C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
Y AROSLAV K OPYLOV
Exact couples in a Raïkov semi-abelian category
Cahiers de topologie et géométrie différentielle catégoriques, tome 45, no3 (2004), p. 162-178
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
EXACT COUPLES
IN A RAIKOV SEMI-ABELIAN CATEGORY
by
YaroslavKOPYLOV
CAHIERS DE TOPOLOGIE ET
GEOMETRIE DIFFERENTIELLE CATEGORIQUES
Volume XL V-3 (2004)
RESUME. Nous 6tudions des
couples
exacts dans descategories
semi-ab6liennes de
Raikov,
une classe decategories
additivesqui comprend beaucoup
decategories
non-abeliennes.d’analyse
fonc-tionnelle et
d’alg6bre.
Utilisantl’approche
d’Eckmann et Hiltona la suite
spectrale
dans unecat6gorie ab6lienne,
on consid6re descouples
exacts dans unecat6gorie
semi-ab6lienne et montre la pos- sibilit6 de derivation si1’endomorphisme
ducouple
exact est strict et, parcons6quent,
1’existence de la suitespectrale
ducouple (§2)
si tous ses
morphismes
sont stricts. On montrequ’il
est aussipossible
de d6river unsyst6me
de Rees(§3).
Introduction
Exact
couples
of abelian groups were introducedby Massey in [14]
asa tool for unification of various
spectral
sequences ofalgebraic topol-
ogy. Later
Eilenberg
and Moore in[7]
and Eckmann and Hilton in[5]
dealt with exact
couples
in anarbitrary
abeliancategory.
Theapproach adopted
in[5]
involves no additional axioms on the ambient abeliancategory
forconstructing
thespectral
sequence of an exactcouple,
thederivation
being
obtainedby systematic
use ofpullbacks
andpushouts.
In this paper, we
apply
Eckmann and Hilton’sapproach
to the caseof a semiabelian
category
in the sense of Raikov[21]. Apart
from allabelian
categories,
the class of Rdkov-semiabeliancategories contains
many nonabelian additive
categories
of functionalanalysis
and topo-logical algebra.
Thecategories
of(Hausdorff
orall) topological abelian
groups,
topological
vector spaces, Banach(or normed)
spaces,filtered
modules over filtered
rings,
and torsion-free abelian groups aretyp-
icalexamples
of Raikov-semiabeliancategories.
The main differencebetween the
Raikov-semiabelian
and abeliancategories
lies in th e factthat the standard
diagram
lemmas hold in semiabeliancategories
undersome extra conditions which
usually
amount to the strictness of thesemorphisms.
Raikov-semiabeliancategories
have beenactively
studiedin the recent years
(see [9, 11, 12, 18, 19, 20, 22, 23, 24]).
In the
category
Ban of Banach spaces and thecategory AbT op
oftopological
abelian groups, the strictness of amorphism a
means thatthe range of cx is closed. In order to be able to construct the
spectral
sequence for a filtered
complex
of Banach spaces, oneusually
has to im-pose this condition on the differentials of the
complexes
in thegrading (see,
forexample,
theLyndon-Hochschild-Serre spectral
sequences for the boundedcohomology
of discrete groups in[2, 16]
and for the bouned countinuouscohomology
oflocally compact
second countabletopologi-
cal groups in
[3, 15]).
The reason for this is that the exactcouples
thatarise in this case are
parts
of thecorresponding cohomology
sequences which are ingeneral
not exact in a Raikov-semiabeliancategory [9, 12].
In this paper, we consider an exact
couple
in a Rdkov-semiabelian
category
and prove that if a is strict then wemay pass to the derived
couple
in the sense of[5],
which is ingeneral only
semiexact[26].
The derivedcouple
is exact if all themorphisms
ofthe exact
couple
are strict. We also demonstrate that ifak
is strict for each k n then the derivation of a semiexactcouple
can be iteratedn times. These results are the contents of Section 2. In Section
1,
weprove the semiabelian version of Theorem 2.19 of
[5].
In Section3,
wediscuss the
possibility
of the derivation of a Reessystem [5].
Acknowledgments.
The authoracknowledges
the financial sup-port
of apostdoctoral
researchfellowship
from NATO andpartial
sup-port
of the State MaintenanceProgram
forLeading
Scientific Schools of the Russian Federation.This paper was written in
2003,
when the author was a NATOpost-
doctoral fellow at the Universite de Lille I. It is apleasure
for him tothank this
university
andespecially
Prof. L.Potyagailo
for the hos-pitality
heenjoyed during
his nine-monthstay
in Lille. The author isextremely grateful
to Prof. V.Vershinin,
whocarefully
read themanuscript
beforesubmitting
and made a number ofhelpful
correc-tions,
andgreatly
indebted to the anonymous referee forthoroughly
and
benevolently reading
the paper andpointing
out a gap in theorig-
inal version of Theorem 2.
1 Raikov-Semiabelian Categories
We consider additive
categories satisfying
thefollowing
axiom.Axiom 1. Each
morphism
has kernel and cokernel.When it does not lead to
confusion,
we denoteby
ker a(coker a)
anarbitrary
kernel(cokernel)
of a andby
Ker a(Coker a)
thecorrespond- ing object;
theequality
a = ker b(a
= cokerb)
means that a is a kernelof b
(a
is a cokernel ofb).
In a
category satisfying
Axiom1,
everymorphism
a admits a canon-ical
decomposition
a =(ima)a(coima) = (im a)a,
where im a = ker coker a, coim a = coker ker a. Two canonicaldecompositions
of thesame
morphism
areobviously naturally isomorphic.
Amorphism
a iscalled strict if a is an
isomorphism.
We use the
following
notations of[13]:
0,
is the class of all strictmorphisms,
M is the class of all
monomorphisms, Me
is the class of all strictmonomorphisms,
P is the class of all
epimorphisms, Pc
is the class of all strictepimorphisms.
Lemma 1
[4, 5, 13, 21].
Thefollowing
assertions hold in an additivecategory meeting
Axiom 1:(1)
ker a EMe
and coker aE Pc for
every a;(2) a
EMe
=> a =im a,
aE Pc
=> a =coim a;
(3)
amorphism
a is strictif
andonly if
it isrepresentable
in theform
a = alao with ao EPc,
al EMc;
in every suchrepresentation,
ao = coim a and al = im a;
(4) if
some commutative squareis a
pullbacks
thenker f
=a(kerg)
andf
=ker Z implies g
=ker( çf3);
in
particular, f e M - g e M
andf
EMe
=> g EM,. Dually, if (1) is
apushout
thencoker g
=(coker f) B
and g =coker C implies f
=coker(a();
inparticular, g
E P=> f E P and g E Pc => f
EP,.
An additive
category meeting
Axiom 1 is abelian if andonly
if a isan
isomorphism
for every a. Consider thefollowing axiom.’
Axiom 2. For every
morphism
a, a is abimorphism, i. e.,
amonomorphism
and anepimorphism.
We write
allf3
if the sequence -c, -> B.
isexact,
thatis,
im a =ker B (which,
in acategory meeting
Axioms 1 and2,
isequivalent
tocoker a =
coim B).
Lemma 2
[11].
Thefollowing
assertions hold in an additivecategory satisfying
Axioms 1 and 2:(1) if gf
EMe
thenf
EM,; if gf
EP, then g
EPc ;
(2) if f , g
EMc
andf g
isdefined
thenf g
EMc, if f , g E P,
andf g
is
defined
thenf g
EPc ;
(3) if f g E Dc and f
E Mthen g E O c, if f g E Oc and g E P
thenf
EOc.
It is well known
(see,
forexample, [8]
or[17]),
that every abeliancategory
satisfies thefollowing
two axioms dual to one another.Axiom 3.
If (1)
is apullback
them,Axiom 4.
If (1) is
apushout then
1 In our earlier papers
[11, 12], following [1],
we called additive categories meetingAxioms 1 and 2 preabelian. This leads to confusion with the fact that "preabelian"
is now the "official" name of additive categories with kernels and cokernels.
An additive
category satisfying
Axioms1, 3,
and4,
is called Ramov- serraiabelian(or simply semiabelian).2
As follows from Theorem 1 of[13],
each semiabelian
category
meets Axiom 2.Given an
arbitrary
commutative square(1),
denoteby g :
Ker a-> Ker B
themorphism
definedby
theequality g(ker a) = (ker B) g
and
by f :
Coker a ->Coker 0
themorphism
definedby
the conditionf (coker a) = (coker 0) f .
From now on, unless otherwise
specified,
the ambientcategory
Awill be assumed Raikov-semiabelian.
We unite Lemmas 5 and 6 of
[11]
into thefollowing
assertion.Lemma 3
[11]. Suppose
that square(1)
is apullback. If /3
E0,
then a E
Dc
andf E M.
Dually, if (1)
is apushout
and a EOc then (3
EOc and g E
P.Kuz’minov and Cherevikin
proved
in[13]
that an additivecategory
meeting
Axioms 1 and 2 is Rdkov-semiabelian if andonly
if the follow-ing
assertion holds therein.Lemma 4.
If,
in the commutativediagram
a =
ker B, /3
=coker a, and 7
EM,,
then07
EOf.
We now prove the semiabelian versions of
Propositions
2.1 and 2.2of
[5].
Lemma 5.
If a = coker B and /3l1pa then p
E M.2 Such categories are also known under the names of quasi-abelian
[24, 25]
andalmost abelian
[23].
It should be noted that the term "semiabeliancategory"
is nowused in a different context
(see [10]).
Therefore, we have added the prefix Ra(kov-.Proof. Suppose
that px = 0. Consider thepullback
We have
p (coker B)x’
= pxy = 0. Sinceim B
=ker(p(coker,3)),
itfollows that there exists a
unique morphism u
with x’ =(im B)u.
HenceXY =
(coker (3)x’
= 0.Furthermore,
y EPc
becausecoker /3
EPc.
Therefore, x
= 0 and thus p E M. The lemma isproved.
Lemma 6. If
pB||a
and p EMe
then(3llap.
Proof.
We need to prove thatim B
is a kernel of ap.Suppose
thatapx = 0. Since
p(im B)B(coim (3)
is a canonicaldecomposition
forpB,
it follows that
p{im B)
=im(pB)
= ker a.Consequently,
there exists aunique morphism v
such that px =p(im 0) v,
whichimplies
x =(im ,8)v.
Thus
im B
=ker(ap).
The lemma isproved.
Remark. As is seen from the
proof,
Lemma 6requires only
Ax-ioms 1 and 2.
Now, following
Eckmann andHilton,
consider thediagram
where p E
Me
and QE Pc
are factors ofyB.
We use the notations of
[5]:
if(1)
is apullback
then we write(a, g) =
1 (0, f );
if(1)
is apushout
then we use the notation(B, f )
=U(a, g).
Consider the
diagram
in an additive
category
with kernels and cokernels. Here(-y, p’)
=I (y, p), (B1, a’)
=U(B’, a),
and themorphisms (3’
and ,1 arise because p and u are factors of70. By
Lemma1, p’
EMe
and a’ EP,. Dually,
one has the
diagram
where
Cj3", a") = U(B, o-)
and(-y1, p")
=I (y",p). Again,
a" EPe
andp"
EMe . Furthermore, By
=py1B1o-
=py1B1o-,
whencey1B1
=,1(31.
Theorem 1. There exists a
unique
canonicalmorphism
w :
El
--E1
such that(i)wB1 = B1;
i(ii)
y1 = 71w;(iii) p"wo-’
=a" p’.
If
the ambientcategory
is Raikov-semiabelian then cv is an isomor-phism.
Proof.
Sinceo-"p’B’ = 0"u,
it follows that there exists aunique morphism
x :E1
- E’ with theproperties
xu’ =a" p’
andxB1 = B".
For this x,
whence we have
7"x
= py1.Consequently,
there exists aunique
mor-phism w : Ei
->El
such that x =p"w,
,1 =,1 w. Easily, wB1
=B1
and
p" wa’ = o-" p’. By duality,
we have aunique morphism x : Ep
->
Ei
such thatp"x = a" p’
andy2 x = y.
It is easy to see that3zfl’
=B1o-,
which means that there exists aunique morphism
w :E1
->
E1
such that x = wo-’ and(31
=W(31.
We inferSince
p"
E M and u’ EP,
it follows that w = W.Now,
suppose that ourcategory
is Raikov-semiabelian.Let r = kera.
Then, by
Lemma1(4), o-’ = coker(B’-r)
and o-" =coker(t3r) = coker(p’(3’r). Since p’
EMe, by
Lemma6,
we have. Furthermore, o-"p’ = p"wu’ and p"
EM;
henceB’t||wo-’.
Involving
the fact that o-’ =coker(t3’r),
Lemma 5gives
w E M.Duality yields
w E P.Thus,
w is abimorphism.
It remains to prove that w E
0,.
Since o-" =
coker(Br)
andyBt
=y"B"o-t = 0,
it follows thaty(ker o-")
=y(im(Bt))
= 0.Consequently,
there exists aunique
mor-phism /1 :
Kero," ->Ker7
with ker o-" =(ker y)03BC.
The fact that-yp’
=p7’
is apullback
and Lemma1(4) imply
thatker q
=p’(ker,’).
Therefore,
ker a" =p’(ker y’)03BC.
We have the commutativediagram
with p’
EM,. By
Lemma4, u"p’
EOc. Considering
theequality p"wo-’ = a" p’
andapplying
Lemma2(3),
we infer the strictness of w.Thus,
w is anisomorphism.
Theorem 1 is
proved.
We use the notations of
[5]:
In this
language,
Theorem 1 asserts thatDenote Ho- o
Hp = Hp
o Ho-by HP
andEl by Hp (E) .
The
following
assertion holds in an additivecategory
with kernels and cokernels.Corollary.
2 Exact Couples
Let A be a Raikov-semiabelian
category.
A zero sequencein .A will be referred to as a semiexact
couple [26].
A semiexactcouple
is called exact
[5]
ifa||B||y||a.
If a is strict then a = per with p EMe
and Q E
Pc ;
moreover, if(4)
is an exactcouple
then p =ker,8
andQ =
coker q.
Thus we may considerdiagram (2), where,
in our case, C = D andC1
=D1
= Im a(Ci
=D1
=Ker 0
= Coker y if sequence(4)
isexact)
and constructdiagram (3)
as above.Theorem 2. Let
be a serrziexact
couple
with a EDc.
Put al = up and withC, D, Ci,
andD1
as above. Thenis a semiexact
couple. Moreover,
thefollowing
hold:(i) if B||y
thenB1||y1 ;
(ii) if all,8 and,8
EDc
thena1||B1 ; (iii) if 711a and’)’
EDc
theny1||a1.
Proof.
Since 0= yB
=py1B1o-,
p is amonomorphism
and Q isan
epimorphism,
it follows thaty1B1
= 0.Furthermore,
the relations(3a
=/3 pa
= 0imply
that 0 =f3 p
=p’B’p,
andp’
E Myields /3’p
= 0.Thus
B1a1
=B1o-p
=a’,8’ p
= 0.By duality,
ylal = 0.Thus,
se-quence
(5)
is a semiexactcouple,
too.Now,
suppose thatB||y. Then, by
Lemma6,
fromB||y
and,8
=p’,8’
it follows that
,8’II,p’, i.e., B’||py’. Hence, obviously, ,8’11,’. Furthermore, by
Lemma1(4), coker,8’ = (coker B1)o-’.
We also have7’
=y1o-’
andQ’ E
Pc. Therefore, coim,’
=(coim y1)o-’. Involving
theequality coker 0’
=coim,’,
we infercoker 01
=coim ,1, i.e., B1||y1.
Assume that
a||B and /3
E0,. Since 0
isstrict,
from Lemma 3 it fol- lows that themorphism 6
definedby
theequality a(ker /3’)
=(ker 01) 6
is an
epimorphism.
We haveker 0’
=ker(p’ ,8’)
=ker 0
= p and hence al = ap =(ker B1)ô. Therefore, ker B1
=imal, i.e., a1 ||B1. Thus, (ii)
holds.
By duality,
we have(iii).
Theorem 2 is
proved.
By
Theorem2,
for a semiexactcouple (4)
with strict endomor-phism,
like in the abelian case, we have the derived semiexactcouple
a1||B1||y1||a1. By construction,
iffl and,
are strict then so are(3l
and ,1.
Corollary.
For an exactcouple (4)
with strict a,j3,
and -y, the derived semiexactcouple (5) is
exact.Lemma 8.
If ak
EDc for k n
then the derivationof
a semiexactcouple (4)
can be carried out n tirnes. The nth derivedcouple of (4) is
where
with 77n
= o-n-1... o-1o- and vn = PPl ... Pn-1 -Proof. Using
induction onk,
weeasily
see that ifak
k EOc
forall k n
then,
for each kn-1,
the kth derivedcouple
of(4)
exists andan =
vkan-kk nk.
Inparticular,
an-1 is defined and an = vn-1 an-1 nn-1.Since vn-l E
Oc
and nn-1 EOc,
it follows that an-, E0,. Thus, by
Theorem
2,
the nth derivedcouple
of(4)
is also defined.Involving
Lemma
7,
we obtain that((3n, In)
=HJ: ((3, I)’
The lemma isproved.
Recall
that,
for A EOb(A)
and anendomorphism
a : A -> A witha2
=0,
the( co) homology object H(A, a) is, by definition,
Coker L, wheret is the
unique morphism
such that 9 =(ker 8)1.
As in[5], considering
the case of a =
(3, :
E - E andapplying
item 4 of Lemma1,
wehave the
following
assertion.Theorem 3. For an exact
couple (4), H(E, d) = Ei.
Thus,
ifB,
y, and all the powers an are strict then we obtain thespectral
sequence(En, an)
withan - Bnyn
andH(En, dn)
=En+l’
Inparticular,
Lemma 2yields
thefollowing
assertion.Corollary. If (3,
I EOc,
and a is a kernel or a cokernel then thespectral
sequenceof
an exactcouple (4)
isdefined.
In the
category
of(real
orcomplex)
Banach spaces and bounded linearoperators,
the strictness of anoperator
a means that its rangeR(cx)
is closed. Hence thecorollary applies,
forexample,
toinjective
and
surjective
bounded Fredholmoperators
cx.We remark
that, generally speaking,
the strictness of an endomor-phism a :
D -> D in a Raikov-semiabeliancategory
does notimply
that
a2
is also strict. Thefollowing example
was communicated to the authorby
Ya. Bazarkin.Example. Suppose
that we have a nonstrict continuous endomor-phism f
of a Banach space X. Define anendomorphism
T of X s3 Xby
the formulaT(x, y) = (0, x
+f (y)).
ThenR(T)
=X O
X.However, T2(x, y) = (0, f (x
+f(y))).
HenceR(T2)
=0 ED R(f)
is not closedin X + X and thus
T 2is
not strict.Assuming
that/3,
q, andenough
powers of a arestrict,
for m,n E Z,
consider the
diagram
where
Obviously,
Easily, I(,m,n, Pn)
=(Ym,n+1) pm,n)
for some strictmonomorphism
Pm,n :Em,n+l
->Em,n dually, U((3m,n, am) = (Bm+1,n, o-m,n)
with o-m,n :Em,n
->
Em+1,n a
strictepimorphism.
Theorem 4
(cf.
Theorem 3.15 in[5]). If enough
powersof
a arestrict then the square
zs a
pullback
and apushout.
Proof.
Theargument
of[5]
holds in this situation.Theorem 4
implies
that all Pm,n and o-m,ndepend only
on thespectral
sequence.
Now,
supposethat B,
q, and an for all n are strict and our Raikov- semiabeliancategory
has countable direct sums andproducts.
Assumethat
(U, D ->n U)
is the direct limit of thefamily {nn}
and(I, I -> v D)
is the inverse limit of the
family {vn}.
We have thediagram
where Then
(see §4
of[5]
and[6]).
3 Spectral Sequence of
aRees System
Following [5], by
a Reessystem
we mean adiagram
where
and
are exact
couples and Z||ç||Y||Z;
moreover,aZ = Za, BZ = /3, and!
=Zy.
Of course, the
spectral
sequences of(8)
and(9)
coincide ifthey exist.
More
exactly,
if both(8)
and(9)
are derivable n times thenthey
havethe same term
En
in the nth derivedcouples (see [5]).
We preserve the notations of Section 2adding
bar to allconcerning (9).
Consider the
diagram
where
Fl
=Ho- p(F).
Oneeasily
sees thatFl
=F,
ç1 o- = cp, andpol
=0.
If a and a are both strict then(8)
and(9)
are derivable assemiexact
couples
and we have an inducedmorphism Z1 : Dl -> D1
ofthe derived
couples
of(8)
and(9),
which isuniquely
definedby Z1o-
=aç
or
pZ1
=çp.
Theorem 5.
Suppose
thata, a, ç, ç
are strict. ThenZ1||ç1||ç1||Z1 ;
if, moreover, Z
EDc
thenZ1 E Dc.
Proof.
The exactness is obtainedusing
theargument
of theproof
ofTheorem 2.
Suppose
nowthat Z
EOc.
SinceB(im ç) = Bç(im ç)
=0,
it followsthat
im 0
=pa
for some a.So,
there is a commutativediagram
Lemma 4 now
yields
that(coker ç)p
EDc.
ThenHence
61
EDc.
Theorem 5 isproved.
Corollary. Every
Reessystem (7)
with cx,a,
ç,w
EDc
in a semza-belian
category
induces a derived Reessystem
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