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HPPMS coating process
S Theiß, N Bibinov, N Bagcivan, M Ewering, P Awakowicz, K Bobzin
To cite this version:
S Theiß, N Bibinov, N Bagcivan, M Ewering, P Awakowicz, et al.. Time resolved optical emission
spectroscopy of an HPPMS coating process. Journal of Physics D: Applied Physics, IOP Publishing,
2010, 43 (7), pp.75205. �10.1088/0022-3727/43/7/075205�. �hal-00569763�
Time resolved optical emission spectroscopy of an HPPMS coating process
S Theiß
1, N Bibinov
2, N Bagcivan
1, M Ewering
1, P Awakowicz
2and K Bobzin
11
Surface Engineering Institute, RWTH Aachen University, Augustinerbach 4-22, D-52062 Aachen, Germany
2
Institute for Electrical Engineering and Plasma Technology, Ruhr-Universit¨ at Bochum, D-44780 Bochum, Germany
E-mail: [email protected]
Abstract. This paper deals with the time resolved optical emission spectroscopy (OES) of a high power pulse magnetron sputtering (HPPMS) physical vapor deposition (PVD) coating process. With an industrial coating unit CC800/9 HPPMS (CemeCon AG, W¨ urselen) a (Cr,Al,Si)N coating was deposited. During the coating process, an absolute calibrated Echelle-spectrometer (ESA-3000) measured the intensities of the spectral lines of Chromium (Cr), Aluminum (Al) and molecular bands of nitrogen (N
2). Time resolved measurements enable us to calculate different parameters like the average velocity of sputtered Al- and Cr-atoms or the internal plasma parameters electron density n
eand electron temperature kT
ewith a time resolution of 20 µs. With these parameters, we determine the ionization rates of Al-, Cr-, Ar- and Kr-atoms and the deposition densities of Al- and Cr-atoms. Thus simulated deposition densities of 1.75 · 10
20m
−2s
−1for Chromium and 1.7 · 10
22m
−2s
−1for Aluminum are reached.
Keywords: HPPMS, HIPIMS, OES, optical emission spectroscopy, absolute calibrated
Submitted to: J. Phys. D: Appl. Phys.
1. Introduction
High power pulse magnetron sputtering (HPPMS) is a modern and promising technology for pulsed physical vapor deposition (PVD). Due to its high power pulses, HPPMS technology offers outstanding advantages with respect to adhesion, hardness and dense morphology [1, 2]. Furthermore, with this technology, complex-shaped tools can be coated with high thickness uniformity and with high deposition rates on surfaces oriented non-parallel to the target [1].
First investigations of sputtering from Cr and Ti targets with optical emission spectroscopy (OES) have shown a significant enhancement of ion/atom ratio by HPPMS compared to conventional direct current (dc) sputtering [3].
This paper deals with the time resolved characterization of HPPMS pulses by absolute calibrated OES. With the experimental setup shown here it is possible to determine parameters like sputtering density or deposition density. In addition, HPPMS discharge in argon (Ar), krypton (Kr) and nitrogen (N
2) mixture with a AlSi (90:10 at-
%) target equipped with 20 Cr inserts (AlSi(90:10)Cr20) is characterized using current-
voltage measuring. The electric power input is calculated by means of measured voltage
(U) and current (I). Mean velocities of sputtered Cr- and Al-atoms are determined using
Doppler shift of corresponding emission lines. The gas temperature (T
g) and the plasma
parameters (electron density n
eand electron temperature kT
e) are determined using
molecular emission of nitrogen. The sputtering rate of a AlSi(90:10)Cr20 target and the
ionization rate of sputtered atoms are calculated by using the measured intensities of Al-
and Cr-photoemission, the determined plasma parameters and velocities of sputtered
atoms.
2. Experimental setup
In this section, the coating process parameters, the experimental setup of the OES and the applied model are presented.
2.1. Coating deposition
The coating unit CC800/9 HPPMS (CemeCon AG, W¨ urselen) is equipped with two rectangular 500 · 88 mm
2HPPMS cathodes. To achieve nearly parallel magnetic field lines in front of the targets, the cathodes are equipped with permanent magnets.
The used HPPMS Chemfilt Sinex 3.0 power supplies deliver high voltage pulses with a frequency of 500 Hz. The HPPMS discharge is characterized by current-voltage measurements and optical emission spectroscopy. The cathode voltage and electric current are measured by means of a capacitive divider (1:2000) and a current probe Tektronix TCP404XL, correspondingly. The gas pressure in the coating unit is measured using a MKS Baratron 627D.
For deposition of the (Cr,Al,Si)N thin film one AlSi (at-% 90:10) with 20 Cr inserts (AlSi(90:10)Cr20) and one Cr target with 20 Al inserts (CrAl20) are used. The coating parameters are shown in table 1.
Table 1. Coating parameters of HPPMS coating process
Parameter Variable Value
Pressure p = 435 mPa
Temperature T = 500
◦C Pulse width ∆t = 200 µs Pulse frequency f = 500 Hz Gas flow F(Ar) = 120 sccm
F(N
2) = 33 sccm F(Kr) = 80 sccm
The properties of (Cr,Al,Si)N thin films deposited by HPPMS were analyzed and discussed by Bobzin et al. in [1]. These investigations have shown that dense morphologies and favorable surfaces are obtained by the HPPMS technology.
Furthermore, (Cr,Al,Si)N-films deposited by HPPMS technology show a denser morphology and smoother surface compared to middle frequency (mf) and dc sputtered coatings. XRD results have shown a high oxidation stability of (Cr
0.5Al
0.45Si
0.05)N.
The high temperature stability of these coating was confirmed by nanoindentation after annealing.
2.2. OES setup
Emission spectra of sputtered atoms and nitrogen are measured through a quartz window
inserted in the chamber. Via an optical fibre which is connected with a broad-band
Echelle spectrometer ESA-3000 (LLA Instruments GmbH, Berlin) the light emission is investigated simultaneously in the spectral range of 200 nm to 800 nm with a spectral resolution of 0.02 nm to 0.06 nm and time resolution down to 20 ns. The system is synchronized with pulses of the high voltage power supply. In order to achieve spatial resolution, different lines of sight are chosen. In the first case, the spectra are measured parallel to the cathode surface. In the second case, the line of sight is perpendicular to the cathode. To increase the spatial resolution, the acceptance angle of the optical fibre is limited by a diaphragm (figure 1).
Figure 1. Schematic arrangement of the optics used for OES diagnostics in front of a door of a CC800/9 coating unit with two cathodes. 1- AlSi(90:10)Cr20 targets, 2,3- optical fibres of Echelle spectrometer ESA-3000 (2-outside and 3-inside of the chamber), 4-diaphragm for limitation of the acceptance angle in spectroscopic measurements.
Since the transmission of the quartz window decreases during the experiment due to layer deposition, the absorption of the window before and after the experiment is measured. Assuming that the film is uniformly grown on the window, the transmission is calculated by the Lambert-Beer law. The angle dependence of the spectrometer sensitivity ((ϕ)) caused by the diaphragm is described approximately with a cosine function (cos(128.6 · ϕ), - angle in degree). During the measurements through the optical fibre, which is inside the chamber, the optical fibre is arranged with a mesh to inhibit deposition on the optical fibre.
The Echelle spectrometer is relatively and absolutely calibrated. The corresponding
efficiency function ((λ) in counts · nm · phot.
−1) is determined with a tungsten band
lamp and the emission spectra of N
2and NO [4]. The intensity of plasma emission
(I(λ) - in phot. s
−1m
−3) is calculated using the measured spectra (I
meas(λ) in counts
· s
−1), the system efficiency ((λ)) and the plasma volume (V
pin m
3) observed by the optical fibre (1). During the measurement parallel to the cathode, the plasma volume is calculated by the acceptance angle of the fibre and the cathode length (500 mm).
I(λ) = I
meas(λ) (λ) · V
p(1) In this paper, the intensity of any emission line (in phot. s
−1m
−3) has been determined as an integral over the corresponding line profile.
Since the thickness of the dense plasma zone near the cathode is unknown yet, by emission measurement perpendicular to the cathode surface, only relative intensities of atomic lines and molecular bands are determined.
2.3. Applied model
The plasma parameters (n
e(in m
−3) and kT
e(in eV), k - Boltzmann constant) are determined using nitrogen molecular emission of N
2(C-B,0-0) (λ = 337.1 nm) and N
+2(B-X,0-0) (λ = 391.4 nm). The intensity of the molecular band is given by (2).
I = 4π √
2 · [N
2] · n
e·
Z
E
f
v(E)
s 2 · e
m
e· E · σ
exc(E)dE (2)
where [N
2] (in m
−3) is the density of nitrogen, which depends on the gas temperature, f
v(E) (in eV
−3/2) is the electron velocity distribution function normalized to fulfill the equation 4π √
2 · R
Ef
v(E) · √
EdE = 1, σ
exc(E) (in m
2) is the cross section for electron impact excitation of nitrogen emission [5], m
eis the electron mass (9.109 · 10
−31kg) and e is the elementary charge (1.602 · 10
−19C).
The following reactions (3 to 9) are applied in the model:
N
2(X) + e
−→ N
2(C) + e
−(3)
N
2(C) → N
2(B) + hν (λ = 337.1 nm) (4)
N
2(X) + e
−→ N
+2(B) + 2e
−(5)
N
2(X) + e
−→ N
+2(X) + 2e
−(6)
N
+2(X) + e
−→ 2N (7)
N
+2(X) + e
−→ N
+2(B) + e
−(8)
N
+2(B) → N
+2(X) + hν (λ = 391.4 nm) (9) Under the assumption of a Maxwellian electron distribution function, the electron temperature kT
eand electron density n
eare determined. The cross section for electron- ion recombination from [6] is used in (7). The steady state densities of Al- and Cr-atoms are determined by inserting measured intensities of photoemission in equation (10).
I = [M e] · n
e· k
excM e(10)
Figure 2. The electron impact excitation rate constants for Al- and Cr-emissions calculated by using excitation cross section from [7] and van Regemorter formula [8], correspondingly.
The reaction rate k
excAl(in m
3s
−1) of electron impact excitation of Al-emission (λ = 394.401 nm) is calculated by using the excitation cross section σ
excAlmeasured in [7] and equation (11).
k
Alexc= 4π √ 2
Z
E