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Computation of 2-groups of positive classes of exceptional number fields

Jean-Fran¸cois Jaulent, Sebastian Pauli, Michael E. Pohst & Florence Soriano–Gafiuk

Abstract. We present an algorithm for computing the 2-group C`Fpos of the posi- tive divisor classes in case the number field F has exceptional dyadic places. As an application, we compute the 2-rank of the wild kernelWK2(F) inK2(F).

esum´e. Nous d´eveloppons un algorithme pour d´eterminer le 2-groupe C`Fpos des classes positives dans le cas o`u le corps de nombres consid´er´e F poss`ede des places paires exceptionnelles. Cela donne en particulier le 2-rang du noyau sauvageWK2(F).

1 Introduction

The logarithmic`-class groupfC`F was introduced in [10] by J.-F. Jaulent who used it to study the `-part WK2(F) of the wild kernel in number fields: ifF contains a primitive 2`t-th root of unity (t >0), there is a natural isomorphism

µ`tZfC`F 'WK2(F)/WK2(F)`t,

so the`-rank ofWK2(F) coincides with the`-rank of the logarithmic groupfC`F. An algorithm for computing fC`F for Galois extensionsF was developed in [4]

and later generalized and improved for arbitrary number fields in [3].

In case the prime`is odd, the assumptionµ`F may be easily passed if one considers the cyclotomic extension F(µ`) and gets back to F via the so-called transfer (see [12], [15] and [17]). However for`= 2 the connection between sym- bols and logarithmic classes is more intricate: in the non-exceptional situation (i.e. when the cyclotomicZ2-extensionFc contains the fourth root of unity i) the 2-rank of WK2(F) still coincides with the 2-rank offC`F. Even more if the number field F has no exceptional dyadic place (i.e. if one hasiFqc for any q|2), the same result holds if one replaces the ordinary logarithmic class group fC`F by a narrow versionfC`Fres. The algorithmic aspect of this is treated in [11].

Last in [13] the authors pass the difficulty in the remaining case by intro- ducing a new 2-class groupsC`Fpos, the2-group of positive divisor classes, which satisfies the rank identity: rk2C`Fpos= rk2WK2(F).

In this paper we develop an algorithm for computing bothC`FposandfC`Fpos in case the number field F does contain exceptional dyadic places.

We conclude with several examples. Combining our algorithm with the work

J. Th´eor. Nombres Bordeaux20(2008)

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of Belabas and Gangl [1] on the computation of the tame kernel ofK2we obtain the complete structure of the wild kernel in some cases.

2 Positive divisor classes of degree zero

2.1 The group of logarithmic divisor classes of degree zero

Throughout this paper the prime number`equals 2 and we letibe a primitive fourth root of unity. Let F be a number field of degreen=r+ 2c. According to [9], for every place pof F there exists a 2-adic valuationvep which is related to the wild 2-symbol in case the cyclotomicZ2-extension ofFp containsi. The degree degpofpis a 2-adic integer such that the image of the map Log| |pis the Z2-module deg(p)Z2 (see [10]). (By Log we mean the usual 2-adic logarithm.) The construction of the 2-adic logarithmic valuationsevp yields

∀α∈ RF :=Z2ZF× : X

p∈P lF0

vep(α) deg(p) = 0, (1) whereP lF0 denotes the set of finite places of the number fieldF. Setting

div(α) :=f X

p∈P lF0

evp(α)p we obtain byZ2-linearity:

deg(div(α)) = 0.f (2)

We define the 2-group of logarithmic divisors of degree 0 as the kernel of the degree map deg in the direct sum D`F =P

p∈P lF0Z2p:

D`fF := n P

p∈P lF0app∈ D`F |P

p∈P lF0apdeg(p) = 0o

;

and thesubgroup of principal logarithmic divisorsas the image of the logarith- mical mapdiv:f

P`fF := {div(α)f |α∈ RF} .

Because of (2) P`fF is clearly a subgroup of D`fF. Moreover by the so-called generalised Gross conjecture, the factorgroup

fC`F := D`fF/P`fF

is a finite 2-group, the 2-group of logarithmic divisor classes. So, under this conjecture,fC`F is just the torsion subgroup of the group

C`F :=D`F/Pf`F

of logarithmic classes (without any assumption of degree).

Remark 1. LetF+ be the set of all totally positive elements ofF× (i.e. the subgroupF+:={xF×|xp>0 for all realp}). For

Pf`+F := {div(α)f |α∈ R+F :=Z2ZF+}

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the factor group

C`Fres := D`F/P`f+F (resp. fC`Fres := D`fF/P`f+F)

is the2-group of narrow logarithmic divisor classesof the number fieldF (resp.

the2-group of narrow logarithmic divisor classes of degree 0) introduced in [16]

and computed in [11].

2.2 Signs and places

For a fieldF we denote byFc, (respectivelyFc[i]) the cyclotomicZ2-extension (resp. the maximal cyclotomic pro-2-extension) ofF.

We adopt the notations and definitions in this section from [13].

Definition 1 (signed places). LetF be a number field. We say that a non- complex place p of F is signedif and only if Fp does not contains the fourth root of unityi. These are the places which do not decompose in the extension F[i]/F.

We say thatpislogarithmically signedif and only if the cyclotomicZ2-extension Fpcdoes not containi. These are the places which do not decompose inFc[i]/Fc. Definition 2 (sets of signed places). By PS, respectively PLS, we denote the sets of signed, respectively logarithmically signed, places:

PS := {p|i6∈Fp} , PLS := {p|i6∈Fpc} .

A finite place p PLS is called exceptional. The set of exceptional places is denoted byPE. Exceptional places are even (i.e. finite places dividing 2).

These sets satisfy the following inclusions:

PS PLS =PEPRP l(2)P l(∞)

where P l(2), P l(∞), PRdenote the sets of even, infinite and real places ofF, respectively. From this the finiteness ofPLS is obvious.

We recall the canonical decompositionQ×2 = 2Z×(1 + 4Z2)× h−1iand we denote bythe projection fromQ×2 ontoh−1i.

Definition 3 (sign function). For all placespwe define a sign function via

sgp : Fp×→ h−1i : x7→

1 for pcomplex

sign(x) for preal

(Np−νp(x)) for p6 |2∞

(NFp/Q2(x)Np−νp(x)) for p|2

.

These sign functions satisfy the product formula:

∀xF× Y

p∈P lF

sg(x) = 1.

In addition we have:

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Proposition 1. The placesp ofF satisfy the following properties:

(i) if pPLS then(sgp,evp)is surjective;

(ii) ifpPS\PLS then sgp( ) = (−1)evp( ) andevp is surjective;

(iii) ifp6∈PS then sgp(Fp×) = 1andevp is surjective.

Remark 2. The logarithmic valuation evp is surjective in all three cases. Part 2 of the preceding result is often used for testingpPLS.

2.3 The group of positive divisor classes

For the introduction of that group we modify several notations from [13] in order to make them suitable for actual computations.

SincePLSis finite we can fix the order of the logarithmically signed places, say PLS = {p1,· · ·,pm}, with PE = {p1,· · · ,pe} and PR = {pe+1,· · · ,pm}.

Accordingly we define vectorse= (e1,· · ·, em)∈ {±1}m. For each divisora=P

p∈P lF0app, we form pairs (a,e) and put

sg(a,e) := Y

p∈PS\PLS

(−1)ap×

m

Y

i=1

ei (3)

LetD`F(PE) :=n

a∈ D`F a=P

p∈PEappo

be theZ2-submodule ofD`F gen- erated by the exceptional dyadic places. And let D`PEF be the factor group D`F/D`F(PE). Thus thegroup of positive divisorsis theZ2-module:

D`Fpos := n

(a,e)∈ D`PEF × {±1}m

sg(a,e) = 1o

(4) Forα∈ RF :=Z2ZF×, letdivf0(α) denotes the image ofdiv(α) inf D`PEF and sg(α) the vector of signs (sgp

1(α), . . . ,sgp

m(α)) in{±1}m. Then Pf`Fpos := n

(divf0(α),sg(α))∈ D`PEF × {±1}m

α∈ RFo

(5) is obviously a submodule ofD`Fposwhich is called theprincipal submodule.

Definition 4 (positive divisor classes). With the notations above:

(i) The group of positive logarithmic divisor classesis the factor group C`Fpos = D`Fpos/Pf`Fpos .

(ii) The subgroup of positive logarithmic divisor classes of degree zero is the kernelfC`Fposof the degree map deg inC`Fpos:

fC`Fpos:={(a,e) +Pf`Fpos| deg(a)deg(D`F(PE))}.

Remark 3. The groupC`Fposis infinite whenever the number fieldFhas no ex- ceptional places, since in this case deg(C`Fpos) is isomorphic toZ2. The finiteness ofC`Fposin casePE6=follows from the so-called generalized Gross conjecture.

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For the computation offC`Fpos we need to introduceprimitive divisors.

Definition 5. A divisorbofF is called aprimitivedivisor if deg(b) generates theZ2-module deg(D`F) = 4[FQc:Q]Z2.

We close this section by presenting a method for exhibiting such a divisor:

Let q1,· · · ,qs be all dyadic primes; and p1,· · ·,ps be a finite set of non- dyadic primes which generates the 2-group of 2-ideal-classesC`0F (i.e. the quo- tient of the usual 2-class group by the subgroup generated by ideals above 2).

Then every p ∈ {q1,· · ·,qs,p1,· · ·,pt} with minimal 2-valuation ν2(degp) is primitive.

2.4 Galois interpretations and applications to K-theory

LetFlc be the locally cyclototomic 2-extension ofF (i.e. the maximal abelian pro-2-extension of F which is completely split at every place over the cyclo- tomic Z2-extension Fc). Then by`-adic class field theory (cf. [9]), one has the following interpretations of the logarithmic class groups:

Gal(Flc/F)' C`F and Gal(Flc/Fc)'fC`F.

Remark 4. Let us assumei /Fc. Thus we may list the following special cases:

(i) In casePLS=∅, the groupC`Fpos'Z2fC`Fpos of positive divisor classes has index 2 in the groupC`F 'Z2fC`F of logarithmic classes of arbi- trary degree; as a consequence its torsion subgroup fC`Fposhas index 2 in the finite groupfC`F of logarithmic classes of degree 0 which was already computed in [3].

(ii) In case PE =∅, the groupC`Fpos'Z2fC`Fpos has index 2 in the group C`Fres'Z2fC`Fres of narrow logarithmic classes of arbitrary degree; and its torsion subgroupfC`Fpos has index 2 in the finite groupfC`Fres of narrow logarithmic classes of degree 0 which was introduced in [16] and computed in [11].

Definition 6. We adopt the following conventions from [6, 7, 13, 14]:

(i) F isexceptional whenever one hasi /Fc (i.e. [Fc[i] :Fc] = 2);

(ii) F islogarithmically signedwhenever one hasi /Flc (i.e. PLS6=∅);

(iii) F is primitive whenever at least one of the exceptional places does not split in (the first step of the cyclotomicZ2-extension)Fc/F.

The following theorem is a consequence of the results in [6, 7, 9, 10, 13, 14]:

Theorem 1. Let WK2(F)(resp. K2(F) :=n≥1K22n(F)) be be the 2-part of the wild kernel (resp. the 2-subgroup of infinite height elements) in K2(F).

(i) In caseiFlc (i.e. in casePLS=∅), we have both:

rk2WK2(F) = rk2fC`F = rk2fC`Fres.

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(ii) In casei /Flc but F has no exceptional places (i.e. PE =∅), we have:

rk2WK2(F) = rk2fC`Fres. (iii) In casePE6=∅, then we have

rk2WK2(F) = rk2C`Fpos. And in this last situation there are two subcases:

(a) If F is primitive, i.e. if the set PE of exceptional dyadic places contains a primitive place, we have:

K2(F) = WK2(F) .

(b) IfF is imprimitive and K2(F) =ni=1Z/2niZ, we get:

i. WK2(F) =Z/2n1+1Z⊕(⊕ni=2Z/2niZ) if rk2(fC`Fpos) = rk2(C`Fpos) ii. WK2(F) =Z/2Z(⊕ni=1Z/2niZ) if rk2(fC`Fpos)<rk2(C`Fpos).

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3 Computation of positive divisor classes

We assume in the following that the setPE of exceptional places is not empty.

3.1 Computation of exceptional units

Classically the group of logarithmic units is the kernel inRF of the logarithmic valuations (see [9]):

EeF ={x∈ RF | ∀p evp(x) = 0}

In order to compute positive divisor classes in casePEis not empty, we introduce a new group of units:

Definition 7. We define the group oflogarithmic exceptional unitsas the kernel of the non-exceptional logarithmic valuations:

EeexcF ={x∈ RF | ∀p/ PE evp(x) = 0} (6) We only know that the group of logarithmic exceptional units is a subgroup of the 2-group of 2-unitsEF0 = Z2EF0 . If we assume that there are exactlys places in F containing 2 we have, say:

EF0 = µF × hε1,· · ·, εr+c−1+si

For the calculation ofEeexcF we use the same precisionη as for our 2-adic approx- imations used in the course of the calculation of fC`F. We obtain a system of generators of EeexcF by computing the nullspace of the matrix

B =

| 2η · · · 0 evpij) | · · · · ·

| 0 · · · 2η

withr+c1 +s+ecolumns anderows, whereeis the cardinality ofPE and the precisionη is determined as explained in [3].

We assume that the nullspace ofBis generated by the columns of the matrix

B0 =

C

D

whereC hasr+c1 +sandDexactlyerows. It suffices to considerC. Each column (n1,· · ·, nr+c−1+s)tr ofC corresponds to a unit

r+c−1+s

Y

i=1

εnii EeexcF R2Fη

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so that we can choose

εe:=

r+c−1+s

Y

i=1

εnii

as an approximation for an exceptional unit. This procedure yieldskr+c+e exceptional units, say: εe1,· · ·,eεk. By the so-called generalized conjecture of Gross we would have exactlyr+c+esuch units. So we assume in the following that the procedure does give k = r+c+e (otherwise we would refute the conjecture). Hence, from now on we may assume that we have determined exactly r+c+egeneratorsεe1,· · · ,εer+c+eofEeexcF , and we write:

EeexcF = h−1i × heε1,· · ·,εer+c−1+ei

Definition 8. The kernel of the canonical map RF → D`Fpos is the subgroup ofpositive logarithmic units:

EeFpos = {εeEeexcF | ∀pPLS sgp(ε) = +1}e

The subgroupEeFpos has finite index in the groupEeexcF of exceptional units.

3.2 The algorithm for computing C`Fpos

We assumePE6=and that the logarithmic 2-class groupfC`F is isomorphic to the direct sum

fC`F = νi=1Z/2niZ

subject to 1n1≤ · · · ≤nν. Letai (1iν) be fixed representatives of the ν generating divisor classes. Then any divisora ofD`F can be written as

a =

ν

X

i=1

aiai+λb+div(α)f

with suitable integers ai Z2, a primitive divisorb, λ= deg(a)deg(b) and an appro- priate element αofRF. With each divisorai we associate a vector

ei := (sg(ai,1),1,· · · ,1)∈ {±1}m ,

where m again denotes the number of divisors inPLS. Clearly, that represen- tation then satisfies sg(ai,ei) = 1, hence the element (ai,ei) belongs toD`Fpos. Setting eb = (sg(b,1),1,· · · ,1) as above and writing

e0 := sg(α)×

ν

Y

i=1

eaii×e×eλb

for abbreviation, any element (a,e) ofD`Fpos can then be written in the form (a,e) =

ν

X

i=1

aiai+λb+div(α),f e0×

ν

Y

i=1

eaii×sg(α)×eλb

!

=

ν

X

i=1

ai(ai,ei) +λ(b,eb) + (0,e0) + (div(α),f sg(α)) .

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The multiplications are carried out coordinatewise. The vector e0 is therefore contained in the Z2-module generated by gi Zm (1 i m) with g1 = (1,· · · ,1), whereas gi has first and i-th coordinate -1, all other coordinates 1 fori >1.

As a consequence, the set

{(aj,ej)|1jν} ∪ {(0,gi)|2im} ∪ {(b,e}

contains a system of generators ofC`Fpos( note that (0,g1) is trivial inC`Fpos).

We still need to expose the relations among those. But the latter are easy to characterize. We must have

ν

X

j=1

aj(aj,ej) +

m

X

i=2

bi(0,gi) +λ(b,eb) 0 mod P`fFpos ,

ν

X

j=1

aj(aj,ej) +

m

X

i=2

bi(0,gi) +λ(b,eb) = (div(α),f sg(α)) + X

p∈PE

(dpp,1) with indeterminates aj, bi, dp from Z2. Considering the two components sepa- rately, we obtain the conditions

ν

X

j=1

ajaj+λb X

p∈PE

dpp mod Pf`F (7)

and ν

Y

j=1

eajj ×

m

Y

i=2

gbii×eλb = sg(α) . (8)

Let us recall that we have already ordered PLS so that exactly the first eele- ments p1,· · ·,pe belong to PE. Then the first one of the conditions above is tantamount to

ν

X

j=1

ajaj

e

X

i=1

dpi

pidegpi

degbb

mod Pf`F . The divisors

pidegpi

degbb

on the right-hand side can again be expressed by theaj. For 1iewe let

div(αf i) + pidegpi degbb =

ν

X

j=1

cijaj .

The calculation of theαi, cij is described in [15].

Consequently, the coefficient vectors (a1,· · ·, aν, λ) can be chosen as Z2- linear combinations of the rows of the following matrixAZ(ν+e)×(ν+1)

2 :

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A =

2n1 0 · · · 0 0 | 0

0 2n2 · · · 0 0 | 0

· · · · · · · | ·

· · · · · · · | ·

0 0 · · · 2nν−1 0 | 0

0 0 · · · 0 2nν | 0

−− −− − − − −− −− − − −

| deg(pdeg(b)1)

cij | ...

| deg(pdeg(b)e)

Each row (a1,· · ·, aν, λ) ofAcorresponds to a linear combination satisfying

ν

X

j=1

ajaj+λb div(α) modf D`F(PE) . (9) Condition (8) gives

m

Y

i=2

gbii = sg(α)×

ν

Y

j=1

eajj×eλb . (10) Obviously, the family (gi)2≤i≤m is free over F2 implying that the exponents bi are uniquely defined. Consequently, if the k-th coordinate of the product sg(α)×Qν

j=1eajj×eλb is−1 we must havebk = 1, otherwisebk = 0 for 2km.

(We note that the product over all coordinates is always 1.) Therefore, we denote by b2,j,· · · , bm,j the exponents of the relation belonging to the j-th column of Aforj= 1,· · · , ν+e.

Unfortunately, the elementsαare only given up to exceptional units. Hence, we must additionally consider the signs of the exceptional units ofF. For

EeexcF = h−1i × heε1,· · ·,εer+c−1+ei (11) we put:

sg(εej) =

m

Y

i=1

gbii,j+v+e . (12)

Using the notations of (11) and (12) the rows of the following matrixA0 Z(ν+2e+r+c−1)×(ν+m)

2 generate all relations for the (aj,ej), (b,eb), (0,gi).

A0 = 0 B B B B B B B B B B B B B B B B

@

| b2,1 · · · bm,1

| · · · · ·

A | · · · · ·

| · · · · ·

| b2,ν+e · · · bm,ν+e

− − − | − − −

| b2,ν+e+1 · · · bm,ν+e+1

| · · · · ·

O | · · · · ·

| · · · · ·

| b2,ν+2e+r+c−1 · · · bm,ν+2e+r+c−1

1 C C C C C C C C C C C C C C C C A

.

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3.3 The algorithm for computing Ce`Fpos

We assume that PE = {p1,· · ·,pe} 6= is ordered by increasing 2-valuations v2(degpi); that the groupC`Fpos of positive divisor classes is isomorphic to the direct sum

C`Fpos = wi=1Z/2miZ;

and that we know a full set of representatives (bi,fi) (1iw) for all classes.

Then each (b,f)D`fFpossatisfies deg(b)deg(D`F(PE)) and b

w

X

i=1

bibi mod (D`F(PE) +Pf`F) . Obviously, we obtain

0 deg(b)

w

X

i=1

bideg(bi) mod deg(D`F(PE)) . We reorder thebi if necessary so that

v2(deg(b1)) v2(deg(bi)) (2iw) is fulfilled. We put

t : = max(min({v2(deg(p))|p∈ D`F(PE)})v2(deg(b1)),0)

= max(v2(deg(p1))v2(deg(b1),0) and

δ := b1+

w

X

i=2

deg(bi) deg(b1)bi . Then we get:

b

w

X

i=2

bi

bi deg(bi) deg(b1)b1

+δb1 mod (D`F(PE) +Pf`F) and so

degb0X

bi×0 +δdegb1mod degD`F(PE).

From this it is immediate that a full set of representatives of the elements of fC`Fpos is given by

bideg(bi)

deg(b1)b1,fi×f1deg(bi)/deg(b1)

for 2iw and

(b01:= 2tb12tdegb1

degp1

p1,f12t) . Let us denote the class of (c,f) infC`Fpos by [c,f].

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Now we establish a matrix of relations for the generating classes. For this we consider relations:

w

X

i=2

ai

bideg(bi)

deg(b1)b1,fi×f

deg(bi) deg(b1 )

1

+a1

h

2tb01,f12ti

= 0 , hence

w

X

i=2

ai[bi,fi] + 2ta1

w

X

i=2

deg(bi) deg(b1)ai

!

[b1,f1] = 0 .

A system of generators for all relations can then be computed analogously to the previous section. We calculate a basis of the nullspace of the matrix A00= (a00ij)Zw×2wwith first row

2t,deg(b2)

deg(b1),· · ·,deg(bw)

deg(b1),2m1,0,· · ·,0

and in rowsi= 2,· · ·, wall entries are zero except fora00ii = 1 anda00i,w+i= 2mi. We note that we are only interested in the first w coordinates of the obtained vectors of that nullspace.

4 Examples

The methods described here are implemented in the computer algebra system Magma [2]. Many of the fields used in the examples were results of queries to the QaoS number field database [5, section 6]. More extensive tables of examples can be found at:

http://www.math.tu-berlin.de/~pauli/K

In the tables abelian groups are given as a list of the orders of their cyclic factors.

[:] denotes the index (K2(OF) :WK2(F)) (see [1, equation (6)]);

dF denotes the discriminant for a number fieldF; C`F denotes the class group, P the set of dyadic places;

C`0F denotes the 2-part ofC`/hPi;

fC`F denotes the logarithmic classgroup;

C`Fposdenotes the group of positive divisor classes;

fC`Fposdenotes the group of positive divisor classes of degree 0;

rk2denotes the 2-rank of the wild kernelWK2.

K. Belabas and H. Gangl have developed an algorithm for the computation of the tame kernel K2OF [1]. The following table contains the structure of K2OF as computed by Belabas and Gangl and the 2-rank of the wild kernel WK2calculated with our methods for some imaginary quadratic fields. We also give the structure of the wild kernel if it can be deduced from the structure of K2OF and of the rank of the wild kernel computed here or in [15].

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