives rise to a CrN layer with a cubic structure. These results corroborate those obtained from the HR-SEM studies and are in agreement with those reported by Shah et al.30 who have indicated that, by increasing the addition of silicon, a reduction of the grain size will take place. As it was also reported in the literature,31–37 this decrease in the grain size indicates the formation of a SiN phase, which will produce the amorphisation of the coating. The XRD results confirm

these findings, since it was demonstrated that a decrease in the a value leads to a decrease in the peaks intensity due to broadening (see Fig. 3), which is strongly dependent on the silicon amount.

The AFM results provide also information on the root mean square Rqroughness variation with the duty cycle.

As expected from the above results, the root mean square decreases from 11 to 3?6 nm when a decreases from 100 to 42%. The decrease in the injection time leads to a decrease in the nitrogen concentration in the sputtering chamber and, therefore, in its concentration in the coatings.

It has to be mentioned that, under these conditions, the cleaning process of the silicon target will take place, which will promote a higher reactivity between the nitrogen and silicon. As a consequence, the mobility of the atoms leads to their reorganisation, which has the consequence to obtain a denser and smoother structure like it was shown by carrying out SEM analysis.

Conclusion

The reactive sputter deposition of CrSiN thin films has been carried out by means of RGPP. Various chemical compositions were obtained using a constant mass of

4 High resolution SEM observations of CrSiN films with various duty cycles of a a5100%, b a584%, c a556% and d a542% and e cross-section image

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argon, whereas the nitrogen mass flow was controlled according to a rectangular and periodic signal. Various duty cycles used to deposit chromium and silicon nitride and the influence on the chemical composition, structure and morphological behaviour have been studied. Four different coatings were investigated in this work, the duty cycles of which were 42, 56, 84 and 100%. The decrease in the injection time of nitrogen leads to the cleaning of the targets used for the deposit. Nitrogen is more reactive with the silicon target than with the chromium one, which has a great impact on the chemical composition of the films. The pulsed injection system gives rise to a more stable deposition, and this is observed in the relative amounts of the chemical quantities that remain unchanged. However, the varia-tion of the duty cycle leads to a change in the amount of silicon and nitrogen in the films, which leads to various combinations with chromium and silicon, and so different compounds were obtained. X-ray diffraction results show the dependence of the CrSiN structure with the RGPP parameters (duty cycle here), which corre-lated also with the change of nitrogen and silicon amounts. In fact, a decrease in a leads to an amorphisation of the structure, as well as to rounded

and finer grains. The grain size of the films increased from 15 nm up to 100 nm with the duty cycle, which explains the preferential orientation (111) accompanied by a reduction in the strain energy in the coatings.

Acknowledgement

The authors wish to thank Professor L. Imhoff (LICB, University of Burgundy, Dijon, FRANCE) for the HR-SEM observations.

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