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A NNALES DE L ’I. H. P., SECTION A

N AKAO H AYASHI

T OHRU O ZAWA

Scattering theory in the weighted L

2

( R

n

) spaces for some Schrödinger equations

Annales de l’I. H. P., section A, tome 48, n

o

1 (1988), p. 17-37

<http://www.numdam.org/item?id=AIHPA_1988__48_1_17_0>

© Gauthier-Villars, 1988, tous droits réservés.

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(2)

17

Scattering theory in the weighted L2(Rn) spaces

for

some

Schrödinger equations

Nakao HAYASHI

Tohru OZAWA

Hongo

2-39-6, Bunkyoku, Tokyo 113, Japan

Research Institute for Mathematical Sciences, Kyoto University, Kyoto 606, Japan

Poincaré

Vol. 48, 1,1988,] Physique theorique

ABSTRACT. - In this paper we shall

study

the

scattering problem

for

the

following Schrodinger equation :

lution in ~.

= ~ v E L2(~n); ~ ~ v ~ (1 + ~ x 12)s/2(I -

oo

},

We show that

(1)

all solutions of

(**)

are

asymptotically

free in

L2(~"), (2) 4, (3/2) ~

yl, Y2, Y3

2, ~eH~,

all solutions

of (**)

are

asymptotically

free in

(3) if 03BB1

=

0, n &#x3E;_ 3, (4/3)

72.73

2,

the wave operators and the

scattering

operator are well defined in and

homeomorphisms

from to

l’Institut Henri Poincaré - Physique theorique - 0246-0211

Vol. 48/88/01/17/21/$4,10/CQ Gauthier-Villars

(3)

18 N. HAYASHI AND T. OZAWA

RESUME. - Dans cet article nous etudions Ie

probleme

de diffusion pour

1’equation

de

Schrodinger :

et * est la convolution dans [R".

Nous montrons que

(1) si ~

E toutes les solutions de

(**)

sont asymp-

totiquement

libres dans

L2(~n), (2) 4, (3/2) ~

yl, Y2, Y3

2,~eH~

toutes les solutions de

(* *)

sont

asymptotiquement

libres dans

(3)

si

~,1

=

0, n &#x3E;__ 3, (4/3)

y2, y3

2,

S

E I~J, ~

E les

operateurs

d’onde et

l’opérateur

de diffusion sont bien définis dans et sont des homeomor-

phismes

de

1. INTRODUCTION

In this paper we shall

study

the

scattering problem

for the

following Schrodinger equation :

where "

VI = V1(X) = (~,1 &#x3E;_ 0, 1

y 1

min (2, n/2)),

* denotes the convolution in [R".

Throughout

the paper we use the

following

notations and function spaces :

Annales de Henri Poincaré - Physique " -theorique "

(4)

SCATTERING THEORY FOR SOME SCHRODINGER EQUATIONS

LP denotes the

Lebesgue

space or (8) en with the norm

l~~~oo;~’~=!!’!!2;(.,.)

denotes the

L2

scalar

product;

denotes the

weighted

Sobolev space with the

norm ~03C8~m,s,p=~ (1+

~.se~l~~oo;~’ !!~~=!!’ !!~~,2.

denotes the

homogeneous

Besov

space with the semi-norm

s =

[5] +

6, 0

1, t/J(x

+

k); [s] denotes

the

largest integer

less than s;

C(I; E)

denotes the space of continuous functions from an inter- val I c IR to a Frechet space

E; Ck(I; E)

denotes the space of k-times conti-

nuously

differentiable functions from I to

B)

denotes the

space of measurable functions u from I to a Banach space B such that with the norm

III

6) _ ~ u

E

C(I; L2)

n

La~~&#x3E;&#x3E;g~~; ~~~ u IIlð(0"),8/0" 00 }, 5((7)

=

4n/(2n - (y), ~ 2n,

I =

[ - a, a ], a

&#x3E;

0 ;

the dilation operator

the Fourier transform

different

positive

constants

might

be denoted

by

the same letter C. If

necessary,

by C(*, ... , *)

we denote constants

depending

on the quan- tities

appearing

in

parentheses.

We note that

imply

the

following

relations :

and

We shall prove the

following

theorems.

THEOREM 1. - For there exist

unique

M+

E L 2

such that

Vol. 48, 1-1988.

(5)

20 N. HAYASHI AND T. OZAWA

where u is a

unique

solution of

(1.1)-(1. 2) satisfying

u E

C(!RB {0 }; H1,-I)

THEOREM 2. -

4, (3/2) ~

yl, 72~3 2. For

any ~

E

Ho,2,

there

exist

unique

M+ E such that

.

where u is a

unique

solution of

( 1.1 )-( 1. 2) satisfying

u E

H2,-2)

THEOREM 3. -

Let 03BB1

=

0,

n ~

3, (4/3)

y2, y3

2,

For any the wave operators

and the

scattering operator

are well defined in and

homeomorphisms

from to

REMARK 1. -

(1)

For

any ~eH~(= 1,2),

the existence and

uniqueness

of solutions for

( 1.1 )-( 1. 2)

have been

proved by

N.

Hayashi-T.

Ozawa

[10]

[77].

(2)

When ~, = 0 N.

Hayashi-Y.

Tsutsumi

[7]

showed

Theorem 1

by using

the

pseudoconformal

conservation law and the trans- form

x)=(1/it)n/2

exp

(i|

x

|2/2t)v(1/t,x/t) (see

also Y. Tsut-

sumi-K.

Yajima [17 ]).

In Section 3 we prove Theorems 1-2

by using

a more

direct method than that of

[7] ] [17 ].

(3)

When y2 =

73. ~ H~,

~

2, SE N,

Theorem 3 was shown in

[7].

In Section 4 we prove Theorem 3

by making

use of the

space-time

esti-

mates of the

Schrodinger

evolution with the operators J

and J la.

2. PRELIMINARY ESTIMATES

LEMMA 1.1. -

(The Gagliardo-Nirenberg inequality). Let q,

r be any numbers

satisfying

1 ~ q, r ~ oo, and

let j, m

be any

integers satisfying 0 ~ 7

m. If u E n

Lq,

then

where

( 1 /p) _ ( j/n) + a(( 1 /r) - (m/n)) + ( 1 - a)/q

for all a in the interval

(//~) ~ ~ ~ 1,

where C is a constant

depending only

on n, m,

j,

q, r, a, with the

following exception : if m - j - (n/r)

is a

nonnegative integer,

then

(2.1)

holds for any

(//~) ~ ~

1.

For Lemma 2.1 see, e. g., A. Friedman

[3 ].

LEMMA 2 . 2. - Let

1 pqoo,

and

Then we have

Henri Poincaré - Physique theorique

(6)

EQUATIONS

where

3,

then we have

For

(2 . 2)

and

(2 . 3)

see, e. g., E. M. Stein

[13 ],

and for

(2 . 4)

see, e. g., N.

Hayashi-T.

Ozawa

[9 ].

We put

LEMMA 2 . 3. - Let

0 ~ r 2, ~)=4~/(2~-~)

and

1/5(7)+1/~)=1.

Then there exist

positive

constants C

independent

of 1=

[ - a, a ], a &#x3E;-_

0

such that

(2 . 5)

has been

proved by

T. Kato

[72] and

K.

Yajima [18 ]. (2 . 5) plays

an

important

role to prove Theorem 3. For Lemma

2. 3,

see, e. g., K.

Yajima [18 ].

(7)

22 N. HAYASHI AND T. OZAWA

Proof

2014 For

(2 . 8)

and

(2 . 9),

see N.

Hayashi-Y.

Tsutsumi

[7].

We

only

prove

(2.10)

and

(2.11).

We note that

.

where r is the Gamma function. We have

by using

Holder’s

inequality

and Lemma 2.1

We

again

use Holder’s

inequality

and Lemma 2.1 to obtain for 03C3 ~ n - 2

Since

II I ( - 0) - (n - ~)/4 y/r ~ 1211

~

CP(~) 1 ~ 2, (2.12)

and

(2.13) imply (2.10).

By

the

relation

=

S( - t20)°‘~2S-1

we have

Holder’s

inequality gives

for a

(2n - (7)/4

From

this, (2.15)

and Lemma 2.1 we have

Annales de Henri Poincaré - Physique " theorique "

(8)

SCATTERING THEORY FOR SOME SCHRODINGER EQUATIONS

By

Theorem 6 . 3 .1

([2]), II f liDs

~

C II (

-

0394)s/2 f ~p

for s E

IR, 1 ~ p _

00.

Hence we have from

(2.16)

p,oo

Similarly

we obtain

Similarly

we have

From Lemma 2.1 and Holder’s

inequality

we have for

In the same way as

(2 . 21 )

we obtain

Vol. 48, 1-1988.

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24 N. HAYASHI AND T. OZAWA

Collecting everything,

we have

3. PROOF OF THEOREMS

1,

2

In

[70] ] [11 ]

we have obtained the

following

results.

PROPOSITION 1. - Let Then for

each j

there exists

a

unique

u~ such that

/Li/()x~ 1+ 1/./T.

PROPOSITION 2. -

Let 03C6

E

HO, 1.

Then there exists a

unique

M such that

PROPOSITION

3. - Let (~

E

HO,2.

Then there exists a

unique

u

satisfying (3 . 2)

with

U- lu E C((1~; Ho~2),

PROPOSITION 4. -

Let { ~; ~

be a sequence in

~(!R")

such that

~; -~ ~

in

as j

--+ oo. Let u~ be the solution

of (3 .1)

constructed in

Proposition 1,

and let u be the solution of

(3 . 2)

constructed in

Proposition

2. Then we have

Annales de l’Institut Henri Poincare - Physique theorique

(10)

SCHRODINGER EQUATIONS 25

PROPOSITION

5. -

Let { ~~ ~

be a sequence in such that

~ -. ~

in

as j

~ oo.

Let uj

be the solution of

(3.1)

constructed in

Proposi-

tion

1,

and let u be the solution of

(3.2)

constructed in

proposition

3. Let

~4, (3/2) ~

Yi, Y3 2. Then we have

where

Proof of

T heorem 1. 2014 Let u~ be the solution of

(3 .1 )

constructed in

Proposition 1,

and let u be the solution of

(3 . 2)

constructed in

Proposition

2.

Let

w(t)=S(t)U( -t)u(t),

t ~ 0. We restrict our

attention to the case t &#x3E;

0,

since the other case can be treated

analogously.

We first prove that there exists M+ E L2

satisfying w(t)

-+ M+ in L2 as t -+ oo .

It suffices to show that

{ w(t) ; t &#x3E; 1}

is

Cauchy

in

L2.

Let t &#x3E; L &#x3E; 1. Since

~0,

we have

We estimate the R. H. S. of the above

equality.

From

(3 .1 )

we have

Vol.48,1~1-1988.

(11)

26 N. HAYASHI AND T. OZAWA

A direct calculation shows

where

V~ = ~ x 1-)12, V~3) = ~,3 J x 1-)13.

Thus we have the

identity

where

11

is estimated

by

12

is estimated

by

13

is estimated

by

Annales de l’Institut Henri Physique theorique

(12)

EQUATIONS 27

Since

00, the L. H. S. of (3.13) tends to

In view of

(3 . 4),

the R. H. S. of

(3.13)

is bounded

uniformly in j ~

N

by

This proves that converges in

L2

as t -+ oo. Now

~ 00.

Q.E.D.

Proof of

Theorem 2. - Let uj be the solution of

(3.1)

constructed in

Proposition 1,

and let M be the solution of

(3.2)

constructed in

Proposition

3.

We

already

know that there exist U:t E L 2 such that

From now on we consider

only

the case t &#x3E; 0. We first claim that for any

~eL~ {(~U(-~)~);~&#x3E;0}

is

Cauchy

in C.

Indeed,

we

have,

for

(8

&#x3E;

0)

such that

~ 03C8

in L2 as ~ ~ + 0.

so that our claim follows from

(3.12)

and

(3.14).

Thus and

xU( - t)u(t)

~

xu+ weakly

in

L2

as t ~ oo. This

gives S(t)xU( - t)u(t)

~ xu+

weakly

in

L2

as t ~ oo, since the operator tends to I

strongly

in

L2

as t ~ ± oo. We now prove that

S(t)xU(- t)u(t)

~ xu+ in L2 as t -~ oo.

For this purpose we compute

Vol. 48, n° 1-1988.

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28 N. HAYASHI AND T. OZAWA

where

I4

is estimated

by

In order to estimate

I5,

we write

and therefore

since

(see [70] ] [77].)

Thus

Is

is estimated

by

Annales de Henri Poincare - Physique " theorique "

(14)

EQUATIONS

For

Ie,

we write

the first two terms are estimated

by

and the last two terms are estimated

by

Combining

these estimates with

(3.6)-(3.12),

we conclude that

This

yields

Vol. 48, 1-1988.

(15)

30 N. HAYASHI AND T. OZAWA

Thus

as desired.

REMARK 2. - In the case of nonlinear

Schrödinger equation (NLS eq.)

such

that i~tu + !

Au

= M + M

with

M(0)

=

4&#x3E;

E

Hi.!,

Y. Tsut-

sumi-K.

Yajima [17]

showed Theorem 1 if

1+(2/n)p1=p203B1(n).

where

for

n=1,2, 03B1(n)= (n+ 2)/(n- 2) for n ~

3. For any we can

apply

our method of Theorem 1 to the NLS eq. if

l+(2/~)~i ~2 1+(4/~).

Indeed,

we can prove Theorem 1 in the case of the NLS eq. as follows: we put

where I =

[ - a, a ], a

&#x3E; 0.

By

the existence theorem of solutions for the NLS eq. obtained

by

T. Kato

[12 ],

the NLS eq. has a

unique

solution such that u, Ju E

X(a, p2)

for any a &#x3E; 0.

Also we have from the

pseudoconformal

conservation law and u, Ju E

X(a, p2)

for t ~

0,

where C is a

positive

constant

depending only on ~

E

(see

also

[7] ] [3] ] [7~] ] [16 ]).

From this and the same

argument

as Theorem 1

we have the desired result.

4. PROOF OF THEOREM 3

Proof of

T heorem 3. 2014 For

simplicity

we let

y2 &#x3E;_

7s and we suppress the

subscript j

of u~ in

(3 .1 ). By (3 .1 )

we have

We first prove that the solutions of

(4.1)

form a bounded sequence

in

X(oo, Y2).

Annales de l’Institut Henri Physique theorique

(16)

EQUATIONS 31

We

apply

Lemma 2.3 and Lemma 2.4 to

(4.1)

to obtain

We put

III M

Then we have

Let

~-min{l,(50C2Ci!~,~)-~-~}.

Then we have

by (4 . 4)

and Lemma 3 . 7 of

[7~] ]

We have

by (4.5)

and the fact that

III

M

1112,00

=

II

In the same way as in the

proof

of

(4.3)

we obtain

from which we get for a

sufficiently

small.

By using (3 . 4),

we iterate this process to

get JuX(la,03B32) ~ C(!!

inductively. Thus,

Vol. 48, 1-1988.

(17)

32 N. HAYASHI AND T. OZAWA

We let T = 00.

By

virtue of Lemma

2 . 3,

Lemma 2 . 4

(2 . 8), (4 . 3)

and

Proposition

4 we have

Proposition 4, (4.6)

and

(4.7) imply

Thus we have from

(4.10)

and

(4 .11 )

We choose b

large enough

to ensure that

1/2.

Finally

we get

Annales de l’Institut Henri Poincaré - Physique theorique

(18)

33 EQUATIONS

as

required.

We continue

the proof of the

theorem and treat the cases n ~ 4 and n = 3

separately.

We first consider the case n ~ 4. In the same way as

in the

proof of (4.13)

we obtain

by

Lemma 2 . 4

(2.10)

if

4/3

72.73 n - 2

Letj

oo in

(4.13)

and

(4.14).

We have

We now consider the

following integral equation

for any

(4.16)

is the

integral

version of the initial value

problem (1.1)

with the

initial data

given

at + oo and

~,1

= 0. In the same way as in the

proof

of

Theorem 5 of

[70],

we can prove that there exists a

unique

solution u of

(4.16)

such that u, Ju E

C(tR; L2) n L8~y2(f~ ;

for any u+ E Let u

be the solution

of (4.16)

mentioned above. In the same way as in the

proof

of

(4. 8)

we have for

sufficiently large

T

By (4.15)

we can take T = - oo

in(4.17).

We put

This and

(4.17)

with T = 0

imply

that there exists the wave operator

W+ : M+ )-~

in In the same way for there exists a

unique

such ~ o

This

implies

that there exists the inverse wave operator

WJ~: ~ )2014~

M-.

Therefore the inverse of the

scattering

operator

W::1W+

exists in In the case s =

1,

Theorem 3 follows from the same argument as in the

proof

of

Corollary

5.1 in

[7 ].

We prove the case ~ 2. In the same way as in the

proof

of

(4.8)

we have

by

Lemma 2.4

(2.9)

From

(4.15)

and Lemma 2.1 we get

Vol. 48, 1-1988.

(19)

34 N. HAYASHI AND T. OZAWA

In the similar way as in the

proof

of

(4.15)

we obtain

by using (4.18), (4.19)

and Lemma 2.4

(2.9)

in

place

of Lemma 2.4

(2. 8)

In the case n ~

4,

Theorem 3 follows from

(4.20)

and the same argu- ment as in the case s = 1. We next consider the case n = 3. In the same way

as in the

proof

of

(4.9)

we have

By

Lemma 2 . 4

(2 .11 )

Let GI

= 1

,

&#x3E;

0, (1 ~ l _ 4),

85 =

£6 = ~(Yk) - 2q2 &#x3E; 0

I

be "

sufficiently

small and

=

b2.

Since

P(M) ~

u

by

Lemma

2 . 2,

we have " from

(4.22)

and o

(4.8)

Holder’s

inequality

and Lemma 2.1

give

where

Annales de l’Institut Henri Poincaré - Physique " theorique

(20)

35 EQUATIONS

In the same way as in the

proof

of

(4.8)

we obtain

by (4.21)

and

(4.26)

We have

by (4. 22)

and

Proposition

4

In the same way as in the

proof

of

(4.14),

we have

by (4. 27), (4. 28)

and

(4 . 21 )

with T = 00

since

}’2 ~

}’3 &#x3E;

4/3. By

the conditions of Theorem

3,

we can see that

(4. 29)

holds valid for any a such that 0 a

1/2.

We get

by

Lemma 2 .1 and

(4 . 29)

(4.30)

is the same estimate as

(4.19).

The

proof

for n = 3 now

proceeds

from

(4. 30)

in the same way as that 4 from

(4.19).

This

completes

the

proof

of Theorem 3.

Q.

E. D.

REMARK 3. - When

V2M = ! ~ !’~,

Theorem 3 holds valid for n = 2.

Indeed, by

Lemma 2 . 4

(2 . 8)

and

Proposition

1 we have

(4.19),

from which

we get

(4.20).

This

yeilds

Theorem 3.

REMARK 4. - In the case of the NLS eq.

(see

Remark

2),

Y. Tsut-

sumi

[16], N. Hayashi-Y. Tsutsumi [7] showed

that Theorem 3 holds valid in the

H ~

space

if y(n)

/? i =/?2 where

y(~) = (~ + 2 + ~/~+12~+4)/2~

is the same one as that in Remark 2. We can prove Theorem 3 in the space in the case of the NLS eq. if

~i ~7?2

1

+ (4/n). Indeed,

the

pseudoconformal

conservation law

(see

Remark

2),

Lemma 2.3 and the

fact that u, Ju E

X(a, p2) yield

u, Ju E

X(oo, p2)

if

7M ~~2

1

+(4/n).

From this we obtain the desired result

(see [7d] ] [7]).

REMARK 5. - J. Ginibre-G. Velo

[6] have proved

Theorem 3 in the

energy space if 2

y2

y3 min

(4, n),

and in

[5] they

also

proved

Theo-

rem 3 in the energy space in the case of the NLS eq. if 1 +

(4/n) ~2

Vol. 48, 1-1988.

(21)

36 N. HAYASHI AND T. OZAWA

Added Remark. 2014 The

proof

of Theorem 2 relies

heavily

on the estimates

(3.7)-(3.12)

in

Proposition 5,

which can be derived from a new

identity

for

~3(t ) (see (3 . 87)

of

[7~] and (2 . 27)

of

[11 ]). Recently

J. Ginibre gave a

simple

derivation of the

identity

for

~3(t) (see [19 ]).

ACKNOWLEDGMENTS

The authors are

grateful

to Professor Jean Ginibre for several

helpful

comments, as well as for generous communication of recent material.

[1] J. E. BARAB, Nonexistence of asymptotic free solutions for a nonlinear Schrödinger equation. J. Math. Phys., t. 25, 1984, p. 3270-3273.

[2] J. BERGH and J. LÖFSTRÖM, Interpolation Spaces. Berlin, Heidelberg, New York, Springer, 1976.

[3] A. FRIEDMAN, Partial Differential Equations. Holt-Rinehart and Winston, New York, 1969.

[4] J. GINIBRE and G. VELO, On a class of nonlinear Schrödinger equations I, II. J. Funct.

Anal., t. 32, 1979, p. 1-32, 33-71; III. Ann. Inst. Henri Poincaré, Physique Théorique,

t. 28, 1978, p. 287-316.

[5] J. GINIBRE and G. VELO, Scattering theory in the energy space for a class of non-

linear Schrödinger equations. J. Math. pures et appl., t. 64, 1985, p. 363-401.

[6] J. GINIBRE and G. VELO, Private communication.

[7] N. HAYASHI and Y. TSUTSUMI, Scattering theory for Hartree type equations. Ann.

Inst. Henri Poincaré, Physique Théorique, t. 46, 1987, p. 187-213.

[8] N. HAYASHI and Y. TSUTSUMI, Remarks on the scattering problem for nonlinear Schrö-

dinger equations, to appear in the Proceedings of UAB conference on Differential

Equations and Mathematical Physics, Springer-Verlag, New York, 1986.

[9] N. HAYASHI and T. OZAWA, Time decay of solutions to the Cauchy problem for time-dependent Schrödinger-Hartree equations. Commun. Math. Phys., t. 110, 1987, p. 467-478.

[10] N. HAYASHI and T. OZAWA, Smoothing effectfor some Schrödinger equations, preprint RIMS-583, 1987.

[11] N. HAYASHI and T. OZAWA, Time decay for some Schrödinger equations, preprint RIMS-554, 1987.

[12] T. KATO, On nonlinear Schrödinger equations. Ann. Inst. Henri Poincaré, Physique Théorique, t. 46, 1987, p. 113-129.

[13] E. M. STEIN, Singular Integral and Differentiability Properties of Functions. Princeton

Univ. Press, Princeton Math. Series 30, 1970.

[14] W. A. STRAUSS, Decay and asymptotic for ~u = F(u). J. Funct. Anal., t. 2, 1968,

p. 409-457.

[15] W. A. STRAUSS, Nonlinear scattering theory at low energy: Sequel. J. Funct. Anal.,

t. 43, 1981, p. 281-293.

Annales de l’Institut Henri Physique " theorique "

(22)

EQUATIONS 37

[16] Y. TSUTSUMI, Scattering problem for nonlinear Schrödinger equations. Ann. Inst.

Henri Poincaré, Physique Théorique, t. 43, 1985, p. 321-347.

[17] Y. TSUTSUMI and K. YAJIMA, The asymptotic behavior of nonlinear Schrödinger equations. Bull. (New Series), Amer. Math. Soc., t. 11, 1984, p. 186-188.

[18] K. YAJIMA, Existence of solutions for Schrödinger evolution equations. Commun.

Math. Phys., t. 110, 1987, p. 415-426.

[19] J. GINIBRE, A remark on some papers by N. Hayashi and T. Ozawa, preprint Or say,

1987.

(Manuscrit reçu le 26 mai 1987) ( Version revisee, reçue le 18 septembre 1987)

Vol. 48, n° 1-1988.

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