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The orientation of interfaces between a prototype phase and its ferroelastic derivatives : theoretical and

experimental study

C. Boulesteix, B. Yangui, M. Ben Salem, C. Manolikas, S. Amelinckx

To cite this version:

C. Boulesteix, B. Yangui, M. Ben Salem, C. Manolikas, S. Amelinckx. The orientation of interfaces

between a prototype phase and its ferroelastic derivatives : theoretical and experimental study. Journal

de Physique, 1986, 47 (3), pp.461-471. �10.1051/jphys:01986004703046100�. �jpa-00210226�

(2)

The orientation of interfaces between a prototype phase

and its ferroelastic derivatives : theoretical and experimental study

C. Boulesteix (1), B. Yangui (2), M. Ben Salem (2), C. Manolikas (3) and S. Amelinckx (4) (1) Faculté des Sciences de Saint-Jérôme, rue Poincaré, 13397 Marseille Cedex 13, France

(2) Département de Physique, Campus Belvédère, Tunis, Tunisie

(3) Department of Physics, University of Thessaloniki, Thessaloniki, Greece

(4) Universiteit Antwerpen (RUCA), Groenenborgerlaan 171, B-2020 Antwerpen, and SCK/CEN, B-2400 Mol, Belgium

(Reçu le 20 juin 1985, accepté le 23 octobre 1985)

Résumé.

2014

Une méthode est proposée pour déterminer les interfaces non déformées entre une phase prototype para-élastique et les variantes d’orientation ferro-élastiques qui en résultent. Les prédictions de cette théorie sont comparées à quelques exemples d’observations obtenus par microscopie électronique. L’accord entre les prédictions

et les observations est raisonnable.

Abstract.

2014

A method is proposed to determine the strainfree interfaces between a paraelastic prototype phase and

its ferroelastic derivatives. The predictions of the theory are tested by means of electron microscope observations

on a number of examples. Reasonable agreement is found between the predictions and the observations.

Classification

Physics Abstracts

64.70K

1. Introduction.

The permissible interfaces between the prototype high temperature y-phase and the low temperature ferro- elastic p-phase of lead orthovanadate have been derived in reference [1] on the assumption that along

such interfaces the two structures (or their lattices) fit perfectly, i.e. that the interfaces are strain free. It was

found that in this particular case this assumption leads

to a correct prediction. It is the purpose of this paper to

generalize the reasoning and to apply it to the com- plete set of possible ferroelastic transitions. In this

sense we extend the work of Sapriel [2] who worked

out a procedure to find all permissible interfaces

between different orientation states derived from a common prototype. We shall determine the orienta- tion of the permissible interfaces between a prototype phase and its ferroelastic derivatives based on the

same criterion : the interfaces must be strainfree.

Apart from lead orthovanadate only observations

on the rare earth oxides Nd2o3 and Sm203 [3] and

on BiV04 [7] are available; we shall compare these with the theoretical predictions.

2. Theoretical considerations.

The procedure we use in deriving the permissible

interfaces between a ferroelastic phase and its proto-

type phase is similar to that used by Sapriel [2] in deriving the possible interfaces between domains of different orientation states, in ferroelastic crystals.

The criterion he used was that the permissible inter-

faces should be strainfree, i.e. that along all directions

in the interface the strains should be the same for the two orientation states. Sapriel could show that two

types of walls occur.

The W-walls are entirely determined by symmetry;

they are parallel to symmetry planes of the prototypic phase which are no longer symmetry planes in the

ferroelastic phase.

The W’-walls are parallel to the twofold axis, which disappears on transformation; they are not entirely

determined by symmetry since one angular degree

of freedom remains. This angle is determined by the

condition that the interface should be strainfree.

We shall apply the same criterion to the present problem limiting ourselves to cases where there is a

discontinuous change in lattice parameters at the transition temperature (i.e. first order transition).

Since we are interested in the contact plane between

the prototype and the ferroelastic phase we have to

assume that both phases are infinitesimally close to the

transition temperature Tc (which is strictly defined only in the unstrained conditions) the prototype being at T c + 8 and the ferroelastic phase at T c - E.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:01986004703046100

(3)

It turns out that such a situation can be realized in

practice in the electron microscope since small temperature gradients are often present. Also under certain conditions the high temperature phase may be stabilized in some part of the specimen even below T c [1].

For the theoretical treatment we have to inquire

which spontaneous strain tensor is relevant in this context Since we are interested in the situation at T c

the effect of thermal expansion has to be eliminated and only contributions to lattice parameter changes

as a result of lattice distortions have to be retained (1).

This problem has been treated by Aizu [5] and he has

defined a spontaneous strain tensor which is meant

to do this.

According to Aizu’s formulation the spontaneous strain tensor is calculated with reference to a proto- type which is considered to be the « average » of all

possible orientation states. This procedure eliminates

the effect of thermal dilatations which are only, if they occur, secondary effects, in the case of ferro-

elastic phase transitions (2).

In our concrete case one could conceivably mea-

sure the lattice parameters of the prototype and of the ferroelastic phase, both at the coexistence temperature, i.e. at the transition temperature and hence find the usual strain tensor at this temperature.

In practice this will be difficult to do and in actual fact measurements will always be made above and below the transition temperature so that if a small change in

volume occurs it is never very well known. For theo- retical considerations it is therefore preferable to

define the strain tensor in the manner suggested by

Aizu.

We shall now generalize the reasoning, applied in

the case of lead orthovanadate, and consider all

possible ferroelastic transitions. The problem can be

reduced to that of finding the surfaces along which

(’) We consider only the case of « pure » ferroelastic phase transitions, i.e. occurring without a change of volume of the sample at TC. If the strain would cause a non-negligible change in volume at the phase transition, it should have to be

taken into account using the most general form of the strain

tensor : see for example Nye on « Physical Properties of Crystals ». The method could then be extended to different kinds of transformations such as oxidation phenomena for example.

(2) Aizu has defined a spontaneous strain tensor XiSi) of state Si which becomes zero in the prototype phase at all temperatures and which is different for all different orienta- tions states of the ferroelastic phase. It is related to the usual definition of the strain tensor X(Si) of state Si by the relation

where q is the number of different orientation states Sj. The

strain tensor Xs clearly depends on the symmetry of the prototype phase as well as on that of the ferroelastic phase.

the lengths are conserved on transforming from the prototypic into the ferroelastic phase, i.e. the surfaces along which the strain is zero. The geometrical locus

of the directions along which lengths are conserved is

given by R2 = R R = constant for any vector R

situated in the interface. This condition can be express-

ed, taking as a common origin 0, a point of the inter-

face for all R vectors, as

- --

N-/

for any dR ; this means geometrically that the change

dR of R due to the spontaneous strain must be per-

pendicular to R or be zero.

Introducing the symmetrical second rank

strain tensor Sij we have for the components of

dR(dxi, dx2, dx3)

where xl, X2, X3 are the components of R. The condi- tion (1) thus becomes

or finally

This homogeneous quadratic equation represents

a conical surface with its apex in the origin taken at the

interface.

A simple geometrical interpretation can be given

to equation (2). A sphere in the unstrained body

becomes a quadratic surface after having undergone

a homogeneous strain represented by a second rank tensor. The volumes of these two bodies are the same

since we assume that volume is conserved in the deformation. These concentric surfaces intersect in

general along a quartic curve. Along lines leading

from the common centre to points on this curve there

is no length change and hence the directions of these lines are strainfree. The conical surface with its apex in the common centre and with this curve as a generat-

ing curve is thus equivalent with the conical surface

considered above.

The apex of the cone is situated in the interface but this interface must be independent of the origin cho-

sen so that the cone possessing a singular point, must

be rejected as a physically unacceptable solution [2].

In the general case there will only be physically acceptable solutions for planar interfaces if the homo- geneous equation (2) degenerates into the product

of two linear factors. The condition for this to occur

is that the determinant of the strain tensor L1 = I Sii I

should disappear. Since the symmetrical part of the

strain tensor, which is the one of interest here, is

represented by a traceless matrix (since volume is

(4)

conserved in the transformation) the two permissible planes are mutually perpendicular.

If the conical surface is not degenerated the solution

is not physically acceptable, but in a thin foil the solution can still be approximately valid because the intersections of the cone with the plane of the foil,

assumed to pass through the apex of the cone, are lines independent of the origin chosen. However such intersections are not necessarily present

The point group symmetry of the spontaneous strain tensor is completely determined by the point

group of the ferroelastic crystal. Since every tensor of rank two has inversion symmetry, we must only

consider centro-symmetric point groups, i.e. the 11 Laue point groups when surveying all possible tran-

sitions. The point group of the ferroelastic phase Lf

is further a subgroup of that of the prototype phase Lp.

The ferroelastic phase can in general be formed in different orientational states related by symmetry operations of Lp which were lost during the transition.

The number q of such orientation states is given by the

ratio of the order of the point group of the prototype phase and the order of the point group of the ferro- elastic phase [4]. The permissible interfaces between the prototype phase and the different orientation

states derived from this prototype are related by the

same set of symmetry operations by which the different

orientation states are related among themselves since such operations reproduce the prototype. With each orientation state a set of permissible interfaces is associated.

The spontaneous strain tensors which we shall

use have been derived for all types of ferroelastic transitions by Aizu [5]. The formalism is then as

follows. For each type of transition the spontaneous strain tensor is written as well as the corresponding equation (2); the latter is decomposed in linear

factors when this is possible (i.e. if L1 = 0). Only in the

latter cases are planar strain free interfaces present;

if L1 =1= 0 approximate solutions could exist (i) the case

of thin layers, if d 0 making the cone rather similar to two perpendicular planes. These are indicated as

well. Sometimes we shall also indicate solutions which

may occur for special values of the strain components, i.e. for specific materials only.

3. Systematic survey of all possible cases.

We can classify the different cases either according to

the point group of the prototype phase or to that of the

ferroelastic phase.

Adopting the first point of view we have to consider

the eleven Laue point groups which have subgroups

of possible ferroelastic phases; this leads to the

following numbers of prototypes : 10 cubic, 9 hexa- gonal and trigonal, 8 tetragonal, 2 orthorhombic and 1 monoclinic, i.e. 30 cases in total. The second point

of view leads to a more concise survey; this is the rea-

son why we have adopted this in table I. The different transitions are classified according to decreasing symmetry of the ferroelastic phase.

Since the strain tensor depends on the reference system it is important to specify this in each case.

We shall systematically choose rectangular axis pa-

rallel with the crystallographic axis of the prototype whenever such axis exist We shall in fact systematically apply the convention adopted in references [5] and [6] ; in cases where we deviate from this we shall indicate this explicitly.

.

We shall use the following short comments when applicable :

(1) There are exact solutions in the general case :

noted ES.

(2) There are no exact solutions in the general case :

noted NS.

(3) There are exact solutions in the special case indicated, i.e. for special values of certain strain components, noted : SS.

(4) There are approximate solutions if certain

components of the strain tensor are sufficiently small (e always represents a small quantity as compared

to the other components). Noted : AS.

It turns out that exact solutions (ES) corresponding

to planar interfaces are only found in the following

cases :

(3) The two solutions of the quadratic equations are : also note the two solutions as y = ax and y = - (1/a) x

with a = ( - s + p2 + s2) p. The two solutions represent

mutually perpendicular planes.

(5)

In the notation of Aizu [5] the indices p and s denote

principal and side respectively. These notations refer to the two possible positions of the diad axis of the ferroelastic phase with respect to the symmetry axis of the prototype phase. If the diad axis is along the principal axis this is noted (p); if it is along a diad

axis of the prototype phase, which is perpendicular

to the principal axis, this is noted (s).

In all these cases the planar interface between the prototype phase and the ferroelastic phase also qualifies as a permissible interface between two different orientation states of the ferroelastic phase.

There is one more transition for which a general

solution exists, but in this case the transformation interface is not a permissible interface of the ferro- elastic phase :

hexagonal (1) -+ orthorhombic (p)

It should be noted that in a number of transitions the permissible interfaces coincide with lattice planes

of the prototypic phase, in other cases the orientations

depend on the components of the spontaneous strain

tensor at the transition temperature.

In those cases where no planar solutions exist the interfaces are strained and possibly curved. Curved transformation fronts are often observed.

4. Observations.

A few concrete materials for which observations have been made will now be discussed.

4.1 LEAD ORTHOVANADATE [1].

-

Well defined planar

interfaces have been observed in lead orthovana- date (Fig. 1). The phase transition is of the species :

3m F 2/m. Adopting an orthohexagonal reference sys- tem for the prototype the equation (2) is p( y2 - X2) +

2 txz = 0 and there are no planar solutions. The observations are made on foils obtained by cleavage

and hence parallel with the plane z = constant.

Putting z = 0 which corresponds to the (001) plane

of the hexagonal structure in equation (2) one obtains p( y2 - x2) = 0, i.e. y = ± x, i.e. the traces of the

cone of zero strain with the plane z = 0 passing through its apex are the bisectors of the orthogonal

axis. This result is to a good approximation in accor-

dance with the observations as can be judged from the

models of figure 2(a) and (b) and figure 3. The ortho-

gonal axis are indicated in the two variants separated respectively by a W and a W’ wall. In each case it is

found that the strain free interfaces are parallel to the traces y = + x. Furthermore one of the traces along

a W wall encloses roughly an angle of 900 with one of the traces along the W’-wall. The good correspon- dance between observations and predictions suggests that the « thin foil approximation » is justified empirically.

Fig. 1 a, b, c, d, e, f

-

Successive stages of the phase transi-

tion of Pb3(V04)2 from the monoclinic f3 to the hexagonal y

phase with increasing temperature. Notice that the interfaces between high and low symmetry structures are always paral-

lel to the same directions giving the interface a zig-zag shape.

The y-phase is here nucleating along a ferroelastic domain wall of the fl-phase (in this particular case W-walls). Ferro-

elastic domain walls between orientation states S1 and S2

are numbered 1, 2, 3 in (a).

Fig. 2.

-

Models for the interfaces between two orientation states P, and P2 of the ferroelastic phase and the y-phase.

(a) The two fl-variants form a W-wall; (b) The two fl-

variants from a W’-wall. The strainfree interfaces enclose in each variant an angle of - 45° with the ortho-hexagonal

axis. The continuity of the lattice across the interfaces is

emphasized. The situation (a) can be compared with figure 1 (after Ref. [1]).

4.2 RARE EARTH SESQUIOXIDES [3].

-

The transfor-

mations from the hexagonal to the monoclinic room

temperature form in Nd2o3 and Sm203 belong to

the same species and hence the same theoretical

predictions are valid. They are rather well verified in the case of Sm203 where doubly twinned mono-

clinic crystals usually appear inside the hexagonal

(6)

Fig. 3.

-

Interfaces between the fl-variants separated by a

W’-wall and the y-phase. This image can be compared with

the model of figure 2, b.

matrix (Fig. 4). Agreement is found with the theoretical orientation within 5°.

The agreement is somewhat less good in Nd2o3 (Fig. 5). The interfaces between the monoclinic phase

and the hexagonal prototype enclose angles of about 30°, 60° or 90° which correspond to the angles between

the different permissible strain free interfaces. How- ever, rather large(- 10°) differences can occur between the theoretical angles and those observed, as is shown

in figure 5.

In the latter case high resolution images were

obtained of the interfaces (Fig. 6); the deviation from the theoretical orientation is found to be less than 3°

in these images.

From the absence of inclination extinction contours in the vicinity of the interfaces we can conclude that the latter are strainfree. It was shown previously that small

nuclei of monoclinic structure can occur which strain the hexagonal matrix; these cannot grow however (7).

Taking into account the fact that a small rotation of angle Ax/x must occur between prototype and ferroelastic structures to superimpose the strainfree

surfaces making the choice of reference directions somewhat uncertain, the agreement is thus found to be

satisfactory in lead orthovanadate and in Sm203 but

somewhat less good in Nd203. It should be noted that in the latter case the monoclinic phase resulted from the quenching of hexagonal specimens. It is thus quite possible that the interfaces did not adopt their equi-

librium orientations, but where frozen in at some

strained orientation. This was apparently less the case

in the high resolution specimens where results in better agreement with the observations were obtained.

4.3 BISMUTH VANADATE [9].

-

B’V04 provides an example of the species 4/m F 2/m (case 15) for which

d = 0 so that a general solution occurs. The twofold axis of the monoclinic phase coincides with the fourfold axis of the tetragonal prototype phase.

Fig. 4.

-

Domains in Sm203. (a) Observed configuration of

domain walls in monoclinic SM201 (B-phase), within a

matrix of the hexagonal A-phase. (b) Model for the configu-

ration of domain walls in (a). The monoclinic part is cross- hatched ; it contains two orientation states of the B-phase.

The interfaces enclose an angle of approximately 450 with the ortho-hexagonal axis of the A-phase, as predicted by the theory.

Fig. 5.

-

Domains in Nd203. - (a) Observed configura-

tion of domains walls in monoclinic Nd203 (B-phase)

formed after quenching from the hexagonal phase (A-phase).

(b) Model for the configuration observed in (a). The mono-

clinic part is cross-hatched; it contains two orientational states. Interfaces are along the (310) plane of A and close to

(11. ) plane of A (dotted line); The agreement with the theo- retical prediction is only approximate; presumably due to

the quenching.

Fig. 6.

-

High resolution image of the interfaces between monoclinic and hexagonal Nd2ol- In this case the agree-

ment with the theoretical predictions is better than in figure 4.

(7)

Table I.

-

The 30 possible species of ferroelastic transitions among the 11 Laue crystal classes obtained by adding

the inversion to prototypic and ferroelastic point groups are labelled according to reference [2]. For each type of

transition the table gives

(i) the different ferroelastic species corresponding to this transition

(ii) the spontaneous strain tensor and when necessary some indication concerning the relative orientation of

the axes of high and low symmetry structures

(iii) the value of A

(iv) the equation of the cone and, when degenerated into two orthogonal planes, the equations of these planes

(v) the indication as to whether or not singular and (or) approximate solutions exist.

(8)

Table I (continued.

(9)

Table I (continued).

(10)

Table II.

-

Lattice parameters of BiV04.

Tetragonal prototype at 566 K

(’) SLEIGHT, A. W., CHEN, H. Y., FERRETTI, H. and Cox D. E., Mat. Res. Bull. 14 (1979) 1571.

(b) BIERLEIN, J. D. and SLEIGHT, A. W., Solid State Com,

is thus

The orientation of the possible interfaces between the tetragonal and the monoclinic phase are then given by

with

The angle 0 of the interface normal with the tetragonal

a-axis is then given by 0 = arctg a.

Introducing the numerical values one obtains an

angle 0 of about 32°, which is in fair agreement with the observations. Figure 7 shows the initial phase of

the transformation; dagger shaped ferroelastic do- mains are nucleated at the edge of the specimen and propagate into the prototype phase.

At the tip of the daggers the orientation is of course not well defined since the interfaces are somewhat curved there. Two quasi-mutually perpendicular sets

of interfaces are invariably observed, corresponding

with the two values of a. Such a configuration mini-

mizes the strain energy associated with the deforma- tion pattern.

According to the theory the interfaces between

Fig. 7.

-

Daggershaped ferroelastic domains in BiV04,

nucleated at the edges of the specimen. The interfaces enclose

an angle of about 320 with the tetragonal a-axis.

the prototype and the ferroelastic phase are parallel

with those between different ferroelastic orientation states; this is also observed experimentally.

It should be noted that there is evidence in the literature suggesting that this transition should be of second order (a, b, c), implying that the spontaneous strains all disappear at the transition temperature and

one may therefore wonder what determines the orientation of the interfaces.

However, the orientation of the interface is usually

determined by the ratio of spontaneous strain compo-

(11)

nents. This is for instance clear from the expression :

which determines the orientation of the interfaces in a

large number of cases; it clearly only depends on the

ratio s/p. Even in the limit s -+ 0 the ratio of the strain components may remain constant and different from zero, and therefore lead to a well defined answer.

This is in particular true in the temperature range of interest here, i.e. close to Tc’ where the changes can be

described by a linear approximation. One expects nevertheless sharper and crystallographically better

defined interfaces in cases where there is a disconti-

nuous change in the lattice parameters at TC’

5. Alternative approach.

The theoretical problem can be treated in a somewhat different way by inquiring under which conditions a

given plane is strainfree, i.e. what are the relations among the strain components which have to be satisfied in order to make sure that the bicrystal should

be strainfree along the plane

This condition is obtained by eliminating say x3 between (2) and (3). This condition should then be satisfied whatever be the values of xi and x2, i.e. the coefficients of X2, X2 and xi x2 should then be sepa-

rately zero. This leads to three simultaneous quadratic equations which have to be compatible and which

determine the ratios of the ai when the compatibility

conditions are satisfied.

Instead of treating the general problem, which leads

to lengthy expressions we shall consider a particular

but relevant case.

The condition under which

should be a permissible plane is given by

obtained by eliminating x2 between (2) and (4). This

leads to the following relationship between strain

components :

In the general case there is no solution for a ; the

compatibility condition is obtained by eliminating a

between equations (6) and (8). One obtains

The same relation is found for x2 = - (1/a) xl.

The value of a can be obtained either from equation (6) or from equation (8). It is

or

If the compatibility equation (9) is satisfied these two values are equal of course.

With reference to table I it is easily verified that the conditions (9) and (7) are satisfied in all cases where

y = ax and y = - (1/a) x are solutions and also that

the value of a is given by (10) ; (11) leads to an unde-

termined value.

6. Conclusions.

An exhaustive survey has been given of all permissible

interfaces between a prototype phase and its ferro- elastic derivatives using the criterion that the interfaces should be strainfree. Strainfree interfaces are found to occur only for a limited number, 9, of transition

species; in eight of these the interfaces also qualify as permissible walls between different orientation states.

The only experimental result that has been tested

(bismuth vanadate) corresponding to one of these

cases fits the theoretical predictions.

Approximate (AS) and singular solutions (SS) can

be found in a number of cases where no general exact

solution (ES) exists. It is found experimentally in two

different cases that in the foils the permissible interfaces

have traces along the intersection lines of the strainfree

cone with the plane of the foil passing through the

apex of the cone.

In order to establish the general validity of the

conclusions many more experimental results are

required.

(12)

References

[1] MANOLIKAS, C. and AMELINCKX, S., Phys. Status Solidi (a) 60 (1980) 607 ; ibid 61 (1980) 179.

[2] SAPRIEL, J., Phys. Rev. B 12 (1975) 5128.

[3] BOULESTEIX, C., CARO, P., GASGNIER, M., HEURY LA

BLANCHETAIS, Ch. and SCHIFFMACHER, G., Acta Cryst. A 27 (1971) 552.

BOULESTEIX, C., in Handbook of the Physics and Che- mistry of Rare Earths (North Holland Publ. Cy, Amsterdam) 1982, vol. 5, Ch. 44, p. 321.

[4] AIZU, K., J. Phys. Soc. Japan 27 (1969) 387 ; Phys. Rev.

146 (1966), 423 ; J. Phys. Soc. Japan 23 (1967) 794.

[5] AIZU, K., J. Phys. Soc. Japan 28 (1970) 706.

[6] NYE, J. F., Physical Properties of Crystals (Clarendon Press, Oxford) 1960.

[7] BEN SALEM, M., DORBEZ, R., YANGUI, B. and BOULESTEIX, C., Philos. Mag. A 50 (1984) 621.

[8] BOULESTEIX, C. and YANGUI, B., Phys. Status Solidi (a)

70 (1982) 597 ;

BOULESTEIX, C., Phys. Status Solidi (a) 86 (1984) 11.

[9] MANOLIKAS, C. and AMELINCKX, S., Phys. Status Solidi

(a) 60 (1980) 167.

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