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Julie Lucifora1,2, David Durantel1,2,3,, Barbara Testoni4,5, Olivier Hantz1,2, Massimo Levrero4,5 and 9

Fabien Zoulim1,2,3,*. 10

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1) INSERM, U871, 151 Cours Albert Thomas, 69003 Lyon, France; 13

2) Université Lyon 1, IFR62 Lyon Est, 69008 Lyon, France ; 14

3) Hospices Civils de Lyon, Hôtel Dieu Hospital, 69002 Lyon, France; 15

4) Department of internal Medecine and Laboratory of Gene Expression, Fondazione A. Cesalpino, 16

University of Rome La Sapienza, Rome, Italy 17

5) Laboratoire Associé INSERM, U785, Villejuif, France. 18

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Keywords : 20

HBV, baculovirus, IFN, antiviral state 21 22 Contact information : 23 *Fabien Zoulim 24

Mailing address: INSERM, U871, 151 cours Albert Thomas, 69003 Lyon, France. 25

Phone: +33437497410. Fax: +33437497419. E-mail: fabien.zoulim@inserm.fr 26

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List of abbreviations : 28

HBV (Hepatitis B Virus), IFN (interferon), ISG (interferon stimulated genes) 29

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Financial support : 31

This work was supported by the French National Agency for Research against AIDS and viral hepatitis 32

(ANRS) and a grant from the European Community (ViRgil LSHM-CT-2004-503359). 33

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Word count and figures number : 35

Abstract : 291 words (max 275) 36

Text including references and figure legends : 5332 words (max 5000) 37

Figures : 6 38

Abstract 40

HBV is currently viewed as a stealth virus that does not elicit innate immunity in vivo, 41

including type-I interferon antiviral response. This assumption has not yet been challenged in vitro 42

because of the lack of a physiologically relevant cell culture system able to efficiently replicate HBV. 43

The recently established HepaRG cell line which is permissive to infection with recombinant HBV has 44

opened new perspectives. Using recombinant HBV baculoviruses (Bac-HBV-WT) to efficiently initiate 45

an HBV replication cycle, we demonstrate that HBV is able to elicit in both proliferating and 46

differentiated HepaRG cells a strong and specific cellular antiviral response that result in a fast and 47

non-cytopathic clearance of intracellular HBV DNA. Challenge experiment shows that transduction 48

with Bac-HBV-WT, but not with the control baculovirus, leads to this antiviral state in HepaRG cells 49

whereas no antiviral state is observed in control HepG2 cells. Cellular gene expression analyses 50

showed that IFN-β and other interferon stimulated genes (ISGs) were up-regulated in both HBV- 51

transduced HepG2 and HepaRG cells, but not in cells transduced by control recombinant baculovirus 52

vectors. This up-regulation was associated with viral clearance in HepaRG, but not in HepG2, thus 53

confirming the non-functionality of the IFN pathway in this hepatoblastoma cell line. Interestingly, a 54

rescue of viral replication was observed when IFN- action was neutralized by antibodies and in 55

engineered HepaRG in which the type-I IFN receptor was down regulated by RNA interference. 56

Conclusions : Our in vitro data suggest that HBV is able to elicit a strong IFN response in HepaRG- 57

infected cells that is responsible for the transient pattern of replication. HBV replication can be 58

enhanced by down regulating the type-I IFN pathway. Modulation of the IFN-β pathway may be a 59

prerequisite to establish persistent HBV infection in vitro in non transformed hepatocytes. 60

Introductory statement 62

63

HBV is currently viewed as a non-cytopatic virus and HBV-associated liver damage is thought 64

to be the consequence of a long lasting cytolytic immune response against infected hepatocytes (1). 65

The outcome of HBV infection as well as the severity of HBV-induced liver disease varies widely from 66

one patient to another. In around 90-95% of adults, exposure to HBV leads to an acute infection 67

which is rapidly cleared without long-term consequences. The remaining 5-10% fail to control viral 68

infection that consequently evolves to chronicity. The latter predisposes patients to severe liver 69

disease, including cirrhosis and hepatocellular carcinoma (2). 70

The intracellular innate antiviral response to infection constitutes an early defense 71

mechanism that aims at stopping replication in already infected cells, as well as limiting the 72

spreading of infection to neighboring cells. This response takes place very early after infection of cells 73

and plays an important stimulatory role for the subsequent development of innate and adaptive 74

immune responses. In many cases, cells mounting this response produce type-I (IFN-α, β) (and type- 75

III; i.e. IFN-λ) interferons which are cytokines with pleiotropic functions that mediate both direct and 76

indirect antiviral effect (3-5). The direct antiviral effect of type-I IFNs is exerted by a variety of 77

effectors that are expressed by genes whose transcription is directly stimulated by IFNs, i.e. IFN- 78

stimulated genes (ISGs). Production of type-I IFNs can be triggered by virus components and/or 79

replication through cellular sensors that detect the presence of viral RNA, DNA or proteins (4). The 80

indirect antiviral effect of type-I IFNs is due to their stimulatory effect on different cells of the innate 81

and adaptive immune response. 82

Using experimentally-infected chimpanzees, microarray analyses suggested that HBV, early in 83

infection, does not modulate host cellular gene transcription and would neither induce innate 84

antiviral response in hepatocytes nor intrahepatic innate immune responses (6). Following this study, 85

HBV was qualified as a “stealth virus” (7). However a study from the same group showed that HBV 86

could be cleared from the livers of infected animals before any detectable adaptive immune 87

response (8), thus suggesting that innate immunity, i.e. antiviral response at level of infected cells 88

and innate response via specialized cells of immune system (e.g. NK, NKT), might play an important 89

role. 90

The study of antiviral response in HBV-infected cells was hampered by the difficulty to grow 91

the virus in cell culture systems. Only freshly prepared human primary hepatocytes (HPH) and 92

differentiated HepaRG cells can support a complete HBV life cycle, including early events of infection 93

(9, 10). HepaRG cells are liver bi-potent progenitor cells that are able to differentiate into both biliary 94

and hepatocyte-like cells (11). However the overall replication level in these cells is rather low, with 95

less than 20% of cells infected, which complicates the study of host/pathogen interaction (Hantz O., 96

submitted). One could hypothesize that the low level of replication might be the consequence of an 97

IFN response. In this case, the virus would be able to trigger a host antiviral response and would be 98

capable to disarm it in only a low percentage of cells. This low percentage of infected cells is an 99

obstacle for studying the potential ability of HBV to elicit an IFN response. Indeed, when a low 100

multiplicity of infection is used, which is likely the case with HBV, it is already documented that an 101

IFN response may occur in only a low percentage (< 30%) of infected cells (12), thus complicating its 102

analysis. Moreover, some viruses are particularly efficient to counteract this IFN response and may 103

therefore render the analysis of IFN response more difficult (13). In this respect, HBV was shown to 104

be very efficient to inhibit IFN signaling pathway (14-17). There are several hypothesis to reconcile 105

these observations; HBV may infect a low percentage of cell or all cells but very progressively and 106

with a weak intensity, or may be particularly efficient to counteract cellular responses. To gain data 107

in cell culture system on the potential ability of HBV to elicit and then disarm an IFN response, it 108

appears necessary to initiate a high HBV replication in a large number of cells. 109

One possibility to initiate a high intracellular HBV replication in vitro is to use a recombinant 110

baculovirus carrying full HBV genome to efficiently transduce hepatic cells. This approach led to 111

higher HBV replication levels compared to either transfection of cells or stable cell lines such as 112

HepG2.2.15 (18). In a previous study, we have improved this system by generating a new HBV 113

recombinant baculovirus in which the synthesis of pregenomic RNA was driven by a strong 114

mammalian promoter. The initiation of a complete HBV DNA replication cycle, followed by the 115

production of infectious particles was evidenced in transduced-HepG2 cells (19). However, HepG2 116

cells are not ideal for studying IFN response as they are transformed and therefore impaired for 117

many cellular pathways. 118

The goal of this study was to determine whether HBV could elicit an type-I IFN response in 119

the non-transformed/non-neoplastic HepaRG cells that are fully functional for type-I IFN signalling 120

pathway (20), and whether this IFN production could be responsible for the control of HBV 121

replication in this cell line. 122

Experimental procedures 123

Cell culture 124

HepG2 (ATCC) cells and HepaRG cells (10) were maintained in William’s medium (Invitrogen) 125

supplemented with 10 % fetal calf serum (Perbio), penicillin/streptomycin 50 U/mL (Invitrogen), 126

glutaMax (Invitrogen) 2mM, insulin bovine 5 µg/mL and 5 x 10-5 M hydrocortisone hemisuccinate 127

(Roche Diagnostics, Boehringer Mannheim) at 37°C in humidified incubators at 5% CO2. To obtain

128

differentiation of HepaRG, cells were maintained for two weeks in standard medium, then for at 129

least two more weeks in medium supplemented with 1,8 % of DMSO (cell culture grade, Sigma). 130

Spodoptera frugiperda (Sf-9) insect cells were cultured either in suspension or as monolayers, at 28°C 131

in Sf-900 II medium (Invitrogen) containing 10 % (v/v) of fetal calf serum (Perbio). 132

Baculovirus and transduction of Mammalian cells 133

Baculoviral constructions (Bac-HBV-WT, Bac-HBV-YPDD, Bac-βGal, Bac-GFP) as well as stock 134

production, titration, and concentration were performed as described previously (19). Baculoviral 135

transduction of mammalian cells has also been performed as previously described (19). Briefly, cells 136

were transduced at 80% confluency (i.e. 1-2.105 cells/cm2). Baculovirus was diluted in medium to 137

achieve the appropriate multiplicity of infection (m.o.i.). Baculovirus was absorbed to cells at 37°C 138

with gentle rocking every 15 min to ensure an even distribution. After 1h, the inoculum was 139

removed, cells were washed with phosphate-buffered saline (PBS) and cultured as described. 140

Analysis of viral DNA 141

Purification of HBV DNA from intracellular core particles and analysis/quantification by southern 142

blotting with radioactive probe were performed as previously described (21, 22). 143

Analysis of gene expression by qRT-PCR 144

Total RNA was extracted from cells with the “NucleoSpin RNA II” kit according to manufacturer’s 145

instructions (Macherey-Nagel). IFNβ genes expression was analyzed by qRT-PCR with the “SYBR 146

GreenER Two-Step qRT-PCR Kit for iCycler” according to the manufacturer’s instructions (Invitrogen). 147

Primers used for the qPCR step are the following : IFNβFR: 5’GCCGCATTGACCATGTATGAGA3’ and 148

IFNβRV : 5’GAGATCTTCAGTTTCGGAGGTAAC3’. 149

Analysis of secreted type I interferon 150

Three millions Huh7.5 cells, that are deficient for RIG-induced type-I IFN production (23), were 151

transfected with 10 µg of pISRE-Luc vector (Stratagene) in a 10 cm diameter dish using “Fugene6 152

tranfection reagent” according to manufacturer’s instructions (Roche). pISRE-Luc plasmid expresses 153

luciferase under type-I IFN inductible promoter. After 16h of incubation with transfection mixture, 154

cells were trypsinazed are re-seeded in 96 wells plate at around 3.104 cells /well in a volume of 100 155

µL. Six hours later, 100 µL of clarified (13.000g , 5 min) supernatants, that were collected from 156

transduced cells, was added to wells. To obtain a standard curve, dilutions of commercially available 157

type-I IFN (IFN-2a, Schering Plough) were applied to cells in the same volume. After 24 h incubation 158

at 37°C, cells of each well were washed with PBS and lysed with “1x passive lysis buffer” (Promega), 159

and luciferase activity monitored using the Renilla Luciferase Assay System (Promega). 160

161

Analysis of the IFN response by AB Low Density Arrays 162

Total RNA was extracted from cells with the “NucleoSpin RNA II” kit according to manufacturer’s 163

instructions (Macherey-Nagel) and retro-transcribed with the Invitrogen Superscript kit using random 164

examers as template. 200ng of cDNA were loaded in double on the Low Density Arrays (Applied 165

Bioystem) customized with 95 ISGs probes and 18s probe as a control. The LDAs were run on a AB 166

7900HT and real time PCR data were collected and analyzed through the SDS 2.2 program (Applied 167

Biosystem). 168

Neutralization of IFNβ 169

Neutralization of IFNβ produced in supernatant from cells was performed using a neutralisazing anti- 170

IFNβ antibody (ab9662, Abcam) with a final concentration of 0,5 ng/mL. 171

Construction of HepaRGshIFNR1 cell line 172

Five different lentivirus enabling the expression of 5 different short-hairpin RNAs (shRNA-1: 173

GCCAAGAUUCAGGAAAUUAUU ; shRNA-2: CCUUAGUGAUUCAUUCCAUAU ; shRNA-3:

174

CGACAUCAUAGAUGACAACUU ; shRNA-4: GCUCUCCCGUUUGUCAUUUAU ; shRNA-5:

175

GUUGACUCAUUUACACCAUUU) directed against the ifnr1 gene (that codes IFN receptor 1) were 176

obtained as titered-viral stocks from Sigma. HepaRG cells were seeded at 1.105 cells in 24 wells plate 177

and transduced with the 5 lentivirus (m.o.i. of 5 for each virus), as recommended by the 178

manufacturer. After 16h of incubation at 37°C with transduction mixture, medium containing viruses 179

was replace by fresh medium containing 20 µg/mL of puromycin (Invivogen) to select for stably 180

transduced cells. Resistant cells were expanded in presence of 40 µg/mL of puromycin until the 181

constitution of a frozen stock of cells. The inhibition of the expression of IFNR1 mRNA was checked 182

by RT-PCR using the following primers IFNRI-FR: 5’AGTGTTATGTGGGCTTTGGATGGTTTAAGC3’ and 183

IFNRI-RV : 5’TCTGGCTTTCACACAATATACAGTCAGTGG3’. 184

Results 186

187

Kinetic of HBV replication in HepaRG cells after transduction with Bac-HBV. 188

First we sought to determine if baculoviruses could infect HepaRG cells and deliver a 189

transgene into the nucleus. To this end, HepaRG cells were transduced with a baculovirus (Bac-GFP) 190

expressing the green fluorescence gene. More than 70 % of cells expressed GFP when a multiplicity 191

of infection (m.o.i.) of 100 was used for the transduction (data not shown). This transduction 192

efficiency was comparable to that obtained in HepG2 cells (19). As the efficiency of tranduction was 193

even in both cell lines a direct comparison of the kinetic of HBV replication after transduction with 194

Bac-HBV-WT was possible. Both proliferating and differentiated HepaRG as well as HepG2 cells were 195

transduced at an m.o.i. of 100 pfu/cell with Bac-HBV-WT. Intracellular encapsidated viral DNA was 196

isolated at various time points post-transduction (p.t.) and analyzed by Southern Blot. HBV DNA was 197

detectable very rapidly after transduction in both HepG2 and HepaRG cells (fig. 1). Although the 198

amount of HBV intracellular encapsidated DNA was comparable at day 1 p.t. in both cell lines (upper 199

panel), kinetics of HBV replication were quite different, as its level decreased really slowly in HepG2 200

cells after 12 days, whereas a rapid and sharp decrease was observed in both proliferating and 201

differentiated HepaRG cells to become nearly undetectable at day 12 p.t. This difference in kinetics 202

could not be attributed to differences in kinetics of clearance of the baculovirus template (data not 203

shown), neither to differential cell death. The fast and non cytolytic elimination of intracellular 204

encapsidated DNA in HepaRG cells suggested that an antiviral response involving specific cellular 205

factors could be involved. 206

207

Establishment of an antiviral state in Bac-HBV-transduced HepaRG. 208

To characterize this antiviral state, cells were transduced twice (at day 0 and day 3) with Bac- 209

HBV-WT. As previously shown the amount of HBV intracellular encapsidated DNA was increased by a 210

second transduction in HepG2 cells (18), whereas it remained unchanged in HepaRG cells (fig. 2A). 211

This result strongly suggests that HepaRG cells were able to mount a sustained antiviral response 212

following the first transduction with Bac-HBV-WT. 213

To determine whether this antiviral response in HepaRG cells was due to the transgene 214

expression (i.e. synthesis of pgRNA, mRNA, and proteins) and replication of HBV genome, or was 215

induced by the baculovirus vector itself, HepG2 or HepaRG cells were first mock-transduced 216

(inoculation with medium only) or transduced with two different control baculoviruses, containing 217

either the β-galactosidase gene (Bac-βGal) or an HBV genome carrying a mutation in the catalytic 218

domain of the polymerase (Bac-HBV-YPDD). The latter baculovirus enables the production of HBV 219

proteins without genome replication (19). Three days after the first transduction, a second 220

transduction was performed with Bac-HBV-WT. Intracellular encapsidated viral DNA was isolated at 221

various time points after the first transduction and analyzed by Southern Blot. In HepG2 cells, HBV 222

intracellular encapsidated DNA was detectable in all experimental conditions (fig. 2B, upper panel), 223

thus confirming that no antiviral response was induced in these cell line after the first transduction. 224

In HepaRG cells, HBV intracellular encapsidated DNA was detectable in cells that were first mock- 225

transduced or transduced with Bac-βGal, but not in those first transduced by Bac-HBV-YPDD (fig. 2B, 226

bottom panel). This result clearly demonstrates that the antiviral response observed in HepaRG 227

following transduction is mediated by HBV itself and is independent of the baculovirus vector. 228

Moreover, as no reverse transcription step can occur with Bac-HBV-YPDD, this result also indicates 229

that the establishment of an HBV-mediated antiviral state was independent of HBV DNA replication, 230

but was rather due to HBV protein synthesis or RNA synthesis. 231

232

HBV elicits IFN-β production that subsequently induces ISGs expression in both HepG2 and HepaRG 233

cells. 234

As production of type-I interferons, in particular IFN-, is one of the first cellular antiviral 235

defense (4), we first tested whether the ifn-β gene was activated in HepG2 and HepaRG cells 236

(proliferating or differentiated). Cells were transduced with Bac-βGal or Bac-HBV-WT and qRT-PCR 237

performed 24 and 48h p.t. The amount of mRNA encoding IFNβ was strongly increased in cells 238

transduced with Bac-HBV-WT, but not in those transduced with the control baculovirus (Bac-βGal) 239

(fig. 3A). This indicates that HBV, and not the vector, is responsible for the induction of IFN-β 240

expression. Using a functional assay, we also demonstrated that biologically active type-I interferons 241

were produced in the supernatant of Bac-HBV-WT transduced cells (fig. 3B). Taken together, these 242

results suggest that the production of type-I inteferons may be, at least in part, responsible for the 243

antiviral state established in transduced HepaRG cells. 244

Genes activated by type-I IFNs are well known, and their expression represents a signature of 245

the IFN pathway (4). To determine whether the pattern of induction after transduction with Bac- 246

HBV-WT was similar to that already described, HepG2 and HepaRG (proliferating or differentiated) 247

cells were transduced with and Bac-βGal or Bac-HBV-WT . Expression of 96 ISGs was evaluated by 248

qRT-PCR analyses (fig. 3C). The control baculovirus did not induce significant changes in the pattern 249

of expression of the genes, thus confirming that the vector is not responsible for the observed IFN 250

response. In contrast, many of the analyzed genes were overexpressed in HepG2 as well as in 251

proliferative and differentiated HepaRG cells 24 and 48h after transduction with Bac-HBV-WT. 252

Many of the overexpressed genes, including viperin, mx1, isg15, oas1, isg56, have antiviral 253

properties and could therefore be responsible for the inhibition of HBV replication in HepaRG. 254

However, these genes were also activated in HepG2 cells in which the replication of HBV was not 255

inhibited as compared to that observed in HepaRG. 256

257

Inhibition of type-I IFN pathway results in enhanced HBV replication in HepaRG cells, 258

The next step was to inhibit the IFN pathway in HepaRG cells to determine whether HBV 259

replication could be enhanced. First, proliferating HepaRG cells were transduced with Bac-HBV-WT 260

and immediately treated with a neutralizing anti-IFNβ antibody. Intracellular encapsidated viral DNA 261

was isolated at various time points post-transduction (p.t.) and analyzed by Southern Blot. Results 262

showed that neutralization of IFNβ clearly increased amount of intracellular encapsidated HBV DNA 263

in proliferating HepaRG (fig. 4), thus confirming the crucial role of IFN-β in mediating the observed 264

antiviral response in this cell line. It worth noting that neutralizing anti-IFNβ antibody did not 265

improve HBV replication in HepG2 cells, suggesting that this pathway is not fully functional in this cell 266

line (data not shown). 267

To further demonstrate the role of type-I IFN in inhibiting HBV replication in HepaRG cells, 268

we invalidated the expression of the ifnar1 gene, which codes for subunit 1 of the type-I IFN 269

receptor, using short hairpin RNA strategy. The down regulation of the gene in the resulting cell line, 270

i.e. HepaRGshIFNR1, was verified by RT-PCR (fig. 5A). This down regulation of the expression of type-I 271

IFN receptor is expected to be associated with an inhibition of the amplification of the IFN pathway. 272

To confirm that we significantly invalidated type-I IFN pathway, the expression of ISGs was analysed 273

by qRT-PCR. We showed that a poly-IC stimulation did not increase the expression of ifn-β, oas1 and 274

isg56 genes (fig. 5B). Moreover the levels of mRNA encoding IFNβ, 2OAS or ISG56 were decreased by 275

up to 80 % in HepaRGshIFNR1 after transduction with Bac-HBV-WT compared to parental cell line 276

(fig. 5C). Finally, multiplex RT-PCR analyses confirmed that the expression of most ISGs analysed was 277

not dramatically changed after Bac-HBV-WT transduction (Table 1). 278

If type-I IFN pathway is crucial for the control of HBV replication, its inhibition should result in 279

an increased HBV replication. Both HepaRG and HepaRGshINFR1 were transduced with Bac-HBV-WT