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ANNALES MATHÉMATIQUES

BLAISE PASCAL

Jean-Christophe Feauveau

Structure and bases of modular spaces sequences

(𝑀2𝑘0(𝑁)))𝑘N

Volume 27, no2 (2020), p. 181-206.

<http://ambp.centre-mersenne.org/item?id=AMBP_2020__27_2_181_0>

Cet article est mis à disposition selon les termes de la licence Creative Commons attribution 4.0.

https://creativecommons.org/licenses/4.0/

L’accès aux articles de la revue « Annales mathématiques Blaise Pascal » (http://ambp.centre-mersenne.org/), implique l’accord avec les conditions générales d’utilisation (http://ambp.centre-mersenne.org/legal/).

Publication éditée par le laboratoire de mathématiques Blaise Pascal de l’université Clermont Auvergne, UMR 6620 du CNRS

Clermont-Ferrand — France

Publication membre du

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Structure and bases of modular spaces sequences ( 𝑀

2𝑘

0

( 𝑁 )))

𝑘∈N Jean-Christophe Feauveau

Abstract

The modular discriminant Δis known to structure the sequence of modular forms of level 1 (𝑀2𝑘(SL2(Z)))𝑘∈N. For any positive integer𝑁, we define a strong modular unitΔ𝑁of level𝑁which enables us to structure the sequence(𝑀2𝑘0(𝑁)))𝑘∈Nin an identical way. We then apply this novel result to the search of bases for each of the(𝑀2𝑘0(𝑁)))𝑘∈Nspaces.

Structure et bases des suites d’espaces modulaires(𝑀2𝑘0(𝑁)))𝑘N Résumé

Le discriminant modulaireΔest connu pour structurer la famille de formes modulaires de niveau 1, (𝑀2𝑘(SL2(Z)))𝑘∈N. Pour tout entier𝑁, nous définissons une unité modulaire forte de niveau𝑁notée Δ𝑁, qui permet de structurer la famille(𝑀2𝑘0(𝑁)))𝑘∈Nde manière identique. Nous appliquerons ce résultat à la recherche de bases pour chacun des espaces(𝑀2𝑘0(𝑁)))𝑘∈N.

Introduction

When studying modular forms, an important result relates to the structure of the sequence (𝑀2𝑘(SL2(Z)))𝑘N obtained using the Δfunction, and the opportunity to obtain an explicit basis for each subspace [11, p. 143–144].

Such a result appears to be missing for the sequences (𝑀2𝑘0(𝑁)))𝑘N, when- ever 𝑁 > 2. We propose in this paper an explicit decomposition of modular form spaces (𝑀2𝑘0(𝑁)))(𝑘 , 𝑁) ∈N∗2. As the formulae providing the dimension of these spaces [2, 12] hint towards, such a reduction cannot be simple. Nevertheless, we will show that for any given level𝑁, there exists a functionΔ𝑁 that will play for(𝑀2𝑘0(𝑁)))𝑘N

the same rôle thatΔ = Δ1played in the study of(𝑀2𝑘(SL2(Z)))𝑘N.

More specifically,𝜌𝑁 being the weight ofΔ𝑁, we will prove that for any fixed positive integer𝑁and any integer𝑘:

Knowing bases of𝑀2𝑘0(𝑁))for16𝑘6 12𝜌𝑁 +1leads to knowing bases of𝑀2𝑘0(𝑁))for all𝑘.

What is more, for any𝑁, this result is algorithmic. It allows us to derive the Fourier series of bases(𝐵2𝑘(𝑁))𝑘Nto any given accuracy level as soon as one has such series for 16𝑘6 12𝜌𝑁 +1, which SAGE for example may provide.

Keywords:modular forms, modular units, Dedekind eta function.

2020Mathematics Subject Classification:11F11, 11G16, 11F33, 33E05.

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First, the structure of families(𝑀2𝑘0(𝑁)))𝑘Nwill be studied in Section 2 under the assumption of the existence of a strong modular unitΔ𝑁. This assumption will then be proven when𝑁is prime in Section 5. Finally, this result will be generalized to any𝑁 in Section 7, on top of Sections 4 and 6 where modular units are constructed. Sections 8 and 9 will conclude.

Sections 1 and 3 are primers on two essential tools: modular forms and Dedeking function, respectively.

1.

Primer on modular forms

Let H = {𝜏 ∈ C/Im(𝜏) > 0}be the Poincaré half-plane. From now on, let 𝜏be a complex variable belonging toH, and we define𝑞=𝑒2𝑖 𝜋 𝜏.

For(𝑁 , 𝑘) ∈N∗2, let𝑀2𝑘0(𝑁))be the space of modular forms of weight 2𝑘with respect toΓ0(𝑁), and let𝑑2𝑘(𝑁)be the dimension of𝑀2𝑘0(𝑁)). For a primer on these spaces (definitions, theorems on cusps or cuspidal modular forms . . . ), one can read [1, 2].

For𝑘>2 and𝜏∈ H, the normalized Eisenstein series are defined as the following modular forms:

𝐸2𝑘(𝜏)= 1 2𝜁(2𝑘)

∑︁

(𝑚, 𝑛) ∈Z2 (𝑚, 𝑛)≠(0,0)

1

(𝑚 𝜏+𝑛)2𝑘 =1+𝑂(𝑞).

It is easy to show that 𝐸2𝑘 ∈ 𝑀2𝑘(SL2(Z)), which ensures the non-triviality of this space. It is nevertheless the function Δ ∈ 𝑀12(SL2(Z)) that will structure the sequence(𝑀2𝑘(SL2(Z)))𝑘N:

∀𝜏 ∈ H, Δ(𝜏)=𝑞

+∞

Ö

𝑛=1

(1−𝑞𝑛)24=𝑞+𝑂(𝑞).

TheΔfunction is holomorphic and does not cancel onH, but since lim𝜏→∞Δ(𝜏)=0, it vanishes at the infinite cusp.

Lastly, let us recall the well-known structural result of modular forms with respect to SL2(Z)= Γ0(1):

∀𝑘>6, 𝑀2𝑘0(1))=span(𝐸2𝑘) ⊕Δ. 𝑀2𝑘120(1)).

Indeed, the mappingΦ↦→Φ.Δ−1is an isomorphism between the space of modular forms of weight 2𝑘 vanishing at the infinite cusp (named cuspidal modular forms) and𝑀2𝑘−120(1))[11]. It is this very result that we generalize from𝑁 =1 to𝑁∈N.

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2.

Structure of

(𝑀2𝑘0(𝑁)))𝑘N

spaces

Let us define two natural ways to generalize the functionΔ, which vanishes only at the infinite cusp with respect toΓ0(1).

Definition 2.1. Let 𝑘 and 𝑁 be two positive integers, and Φ ∈ 𝑀2𝑘0(𝑁)). The functionΦis said to be a 2𝑘strong modular unit with respect toΓ0(𝑁)(or equivalently

“of level𝑁”) if and only if:

(i) The functionΦdoes vanish onH,

(ii) The functionΦvanishes at the infinite cusp,

(iii) The functionΦdoes not vanish at any other cusp with respect toΓ0(𝑁).

If we replace condition (iii) by

(eiii) The functionΦvanishes at all rational cusps we are instead defining cuspidal modular forms.

Definition 2.2. An integer𝑛is said to be the valuation of a modular formΦif Φ(𝜏)=𝑎 𝑞𝑛+𝑂(𝑞𝑛+1)

with𝑎≠0 and we write𝜈(Φ)=𝑛. Of particular interest is the case𝑎=1, in which case the functionΦis said to be unitary. A basis

B2𝑘0(𝑁))=(𝐸(𝑟)

2𝑘 , 𝑁)06𝑟6𝑑2𝑘(𝑁)−1

of the space𝑀2𝑘0(𝑁))that verifies𝜈(𝐸(𝑟)

2𝑘 , 𝑁)< 𝜈(𝐸(𝑟+1)

2𝑘 , 𝑁)for all 06𝑟6𝑑2𝑘(𝑁) −2 is said to be upper triangular, or in echelon form. If the elements ofB2𝑘0(𝑁))are also unitary, we say that this basis is unitary upper triangular.

Lemma 2.3. For any positive integers𝑁and𝑘, the space𝑀2𝑘0(𝑁))has a unitary upper triangular basis. Moreover, the sequence of integers(𝜈(𝐸2𝑘 , 𝑁(𝑟)))06𝑟6𝑑2𝑘(𝑁)−1

is independent of the choice of such a basis(𝐸(𝑟)

2𝑘 , 𝑁)06𝑟6𝑑2𝑘(𝑁)−1.

Proof. Existence comes directly from a Gaussian elimination. The result on valuations is

straightforward.

Theorem 2.4. Let𝑁be a positive integer such that there exists a strong modular unit of level𝑁. LetΦ0be such a strong modular unit of level𝑁and of minimal weight2𝑘0. Other strong modular units of the family(𝑀2𝑘0(𝑁)))𝑘Nare then exactly of the form𝛼Φ𝑛0 with𝛼∈Cand𝑛∈N.

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Proof. LetΦbe a modular unit of weight 2𝑘with𝑘>𝑘0. By Euclidean division 𝑘=𝑞 𝑘0+𝑟 , 06𝑟 < 𝑘0.

The inequality𝜈(Φ) < 𝑞 .𝜈(Φ0)would lead toΦ𝑞0Φ−1 ∈ 𝑀−2𝑟0(𝑁)). This function would then vanish at the infinite cusp and would therefore be null, which is impossible.

The inequality𝑞 .𝜈(Φ0) < 𝜈(Φ)would lead toΦΦ−𝑞0 ∈ 𝑀2𝑟0(𝑁))being a strong modular unit, which would contradict the minimality of𝑘0.

Therefore𝑞 .𝜈(Φ0)=𝜈(Φ)andΦΦ0𝑞does not cancel onHnor at any cusp, which is

a well-known characteristic of constant modular forms.

The following result provides the structure of the sequence of modular forms spaces(𝑀2𝑘0(𝑁)))𝑘N under the assumption that a strong modular unit exists (which is always the case, as will be shown later).

Theorem 2.5. Let𝑁be a positive integer andΦa strong modular unit in𝑀20(𝑁)), withℓ ∈N. For𝑘 ∈N, let(𝐸(𝑠)

2𝑘 , 𝑁)06𝑠6𝑑2𝑘(𝑁)−1be a unitary upper triangular basis of𝑀2𝑘0(𝑁)). Then for all integer𝑘>ℓ,

𝑀2𝑘0(𝑁))= Φ. 𝑀2𝑘−20(𝑁)) ⊕span 𝐸(𝑠)

2𝑘 , 𝑁 /𝜈(𝐸(𝑠)

2𝑘 , 𝑁)< 𝜈(Φ) . Therefore, if𝑘 ∈Nand𝑘=𝑞ℓ+𝑟with16𝑟6ℓ,

𝑀2𝑘0(𝑁))= Φ𝑞. 𝑀2𝑟0(𝑁))

𝑞−1

Ê

𝑛=0

Φ𝑛span 𝐸(𝑠)

2𝑘−2𝑛ℓ , 𝑁 /𝜈(𝐸(𝑠)

2𝑘−2𝑛ℓ , 𝑁) < 𝜈(Φ) . Proof. Just like in the𝑁=1 case, the result stems from the isomorphism

𝜑: span 𝐸(𝑠)

2𝑘 , 𝑁 /𝜈(𝐸(𝑠)

2𝑘 , 𝑁)>𝜈(Φ) −→𝑀2𝑘−20(𝑁))

Ψ↦−→Ψ/Φ.

Our primary goal is to provideconcrete and computable results. Theorem 2.5 does not meet these criteria until we know how to compute the elements of

𝐸(𝑠)

2𝑘 , 𝑁/𝜈(𝐸(𝑠)

2𝑘 , 𝑁) <

𝜈(Φ) . In particular, we need to prove the existence ofΦ once and for all instead of assuming it.

To construct the strong modular units, the central tool will be Dedekind𝜂function.

For clarity, we first recall the properties of this function.

3.

Primer on Dedekind

𝜂

function

Together with (Weierstrass or Jacobi) elliptic functions, the Dedekind𝜂 function is a must-have tool to construct modular functions and forms. Rademacher [10] first proposed modular functions (of weight 0) with respect toΓ0(𝑝), for𝑝prime, by constructing them

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on top of the𝜂 function. But it was Newman [7, 8] who first constructed a (weakly) modular function with respect toΓ0(𝑁)for any𝑁, also starting from𝜂. More studies followed, extending these results to the modular forms with respect toΓ0(𝑁)[5, 9], leading to the results used here [1, 4].

Let us define the Dedekind function, of weight 12 [1]:

∀𝜏∈ H, 𝜂(𝜏)=𝑒𝑖 𝜋 𝜏/12

+∞

Ö

𝑛=1

(1−𝑞𝑛).

Definition 3.1. Let𝑁be a positive integer. We call𝜂-quotient of level𝑁any function of the form

∀𝜏∈ H, Φ(𝜏)= Ö

𝑚|𝑁

𝜂(𝑚 𝜏)𝑎𝑚 (3.1)

where(𝑎1, . . . , 𝑎𝑁)is a sequence of integers indexed on the divisors of𝑁. The relation 3.1 shows that ifΦis modular, its weight is necessarily 2𝑘= 12Í

𝑚|𝑁𝑎𝑚 and in this case𝜈(Φ)= 241 Í

𝑚|𝑁𝑚 𝑎𝑚∈N.

The following results are handy since they remove lots of calculations from future proofs. They are derived from the modular properties of the𝜂function and are found in the literature under various forms. The initial sources are [7, Theorem 1], [5, Proposition 3.2.1]

and finally [4, Corollary 2.3], as well as [9, Theorem 1.64] and [3, Theorem 1].

Theorem 3.2. LetΦ(𝜏)=Î

𝑚|𝑁 𝜂(𝑚 𝜏)𝑎𝑚be an𝜂-quotient of level𝑁. For𝑚a divisor of𝑁, we define𝑚0=𝑁/𝑚. If the functionΦsatisfies the following four conditions

(i) Î

𝑚|𝑁𝑚0𝑎𝑚 ∈Q2 (ii) 241 Í

𝑚|𝑁𝑚 𝑎𝑚∈Z (iii) 241 Í

𝑚|𝑁𝑚0𝑎𝑚 ∈Z (iv) 12Í

𝑚|𝑁 𝑎𝑚∈2N

thenΦis weakly modular with respect toΓ0(𝑁)and of weight2𝑘= 12Í

𝑚|𝑁 𝑎𝑚. Definition 3.3. For𝑟=−𝑑𝑐 ∈Qwith gcd(𝑐, 𝑑)=1, the vanishing order of

Φ(𝜏)= Ö

𝑚|𝑁

𝜂(𝑚 𝜏)𝑎𝑚 at the𝑟cusp is defined by

ord(Φ, 𝑟)= 𝑁 24

∑︁

𝑚|𝑁

gcd(𝑐, 𝑚)2 𝑚

𝑎𝑚.

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Theorem 3.4. The functionΦhas a limit at the cusp𝑟if and only iford(Φ, 𝑟)>0, and Φvanishes at this cusp if and only iford(Φ, 𝑟) >0. Therefore, under assumptions(i), (ii),(iii)and(iv)of Theorem 3.2, if for any cusp𝑟 =−𝑑𝑐 ∈Qwe haveord(Φ, 𝑟) >0, thenΦ∈𝑀2𝑘0(𝑁)).

As noted in [4], the behavior ofΦat the cusp−𝑑/𝑐only depends on𝑐. We can restrict the analysis even further: given that gcd(𝑐, 𝑚)=gcd(gcd(𝑐, 𝑁), 𝑚)for any divisor𝑚 of 𝑁, it is enough to check the condition ord(Φ, 𝑟) > 0 at the cusps𝑟 =1/𝑐for the divisors𝑐of𝑁, 16𝑐6𝑁.

For 1 6 𝑐6 𝑁−1, condition ord(Φ,1

𝑐) = 0 indicates the non-nullity ofΦat all rational cusps. The ord(Φ, 1

𝑁)>0 condition indicates thatΦvanishes at the infinite cusp, because𝐼2 = 1 00 1

and 𝑁1 01

are two representatives of theΓ0(𝑁)class. This leads to the following result.

Theorem 3.5. LetΦ(𝜏)=Î

𝑚|𝑁 𝜂(𝑚 𝜏)𝑎𝑚be an𝜂-quotient of level𝑁such that:

(i) 𝑃(Φ)=Î

𝑚|𝑁𝑚0𝑎𝑚∈Q2 (ii) ord(Φ,∞)= 241 Í

𝑚|𝑁 𝑚 𝑎𝑚 ∈N (iii) ∀𝑐∈ {1, . . . 𝑁−1,}, ord(Φ,1

𝑐)= 241 Í

𝑚|𝑁

gcd(𝑐 , 𝑚)2 𝑚 𝑎𝑚=0 (iv) 𝑊(Φ)= 12Í

𝑚|𝑁𝑎𝑚∈2N

The functionΦis then a strong modular unit of level𝑁and of weight𝑊(Φ).

Proof. For such a functionΦ, condition (ii) of Theorem 3.2 results from condition (ii) above, and condition (iii) of Theorem 3.2 is derived from condition (iii) above. The same goes for condition (iv).

Condition (ii) shows thatΦvanishes at the infinite cusp and provides the order ofΦat infinity (i.e. its valuation). Finally, condition (iii) indicates thatΦdoes not vanish at any

cusp other than the infinite cusp.

We will use Theorem 3.5 to construct in Section 4 a modular unitΔ𝑝when the level𝑝is prime. This will give, in Section 5, a more precise and operational version of Theorem 2.5.

The results obtained for𝑝prime will be extended in Sections 6 and 7 to any level𝑁>1.

4.

Strong modular units

Δ𝑝

,

𝑝

prime

It is simpler to start by constructing strong modular units of minimum weight for 𝑝=2 and𝑝=3, these cases being exceptions.

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The

𝑝=2

case

It is well known that the space𝑀20(2))is one-dimensional and is generated by a form 𝐸(0)

2,2(𝜏)=1+𝑂(𝑞). This excludes the existence of a strong modular form of weight 2 which must vanish at the infinity cusp.

Theorem 4.1. The function

Δ2(𝜏)=𝜂(2𝜏)16𝜂(𝜏)−8=𝑞

+∞

Ö

𝑛=1

(1−𝑞2𝑛)16 (1−𝑞𝑛)8

belongs to𝑀40(2)). It is a strong modular unit of level2with minimal weight.

Proof. The functionΔ2 is an𝜂-quotient of level 𝑁 = 2. Its divisors are 𝑚 ∈ {1,2}, providing two coefficients𝑎1 =−8 and𝑎2=16.

The functionΔ2 is of weight𝑊(Δ2)= 12(𝑎1+𝑎2)=4∈2Nand satisfies the other hypotheses of Theorem 3.5:

Ö

𝑚|2

𝑚0𝑎𝑚=2−8∈Q2, 1 24

∑︁

𝑚|2

𝑚 𝑎𝑚=1∈N and ∑︁

𝑚|2

𝑎𝑚 𝑚

=0∈2N.

The

𝑝=3

case

The space𝑀20(3))is also one-dimensional, generated by the modular form𝐸(0)

2,3(𝜏)= 1+12𝑞+𝑂(𝑞2). Hence, as in the case𝑝 =2, there is no strong modular unit in this space.

The 𝑀40(3)) space is 2-dimensional and does not contain any strong modular unit. Indeed, we can choose𝐸(0)

4,3 = [𝐸(0)

2,3]2 =1+24𝑞+𝑂(𝑞2), but we also know an element of 𝑀40(3)) constructed from the Eisenstein series 𝐸4, namely 𝐸4(3𝜏) = 1+240𝑞3+𝑂(𝑞6).

We deduce from these two linearly independent modular forms that𝐸(1)

4,3is of valuation 1, and unique if we require it to be unitary. This function could still be a strong modular unit, but by division, we would then derive dim(𝑀60(3))) =2 which is false, the space being of dimension 3. This leads us to the following result.

Theorem 4.2. The function

Δ3(𝜏)=𝜂(3𝜏)18𝜂(𝜏)−6=𝑞2

+∞

Ö

𝑛=1

(1−𝑞3𝑛)18 (1−𝑞𝑛)6

belongs to𝑀60(3)). It is the strong modular unit of level3of minimal weight.

Proof. The functionΔ3is an𝜂-quotient of level𝑁=3, having as divisors𝑚 ∈ {1,3}

with𝑎1 =−6 and𝑎3=18.

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The functionΔ3 is of weight𝑊(Δ3)= 12(𝑎1+𝑎3)=6∈2Nand satisfies the other hypotheses of Theorem 3.5:

Ö

𝑚|3

𝑚0𝑎𝑚 =3−6 ∈Q2, and 1 24

∑︁

𝑚|3

𝑚 𝑎𝑚=2∈N. Finally, for𝑐=1 and𝑐=2, we findÍ

𝑚|3

gcd(𝑐 , 𝑚)2

𝑚 𝑎𝑚

𝑚|3 𝑎𝑚

𝑚 =0.

The

𝑝>5,𝑝

prime case

We can now derive a general formula for strong modular units of level𝑝>5 prime. Let us first define the functionΔ𝑝onHfor any prime number𝑝>5 as:

Δ𝑝(𝜏)=𝜂(𝑝 𝜏)2𝑝𝜂(𝜏)−2 =𝑞(𝑝

2−1)/12 +∞

Ö

𝑛=1

(1−𝑞𝑝 𝑛)2𝑝

(1−𝑞𝑛)2 . (4.1) Theorem 4.3. TheΔ𝑝 function is a𝑀𝑝−10(𝑝))modular unit.

Notice that equalityΔ𝑝(𝜏)12= Δ(𝑝 𝜏)𝑝Δ(𝜏)−1indicates a modular property ofΔ𝑝for the weight 𝑝−1.

Also, note that if 𝑝 > 5 is prime, then 𝑝122−1 ∈ N. More generally, if 𝑁 > 5 is an integer such that 𝑁 ≡ 1 (mod 6) or 𝑁 ≡ 5 (mod 6), which is the case for 𝑝 > 5 prime, then 𝑁122−1 ∈N. Indeed, if𝑁 =6𝑘+1 then 𝑁122−1 =3𝑘2+𝑘 and if𝑁 =6𝑘+5 then 𝑁122−1 =3𝑘2+𝑘+2.

Proof. The function Δ𝑝 is an 𝜂-quotient of level 𝑝, with 𝑝 divisors 𝑚 ∈ {1, 𝑝} corresponding to the coefficient 𝑎1 = −2 and 𝑎𝑝 = 2𝑝. The function Δ𝑝 is of weight𝑊(Δ𝑝)=𝑝−1∈2Nand satisfies the other hypotheses of Theorem 3.5:

Ö

𝑚|𝑝

𝑚0𝑎𝑚= 𝑝−2∈Q2 and 1 24

∑︁

𝑚|𝑝

𝑚 𝑎𝑚= 𝑝2−1 12 ∈N. Finally, for𝑐∈ {1, . . . , 𝑝−1}, we deriveÍ

𝑚|𝑝

gcd(𝑐 , 𝑚))2

𝑚 𝑎𝑚

𝑚|𝑝 𝑎𝑚

𝑚 =0.

5.

Structure and bases of

(𝑀2𝑘0(𝑝)))𝑘N

,

𝑝

prime

Our goal is to construct a family of unitary upper triangular bases (B2𝑘0(𝑝)))𝑘N

of(𝑀2𝑘0(𝑝)))𝑘

N, using the generic notationB2𝑘0(𝑝))=(𝐸(𝑠)

2𝑘 , 𝑝)06𝑠6𝑑2𝑘(𝑝)−1. Let us start with the special cases𝑝=2 and𝑝 =3 that need to be treated separately.

This also allows us to get the gist of the coming algorithm producing bases.

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The

𝑝=2

case

Let 𝐸(0)

2,2 be the unit generator of 𝑀20(2)) which is of valuation 0. It is therefore possible to choose 𝐸(0)

2𝑘 ,2 = [𝐸(0)

2,2]𝑘 as the first vector of the unitary upper triangular basisB2𝑘0(2)). Since functionΔ2has a weight of 4 and a valuation of 1, Theorem 2.5 gives the following result.

Corollary 5.1. For all𝑘>3,

𝑀2𝑘0(2))=span{𝐸(0)

2𝑘 ,2} ⊕Δ2. 𝑀2𝑘−40(2)) Moreover, for all𝑘>1,

B2𝑘0(2))= [𝐸(0)

2,2]𝑎Δ𝑏2, with(𝑎, 𝑏) ∈N2such as𝑎+2𝑏=𝑘

is a unitary upper triangular basis of𝑀2𝑘0(2)).

Proof. These are direct consequences of Theorem 2.5.

Of course, a similar result stands for𝑁=1 and leads to unitary upper triangular bases structured byΔ, instead of the usual result obtained with the generators𝐸4and𝐸6.

The

𝑝=3

case

The strong modular formΔ3has a weight of 6, a valuation of 2. Applying Theorem 2.5 gives us a useful corollary:

Corollary 5.2. For all𝑘>4,

𝑀2𝑘0(3))=span{𝐸(0)

2𝑘 ,3, 𝐸(1)

2𝑘 ,3} ⊕Δ3. 𝑀2𝑘−60(3)). (5.1) We then have a basis of𝑀2𝑘0(3))for𝑘>1:

B2𝑘0(3))= [𝐸(0)

2,3]𝑎𝑏3, (𝑎, 𝑏) ∈N2/𝑎+3𝑏=𝑘

∪ 𝐸(1)

4,3.[𝐸(0)

2,3]𝑎3𝑏, (𝑎, 𝑏) ∈N2/𝑎+3𝑏=𝑘−2

. (5.2) Proof. Once again, the first equality is a direct application of Theorem 2.5. The second equality comes from a recursion.

We know that dim(𝑀20(3)))=1, dim(𝑀40(3)))=2 with𝜈(𝐸(0)

2,3)=0,𝜈(𝐸(0)

4,3)= 0 and𝜈(𝐸(1)

4,3)=1. Therefore,𝐸(0)

4,3 =[𝐸(0)

2,3]2, and more generally,𝐸(0)

2𝑘 ,3=[𝐸(0)

2,3]𝑘can be chosen as the first element of𝑀2𝑘0(3))unitary upper triangular basis.

Similarly, we can choose for any𝑘>3,𝐸(1)

2𝑘 ,3=𝐸(1)

4,3[𝐸(0)

2,3]𝑘−2.

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It is easy to check that relation (5.2) produces a basis for𝑘=1 and𝑘=2, and assume the result holding true to the order𝑘−1>2. Given the above, the relation (5.1) shows

that

[𝐸(0)

2,3]𝑘, 𝐸(1)

4,3[𝐸(0)

2,3]𝑘−2

∪Δ3B2𝑘−40(3)) gives a basisB2𝑘0(3)). We can then see that

[𝐸(0)

2,3]𝑎𝑏3, (𝑎, 𝑏) ∈N2/𝑎+3𝑏=𝑘

= [𝐸(0)

2,3]𝑘

∪Δ3 [𝐸(0)

2,3]𝑎3𝑏, (𝑎, 𝑏) ∈N2/𝑎+3𝑏 =𝑘−3 and

𝐸(1)

4,3.[𝐸(0)

2,3]𝑎3𝑏, (𝑎, 𝑏) ∈N2/𝑎+3𝑏 =𝑘−2

= 𝐸(1)

4,3[𝐸(0)

2,3]𝑘−2

∪Δ3 𝐸(1)

4,3.[𝐸(0)

2,3]𝑎3𝑏, (𝑎, 𝑏) ∈N2/𝑎+3𝑏 =𝑘−5

which, by induction, completes the proof.

The

𝑝>5

case,

𝑝

prime

Let us fix 𝑝>5,𝑝prime.

Lemma 5.3. For all𝑘∈N,

dim(𝑀2𝑘+𝑝−10(𝑝))) −dim(𝑀2𝑘0(𝑝)))=𝜈(Δ𝑝)= 𝑝2−1 12 .

Proof. The second equality is known. The first is in fact a special case of Theorem 7.2, valid for any𝑁, which will be proven in Section 7. The central element of this proof is an explicit formula providing the dimension of the space𝑀2𝑘0(𝑁))as a function of𝑘

and𝑁. See [12].

Moreover, we can deduce from Theorem 2.5 the following equality, for any𝑘∈N: dim(𝑀2𝑘+𝑝−10(𝑝)))=dim(𝑀2𝑘0(𝑝))) +card 𝑠/𝜈(𝐸(𝑠)

2𝑘+𝑝−1, 𝑁)<

𝑝2−1

12 .

As a result card({𝑠/𝜈(𝐸(𝑠)

2𝑘+𝑝−1, 𝑁)< 𝑝

2−1

12 }) = 𝑝212−1, from which we derive the following theorem.

Theorem 5.4. For any𝑝>5prime and any integer𝑘>1, let(𝐸(𝑠)

2𝑘 , 𝑝)06𝑠6𝑑2𝑘(𝑁)−1be a unitary upper triangular basis of𝑀2𝑘0(𝑝)). Then,

∀𝑘> 𝑝+1

2 , ∀𝑠∈

0, . . . , 𝑝2−1

12 −1

, 𝜈(𝐸(

𝑠) 2𝑘 , 𝑝)=𝑠.

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This result is important: it shows that the new elements appearing in B2𝑘0(𝑝)) have regularly spaced valuations, with the remaining elements coming from Δ𝑝.B2𝑘−(𝑝−1)0(𝑝)). We still need to characterize these new elements. Let us first prove the following result and its corollary:

Theorem 5.5. For any integer𝑁>2,𝑀20(𝑁))has elements of valuation0.

Proof. This is a well-known result and is usually obtained thanks to Eisenstein series𝐺2 (see [2, p. 18] or [6]). Let us define

𝐺2(𝜏)= ∑︁

𝑚∈Z

∑︁

𝑛∈Z0𝑚

1

(𝑚 𝜏+𝑛)2 =2𝜁(2) −8𝜋2

+∞

∑︁

𝑛=1

𝜎(𝑛)𝑞𝑛

whereZ0𝑚=Z− {0}ifZ0𝑚=0 andZ0𝑚=Zotherwise. Then, some calculations allow us to derive that𝐺2, 𝑁(𝜏)=𝐺2(𝜏) −𝑁 𝐺2(𝑁 𝜏)belongs to𝑀20(𝑁)). Moreover,

𝜏→+∞lim

𝐺2, 𝑁(𝜏)=2(1−𝑁)𝜁(2)≠0,

which concludes the proof.

Corollary 5.6. Let 𝑁 > 2be an integer. If (𝐸(𝑠)

2𝑘 , 𝑝)06𝑠6𝑑2𝑘(𝑁)−1 is a unitary upper triangular basis of𝑀2𝑘0(𝑁)), then𝜈(𝐸(0)

2𝑘 , 𝑝)=0and we can choose𝐸(0)

2𝑘 , 𝑝 =[𝐸(0)

2, 𝑝]𝑘. Theorem 5.5 and Corollary 5.6 enable an algorithmic construction of structured bases.

Indeed, for𝑘> 𝑝+12 , we can choose 𝐸(𝑠)

2𝑘 , 𝑝 =𝐸(𝑠)

𝑝+1, 𝑝[𝐸(0)

2, 𝑝]𝑘−𝑝+12 , 06𝑠 <

𝑝2−1 2 .

These elements are spread evenly (without jumps) and unitary in𝑀2𝑘0(𝑝)). As such, they are potential candidates to be the first 𝑝22−1 elements ofB2𝑘0(𝑝)). We can now give a more precise version of Theorem 2.5:

Theorem 5.7. Let𝑝 >5be a prime number. Then for all𝑘∈Nsuch that𝑘> 𝑝−12 , 𝑀2𝑘0(𝑝))= Δ𝑝. 𝑀2𝑘−(𝑝−1)0(𝑝)) ⊕span

𝐸(𝑠)

𝑝+1, 𝑝[𝐸(0)

2, 𝑝]𝑘𝑝+12 /06𝑠 <

𝑝2−1 12

. Therefore, if𝑘 ∈Nis such that𝑘=𝑞𝑝−1

2 +𝑟with16𝑟 6 𝑝−12 , 𝑀2𝑘0(𝑝))

= Δ𝑞𝑝. 𝑀2𝑟0(𝑝))

𝑞−1

Ê

𝑛=0

Δ𝑛𝑝.span

𝐸(𝑠)

𝑝+1, 𝑝[𝐸(0)

2, 𝑝]𝑘−(𝑛+1)𝑝−12 −1/06𝑠 <

𝑝2−1 12

.

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In order to get a unitary upper triangular basisB2𝑘0(𝑝)),𝑘 >1, Theorem 2.5 is now operational since the knowledge of all bases is reduced to the knowledge of the finite family of bases(B2𝑘0(𝑝)))16𝑘6𝑝+1

2 . 6.

Strong modular units

Δ𝑁

,

𝑁>1

In Section 5, we derived structured bases of (𝑀2𝑘0(𝑝)))𝑘N when𝑝is prime. The central tool, which reduced the search of an infinity of unitary upper triangular bases to the search of a finite number of bases, was the existence of a strong modular formΔ𝑝. The next logical step is thus to establish the existence of strong modular formsΔ𝑁 in the general case𝑁>1. With this in mind, the Definition 4.1 ofΔ𝑝, for𝑝>5 prime, lead to defining the family of functions𝜂𝑘:

Notation 6.1. For any𝑘∈N,

∀𝜏∈ H, 𝜂𝑘(𝜏)=𝜂(𝑘 𝜏)𝑘.

Additionally, the empirical search of strong modular units(Δ𝑁)16𝑁610(of minimal weight) lead to the following notations:

Notation 6.2. Let𝑁 ∈Nbe an integer, with𝑁 = 𝑝𝑟1

1 . . . 𝑝𝑟𝑛𝑛,(𝑟1, . . . , 𝑟𝑛) ∈ (N)𝑛its prime factors decomposition. Let𝑅=𝑅(𝑁)=𝑝1. . . 𝑝𝑛be the radical of𝑁. We can now define

Λ𝑅(𝜏)=Ö

𝑚|𝑅

𝜂(𝑚 𝜏)𝑚 𝜇𝑚

𝑚|𝑅

𝜂𝑚(𝜏)𝜇𝑚 and

Λ𝑁(𝜏)= Λ𝑅

𝑁 𝑅 𝜏

= Λ𝑅(𝑝

𝑟11

1 . . . 𝑝𝑟𝑛𝑛−1𝜏)=Ö

𝑚|𝑅

𝜂𝑚(𝑝

𝑟11

1 . . . 𝑝𝑟𝑛𝑛−1𝜏)𝜇𝑚, where𝜇denotes the Möbius function and𝜇𝑚=𝜇(𝑚), for𝑚∈N.

We can see thatΛ𝑁 is an𝜂-product of level 𝑁and that the two definitions ofΛ𝑁

coincide when𝑁is its own radical. The weight ofΛ𝑁 is given by:

1 2

∑︁

𝑑|𝑅

𝑑𝜇𝑑 = 1 2

∑︁

(𝜀1, ... 𝜀𝑛) ∈ {0,1}𝑛

(−𝑝1)𝜀1. . .(−𝑝𝑛)𝜀𝑛 = (−1)𝑛 2

𝑛

Ö

𝑖=1

(𝑝𝑖−1). Table 6.1 presents the minimal strong modular units of level𝑁for 16𝑁610 empirically found.

As suggested above, we will show, for𝑁 ∈N, that there exists𝛼∈Zsuch thatΛ𝛼𝑁 is a strong modular unit of level𝑁. To that end, we will systematically apply Theorem 3.5

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Table 6.1. Empirical table of minimal strong modular units of level𝑁 for 16𝑁610

Δ1(𝜏)= Λ241 (𝜏)=𝜂(𝜏)24=𝑞

+∞

Ö

𝑖=1

(1−𝑞𝑖)24

Δ2(𝜏)= Λ28(𝜏)=𝜂(𝜏)8𝜂(2𝜏)16=𝑞

+∞

Ö

𝑖=1

(1−𝑞2𝑖)16 (1−𝑞𝑖)8 Δ3(𝜏)= Λ−63 (𝜏)=𝜂(𝜏)−6𝜂(3𝜏)18=𝑞2

+∞

Ö

𝑖=1

(1−𝑞3𝑖)18 (1−𝑞𝑖)6

Δ4(𝜏)= Λ44(𝜏)=𝜂(2𝜏)4𝜂(4𝜏)8 =𝑞

+∞

Ö

𝑖=1

(1−𝑞4𝑖)8 (1−𝑞2𝑖)4

Δ5(𝜏)= Λ−25 (𝜏)=𝜂(𝜏)−2𝜂(5𝜏)10=𝑞2

+∞

Ö

𝑖=1

(1−𝑞5𝑖)10 (1−𝑞𝑖)2

Δ6(𝜏)= Λ26(𝜏)=𝜂(𝜏)2𝜂(2𝜏)−4𝜂(3𝜏)−6𝜂(6𝜏)12=𝑞2

+∞

Ö

𝑖=1

(1−𝑞𝑖)2(1−𝑞6𝑖)12 (1−𝑞2𝑖)4(1−𝑞3𝑖)6

Δ7(𝜏)= Λ−27 (𝜏)=𝜂(𝜏)−2𝜂(7𝜏)14=𝑞4

+∞

Ö

𝑖=1

(1−𝑞7𝑖)14 (1−𝑞𝑖)2 Δ8(𝜏)= Λ−48 (𝜏)=𝜂(4𝜏)−4𝜂(8𝜏)8 =𝑞2

+∞

Ö

𝑖=1

(1−𝑞8𝑖)8 (1−𝑞4𝑖)4

Δ9(𝜏)= Λ92(𝜏)=𝜂(3𝜏)2𝜂(9𝜏)6 =𝑞2

+∞

Ö

𝑖=1

(1−𝑞9𝑖)6 (1−𝑞3𝑖)2

Δ10(𝜏)= Λ210(𝜏)=𝜂(𝜏)2𝜂(2𝜏)−4𝜂(5𝜏)−10𝜂(10𝜏)20=𝑞6

+∞

Ö

𝑖=1

(1−𝑞𝑖)2(1−𝑞10𝑖)20 (1−𝑞2𝑖)4(1−𝑞5𝑖)10 whose assumptions generate exceptions that should be treated separately, when𝑛∈ {1,2}

and𝑝∈ {2,3}. Let us now translate Theorem 3.5 for functionsΛ𝛼𝑁. Theorem 6.3. Let𝑁 ∈Nbe an integer,𝑁=𝑝𝑟1

1 . . . 𝑝𝑟𝑛𝑛,(𝑟1, . . . , 𝑟𝑛) ∈ (N)𝑛its prime factors decomposition, and𝛼∈Z. IfΛ𝛼𝑁 satisfies the three conditions

(1) 𝑃(Λ𝛼𝑁)=𝑃(Λ𝑁)𝛼𝑛

𝑖=1𝑝

𝛿𝑖

𝑖 ∈Q2, with𝛿𝑖 =−𝛼Î

16𝑗6𝑛,𝑗≠𝑖(1−𝑝𝑗)for 16𝑖6𝑛,

(2) ord(Λ𝛼𝑁,∞)=𝛼ord(Λ𝑁,∞)=𝛼 𝑁

𝑅(𝑁) (−1)𝑛

24

Î

16𝑖6𝑛(𝑝2

𝑖 −1) ∈N,

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(3) 𝑊(Λ𝛼𝑁)=(−1)𝑛 𝛼2 Î𝑛

𝑖=1(𝑝𝑖−1) ∈2N

thenΛ𝛼𝑁 is a strong modular unit of level𝑁and of weight(−1)𝑛 𝛼2 Î𝑛

𝑖=1(𝑝𝑖−1).

We can already notice that the structure of theΛ𝛼𝑁 functions leads to the automatic satisfaction of hypothesis (iii) of Theorem 3.5.

Proof. Let 𝑅= 𝑝1. . . 𝑝𝑛be the radical of𝑁 and𝑀 = 𝑁𝑅. Following the notations of Theorem 3.5,Λ𝑁𝛼 is an𝜂-product of level𝑁with𝑎𝑚=0 except if𝑚=𝑀 𝑑where𝑑|𝑅. In this case,𝑎𝑚=𝛼 𝜇𝑑𝑑.

(1) First, we have 𝑃(Λ𝛼𝑁)=Ö

𝑑|𝑅

𝑁 𝑀 𝑑

𝛼𝑑 𝜇𝑑

𝑑|𝑅

(𝑑0)𝛼 𝑑 𝜇𝑑 =𝑃(Λ𝛼𝑅)=

𝑛

Ö

𝑖=1

𝑝𝛿𝑖

𝑖 . By symmetry, it is enough to study𝛿1.

𝛿1 =−𝛼

∑︁

(𝜀2, ... 𝜀𝑛) ∈ {0,1}𝑛−1

(−𝑝2)𝜀2. . .(−𝑝𝑛)𝜀𝑛 =−𝛼

𝑛

Ö

𝑖=2

(1−𝑝𝑖).

We deduce the equivalence between (i) and (1) for the functionsΛ𝛼𝑁. (2) Then,

ord(Λ𝛼𝑁,∞)= 1 24

∑︁

𝑑|𝑅

(𝑀 𝑑)𝛼 𝜇𝑑𝑑

= 1 24𝛼 𝑀

∑︁

𝑑|𝑅

𝑑2𝜇𝑑

= 1 24𝛼 𝑀

∑︁

(𝜀1, ... 𝜀𝑛) ∈ {0,1}𝑛

(−𝑝2

1)𝜀1. . .(−𝑝2𝑛)𝜀𝑛

= (−1)𝑛 24 𝛼 𝑀

𝑛

Ö

𝑖=1

(𝑝2

𝑖 −1).

We deduce the equivalence between (ii) and (2) for the functionsΛ𝛼𝑁.

(3) Let us check assumption (iii) is satisfied for all functionsΛ𝛼𝑁. For𝑐∈ {1, . . . , 𝑁−1},

24 ord

Λ𝛼𝑁,1 𝑐

= ∑︁

𝑚|𝑁

gcd(𝑐, 𝑚)2 𝑚

𝑎𝑚=𝛼 𝑅 𝑁

∑︁

𝑑|𝑅

gcd

𝑐, 𝑁 𝑅 𝑑

2

𝜇𝑑.

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We can then write𝑐=e𝑐 𝑝𝑠1

1 . . . 𝑝𝑠𝑛𝑛 with gcd(e𝑐, 𝑅) =1, showing there exists𝑖, with 16𝑖6𝑛, such that𝑠𝑖 < 𝑟𝑖. Let us assume, for example, that𝑠1< 𝑟1and define𝐷0={𝑑/𝑑|𝑝2. . . 𝑝𝑛}and𝐷1={𝑝1𝑑/𝑑|𝑝2. . . 𝑝𝑛}that together form a partition of𝐷={𝑑/𝑑|𝑝1. . . 𝑝𝑛}.

For𝑑 =𝑝𝜀2

2 . . . 𝑝𝑛𝜀𝑛 ∈𝐷0,(𝜀2, . . . , 𝜀𝑛) ∈ {0,1}𝑛−1, we notice that gcd

𝑐,

𝑁 𝑅 𝑑

=gcd(𝑝𝑠1

1 . . . 𝑝𝑠𝑛

𝑛 , 𝑝𝑟11

1 𝑝𝑟21+𝜀2

2 . . . 𝑝𝑟𝑛−1+𝜀𝑛

𝑛 )

= 𝑝𝑠1

1 gcd(𝑝𝑠2

2 . . . 𝑝𝑠𝑛

𝑛 , 𝑝𝑟21+𝜀2

2 . . . 𝑝𝑟𝑛−1+𝜀𝑛

𝑛 ),

Furthermore, gcd

𝑐,

𝑁 𝑅

𝑝1𝑑

=gcd(𝑝

𝑠1

1 . . . 𝑝𝑠𝑛𝑛, 𝑝

𝑟1 1 𝑝

𝑟21+𝜀2

2 . . . 𝑝𝑟𝑛𝑛−1+𝜀𝑛)

=𝑝𝑠1

1 gcd(𝑝𝑠2

2 . . . 𝑝𝑠𝑛

𝑛 , 𝑝𝑟21+𝜀2

2 . . . 𝑝𝑟𝑛−1+𝜀𝑛

𝑛 ).

The two terms are therefore equal, leading to the last equality needed to finish the proof:

∑︁

𝑑|𝑅

gcd

𝑐, 𝑁 𝑅 𝑑

2

𝜇𝑑 = ∑︁

𝑑𝐷0

gcd

𝑐, 𝑁 𝑅 𝑑

2

𝜇𝑑+ ∑︁

𝑑𝐷0

gcd

𝑐, 𝑁 𝑅

𝑝1𝑑 2

𝜇𝑝

1𝑑=0.

The strong modular unitsΔ𝑁 will be expressed usingΛ𝛼𝑁 functions. The following result reduces the general case to the case𝑁=𝑅(𝑁).

Corollary 6.4. Let𝑁 ∈Nbe an integer,𝑁>2with𝑁=𝑝𝑟1

1 . . . 𝑝𝑟𝑛𝑛,(𝑟1, . . . , 𝑟𝑛) ∈ (N)𝑛 its prime factors decomposition,𝑅the radical of𝑁and𝛼∈Z. If the functionΛ𝑅𝛼satisfies the hypotheses of Theorem 6.3, thenΛ𝛼𝑁 is a strong modular unit of the same weight with respect toΓ0(𝑁).

Proof. Verifying thatΛ𝛼𝑁 satisfies the assumptions of Theorem 6.3 is enough:

𝑃(Λ𝑁𝛼)=𝑃(Λ𝑅𝛼) ∈Q2, ord(Λ𝛼𝑁,∞)= 𝑁

𝑅 ord(Λ𝑅𝛼,∞) ∈N and 𝑊(Λ𝛼𝑁)=𝑊(Λ𝑅𝛼) ∈2N.

This proves thatΛ𝛼𝑁 is a strong modular unit of level𝑁.

The case

𝑁= 𝑝𝑟

,

𝑝

prime and

𝑟 >0

As always, we need to separate cases𝑝=2, 𝑝=3 and𝑝>5. The result is as follows:

Références

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