A NNALES DE L ’I. H. P., SECTION A
L. A CCARDI
V. M ASTROPIETRO
Stochastic bosonization for an interacting d ≥ 3 Fermi system
Annales de l’I. H. P., section A, tome 66, n
o2 (1997), p. 215-235
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215
Stochastic bosonization
for
aninteracting d > 3 Fermi system
L. ACCARDI and V. MASTROPIETRO
Centro V. Volterra e Dipartimento di Matematica, Universita di Roma Tor Vergata
via di Tor Vergata, 00133 - Roma e-Mail: [email protected] Ann. Inst. Henri Poincaré,
Vol. 66, n° 2, 1997, p. Physique théorique
ABSTRACT. - The stochastic bosonization
technique developed
in aprevious
paper isapplied
to aself-interacting
Fermisystem.
We prove that the evolutionoperator satisfies,
in a properlimit,
aquantum
stochastic differentialequation.
RESUME. - On
applique
a unsysteme
de fermions en interaction latechnique
de bosonizationstochastique developpee
dans unpapier precedent.
On prouve que1’ operation
d’ evolutionsatisfait,
dans une limiteappropriee,
uneequation
différentiellestochastique.
1. INTRODUCTION
In a
previous
paper[AcLuMa]
the stochastic limit of aquadratic
fermionicmodel
interacting
with an external filed was obtained. In thepresent
paper, which has been motivatedby
a remark of a referee of theprevious
one, weshow that similar ideas and
techniques
can beapplied
to deal with atruly interacting (quartic)
fermionic model.Although
the interaction introduces additionalanalytical
and combinatorialdifficulties,
the final results arequalitatively
similar to thequatratic
case. Also in this case, for each timet,
the evolutionoperator (given by
the iterated series( 1.2) below)
converges,Annales de l’lnstitut Henri Poincaré - Physique théorique - 0246-021 1
Vol. 66/97/02/$ 7.00/© Gauthier-Villars
216 L. ACCARDI AND V. MASTROPIETRO
in the sense
specified by
Theorem(4.1 ),
to aunitary operator Ut,
which isthe
unique
solution of thequantum
stochasticdifferential equation:
where K is a
complex
number whose form weexplicitly
determine. Also in this case theimaginary
and realpart
of K coinciderespectively
withthe
ground
state energy and the lifetime estimatedby
a second orderperturbative computation (cf. [Ne]). Clearly
the information encoded in the limit evolutionoperator
goes muchbeyond
theseperturbative
informations : forexample
it allows tocompute
transitions betweenarbitrary
states andnot
only
vacuum-to-vacuum. However weinterpret
thisagreement
of the stochastic limitapproach
with the usualperturbative techniques,
in the caseswhen these are
applicable,
as an indication that the formerapproach gives
a
reasonably good insight
about the behaviour of thesystem.
As in the case treated in
[AcLuMa],
we start from a fermionictheory
and we
find,
after the stochasticlimit,
apurely
bosonictheory (in
this sensewe
speak
ofbosonization). Moreover,
as in ourprevious
paper, and inqualitative agreement
with theexisting
literature on bosonization of Fermisystems
in d > 1(cf
for instance[HoMa]),
the evolutionoperator
isgiven by
theexponential
of a boson(see
eq.(4.4)
below whichgives
theexplicit
solution of the above stochastic differential
equation).
Besides these similarities there are also substantial differences between the
quadratic
and thequartic
case:(i)
Thescaling
needed to obtain a finite limit in thequartic
case is notthe usual van Hove
scaling
but a new one(cf (1.3), ( 1.4))
which involvessimultaneously
both space andtime,
and which seems to appear for the first time in thepresent
paper.(ii)
Thequantum noise, driving
the stochasticequation,
isquite
differentin the two cases. In
particular,
in thequadratic
case one started from aquadratic expression
in the Fermi fields and found in the limit asingle
Bose field. In the
quartic
case oneagain
finds asingle
Bose field and not,as one
might naively expect,
aquadratic expression
in a Bose field. This is at odd with whathappens
in the usual exactbosonization,
but it is a familiar feature of the stochastic limit: the limitquantum
noise encodes the main characteristics of the interaction.(iii)
Thepresent
one is the firstexample
of a stochastic limit of apurely self-interacting theory:
there is noseparation
between system and reservoir.The statement
(iii)
above has aninteresting physical implication.
Onegenerally
believes that theorigins
ofstochasticity rely
on an reservoir(or environment) transfering
disorder to a smallsystem.
Thepresent
paperAnnales de l’Institut Henri Poincaré - Physique théorique
217
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM
suggests
a new, more sutble mechanism for thisphenomenon,
in whicha
quantum system by self-interaction
is its own environment and generates its own noise. The usualpicture, according
to which the stochastic limitseparates
the slow time scale of thesystem
from the fast time scale of the reservoir should bereplaced
hereby
apicture according
to whichthe stochastic limit
distinguishes
two time scales inside the quantumfield itself
the slow time scale(ordered motions)
in which the variations are of order dt and the fast time scale(disordered motions)
in which the variationsoccur at the rate of
(dt) 2 .
Infact, given
the above mentioned newscaling required by
theself-interaction,
one shouldspeak
ofspace-time
scales.To individuate two
physically meaningful space-time scales,
whichjustify
such an
interpretation,
is in ouropinion
aninteresting
openproblem
for thephysical interpretation
of thescaling
introduced here.Let us now describe more
precisely
thesystem
we aregoing
to consider.Let
~~,~, ~ _
be a Fermifield
withperiodic boundary
conditions:where a~
_ ~ 2
, is thespin
,index,
, l~ =2L’~,
n = ... ,nd~
EZd
and~aj~~~, a~,~~, ~
=aj~~~a~ ~~,
+C~~,~~,, C~j~,~
=6g,g, 6k,k, 6a,a, ,
and we use, forany operator X, the notation:
’The Hamiltonian is:
where A
c Rd
is a square box of sideL, p
= is the chemicalpotential,
pF is the Fermi momentum and m is the fermion mass.The cutoff function
v ( x )
has the formand with this choice the above Hamiltonian is the standard model for the
description
of electrons in ametal,
see for instance[Ne].
218 L. ACCARDI AND V. MASTROPIETRO
The free evolution is characterized
by
thefollowing property:
and the Hamiltonian in interaction
representation
isIn order to
prevent divergencies
it is convenient toregularize
theinteracting
Hamiltonian in the
following
way:where gk
is a cut-off function to bespecified
in thefollowing
andwhere is the
ground
state ofHo.
The evolution
(wave~ operator
at time T is defined in the usual way:where the series converges in norm for each finite L.
Even a very small interaction can
produce
a relevanteffect,
if the time evolution T and the box side L are verylarge;
thissuggests
tostudy
theevolution
operator
in the limita -~ 0,
~’ -~ oo. These three limit cannot beperformed indispendently,
otherwise one would obtain a trivial result. As for the Friedrich-Van Hove limit([vH], [Da])
theright insight
about how the limit has to be
performed
in order to avoid trivialities isAnnales de l’lnstitut Henri Poincaré - Physique théorique
219
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM
given by
the first nonvanishing
term of series obtainedaveraging eq. (1.2)
over the
ground
state ofHo;
one finds in fact that theonly possibility
so thatthis term is not trivial in the limit is to take the limits in the
following
way:Notice that the limit eq.
( 1.3)
isequivalent
to thefollowing scaling
limit:which makes it
formally
similar to the Friedrichs-Van Hove limit in whichA’ =
A. In our case the presence of the factorLd
is due to self-interaction.In the
following
we shallalways
use thescaling (1.4)
and therefore fromnow on we shall denote A’
simply by
A.We shall prove in the
following
that thetechniques
of the stochasticlimit of
quantum systems,
described in[AcLuMa] (cf [AcLuVo]
for a moredetailed
survey)
can beapplied
to thepresent
situation and lead to the usual results.As usual in the stochastic limit
approach,
we startby considering
thecollective operators, which are averages
(space-time
averages, in ourcase)
of the field
operators.
Moreprecisely,
we define:where ~k = k2 2m - .
In Theorem
(3.1)
it isproved
that theoperators
in the limit A -0,
L - oo are bosongaussian
fields in the sense that theirjoint
correlations over the
ground
state converge in the limit to thecorresponding joint
correlations of a bosongaussian field,
which we denoteBt, Bt ;
moreover, in this convergence, the
ground
statecorresponds
to avector ~
in the limit space called vacuum.
The
pair Bt, Bt
is a quantum Brownianmotion,
i. e. a bosongaussian
fieldover the
1-particle
space~2~8+, /C),
where lC is the Hilbert space describedat the end of section
2,
with vacuum correlation functionsgiven by:
where
Ci,
i =1,..., 4 depend only
on the cut-off functions necessary to make the limitmeaningful.
Note that the collectiveoperators
eq.(1.5)
live220 L. ACCARDI AND V. MASTROPIETRO
in the same Hilbert space where the
original
fermionic fieldslive,
while thelimiting
field lives in a different Hilbert space.Eventually,
and this is our mainresult,
we prove that the time rescaled evolutionoperator
admits a limitUt (cf
Theorem(4.1 )
for aprecise statement)
which satisfies a stochastic differentialequation,
drivenby
thequantum
Brownian motionBt, ~s
described above.Our results hold for dimension d > 3
and,
underspecial assumptions
forthe cut-off
functions,
for d > 2. Suchdependence
upon the dimension is not technical: it is wellknown,
for instanceby
renormalization group methods(see [BeGa], [BeGaMa]),
that thephysical properties
of a Fermisystem
with hamiltonian eq.( 1.1 )
arecompletely
different in d = 1 or d = 3.2. THE COLLECTIVE OPERATORS
In this section we define more
precisely
our model and introduce somedefinitions and notations which will be useful in the
following.
Let beA+
arepresentation
of the CAR onL2
and for each n =(n1, ... , nd) E Zd
define
Given L >
0,
define~l~
= eand,
for each ~ e11~,
define
a~
=~(XA~/,J, ~ =
iLl.The collective
operators
are defined as, if 03C3 =0, lpipourj dfhjkl zehkq qjhsk
with
F° (y ~ ~2 ~ ~) = F ( ki , k2 , p)
andF1 (y ~ ~2 ~ ~) _ F(~i,&2,p).
We will
study
the collectiveoperators
in the stochastic limit eq.(1.4).
In the limit we will see that such
operators
are defined in the non zerosubspace Ko
ofL2 ~Rd~ ~ L2 (R d)
with theproperty that,
for anypair
ofvectors
F,
G is thissubspace
Annales de l ’lnstitut Henri Poincaré - Physique théorique
STOCHASTIC BOSONIZATION FOR AN INTERACTING d ~ 3 FERMI SYSTEM 221
A
possible
choice for the cut-off functionp)
is upgk1gk2 where up , gk are such that gk =glkl
and up == andvanishing
atinfinity
fasterthan any power. It is
possible
in fact to checkthat,
if d >3,
eq.(2.2)
holds.Such a choice has a clear
physical meaning:
the function up is a cut-off of the momentum that the external fieldexchanges
with the fermionswhile gk
is a bandwidth
cut-off taking
into account that the band structure in a metal forbids the electrons to havelarge
momenta.The
proof
of(2.2)
is notcompletely
trivial.By introducing
moreparticular
cut-off
functions,
thearguments drastically simplifies
and one obtains astronger
result.Namely
we consider the cut-off functionF(k, p)
to be ofthe form where gk is the sum of two C°
functions,
the
first,
called withsupport
inBF
and thesecond,
called g2,k, withsupport
inBF
anddecreasing
faster then any power atinfinity
and bothvanishing at Ikl
= pp. Moreover we choose gk real. Let us consider the first summand in eq.(2.2) (similar
considerations hold of course for the otherterms)
which can be written then:and
performing
thechange
of variablesp’
=pt
we find:222 L. ACCARDI AND V. MASTROPIETRO
where:
Integrating by parts
andnoting
that theintegrand
vanishes at the extremaof
integration
we obtain that for anyinteger t)1
whereCN
is a suitable constant and i =
1,2.
The condition that gk, ~,~ arevanishing
at PF has the
only
effect to smooth andXB.
Note that this choice of the cut-off isquite
natural if thetemperature
is not 0. In this case in factthe ~
functions arereplaced by
smoothfunctions,
which are thedensities of the Fermi distributions. The functions gk, gk+p are band-width cut-off for the two fermions
operators
and up is the cut-off on theexhanged
momentum. With these cut-offs our
theory
holds for d > 2.We introduce
finally,
for further use, thefollowing definition, assuming
, that are real:
In the above
assumptions
theexpression (2.3)
defines apre-scalar product
on the test functions
F,
and thecompletion
of the(quotient by
the zeronorm elements of
the)
spaceKo by
this scalarproduct,
denoted K isinterpreted
as the Hilbert space were the Brownian motion takes its values.This is a
general
feature of the stochastic limit.In order to motivate the above definitions we
compute
the stochastic limit of theproduct
of two collectiveoperators.
In
general
we shall need in thefollowing
tocompute expectation
valuesof the form
Annales de l’Institut Henri Poincaré - Physique théorique
223
STOCHASTIC BOSONIZATION FOR AN INTERACTING d # 3 FERMI SYSTEM
where 7r is a
permutation
of the indexset {I, ... , 2 n~,
is theparity
of the
permutation
andWe
study
theground
state average of two collectiveoperators
in the limit(1.4) ;
this defines the2-points
function of thelimiting
fields.Let us write eq.
(2.5)
if9-(1) == a(2)
= 0. We obtainBut:
so that eq.
(2.6)
isgiven by:
224 L. ACCARDI AND V. MASTROPIETRO
In the limit L ~ oo,
setting t2 - tl
=72, t1 = 03C41 03BB2
we obtainIn the same way,
Annales de l’Institut Henri Poincaré - Physique théorique
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM 225 Note that
3. THE COLLECTIVE OPERATORS AS BOSON GAUSSIAN FIELDS
In this section we prove that the collective
operators
in the weakcoupling
limit are Boson Gaussian fields.
THEOREM 3.1. - In the notations
(2.1), (2.3),
onehas, for
any N EN, 51, Ti,...,
E ~1 ~ . .. ~gN 0
UN EKo ,
withKo
Cdefined
above:is the
unique
mean zero BosonGaussian field
with2-point function given by:
Remark. - The
limiting
fields definedby
the above theorem are anexample
of a quantum brownian motion. This term isjustified by
thefollowing
consideration. Fixed the test functions u, g it is easy to check that the1-parameter family
=B+ (0, ~, g, ~c) +~(0~~,~)
iscommutative,
in the sense that theoperators Wt
commute for different t.The vacuum distribution of these fields is
gaussian,
with mean zero andvariance This means that is Brownian
motion with values in the Hilbert space K. For a more detailed
discussion,
see
[AcLuMa].
226 L. ACCARDI AND V. MASTROPIETRO
Proof -
We want to calculateWe
perform
thechange
of variablesWith notation
(3.2),
the creators are labeledby
the oddindices;
theannihilators
by
even indices.By
eq.(2.4),
each annihilator variablek2j
is
equal
to one(and only one)
creator variable: this shall be denoted~27r(j)-i. Thus, by
definition of vr :k2j
=~27r(j)-i’
With thesenotations,
from(3.1 ),
we obtainthat,
in the limit L - oo :where,
due to momentumconservation,
and
~({~}, {~}, {~})
i s a suitable functioncontaining
the cut-off function g and u and aproduct
of the characteristic function x.Annales de l’Institut Henri Poincaré - Physique théorique
227
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM
To find the limit of
(3.3),
as A -0,
let us startconsidering
the casein which n is even. Recall that we want to prove
that,
in the limit(4.9),
theBf
tend to some bosonoperator
But eachBf
is a sum(integral)
of four fermionicoperators
therefore each suchproduct
should behave like asingle object.
In order to prove this we have to showthat,
if in(3.3)
the annihilatorproduces
a scalarproduct
with the annihilator then the creator must be
paired
with theannihilator the
operator a ~3, - ~
has to bepaired
witha~.~ ~ ~ ~, ~ ~ ) ~ -1
1and the
operator
has to bepaired
with . We shall prove that the terms for which this condition is notsatisfied
becomenegligible
in the limit 03BB ~ 0.
In order to evidentiate the
negligible
terms, it is convenient to rewrite theproduct (3.3)
as aproduct
overpairs (since,
in thelimit,
each suchpair
shall define a scalarproduct
in the bosonicone-particle space).
To thisgoal,
recallthat,
in(3.3)
thepermutation
7rof {1,... n~
is fixed and defineinductively
the subsetA7r ==
... ,vn~2 ~ ç {I,
...,n~
as follows:With these notations the
expression (3.3)
can be written:Vol. 66, n 2-1997.
228 L. ACCARDI AND V. MASTROPIETRO
with ~{~}
Performing
thechange
ofvariables tj -
= 7j andA~(~)
=we obtain:
In the 0 we
distinguish
two kinds of terms in the sum over 7rin eq.
(3.4):
1 )
Let us consider a term in the sum over 7r in eq.(3.4)
suchthat,
for some Such a term isvanishing
as 03BB ~ 0 for theRiemann-Lebesgue
lemma.2)
==~27r(7r(j))-i
and1~2~,_1
=~2~~~~C3))-1
and1~2~~C~)-1 -
than from
(3.4)
we obtain:where p is a
pair partition
of the indices1,...,
n.A similar
argument
shows that if n is odd the left hand side of(4.9)
vanishes in
0,
L - oo limit.4. LIMIT PROCESS
THEOREM 4.1. - In the notations
( 1.2), (2.1 ), (2.2), (2.3)
the limitAnnales de l’lnstitut Henri Poincaré - Physique theot-ique
229
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM
exists and is
equal
towhere a E
{0, 1}N,
T E{0, 1}N’,
andB#(S, T,
u,f)
is the quantumBrownian motion
defined
in Theorem(4.1 ).
Ut
is theunique (unitary)
solutionof
the StochasticDifferential Equation:
where we use the notation:
with
defined
as(c,f: 2.3)
but with+~-~
replaced by 0-~.
Moreover the solution
of (4.3)
is. Remark. - The Ito correction term can be written as
(u
0 0g) =
iEo
+ r withEo
and r real and r > 0.Using
the well known distribution formula:where P denotes the
principal part,
we have that:If
230 L. ACCARDI AND V. MASTROPIETRO
from
(4.3)
one obtains:so that
Eo
and r arerespectively
theground
state energy shift and the lifetime of theground
state;they
coincide with thecorrespondent quantities computated by
a standardperturbation theory
at the second order in A(see
for instance
[Ne]).
P~oof. -
Theproof
of the Theorem 4.1 will be done in severalsteps.
Let us define:
and the
operator
as:We consider:
Expanding
eq.(4.5)
with the iterative series one obtains:It is
possible
to prove,by
anadaptation
of thetechnique
used in[Lu92],
thata series
absolutely convergent, uniformly
in thepair (A, t).
It is convenient to write
In
=In
+In
+If
where7~
isgiven by
theterms in which the ferrnionic
operators belonging
to the sameBa
arepaired
with
operators belonging
to differentB~ ,
andby
theanalysis
of section 4In
= 0 and:Annales de l’lnstitut Henri Poincaré - Physique théorique
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM 231
where and:
It is
straightforward
to check that7~
converges to a different from zero valuein the weak
coupling
limit. On the other handby
definition7~
isgiven by:
where
I1*
means that at least acouple (i, j)
is suchthat j -
i > 1 and{rrt} U U
== 1 ..n .232 L. ACCARDI AND V. MASTROPIETRO
Performing
thechange
of variables Tj = we have that12
containsat least an
integral
of the form:with 0 and in the limit A - 0 the above
expression
isvanishing.
Deriving
eq.(4.5)
withrespect
to t we obtain:The above
expression
is an average over theground
state of aproduct
offermionic
operators,
andby
eq.(2.4)
it isgiven by
a sum of terms in whicheach fermionic
operator
ispaired
in the sense of thepreceding
sectionwith some other. We call
7i
the sum of the terms in which the fermionicoperators
inBx ( ~2 , g, u)
arepaired
with theoperators
theanalogue
of13
withWx (g2 , u2 ) , 13
the sum of terms in which theoperators
inBx ( ~2 , g, u)
arepaired
with fermionicoperators
in!7_;
the other termsi. e. the terms in which the fermionic
operators
inJ3~(~)
arepaired
withoperators belonging
to different Boperators
vanish in0,
L - oclimit,
as follow from thecomputation
of thepreceding
section.Let us start
considering
theIi
term. We need thefollowing
lemma:LEMMA. - It holds that:
where
03C0/
is apartition
inpairs of
the indeces1,
..., mwithout 2
and is the sum over suchpartitions.
Proof. -
The left hand side of the aboveequation
isgiven, by
eq.(2.4), by
a sum of terms;noting
that the terms in which the fermionicoperators
ofAnnales de l’Institut Henri Poincaré - Physique théorique
233
STOCHASTIC BOSONIZATION FOR AN INTERACTING d > 3 FERMI SYSTEM
the
.B~ (2014 ~ u) operator
arepaired
with fermionicoperators
with different times arevanishing
in the limit A -0,
L - oo, the left hand side of the aboveequation
isgiven by:
where is the subset of
1,
..z -1,
i +2;,
..m such that the lemma holds.By straightforward application
of the above lemma we obtain:In order to
compute
the13
term we need another lemma:234 L. ACCARDI AND V. MASTROPIETRO
LEMMA. - It holds that:
Proof -
Theproof
consists inshowing
that the terms in whichB03BB(t/03BB2, g, u, L)
ispaired
withwith j ~
1 arevanishing
in the
0,
L - oo. The left hand side of the aboveexpression
can be written as:
where
fo
=and,
if z# 1,
than 0 and the above term isvanishing
in the limit.Using
this lemma we have that:and the theorem is
proved.
The last
part
of the theorem isproved by
astraightforward adaptation
of
[AcFriLu].
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STOCHASTIC BOSONIZATION FOR AN INTERACTING d ~ 3 FERMI SYSTEM
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(Manuscript received October 3rd, 1995.~