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Direct observations of dislocations in thermotropic
smectics using freeze-fracture replication
Joseph A. N. Zasadzinski
To cite this version:
747
Direct observations of dislocations
in
thermotropic
smectics
using
freeze-fracture
replication
Joseph
A. N. ZasadzinskiDepartment of Chemical and Nuclear
Engineering, University
of California, Santa Barbara CA93106, U.S.A.
(Reçu
le 18 septembre 1989, accepté sousforme définitive
le 12 décembre1989)
Résumé. 2014 Les méthodes modernes de trempe suivie de
réplication
par fracture sont idéales pourla visualisation directe de la structure tridimensionnelle et des défauts dans les phases cristal
liquide
smectique
etcholestérique.
La résolution y estproche
des distances moléculaires. On atrempé
le nonanoate de cholestérol àpartir
duvoisinage
de la transitionsmectique-cholestérique
pour mettre en évidence des couchessmectiques
étendues et bien définies, distordues par desdislocations coins et vis ayant une densité très élevée. Les dislocations vis ont des vecteurs de
Burgers de couche
unique organisée
comme desparois
twistées. Il est tentant de penser que letwist
présent
dans laphase
cholestérique induit un twist résiduel dans la phase smectiquequi
estincompatible
avec la mise en forme de couches. On a observé aussi des boucles de dislocationsvis-coin organisées également en
parois
twistées. On asuggéré
que ces parois soientresponsables
de ladisparition
de l’ordresmectique
amenant laphase cholestérique.
Abstract. 2014 Modern
rapid-freezing
methods followed by freeze-fracturereplication
techniquesare
ideally
suited to allow the direct visualization of the three-dimensional structure and defects ofthermotropic
smectic and cholestericliquid
crystallinephases
with resolutionapproaching
molecular dimensions. Cholesterol nonanoate wasquench
frozen from near the smectic-cholesteric transition to reveal extensive, well defined smectic layers distortedby
ahigh density
of screw and edge dislocations. The screw dislocationstypically
had Burgers vectors of a single layerand
commonly
organized as twist walls. This issuggestive
that the twist present in the cholestericphase
induces a residual twist in the smectic phaseincompatible
withperfect layering. Screw-edge
dislocationloops
were also commonly observed, alsoorganized
into twist walls. These twist walls have been suggested asbeing responsible
for the breakdown of smecticordering
leading to the cholestericphase.
J. Phys. France 51
(1990)
747-756 15 AVRIL 1990,Classification
Physics Abstracts
61.30E - 61.30J - 61.16D
Introduction.
Smectic and cholesteric
phases
and thephase
transition from smectic to cholesteric(or
nematic)
has beenextensively
studiedby
avariety
ofexperimental techniques,
mostnotably
by optical
microscopy
andX-ray
andlight scattering
techniques
[1, 2]. Unfortunately,
none ofthese
techniques
reveal the structure,number,
or interactions of defects such as dislocationsthat
might
beimportant
to thestability
of thesephases,
or may even mediate thephase
transitions. Freeze-fracture electron
microscopy,
however,
isideally
suited forinvestigations
of the defect structure inliquid
crystals
[3],
and has been usedextensively
ininvestigations
oflyotropic
nematic,
smectic and lamellarphases
[3-12].
Freeze-fracture electronmicroscopy
can be
usefully
applied
tothermotropic liquid
crystals,
although
there are far fewerexamples
in the literature
[13-16].
This may be due to the morecomplex
fracture behavior ofthermotropic
materials ascompared
to themultiphase dispersions normally investigated
withfreeze-fracture
techniques [16].
However we show here that for smecticphases,
the fractureappears to follow the
layers
as is observed inlyotropic
smectics and the fracturepatterns
relate
simply
to the molecular order in thesephases.
The defect structure is visible to nearmolecular dimensions and
edge
and screw dislocations areeasily
seen. The freeze-fracturetechnique
may be animportant
tool for studies of unusual smecticphases
including
therecently hypothesized
smectic-A*phase [17, 18].
Materials and methods.
The most
important
step in any freeze-fractureinvestigation
ofhigh
vapor pressure materials is the initialrapid freezing
orquench step
[3].
Cholesterol nonanoate(CN) (recrystallized
from
solvent)
wasprovided by
J.Goodby.
A smalldroplet
(0.1-0.5
u1)
of CN heated to theisotropic phase
was sandwiched between two copperplanchettes
(Balzers
BUO-12-056T ;
Hudson,
NH)
to form a 10-50 itm thicklayer.
Previously,
the copperplanchettes
had beenetched for 1 s in concentrated nitric acid to remove any contamination and
roughen
theplanchette
surfaces. The apparatus used forfreezing
was a modified version of a BalzersCryojet
QFD020 jet
freeze device[21].
Thesample
sandwiches were mounted on a Teflonsupport arm and
placed
in a temperature controlled oven locatedvertically
over thejets
of thefreezing
device.Sample
temperature was controlledprior
tofreezing
to better than 0.1 °C.The
samples
wereequilibrated
at theappropriate temperature
for a few minutes before asolenoid-actuated mechanism
opened
a Teflon door at the bottom of the oven anddropped
the Teflon arm and
samples
between theopposed
jets
of the Balzerscryojet.
Aphotodiode
switch initiated the
high velocity
flow ofliquid
propane, cooledby
liquid nitrogen
to -180 °C,
which
impinged
on the copper sandwich from bothsides
toprovide
a minimum averagecooling
rate of 15 000 °C/s. The initialcooling
rate, which is mostimportant
forpreserving
phases
of limited temperature range, islikely
to be somewhat slower for the first fewdegrees
ofcooling
[22].
The frozen copper sandwiches were stored underliquid nitrogen
until transferred into aspring-loaded
« mousetrap » carrier. The loadedsample
carrier wasmounted onto the
liquid nitrogen-cooled coldfinger
in a Balzers 400 freeze-etch device andthe vacuum chamber was evacuated to better than
10-7
torr. The temperature of thesample
carrier and
coldfinger
wereadjusted
to - 170 °C and thespring
mechanism wasexternally
actuated, thereby fracturing the
samples.
The fracture surfaces wereimmediately replicated
by evaporating
1.5 nm of aplatinum
carbon mixture from an electrode at a 45°angle
to the fracturesurface,
followedby
a 15 nm thick film of carbon at normal incidence to increase the mechanicalstability
of thereplica.
Thesamples
andreplicas
were removed from the vacuumchamber and the
samples
and copperplanchettes
were dissolved in chromicacid,
leaving
theplatinum-carbon
replicas
behind[23].
Thereplicas
were washed in chloroethanol-watermixtures, rinsed in
doubly-distilled
water, and collected on formvar-coated 50 meshgold
electron
microscope grids
(Pelco,
Tustin,California).
Thereplicas
were examined in a JEOL 100 CXscanning
transmission electronmicroscope
in the conventional transmission modeusing
80 kV electrons.Images
were recorded on Kodak electronimage plates.
Shadows749
Results and discussion.
Cholesterol nonanoate forms a cholesteric
phase
at 91 °C and a smectic-Aphase
at 73 °C oncooling [19].
Theuntwisting
of the helicalpitch
of the cholestericphase
near the smectic-Atransition is well known
[19].
The cholesteric twist isincompatible
with thelayered
textures of the smectic-Aphase ;
hence the twist and bend elastic constantsdiverge
along
with the cholestericpitch
at the transition[19, 20].
The smecticphase
does notsupercool
or appear togrow
by
nucleation of smectic domains as the transition is second order. Hence, the transition is difficult to capture usingrapid freezing
followedby
freeze-fracturetechniques
and we could not observe theuntwisting
of the helicalpitch.
However, we were able to freeze in thecholesteric
phase
from 77 °C(Fig. 1). Samples
frozen from 75 °C showed intermediate textures(Fig. 2)
and were difficult tointerpret.
Samples
frozen fromapproximately
1 °C below the transition temperature(Figs. 3-5)
showed well defined smecticlayering
punctuated
by
numerous screw andedge
dislocation defects.To
interpret
freeze-fractureimages
ofthermotropic liquid crystals
it is necessary to relatethe
fracture surface to the molecular structure. Berreman et al.[16] proposed
that in aspatially varying, anisotropic,
brittlematerial,
thespecific
surface energy wasdirectly
relatedto the number of molecules
separated
by
theadvancing
crack. This isequivalent
tosaying
that thebinding
energy per molecule isindependent
of the molecular orientation. Each molecule is assumed to occupy anellipsoidal
volume that reflects the localanisotropy
of the fluid. Innematic or cholesteric
liquid crystals,
the moleculesspontaneously align
along
apreferred
direction. The ratio of the
major
to minor axes of theellipsoid
is related to the molecularalignment
of the material. A crack normal to themajor
axis of theellipsoid
separates moremolecules that a crack
parallel
toit ;
hence the fracture wouldprefer
topropagate
along
themajor
axis of theellipsoids, providing
that the new area created was not toolarge.
TheFig. 1. - Freeze-fracture
product
of surface area and thisspecific
surface energy was calculatedby
Berreman for cholesteric and bluephase liquid crystals using anisotropy
parameters measuredindepen-dently by optical
diffraction orpredicted
by theory
(cf.
Berreman et al.[16])
and thecomputed
fracture patterns matched those observed in cholesteric and bluephases quite
closely.
For smecticphases,
however,
thelayering imposes
adensity
modulation that appearsto influence the crack
propagation
more than the local orientation. The fracture surfacepropagates
primarily
betweenlayers,
theregion
of lowestdensity,
as is observed forlyotropic
smectics
[3, 4].
Figure
1 is a freeze-fracture electronmicroscope image
of CN frozen from 77°. Theimages
showed textures
typical
of other cholestericphases
we haveimaged
previously
[13,
15,
16].
The
regular undulating
fracture surface is related to theregular twisting
of the moleculesalong
the cholesteric axis. These undulations can extend for several microns before the cholesteric axis or the fracture surfacechanges
directions. Calculationsby
Berreman et al.[16]
suggest that thispattern
is the result of fractureroughly
normal to the cholestericaxis,
and that the undulationperiod
of about 130-140 nm isroughly equivalent
to half of the cholestericpitch.
This is ingood
agreement
with the results of Pindak et al.[19]
whomeasured an
optical pitch
of 360 nm(the optical pitch
is related to the actualpitch
by
poptical
=nP actual’ in
which n is fhe average refractiveindex,
here about1.5-1.6).
It wassomewhat
surprising
that we were able to visualize the cholestericphase
as the transition tothe smectic
phase
is continuous and does notsupercool.
Apparently,
the finite time necessary for diffusion and rearrangement in these viscous materials is sufficient to allow us to lock inhigh
temperature
phases
even if the lower temperature phase does not formby
a first ordertransition,
provided
that thecooling
rate israpid
enough.
Samples
frozen from 75 °C revealed a mixture of smectic-like and cholesteric-like fracturepatterns.
Figure
2 shows one suchregion
in CN in which the undulations characteristic of theFig.
2. -Freeze-fracture
image
of CNquenched
from 75°C. The fracture surface is much lessregular
thanfigure
1 and appears to be a mixture of smectic and cholesteric textures. Theirregular spacing
of the undulationsmay
be related to fluctuations associated with the phase transition, or with temperature751
cholesteric
phase
at the bottom of theimage
give
way to a smoother, almostlayer-like
structure at the top of the
image.
The undulations in the cholesteric are not as uniform asthey
are in thesamples
frozen fromhigher
temperatures
(see
Fig.
1).
There are often gaps betweenundulations and the cholesteric
pitch
is not well defined. It is not clear if thisregion
represents the textures that result from fluctuationsduring
theunwinding
of the cholestericpitch
as ittransforms to the smectic
phase,
of if there. was a small temperaturegradient
across thesample
during
freezing resulting
in a mixture of smectic and cholesteric textures. Thecholesteric
pitch
more than doubles when CN is cooledslowly
from 75° to 74°[19],
andeventually diverges
as the temperature is lowered to 73 °C.Previously,
we have shown(22)
that arough
estimate of the maximumtemperature
gradient
across thesample
thickness isFig.
3. - Freeze-fractureimage of CN
quenched
from 72.5 °C. The fracture surface is that of well-definedlayers
punctuated by numerous dislocation defects. A twist wall of screw dislocations is locatedalong the asterisks between A’s. A small arrow marks where one of these screw dislocations
pierces
thefracture surface. Screw-edge dislocation loops are present at B. In the magnified inset of B, the twist wall abruptly changes the layer
organization
frombeing
roughlyparallel
to the fracture plane to almostin which Bi is the Biot modulus of the
sample (hd/k, h
is the heat transfercoefficient,
d is the
sample
half-thickness,
and k is thesample
thermalconductivity),
andTs - Tc
is thedifference between
sample
and cryogen temperatures. For atypical
sample,
Bi = 0.01-0.02,hence the maximum
gradient
across thesample
thickness is about 1-2 ’C.Laterally,
we expectthe
gradients
to be of the samemagnitude
as the entire surface of thesample
is contactedsimultaneously
by
a stream ofliquid
propane cooledby
liquid nitrogen.
This uniformexposure to the cryogen,
coupled
with thehigh conductivity
of the copper support shouldminimize any lateral temperature
gradients.
In thesamples
frozen from77 °C,
we saw novariation in the
pitch
of the cholesteric helix across thesamples,
which is consistent with thisapproximation.
Figures
3-5 aretypical
ofsamples
frozen from 72.5 °C.Figure
3 shows a lowmagnification
view of flat
layers
punctuated
by
numerousedge
and screw dislocation networks. Betweendefects, the
layers
appearflat,
which is notcompletely expected
as the smectic-Aphase
isknown to be better described
by
adensity
modulation thanby
well definedlayers [1, 2].
Thismay be the result of the limited vertical resolution of the freeze-fracture
image
orby
someenhancement of
layer ordering
due to thefreezing
process. The low temperatures mayquench
any fluctuations in the
layer
thickness,
resulting
in better definedlayers.
Smooth variations invertical
topography
1 nm inheight
are difficult to resolveby
metalshadowing,
hence small,Fig.
4. - Screw dislocation steps in CN frozen from 72.5 °Cconverging
withneighboring
steps to form753
Fig. 5. - A combined
screw-edge loop
in CN frozen from 72.5 °C. This arrangement is shownschematically
in cross section infigure
5b. Thescrew-edge loop
in figure 5begins
at B+ where the screwdislocation line emerges from the fracture plane. The small plateau of
additional layers
can be thought of as an edge dislocation line with Burgers vector of several layers. Theloop
ends at B-, where a second screw dislocation line ofopposite
sign to B+disappears
into the fracture surface.Figure
5a showsschematically a
pure screw dislocation line such as the one at A in the freeze-fractureimage.
Most of thescrew dislocations we observed had Burgers vectors of a
single
layer, about 2.5 nm in thickness.long wavelength
variations in thelayer
thickness would not be visible in the freeze-fractureimages
[3].
However, incomparison
to similarmagnification images
oflyotropic
smecticphases prepared
in identical ways[3, 4],
thereplicas
of CN in the smecticphase
appeargrainy
and
perhaps rough
on thelength
scale of theplatinum
crystallites
that make up thereplica
film
(see
Figs. 4,
5).
This sameroughness
does not appear in theimages
of the cholestericphase
(Fig. 1),
andmight
beinterpreted
as a fine scale variations in thelayer
thickness.Abrupt steps
betweensingle layers,
such as the screw dislocations present at the arrows infigures
3-5,
areeasily
visible. The smallest stepheight
(measured
by
the thickness of the whiteshadow between the arrows in
Fig.
5)
isapproximately
2.5 nm, orroughly
one molecularAs has been
predicted
for smectic-Aphases [2],
and observed forsingle-phase lyotropic
smectics[4, 5],
ahigh density
of screw dislocations are found. A screw dislocation in a smecticphase
resembles aspiral
staircase,
with the dislocation linebeing
the axis of the staircase(see
Fig.
5a andFig.
5.20 of Ref.[2]).
The dislocation can bethought
of asbeing
formedby
cutting
a stack oflayers
perpendicular
to thelayers,
thenreattaching
each cutedge
to thelayer
above(or below)
it. In a freeze fractureimage,
a screw dislocation appears as either alight
or darkline which terminates
abruptly
into an unbrokenlayer
at thepoint
where the screw dislocationline
pierces
the fracture surface(arrows
inFigs.
3,
4).
The dark andlight
lines are causedby
the
shadowing
effect of the metaldeposition
on the stepproduced
where the dislocationpierces
the fracture surface. Because of the choice of shadowangle
relative to thesample
plane,
thelength
of the shadow at these steps isroughly
equal
to theheight
of the step(this
assumes that the local fracture
plane
isroughly parallel
to thesample
plane).
Hence, theBurgers
vector of the dislocation isroughly equivalent
to the thickness of the shadow on theimages.
Most of the screw dislocations appear to haveBurgers
vectors of one or at most a fewlayers,
and thesign
of theBurgers
vector can beassigned
by
the shadow pattern at the step,dark and
light
shadowscorresponding
to dislocations ofopposite signs.
Screw dislocations ofsmall
Burgers
vector, b, arepredicted
as their energy goes as[2] :
in which B is the elastic
compressibility
modulus and rc is a core radius.As the screw dislocation steps propagate along the fracture
surface,
they
often converge withneighboring
steps to form « rivers », with a well-defined coalescenceangle
as shown infigure
4([24],
alsoFigs.
5.19 and 5.20 in Ref.[2]).
As the riverscoalesce,
the apparentthickness of the main « river » grows
by
the thickness of thetributary
« river » added. Thisincrease
(or
decrease for dislocations ofopposite sign)
in the river thicknesscorresponds
to anequivalent
increase in the stepheight,
because of the metalshadowing.
The increases in stepheight
between thelayers
result in a tilt between thelayers
onopposite
sides of the step. Theaverage tilt between the
layers
isgiven by
6 =b/d,
in which b in theBurgers
vector of thescrew dislocation
(about
25À) ,
and d is the average distance between unit screw dislocations.These twist boundaries between
layers
might
be a way ofincorporating
the residual twist ofthe cholesteric
phase,
while stillmaintaining
thelayered
structure of the smecticphase
[2, 17,
18].
In CN at 72.5°C,
we often foundlarge
numbers of screw dislocations of similarsign
aligned
inlong
rows(Fig.
3,
asterisks).
Screw dislocationsaligned
in this way can form twistwalls,
allowing
thelayering
direction tochange
direction overrelatively
short distances. Suchtwist walls are visible
along
the asterisks between A’s infigure
3. These twist walls may be result of theproximity
of the cholestericphase ;
the twist wall is one way ofmaking
adegree
of
twisting
compatible
with thelayered
structure of the smecticphase.
Kléman suggests thattwist walls may be associated with the transition from smectic to cholesteric
(or nematic)
phases.
Renn andLubensky
[17]
havepostulated
thatregular
twist walls of screw dislocationsmay be
responsible
for the structure of thenewly
discovered smectic-A*phase [18],
whichappears to be a
hybrid phase structurally
between a normal smectic-A and a normalcholesteric
phase.
The
topology
of dislocations is such that dislocations cannot end orbegin
within agiven
sample
ofmaterial ;
dislocation lines must close on themselves to formloops
or end at a freesurface or another dislocation
[2].
Screw dislocations line in smectics arealways perpendicular
to the smectic
layers ;
edge
dislocation lines arealways
parallel
to thelayers.
A combinedscrew-edge loop
can be madeby
connecting
two screw dislocations ofopposite signs
with an755
figure
5b. Thescrewedge
loop
infigure
5begins
at B+ where the screw dislocation lineemerges from the fracture
plane.
The smallplateau
ofadditional layers
can bethought
of as anedge
dislocation line withBurgers
vector ofseveral layers.
Theloop
ends at B-, where asecond screw dislocation line of
opposite
sign
to B+disappears
into the fracture surface. Suchscrew-edge loops
have also been observed inlyotropic
smectics and have a similar appearance[25].
TheBurgers
vector ofscrew-edge loops
iscomplicated
by
the fact that the energy ofscrew dislocations as shown above is minimized for defects with
Burgers
vectors of asingle
layer,
whileedge
dislocationsprefer
to havemultiple
layer Burgers
vectors. The energy of anisolated
edge
dislocation isgiven
by :
b is the
Burgers
vector of the dislocation andT c is
a core energyindependent
of b. À is alength,
on the order of thebilayer
thickness,
over which thecompressibility
(B )
and bend elastic moduli( K )
arecomparable [1, 2].
This shows thatE(2b)2E(b);
hence a
single edge
dislocation oflarge Burgers
vector is of lower energy than two(or more)
edge
dislocations of the same totalBurgers
vector. This promotes a small number ofedge
dislocations of
large
Burgers
vector. Hence, theBurgers
vector of theloop
may be someenergetic compromise
between these twopreferences,
or the screw dislocation may bedissociated into many smaller screw dislocations that merge
together.
Several dark stepsarrear to converge near B- in
figure
5.Conclusions.
Freeze-fracture electron
microscopy
have made itpossible
to see the three-dimensionalstructure and
organization
in a wide range of systems that havepreviously
thwartedanalysis.
Here we present some of the first
images
of the three-dimensionalorganization
of defects inthermotropic
smecticphases
near the cholesteric-smectic transition. Screw dislocations are numerous, with mostbeing organized
either in twist walls or inscrew-edge
dislocationloops.
The screw dislocations appear to have
Burgers
vectors of asingle layer,
asexpected
fromenergy arguments. It also appears to be
possible
toquench
inhigh
temperaturephases
even ifthe lower temperature
phase
is enteredby
a second ordertransition,
if thequench
is initiatedfar
enough
from the transition temperature. Freeze-fracture electronmicroscopy
should be anideal tool to
investigate
otherthermotropic
andlyotropic liquid crystalline phases, especially
therecently
discovered smectic-A*phase
which is believed to be stabilizedby
screwdislocations.
Acknowledgements.
1 would like to thank J.
Goodby,
M. J.Sammon,
S.Meiboom,
D. W. Berreman, and R. Pindak for generous use of their time andtalents,
their comments andcontinuing
discussionson the role and
possibilities
of freeze-fracture. Theexperimental
work described here wasdone at AT & T Bell Labs. The referees were also
helpful
inclarifying
theinterpretation
ofthe images.
Financial support wasprovided by
the donors of the Petroleum Research Fund,the Exxon Education Foundation, the DuPont
Company,
andby
a National ScienceReferences
[1]
DE GENNES P. G., The Physics ofLiquid
Crystals(Oxford University
Press,Oxford)
1974.[2]
KLÉMAN M., Points, Lines and Walls(J.
Wiley and Sons, NewYork)
1983.[3]
ZASADZINSKI J. A. N. and BAILEY S., J. Elect. Mic. Tech. 13(1989)
309 ;ROBARDS A. W. and SLEYTR V. B., Low temperature methods in
biological
electron microscopy, Practical Methods in Electron Microscopy, Ed. A. M. Glauert(Elsevier
Press,Amsterdam.)
Vol. 10