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HAL Id: jpa-00223869

https://hal.archives-ouvertes.fr/jpa-00223869

Submitted on 1 Jan 1984

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APPLICATION OF ESCA AND AES TO HIGHLY RADIOACTIVE MATERIALS

J. Naegele

To cite this version:

J. Naegele. APPLICATION OF ESCA AND AES TO HIGHLY RADIOACTIVE MATERIALS.

Journal de Physique Colloques, 1984, 45 (C2), pp.C2-841-C2-844. �10.1051/jphyscol:19842193�. �jpa- 00223869�

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JOURNAL DE PHYSIQUE

Colloque C2, suppl6ment au n02, Tome 45, fivrier 1984 page C2-841

APPLICATION O F ESCA AND AES T O HIGHLY RADIOACTIVE MATERIALS

J.R. Naegele

Comission of the European Communities, Joint Research Centre, KarZsruhe Establishment, European I n s t i t u t e for Transuranium Elements, Postfaeh 2266, D-7500 Karlsruhe, F.R.G.

Description detaillee d'un spectrometre 5. photoelectrons et spectrom6tre Auger 5 hautes performances utilis6.s pour 1'8tude de materiaux radioactifs. Quelques r&sultats relatifs aux actinides metalliques et aux oxydes sont discutes.

Abstract

A commercial spectrometer for high performance photoelectron and scanning Auger electron spectroscopy on highly radioactive materials is described in detail. Some selected results for actinide metals and oxides are presented.

UPS/XPS and AES* have proven very powerful for electronic structure and chemical composition studies: The energy distribution of the emitted electrons is characteristic for each element because it is determined by the binding energy (UPS/XPS) or the energy separation (AES) of occupied electronic states. Information about the chemical bond is obtained from the energy shift (chemical shift) and shape of emission lines induced by a specific chemical environment of an atom; in addition, UPS/XPS directly examines valence and conduction electrons.

Only a few results have been published on highly radioactive actinides, mainly because of their radiation hazard. The first and pioneering XPS study for elect onic structure investigation has been published on very thin actinide oxide films f of low overall radioactivity. %gently, a few low resolution XPS measurements have been reported for bulk Pu

.

Our aim was to construct a spectrometer for XPS, AES and in particular high resolution UPS on highly radioactive bulk materials; the study of the contribution of actinide Sf electrons to the chemical bond was emphasized. Such a spectrometer needs to be protected because of the radioactive radiation. Due to the high surface sensitivity, "in- situ" sample preparation under ultrahigh vacuum (p < lo-* Pa) is obligatory and should not be performed in the analysis chamber to avoid a high background noise from accidental radioactive contamination of the electron energy analyzer. The mere inclusion of the complete commercial spect meter (Leybold- Heraeus LHS-10) into a glove box system as previously d e ~ c r i b e d ~ ~ ~ w o u l d have been simple but has major disadvantages, in particular for the higher surface sensitive UPS and AES:

1. Spectrometer baking temperatures higher than 100°C to achieve the obligatory UHV- conditions within reasonable time cannot be afforded because qf dangerous increase of temperature of the glove box atmosphere.

2. The handling of the spectrometer is considerably-jmpeded.

3 . The original preparation chamber reaches only 10 Pa due to the O-ring sealed

sample introduction system.

Therefore a quite different concept was developed as shown in Fig.1:

1. A new preparation chamber (PCh) was designed for a pressure better than 10 -8

*UPS/XPS: Ultraviolet or X-ray induced Photoelectron Spectroscopy; ESCA (name in the early days of photoelectron spectroscopy): Electron Spectroscopy for Chemical Analysis. AES: Auger Electron Spectroscopy.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:19842193

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C2-842 JOURNAL DE PHYSIQUE

ACh analysing chamber CuS copper s h i e l d

EA e l e c t r o n energy analyser EMP e l e c t r o n mu1 i p l i e r FRP f i n a l r o d piece GB glove box

LS l o c k system, d i f f e r e n t i a l l y pumped PCh p r e p a r a t i o n chamber

S sample Sr sample r o d

TiSP t i t a n i u m sublimation pump TP turbopump

UVS UV source ( r a r e gas discharge source) XRS X-ray source (Mg o r A1 anode) ES e l e c t r o n source

1.PS 1. d i f f e r e n t i a l pumping stage 2.PS 2. d i f f e r e n t i a l pumping stage

Pa (cooperation Leybold-Heraeus) and Fig. 1 Scheme of the mounted into a closed glove box. An

UPS/XPS/AES Spectrometer integrated baking system is shielded by water cooling. "In-situ" sample prepa- ration is solely executed in the PCh.

2. A new y-metal analysis chamber (ACh, cooperation Vacuum Generators) together with excitation sources (XRS, WS, ES) and energy analyzer (EA) are mounted into a generally open glove box. The baking is performed by heating bands.

3 . The UHV-pumping systems are also mounted

into an open glove gox below PCh and ACh. The roughing pumps are located outside of the glove box system; the vacuum lines are fed through absolute filters into the glove box system to keep back potential radioactive conta- minants.

For measurements, the sample is introduced by the gliding sample rod (SR) into the PCh for specific "in-situ" cleaning procedures (see Fig.1) transferred through a lock system into the ACh to record the spectra and afterwards driven back to the PCh. The ACh is always separated from the PCh by the sample rod shutting the lock system. For repair that requires an opening of the ACh vacuum system spectrometer (same view the glove box has to be closed. The repair as for Fig. 1) will be either performed within the closed

box or, if necessary, in a special separate box. After completing the spectrometer again and potential decontamination, the glove box walls will be removed and the system can be baked out. The same holds for the pumping systems. - Hence the spectrometer is separated into a "hot" part (PCh) that is always included in a glove box and a "cold " part (ACh and UHV- pumping systems) for which the glove boxes can be closed in case of repair.

Fig. 2 shows a photograph of the modified spectrometer. This system has been working nearly continously for more than two years. Even with mechanical "in-situ"

scraping the radioactive contamination level in the ACh is still small.

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BINDING ENERGY, eV

Fig. 3 Gold Fermi edge as re- corded in UPS (21.2 eV ex- citation) at T=80K; electron pass energy, recording time and maximum intensity in the valence band are:

curve 1: 5eV,10 min.,4x104c/s 5 curve 2: 2eV,15 min.,5xl0 c/s

BINDING ENERGY, eV

Fig. 4 UPS valence band spectra of actinide di- oxides for excitation energies of 21.2 (a), 40.8 fb) and 48.4 eV (c)

The performance of the spectrometer is demon- strated in Fig. 3. High counting rates are of special importance for higher surface sensi- tive UPS and AES, to permit short recording times for chemically highly reactive materials without build-up of contamination on the surface. This also means that only a few cleaning cycles are necessary thus keeping low the level of radioactivity in the vacuum chambers. For XPS the gold 4 f doublet is tygically recorded within 10 minutes (1.5 x 10 c/s, resolution of 1.0 eV at FWHM and a pass energy of 20 eV). XPS/UPS investigates

large areas of about 20 mm2 and can therefore be regarded as a microanalytic technique only from the viewpoint of volume (about (25 flm) 3 ) .

Real microanalysis is performed by AES because of the small spot of the rasterable electron gun (diameter down to 3pm).

Some selected UPS/XPS studies will be presented in the following but no AES study since the electron gun was delivered only re- cently.

Fig. 4 shows valence band spectra of some actinide oxides6 for which the actinide 5f electrons are localized. The oxygen 2p and actinide 5f levels have been clearly identi- fied by their specific excitation probability dependent on the photon energy: the expected 5f final state multiplet components previously calculated and claimed to have been observed are not present because of strong phonon broadening.

Fig. 5 shows the first direct experimental confirmation that Am is the first rare earth like metal in the actinide series whereas the acti 1 es up to Pu metal are transition metal likeq" : The f states in Am and Sm are localized and show the expected final state multiplet splitting whereas the 5f states of Pu are delocalized and form conduction elec- tron states at E

A different U/Pu surface composition of F' mixed (U/Pu)O pellets and t h e n dissolution residues, b o d mounted in In, has b e ~ n deter- mined from the 4f core level spectra (Fig. 6) showing that the surface of the dissolution residue is enriched in Pu by about 8 % com- pared to the original pellet.

The valence oflgu in Hf02 has also been determined by XPS

.

The Pu 4f core levels show clearly shake-up satellites at about 7 eV higher binding energy (see also Fig. 6) typical for the tetravalent oxidation state.

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JOURNAL DE PHYSIQUE

F i g . 5. Conduction band s p e c t r a o f Am and Pu f o r He I1 e x c i t a t i o n

F i g . 6. XPS c o r e l e v e l s p e c t r u m o f (U,Pu) O2 d i s s o l u t i o n r e s i d u e .

ENERGY BELOW EF lev) BINDING ENERGY, eV

The e x c e l l e n t t e c h n i c a l a s s i s t a n c e o f M r . N. N o l t e a n d M r . H. Winkelmann i s g r a t e f u l l y acknowledged.

R e f e r e n c e s

B. W. V e a l , D. J. Lam, H. Diamond, and H. R . H o e k s t r a , Phys. Rev. B 15,

(1977) 2929-2942.

D. T. L a r s o n , J. Vac. S c i . Technol. 17, (1980) 55-58

.

L. E. Cox and J. W. Ward, I n o r g . Nucl. Chem. L e t t e r s 17, (1981) 265-268.

D. C o u r t e i x , J. Chayrouse, L. ~ e i n t z , and R. B a p t i s t , S o l i d S t a t e Commun. 2,

(1981) 209-213.

R. B a p t i s t , D. ~ o u r t e i x , J. Chayrouse, and L. H e i n t z , J. Phys. F 2, (1982) 2103-2114.

J . R. Naegele and L. Manes, " A c t i n i d e s 1981", LBL r e p o r t 12441 ( 1 9 8 1 ) , p . 69.

J. R. N a e g e l e , K. R i c h t e r , J. C. S p i r l e t , L. Manes, and W. M u l l e r , "12 &mes J o u r n e e s d e s A c t i n i d e s " ( 1 9 8 2 ) , Orsay, F r a n c e .

J. R. N a e q e l e , L. Manes, J. C. S p i r l e t , and W. M u l l e r , s u b m i t t e d t o Phys.

Rev. L e t t e r s .

J. R. Naeqele and F. Ewart, Europ. I . f o r Transuranium E l e m e n t s , P r o g r e s s R e p o r t 2/81, p . 93.

W. E r b e n , A. ~ e s t a n p o u r i , G. Marx, J. R. Naegele, and W. Miiller, "13 &mes J o u r n e e s d e s A c t i n i d e s " ( 1 9 8 3 ) , E i l a t , I s r a e l .

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