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ELECTRON DIFFRACTION AND MICROSCOPY OF INCOMMENSURATE PHASES AND

QUASI-CRYSTALS

J. Steeds, R. Ayer, Y. Lin, R. Vincent

To cite this version:

J. Steeds, R. Ayer, Y. Lin, R. Vincent. ELECTRON DIFFRACTION AND MICROSCOPY OF INCOMMENSURATE PHASES AND QUASI-CRYSTALS. Journal de Physique Colloques, 1986, 47 (C3), pp.C3-437-C3-446. �10.1051/jphyscol:1986344�. �jpa-00225756�

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JOURNAL DE PHYSIQUE

Colloque C3, supplbment au n o 7, Tome 47, juillet 1986

ELECTRON DIFFRACTION AND MICROSCOPY OF INCOMMENSURATE PHASES AND QUASI-CRYSTALS

J.W. STEEDS*, R. AYER", Y.P. LIN' and R. VINCENT' 'physics Department, University of Bristol, GB-Bristol B S 8 ITL, Great-Britain

t *

Exxon Research and Engineering Company, Route 2 2 East, Annandale, NJ 08801, U.S.A.

Abstract - We first review the application of transmission electron microscopy to incchnmensurate crystals drawing attention to the different techniques available. There follows a discussion of proposed differences between AlFe inccm~lensurate and quasi-crystals introducing some new results on an AlFeCe quasi-crystal. Finally, a brief reprt is given of i n c m s u r a t e phases recently identified in crystallized mrphous films of Alrn.

1. INTRODUCTION

Electron microscopy and diffraction have played an important role in recent studies of c m n s u r a t e phases and quasi-crystals, but the complexity resulting from the strong interaction of electrons with mtter can prove a barrier to the effective exploitation of the results. Several quite distinct techniques are now routinely available on modern transmission electron microscopes (m): lattice irmging and satellite dark field (SDF) microscopy in real space, selected area diffraction (SAD) and convergent beam electron diffraction (CBED) in reciprocal space. We begin be reviewing the strengths and weaknesses of these techniques in studying in-surate crystals and then examine some of the results generated by their application to quasi-crystals.

2. INC-SWTE CRYSTALS

Electron diffraction from inccmnsurately modulated crystals tends to produce patterns with many weak satellites which tend to cluster together. The diffraction pattern frequently occurs in the form of a sub-set of strong reflections arising from the high temprature unmodulated phase decorated with weaker satellite reflections. High angular resolution is required to determine the satellite positions accurately and this is readily achieved by SAD. The resulting diffraction patterns are, at best, extrarely unreliable for symm2try determination because of mavoidable averaging over thickness and angle within the illunimted area.

Reliable informtion in SAD patterns is restricted to a plane in the reciprocal lattice perpndicular to the direction of incidene. Dynamical diffraction mkes it almst impossible to decide from SAD patterns whether the dulation is by canpsition waves or displamment waves, of longitudinal or transverse character.

Many of the limitations of SAD can be overcome by CBED. In this technique the diffraction patterns are generated with probe sizes in the range of 0 . 5 - 5 0 ~ 1 , smll enough to eliminate thickness and orientation averaging. (3BED patterns are particularly effective in synm~try determination and in establishing the

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:1986344

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C3-438 J O U R N A L DE PHYSIQUE

three-dimensional reciprocal lattice geometry, including the out-of-plane cmpnents of satellite vectors [l] [2]. In reality, s p t r y is an ideal and in practice the question of near symwtry is a very important one in incmnsurate systems. While these systems lack translational symwtry, it is always pssible that an appropriately placed electron probe will detect pint symetry which can be retained. The synanetq or near-s-try observed is closely related to the probe size, the incomsurate or discmnsurate nature of the modulated state, the strength of the modulation and the presence of defects (accidents of history) in the modulated or parent structure. As an example IT VSea exibits a clear case of symrretry breaking at 80K while retaining its out-of-plane ~ncmmn=nsurate modulation [3]. The diffraction symetries observed in the patterns fran this mterial are as precise as any encountered in studying high-quality mmdulated crystals. CBED patterns from other IT transition mtal dichalcogenides have near-symetry, but almost invariably contain features which break the symnetry when the patterns are subjected to rigorous scrutiny. An interesting example is provided by [0001] IT TaSL [ 4 1

.

The diffraction patterns from the inccnmnsurate ( IT, ) state are close to 3m symrretry, those from the nearly c m n s u r a t e state (IT+) are near to 3 spwtry, those from the camensurate state ( I T 3 ) are only approxhtely three-fold, while those fran the i n m n s u r a t e state (T), formed on warming to 220K, clearly lack any symmetry. As the incmnsurate phases of IT transition mtal dichalcqenides have three-dknsional modulations CBED is useful in determining the out-of-plane compnents of the satellite vectors.

Lattice images have sometimes proved less helpful than might have been expected in distinguishing discamemurate from incarmensurate modulations. Many attempts have ixen made to find discontinuities in the modulations of materials with charge density waves. ZHTaSe?, IT TaS,and W e 4 are three well-known examples of failure [ 5 ] [6] (71. There are probably several contributing causes. The satellites in each of these cases are weak in diffraction from t h n crystals although they kcome somewhat stronger in diffraction from thicker regions. The weakness is partly the result of the small atomic displacemnts and long associated extinction lengths and also contributed to by surface effects reducing the amplitude of the modulation.

Interpretable lattice images need to be obtained frcm thin crystals, less than 20-30 nm in thickness [8]. The images obtained from the materials mentioned above s h o d such weak modulation that no departure from sinusoidal character could be detected. In contrast, mdulated alloys have been successfully studied by lattice imaging. Here the sharp discontinuities associated with anti-phase boundaries can be detected easily in thin specimens (91. In addition, fine probe CBED has been used to investigate local syrranetries and discontinuities [lo].

Satellite dark field electron microscopy is a relatively low mqnification technique which is very useful for revealing inharcgeneities and discontinuities in a modulated state. It is particularly effective in the case of second order or near-second order phase changes when temperature dependent changes can be observed.

It is also useful for studying the relative perfection of different samples and in following the dynamics of phase transitions. The interpretation of the images produced is not straight-forward in general. Even for a given choice of satellite, the imges can change considerably with orientation, as dynamicdl couplings to the satellite change. However, in spite of these difficulties a reliable interpretation has been pssible in some cases [Ill.

A new developnt which offers exciting prospects for future developrent arose out of the application of CBED to NiGeP, a dulated NiAs structure. Wide angle electron diffraction patterns (the Tanaka method) have made it pssible to distinguish how intensity gets to each nearby satellite reflection in a cluster.

Multiple diffraction routes are revealed as either systematic or cross-grating in character, compositional waves can be distinguished frcm displacive waves, longitudinal waves from transverse. In this particular case it was not only possible to show that the modulation was chiefly displacive, but also to deduce the phonon mode which softened and the nature of the atanic displacements from their ideal NiAs psitions [7].

In nearly all the cases r e v i e d so far it was possible to distinguish sub-lattice from satellite reflections. Moreover the point symnetry was less than, or the same as, that of the parent structure. These two situations no longer persist when we consider the diffraction from quasi-crystals.

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3. QUASI-CRYSTALS

It seems reasonable to suppse that the techniques found useful for examining incmnsurate structures will also be of value in studying quasi-crystals. SAD has been widely used for examining imsahedral phases over an ever increasing range of elemnts and canpositions. Lattice imging has generated a nuder of beautiful electron micrographs. However, it should not be forgotten that SAD is not an effective mthod of determining point s y m t r y and that lattice images of quasi-crystals can be expected to be very hard to interpret. In fact, the m s t rigorous electron diffraction calculations yet perfomd 1121, indicate that, contrary to some expectations, lattice imges are not very effective in deciding the atom locations in the AlMn imsahedral phase.

CBED results from AlMn and other iirsahedral phases have kcen most disappointing.

The patterns generally not only lack five-fold symwtry, but also any evidence of three-dhnsional diffraction. SDF images show considerable inhomgeniety of microstructure. The lack of three-dirrensional diffraction is a clear indication of gross disorder in the quasi-crystals, as is also the structure of the SDF images and the rapid variation of CBED patterns when the probe is mved small distances.

It has been argued 1131 that lattice imges lack dislocations, but of course the defects m y be of a m r e subtle nature, like anti-phase boundaries or charge density wave dislocations in i n m n s u r a t e 2HTaSep [Ill. Until we know the basic structure of an icosahdral phase, it will be hard to identify defects in it. On the other hand, highly defective quasi-crystals could easily defeat our efforts at determining the atchnic psitions. The single exception is provided by the recent results on an icosahedral phase of AlSiMn [14]. CBED patterns from this material show reasonable five-fold synm~try with mirror lines every 36O and three-dimznsional diffraction. The SDF m g e s are also relatively hanogcneous and the SAD patterns contain a considerable number of additional weak reflections. The SAD pattern from the five-fold axis of this material is illustrated together with the equivalent pattern obtained from the wide range of other icosahedral phases in Fig. 1. S o m caution should be exercised in referring to this figure, as m t authors have failed to indicate the angular scale in publishing their diffraction results. We have therefore scaled the available results on the basis of comparable relative spot intensities in constructing the figure. The high quality of the AlSiMn results encourages a serious attempt at atom location for this particular icosahedral phase.

Another example of a quasi-crystal is provided by the uniaxial (planar) phase reported by Bendersky 1151 for the AlMn system and called by him the decagonal phase. A very similar phase has just been reported by Fung and co-workers in the AlFe systm, and we report yet another here for the AlFeCe system. The unique axis of these crystals produces SAD or CBED patterns which are related and samewhat different from the five-fold pattern of the icosahedral phases. The three patterns are compared with the two equivalent icosahedral patterns in Fig. 1. None of so-called decagonal crystals appear to t% of sufficient quality to deduce their

&G Ibsohd..&

' A t F r G .

. \ .

Fig. 1: Schemtic diagram of electron diffraction patterns at five-fold or ten-fold axes.

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C3-440 JOURNAL DE PHYSIQUE

symmetry with any degree of certainty, although they appear to be ten-fold with mirrors every 18'. The planar nature of these phases leads to reasonable order along the unique axis. Even if each layer plane has ideal lOmm symnetry, the symmetry of the crystals as a whole depends on the phasing of the planes with respect to each other.

Typical CBED patterns from the AlFeCe phase are shorn in Fig. 2 and lattice k g e s are shown in Fig. 3. The approximate cchnposition of the phase is AlFeCe. The CBED patterns in Fig. 2 show reasonable lOrm symnetry, but cannot be regarded as very reliable. The particle from which the pattern was obtained was very smll (Fig. 3a) and embedded in a crystalline matrix. The crystalline matrix accounts for the discrete reflections superimposed on the large angle CBED in Fig. 2b. In this case the particle was apparently homqeneous. Other particles were less homogeneous, with a central region llke that in Fig. 3a, but becoming more regularly crystalline at the periphery with angular facets. An extreme example is illustrated in Fig. 3b, which shows a particle composed of ten reasonably crystalline segments. It would be

interesting to pursue the relationship between the crystalline forms of the AlFeCe phase diagram in the vicinity of this composition in seeking an explanation for the quasi-crystalline interior. Unfortunately it appears that the relevant part of the phase diagram has not yet been explored.

2a (above): CBED pattern taken a small convergence angle to illustrate the zero layer diffraction from a decagonal AlFeCe phase.

Fig. 2b (upper right): Large angular view of CBED at the ten-fold axis of AlFeCe showing many HOLZ rings.

Fig. 3a (right): High resolution m g e of a small decagonal AlFeCe particle embedded in the matrix.

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Fig. 3b: High resolution electron micrograph of an AlFeCe phase embedded in the matrix. The centre resembles Fig. 4a, but the perimeter is decagonal with a semi-crystalline phase in 5 (or 10) different orientations.

In a related discovery Ishimasa et al. [16] have reported a uniaxial quasi-crystal with 12-fold s w t r y in the NiCr system. This particle has a mrphology very

similar to that illustrated in Fig. 3a for AlFeCe phases, except that there are twelve facets at the periphery, each associated with o phase in a different twin orientation. In fact, a previously unreported and highly defective hexagonal Frank Kaspr phase (F phase) has recently been discovered [17] [18] which is closely related to these observations. Anti-phase boundaries (disc~surations) in this material can occur in several different orientations (Fig. 4 ) . If the anti-phase boundaries are regularly spaced, they generate o-phase (Fig. 5) and different orientations of antiphase boundaries generate twin related regions of o-phase. The distinction between quasi-crystals, incmnsurate phases and twins is not clear in this case. A similar situation might be responsible for the observations just reported for the apparently 10-fold AlFeCe phase.

Sane have sought to forge a distinction between quasi-crystals and i n c m s u r a t e crystals with the argument that the inccmwnsurate length scales are locked at particular ratios in quasi-crystals,but are continuous functions of external p r a t e r s such as temperature or c ~ s i t i o n of the incmmensurate crystal, [13]

and Steinhardt (unpublished). In fact, few inccprmensurate crystals of charge density wave origin obey this distinction,tk length scales being fixed, independent of tsperature. On the other hand it m y be that the length scales are not fixed in the quasi-crystals. There are several pieces of evidence which lead to this conclusion. First there is the evidence presented above. In addition careful high resolution SAD e x ~ e r h t s (Tanaka et all to be published) reveal that the AlMn pattern is not composed of discrete sharp spots but that each apparent spot can be resolved into a cluster of closely spaced satellites. In addition, recent work in Bristol on crystallised AlMn films has revealed inccmnensurate structures, described in the final section.

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C3-442 JOURNAL DE PHYSIQUE

Figure 4 (left): Schematic diagram of d i s ~ s u r a t i o n s in the hexagonal F Frank Kasper phase.

Fig. 5 (blow):

Schematic diagram shming how regular discmnsurations in the hexagonal F phase generate tetragonal sigma phase.

F

phase Sigma phase

4. CRYSTALLISATION OF AMORPHOUS AlMn FOILS

Amorphous A 1 M films with conpsition about that of the icosahedral phase were grown by evaporation onto a liquid Nz -cooled substrate. % e n these electron-transparent film were heated to 350 OC, w have observed the nucleation and growth of several related incfnmnsurate phases with unknm structures (Fig.

61, which will be described in detail elsewhere. A preliminary identification of the first phase (I) was based on masurement of SAD patterns taken parallel to a praninent zone axis close to the film n o m l (Fig. 7a).

The reflections e r e labelled with hk0 indices (h+k even) and differed by only a few percent f r m the [001] zone axis pattern expected for the C-centred orthorhanbic cell of MnA16 (see Table). Also, the hkO intensities were at least qualitatively consistent with a structure assembled by stacking the p t a g o ~ l atomic nets c m n to MnA16 and other related phases [19]. These conclusions were

&if ied when the g m t r y of higher-order Laue zone (HOLZ) reflections in [ 001 1 CBED patterns was examined (Fig. 7b). Although the spacing of reciprocal lattice planes measured £ran HOLZ ring diameters was apparently consistent with the

MnAk

structure, reflections in the first HOLZ ring were displaced relative to the zero layer, split into pairs, streaked and also showed a clear minimum of intensity n o m l to the displacanent vector. By caqxrison, reflections in the second HOLZ

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ring were not split and projected directly onto the hkO reflections in the zero layer.

Subsequent tilting expriments demonstrated that the recrystallised film contained a fine-scale d m i n structure defined by two alternative four-fold stars of q-vectors directed out of the layer plane. The geanetry in reciprocal space of the subcell reflections and of the associated q-vectors within a single domin is sketched in Fig. 8, where an equivalent set of reflections for MnA1' is included for comparison. A f o m l description of the subcell was given by a se$. of naninally mnoclinic (pseudo-orthorhombic) basis vectors a,, bw, and c, (f=101 ) , which were chosen to be consistent with the reduced s w t r y of the four-fold star of q and the consequent domain structure. In terns of the equivalent pseudo-orthorhdic lattice vectors a,

12

&

c,

as listed in the Table, we have gb=(Q2a)/2, c,=(b T g ) / 2 and b,,=c_, for the two damin orientations.

.The reciprocal lattice of a monoclinic subcell was decorated by a four-fold-star of q vectors chosen to lie in the gk,

bk

plane, pqxndicular to

c , .

The

precise mgnitude and direction of q was not we11 defined (see Fig. 9 ) , but was always close to the camensurate positions* (g,,fb*, )/2. Direct evidence, not only for the displacive character of q, but also the direction of atanic displamnts, was given by the azimuthal intensity distribution within the first HOLZ ring in Fig. 6b, which contained only i n m n s u r a t e reflections f r m a single damin. The dashed line represents the projected direction of the q-star plane. The reduced intensity of HOLZ reflections in radial directions n o m l to this line in the first (but not in the second) HOLZ ring was interpreted as evidence of a principally longitudinal character for the displamnts associated with q.

The d m i n s were h g e d by tilting the film about the [010] (orthorhcmbic) axis, SO

that inc~rmensurate reflections in the reciprocal lattice plane defined by the two dashed lines in Fig. 8 were excited. The SAD pattern for this axis is shown in Fig.

9, where the subcell reflections were ccmcon to b t h domains, and the i n m s u r a t e reflections were separated into distinct sets. The corresponding dark-field images are sham in Fig. 10, where the film was tilted slightly to improve the contrast.

We have no direct proof for the atanic structure within the subcell, but the dimensions were consistent with the sinplest possible stacking of centred pentagonal nets described by Pearson [19] for CeAl and Fe,A&, equivalent to continuous columns of interpenetrating icosahedra parallel to the orthorhorrbic c-axis. In m 1 6 , these icosahedra are arranged in a m r e ccmplex arrangmnt of stewed rows 1201, which m v be less accessible to atans in a thin film

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C3-444 JOURNAL DE PHYSIQUE

Structure Lattice a b c a/b Reference

Phase I C 7.84 6.49 4.18 1.21 This work

-6 C 7.55 6.50 8.87 1.16 [ 21 1

Fe2A15 C 7.67 6.40 4.20 1.20 1221

- pp - - -

Table: Camparison of lattice parameters ( A ) for the subcells of the MnAl phase with some other orthorhambic cells with related lattice ratios. Fiaures listed for

Fig. 7: Diffraction patterns from [001] axis of Mn-A1 Phase I. (a) SAD pattern showing characteristic intensity distribution, and ( b ) CBED pattern from a single damin shaYing absence of intensity n o m l to the plane of q-star (dashed line) in the first HOLZ ring.

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Fig. 8: Reciprocal lattice for Phase I, indexed for the pseudo-orthorhcmbic cell. One cluster of inccrmwsurate reflections and the monoclinic basis vectors are included in the diagram. The squares represent MnAlh reflections not observed here.

Fig. 9: SAD pattern from Phase I, normal to the reciprocal lattice plane defined by the dashed llnes in Fig. 8, where subcell reflections are labelled with ortbrhambic indices. The two alternative mncclinic repeat units, including incam-ensurate reflections. are outlined above.

Fig. 10: Dark-field micrographs from the two clusters of incarmensurate reflections circled in Fig. 9, danonstrating that sane Mn-A1 grains contained two distinct sets of damins.

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C3-446 JOURNAL DE PHYSIQUE

F i ~ l l y , we n o t e h e r e t h a t both t h e a x i a l r a t i o and a l s o the atomic p o s i t i o n s a t t h e v e r t i c e s of d i s t o r t e d p n t a g o n s forming the p r k y l a y e r s in N n ~ l , , CeA1, F%A15, WA1+ and Mn4 Al,, [ 191 a r e reproduced almost e x a c t l y ( t o w i t h i n 0.

a)

by

d e c o r a t i o n a t golden r a t i o p o s i t i o n s w i t h i n a rhcmbic m t i f (one o b t u s e p l u s +am a c u t e rhonbs w i t h edges equal t o 4.0a f o r MtV& ) e x t r a c t e d f r a n the 2-D Penrose t i l i n g (Fig. 11). S i m i l a r coincidences l i n k e d t o hyperspace p r o j e c t i o n s have been d e s c r i b e d by Yang and Kuo ( t o be published) f o r s a n e Frank-Kasper phases where t h e pentagonal anti-prisms share both edges and f a c e s , and a l s o by Henley [ 2 3 ] f o r o t h e r A l - t r a n s i t i o n metal phases.

Fig. 11: Mapping o f A 1 at- (open c i r c l e s ) o n t o golden r a t i o p o s i t i o n s w i t h i n three Penrose t i l i n g rhcmbs. The d o t t e d lines o u t l i n e t h e p r i m i t i v e c e l l .

References

[ 11 Steeds J.W. i n I n t r c d u c t i o n t o Analytical E l e c t r o n Microscopy ( E d i t o r s Wen, Goldstein and Joy), Plenum New York (1979). p . 378.

[ 21 Tanaka M. Convergent Beam E l e c t r o n D i f f r a c t i o n (1985) , JEDL Ltd.

[ 31 Fung K.K., Steeds J.W. and Eades J . A . Physica 99B (1980) 47.

[ 41 S t e e d s J . W . I n s t i t u t e o f Physics Conference P u b l i c a t i o n No. 52 (1980) 197.

[ 51 Gibson J . M . , Chen C.H. and McDonald M.L. Phys.Rev.Lett 50, (1983) 1403.

[ 61 S a l v e t t i G . , Roucau C., Ayroles R., Mutka H. + Molinie P. J Physique L e t t 46 (1985) L507.

[ 7 1 Steeds J . W . , B i r d D.M., Eaglesham D. J. McKernan S., Vincent R. and Withers R.L.: Ultramicroscopy 18 (1985) 97.

[ 81 C w l e y J . M . Ultramicroscopy 18 (1985) 463.

[ 91 Watanabe D., AIP Conference Proceeding No. 53, W u l a t e d S t r u c t u r e s (1979) 229.

[ l o ] Zhu J i n g and Cowley J . M . Acta C r y s t A38 (1982) 718.

[ I l l F'ung K.K., WKerMn S., S t e e d s J.W. and Wilson J.A., J.Phys C: S o l i d S t a t e Phys 14 (1981) 5417.

(121 Cornier M. Portier R. and G r a t i a s D. I n s t i t u t e of Physics Conference P u b l i c a t i o n 78 (1985) 91.

[I31 Nelson D.R. and Halperin B.I. Science 229 (1985) 233.

[14] Bendersky L.A. and Kaufmn M . J . Phil-Mag. (1986) I n t h e p r e s s . [15] Bendersky L.A. Phys.Rev.Lett 55 (1985) 1461.

1161 I s h a T., Nissen H.-U. and F'ukano Y. Phys.Rw.Lett 55 (1985) 511.

I171 Lin Y.P. and Steeds J . W . Acta Cryst. B (1986) I n t h e p r e s s . [ I 8 1 L i D.X. and Kuo K.H. Acta C r y s t . B (1986) I n t h e p r e s s .

[ 191 Pearson W.B., The C r y s t a l Chemistry and Physics of Metals and Alloys. Wiley, New York (1972) Ch.14, pp. 711-5.

[ 2 0 ] B u r s i l l , L.A. ard Lin P.J. Nature 316 (1985) 50.

[ 2 1 ] Nicol, A.D.I. Acta Cryst. 6 (1953) 285.

[ 2 2 ] Schubert K., RBsler U., Kluge M . , Anderko K. and H k l e L., Z.f.Naturwiss. 16 (19531 437.

[23] Henley C.L., J-Non-Crystalline S o l i d s 7 5 (1985) 91.

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