R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
T AIRA H ONDA
Invariant differentials and L-functions. Reciprocity law for quadratic fields and elliptic curves over Q
Rendiconti del Seminario Matematico della Università di Padova, tome 49 (1973), p. 323-335
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-Reciprocity Law for Quadratic Fields
and Elliptic Curves
overQ.2014
TAIRA HONDA
(*)
1. There are two kinds of Dirichlet series in number
theory.
Among
one kind of series there are L-fun ctions with class- and Gr6s- sen-character and Dirichlet series definedby
Heckeoperators. They
are defined as infinite sums, continued
analytically throughout
thewhole
plane,
andsatisfy
functionalequations
ofordinary type.
Letus call these
L-functions of
Hecketype.
To the other kind of seriesbelong
Artin L-functions inalgebraic
numbertheory
and zeta-func- tions ofalgebraic
varieties defined over finitealgebraic
number fields.To
get
them one first defines their local factors and then the whole series as Eulerproducts.
We shall call such an L-function anL- f unc-
tion
o f
Artintype.
In many cases one cannot obtain
analytic properties
of an L-func-tion of Artin
type immediately
from its definition and it often comes as animportant problem
to prove that it is also of Hecketype.
Forexample
the fact that an Artin L-function withrespect
to a relati-vely
abelian number field is also a Hecke L-function with a suitable class-character is known asreciprocity
law and wasproved by
Artin.Hasse
conjectured
that the L-function of anelliptic
curve definedover an
algebraic
number field w ould be of Hecketype
and Weil[6]
gave a more detailed
conjecture
about anelliptic
curve over the ra-(*)
Indirizzo dell’A.:Dept.
of Mathematics - OsakaUniversity - Toyo-
naka, Osaka,
560Giappone.
tional number
field Q
in connection with Dirichlet series definedby
Hecke
operators
withrespect
toIn the
previous
papers[3]
and[4]
we showed that the canonicalinvariant differential on a
(one-dimensional) algebraic
formal groupover Z has an intimate connection with the Z-function of Artin
type
of this
algebraic
group. In thepresent
article wetry
to connect thisinvariant differential
directly
with a suitable Z-function of Hecketype
and thus toget
a «reciprocity
law » for thisalgebraic
group.First we
apply
this idea to the group x-~-- y + Sxy,
where S is aGaussian sum with a
quadratic character,
andget
a newinterpreta-
tion and a
proof
ofquadratic reciprocity
law.Secondly
we confirm the Weilconjecture
for severalelliptic
curvesby
this method.Although
hisconjecture
for these curves hasalready
been settled
by
other methods and our results are not new, one should note that in our method one needs formal groups and moreanalysis,
but little
algebraic geometry,
and one hasnothing
to do with the number of rationalpoints
of reduced curves.2. Let q
be a fixed oddprime
number and 1 so thatEq ---1 (mod 4).
If we denoteby
p( ~ q)
a variable oddprime,
thefamous law of
quadratic reciprocity
readsThe
equivalence
of(2)
to(1)
followsimmediately
fromPut .K = Then the left hand side of
(2)
is Artinsymbol
andindicates the behaviour of the
prime
p in .K. Weget
the Artin Z-func-tion
which is the
simplest
L-function of Artintype, noting
as Artin
symbol.
On the other hand the
right-hand
side of(2)
is thequadratic
char-acter mod q.
By putting
we have the .L-function of Hecke
type
Since it is obvious that
L(s, X)
has the Eulerproduct
(2)
isequivalent
to the fact that the two L-functions are the samething (possibly except
for2-factors).
Now and define the Gaussian sum:
As it is well
known,
one caneasily
see thatFrom
(6)
weget S
To determine thissign
is not so easy.But we do not need to know the
sign
of S in thefollowing.
Considerthe formal group
F(x, y)
= x-~ y
+Sxy.
The canonical invariant dif- ferential on F(cf. [3])
isLet £
be thering
ofintegers
in .~K.
THEOREM 1. Let be the
(unique)
solutionof
thedif- ferential equation
such that
g~(x) ---
x(mod deg 2 ) .
PROOF. Put . , whe re a
(resp. b)
ranges over allquadratic
residues(resp. non-residues)
mod q.First we shall show that
Since it is obvious
(mod deg 2).
NowTherefore
To
complete
theproof
w e haveonly
to show that the coefficientsof cp
are
integral
at theprime
divisorof q
in K. Let a be thegenerator
of
By (6),
.K is aquadratic
subfield ofQ(~),
and it is easy to see thatP(x), Q(x)
EK[[x]]
and P" =Q, Ql
= P.Consequently
and the coefficients of
Q - P
are of the formcýeq,
where c c Z.By (6)
this shows thatE 3"’,J ~[x]~,
which com-pletes
theproof
of our theorem.Let p
be aprime
divisorof p
in .K. Weget
thequadratic
reci-procity
law(2) easily
from the factthat 99
isp-integral.
From ourtheorem follows :
From
(9)
weeasily
see that(- 8)?-ifp - x(p) jp
isp-integral.
Butthis
implies
which is
equivalent
to(2) by
Euler’s criterion.3. Let C be an
elliptic
curve overQ,
definedby
theequation
in affine form. We may assume that C is a Weierstrass minimal
model, namely
a model whose discriminant is as small aspossible
in absolute value([5]).
For this model the reduction(7p
of Cmod p
is an irre-ducible curve for every
prime
p.Following
Weil[6]
we define the local L-functionLp(s, C)
of C as follows:(I)
IfCp
isnon-singular,
it has genus 1. Weput
where
1- ap
U +p U2
is the numerator of the zeta-function of(II)
IfCp
has anode,
weput
a’P == + 1 or - 1according
as thetangents
at this node are rational overGF(p)
ornot,
and define(III)
IfCp
has a cusp, weput
Now the L-function of C is the
product
of allC) ;
Write and form
Furthermore,
letI’(x, y)
be the formalization of the abelianvariety
Cwith
respect
to theparameter
t = We know thatF, G
EY11
and that
(strongly isomorphic)
over Z(see [4],
Theorem9).
Let
f (x)
be the transformer ofF(x, y), namely
let[[x]]
besuch that
f (x)
--- x(mod deg 2)
and.F (x, y)
=f -1 ( f (x)
+f ( y) ) .
Then weknow that is the
t-expansion
of a differential of the first kind on C and that the differentialequation
has a
solution y
= = x+ ...
inZ[[0153]].
Now take a new
parameter
v= t ~- ...eZ[[]].
Then t = v~- ...Let
h(v) dv
be thev-expansion
of 00. On the otherhand,
letL(s) _
be an L-function
(of
Hecketype)
with an Eulerproduct
of the formTHEOREM 2.
Suppose
aformal
power series tosatis f y
PROOF. We use the results of
[4] : By
theassumptions
the for-mal group whose canonical invariant differential is is
strongly isomorphic
to F over Z. Therefore the formal groupH(x, y)
obtained from
L(s) ([4], ~ 6)
isstrongly isomorphic
to F over Z. Thuswe see that Z. Now we consider G and H over
Z.,
thering
ofp-adic integers. They correspond
tospecial
elements p --
ap T
+(where q,
= 1 in case(I),
?7, =0,
ap = 1 in case(II)
and
~~ = ap = 0
in case(III))
andp - a~ T -E- r~~ T
2respectively ( [4] ,
Theorem
8). By Proposition
2.6 of[4],
must dividefor every p. Our theorem follows from this imme-
diately.
4.
In this Section weapply
the above theorem to twosimplest
curves:
First we recall some basic
properties
of thefollowing
three theta- functions :We treat them
only
as formal power series of q. ConsiderThen it is easy to see that
The
6i
can also be written as infiniteproducts:
Now we have the famous
identity
of Jacobi:It is also known that
where For a
positive integer n, put a(n)
anddin
with v ~ 0 and an odd
integer
m. IfSumming
up, weget
By replacing q by - q
in(15)
weget
From
(14), (15)
and(16)
followsNow we consider the curve
Ci.
Its conductor is 25(Ogg [5]). By
a
simple
transformationCi
isisomorphic
toover
Q.
It is a minimal model at every odd p and hence we canapply
Theorem 2 to
Ci
forp # 2.
Take aparameter v
such that v-2 = x.Then
as is
easily checked;
and 24V4 is a differential of the first kindon
el’.
We shall show that
satisfies
To
apply theta- functions,
u e use theparameter
q. We haveLet
Cn
be the coefficient of ThenIf n is
odd,
then If n is even,write n = 2vm
(where
v >0,
modd). Then,
for v =1,
For
In each case
(19)
Thus we
get
from
(16), (19).
Now, by (13),
and
Therefore,
instead of(18),
we haveonly
to proveBy (12), (13)
and(14)
the left hand side of(21)
iswhich was to be
proved.
Now
put
as
usual,
and denoteby g(To(N) )
the genus of the field ofautomorphic
functions with
respect
to It isperhaps
known and can be shownwithout
difficulty
thatis a cusp form of dimension -2 with
respect
toTo(25) .
Sinceg(.ho(2s))=1 (see [1]),
the Dirichlet seriesL(s)
with the same coefficients as(22)
hasan Euler
product
of the form(11) by
Hecke[2]. Therefore, by
Theo-rem 2 and
(18)
we haveMoreover,
since
Ci
mod 2 has a cusp. Hence we haveand the
conjecture
of Weil has beenproved completely
forOl;
-.As for
C,
its conductor is36,
ya cusp form of dimension - 2 with
respect
toro(36).
We take acurve
which is
isomorphic
toO2
overQ,
and aparameter v
such thatV-2 = x. Here we will prove that
satisfies
and omit all the other
details,
which will be left to the reader.We have
which can be checked as before. Thus
(23)
is
equivalent
toSince
(24)
is transformed intoRecalling (15), (16)
and(17),
Therefore the left hand side of
(25)
iswhich
completes
theproof
of(23).
It is known that
g(I’o(14)~
=g(ro(15))
= 1(Fricke [1]).
In hisbook the
equations
satisfiedby
thegenerators
ofautomorphic
func-tion fields with
respeet
toTo(14)
and aregiven
in the formwhere
P(X)
has coefficients in Z and is of fourthdegree
in each case.But in his book
everything
which appears in Theorem 2 isexplicitly given
for these curves(though parameters
may not benormalized).
So our method will be
applicable
to the curves(26)
with aslight
modi-fication.
REFERENCES
[1] F.
FRICKE,
Dieelliptischen
Funktionen und ihreAnwendungen, Leipzig
and
Berlin,
1922.[2] E. HECKE,
Über Modulfunktionen
und die Dirichletscher Reihen mit Euler- scherProduktentwickelung
II, Math. Ann., 114 (1937), 316-351; Mathe- matische Werke, 672-707.[3]
T. HONDA, Formal groups andzeta-functions,
Osaka J.Math.,
5 (1958), 199-213.[4]
T. HONDA, On thetheory of
commutativeformal
groups, J. Math. Soc.Japan,
22(1970),
213-246.[5] A. P. OGG, Abelian curves
of 2-power
conductor, Proc. Camb. Phil. Soc., 62(1966),
143-148.[6] A. WEIL,
Über
dieBestimmung
Dirichletscher Reihen durch Funktional-gleichungen,
Math. Ann., 168(1967),
149-156.Manoscritto pervenuto in redazione il 7 novembre 1972.