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Profinite completion and double-dual : isomorphisms and counter-examples

Colas Bardavid

To cite this version:

Colas Bardavid. Profinite completion and double-dual : isomorphisms and counter-examples. 2008.

�hal-00208000�

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hal-00208000, version 1 - 18 Jan 2008

Profinite completion and double-dual : isomorphisms and counter-examples

Colas Bardavid

IRMAR — UMR 6625 du CNRS

Universit´ e de Rennes 1 Campus de Beaulieu 35042 Rennes CEDEX FRANCE

Abstract –We define, for any groupG, finite approximations ; with this tool, we give a new presentation of the profinite completionbπ : G → Gb of an abtract groupG. We then prove the following theorem : ifkis a finite prime field and ifV is ak-vector space, then, there is a natural isomorphism betweenVb (for the underlying additive group structure) and the additive group of the double-dualV∗∗. This theorem gives counter-examples concerning the iterated profinite completions of a group. These phenomena don’t occur in the topological case.

(1) Introduction.

In this paper, we study the profinite completion of a certain class of groups, namely, the additive groups of vector spaces overFp. The principal result is that, in this case, the profinite completion equals the double-dual. This study is based on a “dual” definition of the profinite completion of a group.

(2) Brief survey of the classical point of view for profinite completion.

As explained in [Ser02] or [RZ00], one usually defines the profinite completion of a group1Gas follows. The profinite completionGb ofGis the projective limit (iethe inverse limit) of the finite quotients ofG:

Gb= lim←−

NG [G:N]<

G/N.

There is a more explicit form for this definition. Indeed, ifN, M are two normal subgroups of GwithN ⊂M, we have a natural factorisationϕNM of the canonical projectionπM :

G/N

ϕN⊂M

G

πmNmmmm66 m

πQMQQQQ(( Q

G/M

colas.bardavid@univ-rennes1.fr

1If we set in thecategory oftopologicalgroups, we should precise : “... of adiscretegroupG”.

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One can then write :

Gb=







(xN)∈ Y

NG [G:N]<

G/N | ∀N ⊂M, ϕN⊂M(xN) =xM







 .

(3) Finite approximations and profinite completion.

In this paper, we will use a “dual” (but equivalent) point of view for the profinite completion of a group. To begin with, we introduce the notion of “finite approximation”, which will lead naturally to the concept of profinite completion.

(3.1) Definition. IfGis a group, we call finite approximation ofGevery couplev= (F, ϕ)whereF is a finite group andϕ:G→Fa morphism. We denoteF =Fvandϕ=ϕv. We say thatf :v→v is a morphism betweenvandv if it is an arrow that makes the following diagram commute :

Fv f

G

ϕnvnnn66 nn

ϕPv′PPPP(( P

Fv

.

We denoteAppf(G)the category of finite approximations ofG.

Intuitively, a finite approximation ofGallows the mathematician to get some information about Gby only dealing with finite objects. Here are some examples, from various aeras of mathematics, of finite approximations :

a) R−→Z/2Z

x7−→sgn(x) the sign of a real number.

b) The reduction modulo n, Z → Z/nZand all the derived morphisms and generalizations, such thatZ(p)→Z/pZ, such thatGLm(Z)→GLm(Z/nZ)or such thatOK → OK/PifK is a number field ;

c) IfX a topological space with a finite number of connected components, we can consider the

“trace” onπ0(X)of an automorphism : Aut(X)−→Sπ0(X)

φ7−→π0(φ) . d) If we denoteS(N)= lim

−→n

Snthe group of permutation ofNwith finite support, we can still define a signatureS(N)→Z/2Z.

e) Finally, ifK/Qis a Galois extension, then Gal Q/Q

−→Gal(K/Q) σ7−→σ|K

is a finite approxima- tion.

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(3.2) Profinite completion. Then, one can define very naturally the profinite completion ofGas the projective limit of all the finite approximations ofG. More precisely, (and without dealing with any problem of set theory)

Gb= (

(gv)v∈App

f(G)∈Y

v

Fv| ∀ψ:v→w, ψ(gv) =gw

)

which comes with theprofinite projection b

π: G−→Gb

g7−→(ϕv(g))v∈App

f(G)

.

Intuitively, this object is what remains fromGwhen one can only deal with information of finite type ; some elements will be identified but, at the same time, some new elements will appear.

Formally, in general,bπis not surjective or injective.

(3.3) Surjective finite approximations. Among the finite approximations, some are surjective ; they form a full subcategory Appsf(G)ofAppf(G). In the same way that we have defined the profinite completion, we can then define the “surjective” profinite completion

Gbs= lim←−

v∈Appsf(G)

Fv.

The important fact about this object is that we have the following fact, whose proof is not difficult.

(3.4) Proposition.The natural morphismGb→Gbsis an isomorphism.

(4) Profinite completion of the additive group of a vector space overFp.

(4.1) Profinite completion and double-dual. Before looking at what happens in the situation where the base field isFp, let us remark that, in the general case, there is a morphism of compari- son between the profinite completion of an “additive group” and its double-dual. Letkbe a finite field andV a vector space overk. We still denote byV the underlying additive group.

Letf andgbe two linear forms ofV and letλ∈k. The formsf,gandf+λ·gare, in particular, finite approximations ofV (in the additive group ofk) and we denote byvf, vg andvf+λ·g the corresponding approximations. Now, letx= (xv)v∈Vb be a “profinite” element.

(4.2) Fact. xvf+λ·g =xvf +λ·xvg.

Proof :Indeed, we have the following diagram of morphisms of finite approximations k2

p1

p2

p1·p2

{{

V

(f,g)ddddddddddddd22 dd

dd dd dd dd

d f

,,

ZZ ZZ ZZ ZZ ZZ ZZ ZZ ZZ ZZ ZZ ZZ ZZ

g

**

TT TT TT TT TT TT TT TT TT TT TT TT T

f+λ·g

''

OO OO OO OO OO OO OO OO OO OO OO OO OO

k k k

.

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Then, if we denote bywthe approximation V (f,g)//k2, the definition of the profinite completion imposes thatxvf =p1(xw)andxvg =p2(xw)andxvf+λ·g = (p1+λ·p2) (xw), that is

xvf+λ·g =xvf +λ·xvg.

Using this fact, one can define the morphism of comparison : Ψ : Vb //V∗∗

(xv)v //

V−→k f 7−→xvf

(4.3) The case wherek=Fp. From now on,pis a prime number andk =Fp. The interesting case is whenV is of infinite dimension. A good way to understand what happens is to consider V = (Z/2Z)N.

The first thing to do is to see that if ϕ : V → F is a finite surjectiveapproximation, then F is isomorphic to (the additive group of) (Fp)n for somen. Indeed, first of all, since F is the homomorphic image ofV,F is abelian. Moreover, all the elements ofF satisfyxp=e. Thus, the classification of the abelian finite groups gives the conclusion.

We can now prove :

(4.4) TheoremLetV be a vector space overFp. Then,Ψ :Vb →V∗∗is an isomorphism.

Proof :We first prove thatΨis injective : letx= (xv)v∈Vb such that for all linear formf :V →k, xvf = 0. Letvbe a finite surjective approximation ofV ; we can suppose thatv= (kn, ϕ), where ϕ:V →knis any morphism. By composingϕwith thenprojectionspito the factorsk, one obtain nmorphisms. If we prove that the ncorresponding elements are equal to0, then, it will follow thatxv is equal to0and, thus, thatΨis injective. But, and it is the (easy) key point, a morphism V →kof groups is actually a linear form, since we can rewrite the conditionϕ(λ·~v) =λ·ϕ(~v)as ϕ(~v+· · ·+~v) =ϕ(~v) +· · ·+ϕ(~v), for our base field isFp. And, by assumption, all thexvf = 0.

For the surjectivity, letΘ ∈ V∗∗ be a double-dual element. We would like to find a profinite element x = (xv)v ∈ Vb such that, for all linear form f of V, one have xvf = Θ(f). So, let v = (kn, ϕ)(as we can suppose it) be a finite approximation ofV. Let denote p1,· · ·, pn then projections ofknto the factorsk. Naturally, we definexvby reconstructing it from the linear forms pi◦ϕ:

xv:= (Θ (p1◦ϕ),Θ (p2◦ϕ), . . . ,Θ (pn◦ϕ))∈kn.

Now, we just have to check that the family(xv)is “compatible“. So letv= (kn, ϕ)andw= (kn, ψ) be two finite approximations andga morphism between them :

kn

g

V

ϕnnn66 nn n

ψPPP(( PP P

km .

We want to prove that g(xv) =xw. By composing with themprojectionsqi ofkm, it suffices to prove it in the case wherem= 1:

kn

g

V

ϕnnn66 nn n

ψPPP(( PP P

km q1 //

qm

;;

;;

;;

;;

; k

... k .

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So, we are brought to this situation

kn

g

V

ϕnnn77 nn n

ψPPPP'' PP

k ,

where we know thatgcan be written asg=λ1·p1+· · ·+λn·pn, withλi∈k. The fact that the previous diagram commutes tells us thatψ=P

iλi·(pi◦ϕ); and, now : g(xv) = g((Θ (p1◦ϕ),Θ (p2◦ϕ), . . . ,Θ (pn◦ϕ)))

= X

i

λi·Θ (pi◦ϕ)

= Θ X

i

λi·(pi◦ϕ)

!

= Θ(ψ)

= xw, which concludes the proof.

(4.5)and the canonical injectioni:V →V∗∗. We denotei:V →V∗∗the canonical injection defined byi(~v)(f) =f(~v). One can improve a bit the theorem4.4: the isomorphismΨbetween Vb andV∗∗throughΨidentifiesbπwithi. The proof is easy.

(4.6) Theorem. LetV be a vector space overFp. Then, Ψ : Vb → V∗∗ is an isomorphism and the diagram

Vb

Ψ

V

b πnnnn77 nn n

iQQQ(( QQ Q

V∗∗

commutes.

(4.7) Remark. One can prove the theorem4.4with more abstracted arguments. To begin with, we know (cf.for example [Par70,§2.7, theorem 2]) that, in a general categoryC, if the limits exist, we always have the natural isomorphism

Hom

lim−→i

Xi, X

∼= lim

←−i

Hom(Xi, X).

Moreover, in the case ofk-vector spaces, this isomorphism is linear ; thus, for a system ofk-vector spaceVi, we have :

lim−→iVi

∼= lim

←−i(Vi

).

Let k, from now on, be a field and V a k-vector space. If we denote by (Yi)i the system of finite-dimensional subvector spaces of V, we have V = lim

−→iYi and thus, thanks the previous isomorphism :

V∗∗∼= lim

←−i(Yi

).

Moreover, there is a natural bijection between the finite-dimensional subspaces of V and the finite-codimensional subspaces ofV,viathe application

Y 7→Y:={v∈V | ∀ϕ∈Y, ϕ(v) = 0}.

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Besides, if Y is a finite-dimensional subspace ofV then the dualY is naturally isomorphic to V /Y. Consequently, if we denote by(Zj)j the system of finite-codimensional subspaces ofV, we have :

V∗∗∼= lim

←−j(V /Zj).

But, if k = Fp for a prime number p, one can identify thek-vector space V with its underlying additive group2ω(V), its dualVwith HomGr(ω(V), ω(Fp)), and its finite dimensional quotients with the finite quotient ofω(V). We thus finally get the expected alternative proof of the theorem 4.4.

(5) A family of counter-examples.

One would like to know if, given a groupG, one haveGbb≃G. This fact is known to be false (cf.b example 4.2.13 of [RZ00]), but as we will see, it is still false, in general, after takingitimes the profinite completion.

(5.1) The sequence ofi-th profinite completions. We introduce the following notation. IfGis a group, we denoteGb[1]=GbandGb[i+1] =Gdb[i]. These groups come with projections, as follows :

G bπ

[1]

// bG[1] bπ

[2]

// bG[2] //· · · // bG[i] bπ

[i+1]

// bG[i+1] //· · ·. We will prove that, in general, none of thebπ[i]is an isomorphism.

(5.2) Proposition.Letpbe a prime number andk=Fp. LetV be (the additive group of) ak-vector space of infinite dimension. Then, in the following sequence

V bπ

[1]

// bV[1] bπ

[2]

// bV[2] //· · · // bV[i] bπ

[i+1]

// bV[i+1] //· · · all theπb[i]are injective but non-surjective morphisms.

Proof : This follows from the identification of the arrows bπ[i] with the canonical injections of a vector space in its double-dual, and from the fact that these injections are injective but non- surjective when the vector spaces are of infinite dimension, cf. Th´eor`eme 6,§7, n5 of [Bou62].

2We denoteω:kVsGrthe forgetful functor from the category ofk-vector spaces to the category of groups.

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(6) Conclusion : abstract setting vs. topological setting.

This study has been given for groups but a similar point of view can be applied to topological groups. In this case, we start with a topological groupGand we consider the categoryAppdiscr(G) of finite anddiscreteapproximations : they are couplesv= (F, ϕ), whereFis a discrete and finite topological group andϕ:G →F a continuous morphism of groups.

One obtain the (topological) profinite completion ofG, wich is, as well-known, a topological group, compact and totally disconnected (cf. [Ser02]), and one obtain a profinite projection, which is a continuous morphism :

b

πtop:G →Gbtop.

More generally, as previously done, one can define the sequence of iterated (topological) profinite completions :

G πb

[1],top

// bG[1],top //· · · // bG[i],top bπ

[i+1],top

// bG[i+1],top //· · ·. The situation is then totally different than before. Indeed, we have :

(6.1) Proposition. LetGbe a topological group. Then, for alli≥2, the arrowsbπ[i],topare isomor- phisms of topological groups.

(6.2) Profinite groups : abstract setting and topological setting. There is a synthetical way to see the fundamental difference between the propositions4.2and6.1. For this sake, we introduce two notions of profinite groups. We will say that a groupGisprofiniteif it is the projective limit of a system of finite groups ; we will say that a topological groupGistopologically profiniteif it is the projective limit of a system of finite and discrete groups. We then have :

(6.3) Theorem LetGbe a topological group. Then :

Gis topologically profinite ⇐⇒ bπtop:G →Gbtopis an isomorphism.

(6.4) Proposition LetGbe a group. Then :

Gis profinite ⇐ πb:G→Gbis an isomorphism Gis profinite ; πb:G→Gbis an isomorphism.

(6.5) A positive answer. One could legitimately be disapointed by the non-equivalence of G being profinite and ofbπbeing an isomorphism. Indeed, on the one hand, there is the very classical definition of a profinite group and, on the other hand, there is the deep property for a group to have its profinite projectionbπto be an isomorphism (such a group, in a way, is separated — forπbis injective — and complete — forπbis surjective). One would have expected these two to coincide...

Fortunately, there is a positive result in this direction. It is a difficult result, which has been published in 2007 by Nikolay Nikolov and Dan Segal,cf. [NS07a] and [NS07b], and whose proof uses the classification of finite simple groups. In order to state their result, let us remark that ifG is an (abstract) profinite group, if we writeG= lim

←−iFi, where theFi’s are finite, and if we endow each of theFi’s with the discrete topology, then we can viewGas a topological group.

(6.6) Theorem Let Gbe an (abstract) profinite group, which is topologically of finite type for the associated topology. Then,bπ:G→Gbis an isomorphism.

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(6.7) Acknowledgments. My first acknowledgments go to Xavier Caruso for many helpful dis- cussions. I would like also to thank the referee for many valuable comments and for making me known the alternative proof4.7.

References

[Bou62] Nicolas Bourbaki. ´El´ements de math´ematique. Premi`ere partie. Fascicule VI. Livre II:

Alg`ebre. Chapitre 2: Alg`ebre lin´eaire. Troisi`eme ´edition, enti`erement refondue. Actualit´es Sci. Indust., No. 1236. Hermann, Paris, 1962.

[NS07a] Nikolay Nikolov and Dan Segal. On finitely generated profinite groups. I. Strong com- pleteness and uniform bounds. Ann. of Math. (2), 165(1):171–238, 2007.

[NS07b] Nikolay Nikolov and Dan Segal. On finitely generated profinite groups. II. Products in quasisimple groups. Ann. of Math. (2), 165(1):239–273, 2007.

[Par70] Bodo Pareigis. Categories and functors. Translated from the German. Pure and Applied Mathematics, Vol. 39. Academic Press, New York, 1970.

[RZ00] Luis Ribes and Pavel Zalesskii. Profinite groups, volume 40 ofErgeb. Math. Grenzgeb. (3).

Springer-Verlag, Berlin, 2000.

[Ser02] Jean-Pierre Serre. Galois cohomology. Springer Monogr. Math. Springer-Verlag, Berlin, english edition, 2002. Translated from the French by Patrick Ion and revised by the author.

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