A NNALES DE L ’I. H. P., SECTION C
F ENG Z HOU
Q ING Z HOU
A remark on multiplicity of solutions for the Ginzburg-Landau equation
Annales de l’I. H. P., section C, tome 16, n
o2 (1999), p. 255-267
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A remark
onmultiplicity of solutions for the Ginzburg-Landau equation
Feng
ZHOU andQing
ZHOU Department of Mathematics,East China Normal University, Shanghai 200062, China e-mail: fzhov@euler.math.ecnu.edu.cn
qzhou@euler.math.ecnu.edu.cn
Vol. 16, n° 2, 1999, p. 255-267 Analyse non linéaire
ABSTRACT. - In this paper we
study
the structure of certain level set of theGinzburg-Landau
functional which has similartopology
with theconfiguration
space. As anapplication,
wegeneralize
Almeida-Bethuel’s result onmultiplicity
of solutions for theGinzburg-Landau equation.
©
Elsevier,
ParisKey words: Ginzburg-Landau equation, Ljustemik-Schnirelman theory, renormalized energy
RESUME. - On etudie la structure de certains ensembles de niveau de la fonctionnelle du
type Ginzburg-Landau qui
ont destopologies
similaires a celles del’espace
deconfiguration.
Commeapplication,
ongeneralise
leresultat d’Almeida-Bethuel sur la
multiplicite
des solutions desequations
de G-L. ©
Elsevier,
Paris1. INTRODUCTION
Let f2 C C be a
smooth,
bounded andsimply
connected domain. Let g :prescribed
smooth map withIg( x) = 1,
for all x E1991 Mathematics Subject Classification. 35 J 20.
Both authors are supported partially by NNSF and SEDC of China. The second author is also
supported by HYTEF.
Annales de l ’lnstitut Henri Poincaré - Analyse non linéaire - 0294-1449 Vol. 16/99/02/© Paris
256 F. ZHOU AND Q. ZHOU
The
Ginzburg-Landau functional,
for any c >0,
isgiven by
which is defined on the Hilbert space
It is easy to
verify
thatE~
is apositive, C2-functional satisfying
thePalais-Smale condition. So
is achieved
by
some u~ EC)
and these minimizerssatisfy
thefollowing Ginzburg-Landau equation:
The
Ginzburg-Landau equation (1.2)
has beenextensively
studiedby
F.Bethuel,
H. Brezis and F. Helein[BBHI, 2]
and many others. Acomplete
characterization of
asymptotic
behavior -~0+)
forminimizing
solutions of
(1.2)
isgiven.
It has been shown that thedegree
of g, denotedby k
=deg(g, ~SZ), plays
a crucial role in theasymptotic analysis
of theminimizers. Without loss of
generality,
we willalways assume k
0throughout
this paper.In this paper, we will
study
themultiplicity
of the solutions for theGinzburg-Landau equation (1.2),
many such results have beengiven
forspecial
domains and/orboundary
values(see
for instance Almeida and Bethuel[AB 1],
Felmer and Del Pino[FP],
F.H. Lin[Li]).
The motivation of our paper comes from the recent work of Almeida-Bethuel[AB2, 3]
concerning
the existence ofnon-minimizing
solutions of(1.2). They
showedthat if
1~ > 2,
theGinzburg-Landau equation (1.2)
has at least three distinctsolutions,
among which at least one is notminimizing.
Based ontopological arguments directly inspired by
Almeida-Bethuel’swork,
we obtain our main result as followsTHEOREM 1. - Assume that
I~ > 2,
there is some ~o > 0(depending
on H
only)
such thatif
~ ~o, theequation (l. 2)
has at least k + 1distinct solutions.
Annales de l ’lnstitut Henri Poincaré - Analyse non linéaire
To prove Theorem
1,
we willapply
the standardLjusternik-Schnirelman theory
to a suitablecovering
space of a level setfor an a of the form
where A is a fixed
positive
constant to be determined later. Theproof
is
strongly
related to thetopological
similarities betweenE~
and theconfiguration
space~~ (SZ)
of k distinctpoints
in Q. As in[AB3],
we needto use a
map ~
fromE~
into~~(SZ).
Moreprecisely,
We mayassign
to each function u in
E~,
a set of k distinctpoints ~al ; ... ,
calledthe vortices of u, where each vortex has the
topological degree
+ 1. Themap ~ : Eg - ~~ (SZ)
is not continuous. However thisdifficulty
can beenovercome
by applying
the notion ofrj-almost continuity given
in[AB3].
The
topological similarity
betweenEg
allows us to define acovering
spaceEa
ofEg corresponding
to thecovering ~~ (SZ),
where
Fk (n)
is theconfiguration
space of ordered k distinctpoints
in SZ.Again
we havetopological similarity
between these two spaces, and we thancan prove that the
category
ofE~
is at least k. TheLjusternik-Schnirelman
minimax theorem concludes that the functional
Ec
onE~,
which is thecomposition
ofE~
and thecovering projection
either has at least k distinct critical values or the dimension of the critical set is at least 1. Theseimply
thatE~
has at least k criticalpoints
onE. Finally,
the fact thatEx
=H9 (SZ, ~)
is an affine spaceguarantee
thatEg
has at least another criticalpoint
outside ofE~,
2.This paper is
organized
as follows: In the next section we will recallsome
preliminary
results about theconfiguration
space and the construction of themap 03A6
in[AB3]
and Theorem 1 will beenproved
in Section 3.2. PRELIMINARIES
Our
proof
of Theorem 1 reliesessentially
on theproperties
of the map~ : E) - ~ ~ ( SZ )
describedby
Almeida and Bethuel[AB3].
With a suchmap,
they
showed that the fundamental group is non trivial for somesuitable value a of the form
(1.3)
when c issufficiently
small. We review here some basic facts about theconfiguration
space and the construction of themap P .
258 F. ZHOU AND Q. ZHOU
We
study
theconfiguration
space and renormalized energy first. Let the metricon Ck
be definedby
thefollowing
normThe
configuration
space of the ordered k distinctpoints
in 03A9with the inherited metric
(2.1)
on~~
is a smooth manifold. Thecohomology ring
= of the space hasbeen determined
by
Arnol’d in 1969(see [Ar]),
which isgenerated by
elements Wij E
H 1 ( F~ ( SZ ) ) ,1
ij
k andsubject
to thefollowing defining
relationsArnol’d also showed that the
pth
Betti numberBp
ofF~ ((Z)
is the coefficent of tp in thepolynomial
In
particular,
=(k - 1 ) ! ~ 0,
and this concludes that LEMMA 2. - Thecuplength of
is 1~ - l.The
cuplength
of a space X is thelargest integer n
such that there are nelements 03C6j E >
0 ; 1 j n and
03C61 U ... U~
0.The
symmetric
groupSk on ~ 1; ... , I~~
actsisometrically
onFk (n) by permuting coordinates, i.e.,
for all 03C3 ESk,
This action is
free,
and thequotient
space called theconfiguration
space of k distinctpoint
in 03A9 and it will be denotedby
~~ (~).
we have a natural metric such that the
quotient
map 7r :F~ ( SZ ) -~ ~ ~ ( SZ )
is a Riemannianregular covering.
This metricis the same as the
length
of minimal connection introducedby Brezis,
Coron and Lieb in[BCL], i.e.,
for a =~al, ... , c~~ ~, a’ _ ~ai, ... , a~ ~
E~~ (SZ),
Annales de l’Institut Henri Poincaré - Analyse non linéaire
We now define the renormalized energy
Wg
on£k (Q)
which is introducedby
Bethuel-Brezis-Hélein in[BBH2]
asfollows,
for a =(ai , ... , ak)
e£k ( Ql ’
. where §
is the solution ofHere v denotes the unit outer normal to ~03A9 and T is unit
tangent
to ~03A9 oriented so that v x T = 1. And the function R is theregular part of §, i.e.,
It is clear that
W9 (a) ~
+00 if 0 for some i or ifI
-~ 0 for some i~ j .
It has beenproved
in[BBH2] that,
as~ ~ 0,
we havewhere
o( 1 )
~ 0 as c 2014~0,
vo is a universal constant, and(ai , ... , ak)
isa
global
minimum of the functionW~.
-Next we will turn to the construction of the map &. We will use a
regularization technique,
thatis,
for any u EE~,
we can associate a mapuh,
which is a minimizer(not necessarily
to beunique)
of thefollowing
minimization
problem
where h
= ~ 4~+1
> 0. We denoteuh
=T(u)
where T :C). Clearly
we have~c~
EE~
and it satisfies anequation
similar tothe
Ginzburg-Landau equation (1.2).
One of the main observations in[AB3]
260 F. ZHOU AND Q. ZHOU
is that we can describe the "vortex structure" not
only
for the solutionsof the
Ginzburg-Landau equation,
but also for such maps To be moreprecise,
let us collect some of results of[AB3].
THEOREM 3
[AB3]. -
Assume that a isof
theform (1.3) for
some constant~ > 0. Then there is a constant 0
~o
1depending only
onQ,
g and03BB,
such thatif ~ ~’0,
thenfor
u E|u|
1 onQ,
there is apoint
a =
~cxl, ... ,
in~~; (SZ)
such thatwhere p
satisfies p for
some constants x,x 1 ~ independent of
~.Moreover,
there exists some constant,~
> 0depending only
onQ,
g and A such thatfor
all1 ~
i1~ and a~ ( > ,~3, for
Thus we can see that the
properties
of mapsuh
are very close to that of minimizers of( 1.2)
as in[BBH],
and it allows us to define vorties~ al , ... ,
foruh
and each of the vortices hastopological degree
+ 1. Thatdefines a
map W
fromIm(T(P(E)))
to~~(S2), by ~(~c~) _ ~al, ... ,
where the map P :
H9 ( SZ, ~ ) ~
definedby
is continuous.
Composing P, T
andW,
wedefine : ~~ (SZ);
As
already
noticed in[AB3],
the minimizeruh
to theproblem (2.2)
may not beunique
andmoving slightly
thepoints a’i’ s,
the newpositions
wouldstill match the
requirements
of Theorem 2. Hence theassignment
ofuh
and the vortices for
uh require
somechoices,
so we can notexpect
themap 03A6
to be continuous. However the freedom in these choices are not toowild,
and we can saythat /$
is "almost" a continuous map fromEa
More
precisely,
we haveAnnales de l’Institut Henri Poincaré - Analyse non linéaire
PROPOSITION 4
[AB3]. -
Assume that a,~o, x
are as in Theorem 3. Thenfor
all ~~’0,
u, v EEa~
we havewhere
Ci is a
constantdepending only
on 03A9 and g.Remark. - In
[AB3],
Almeida-Bethuel studied the moregeneral configuration
spacecorresponding
to the "vortices" of the mapuh
foru E
E~ ,
where a is of the formand the
map 03A6
fromEa~
to theconfiguration
space. We refer reader to[AB3]
for the details.Here is the notion of
1]-almost continuity
introduced in[AB3]:
A map~ : X -~ Y from a metric space X to a metric space Y is said to be
1]-almost continuous,
if for all x E X and ~ >0,
there is a8,
suchthat for all x’ with
d~ (x, ~’) 8,
we havedY(~(x), ~(x’)) r~ -~- ~.
Proposition
4 says that themap 03A6
isactually 1]-almost equi-continuous
for~ =
By
Theorem3,
theimage of /$
lies in the set_ ~ ~al, ... , a~ ~
E~,~ (SZ); dist(ai, fl,
and(ai
-,C~
for i~ j ~
which is
compact
in~~.
So we havePROPOSITION 5
[AB3]. -
We have an r~o whichonly depends
onfl,
such thatfor
~0 and compact set W EH9 (Q, C), if 03A6
is~-almost
continuousand 03A6(W)
c03A3k,03B2(03A9),
then there exists a continuousmap 03A6 :
W ~ 03A3k(03A9) such that3. PROOF OF THEOREM 1
In this
section,
we aregoing
to prove Theorem 1 which is statedin §1.
Let K c
~~ (SZ)
be acompact
core,i.e.,
K iscompact
and the natural inclusion i : J~ 2014~~~ (S~)
is ahomotopy equivalence. Actually, ~~,~ (SZ)
262 F. ZHOU AND Q. ZHOU
is a
compact
core forsufficently
small/3.
We start with a construction ofE~.
LEMMA 6. - There are constants
~"0
>0, 03BB
andC2
such thatfor all ~ ~"0,
we can
Ea~,
where a =k03C0|log ~| + 03BB
such thaton
K,
where r~ isgiven by
Proof. -
Since K iscompact,
we canpick
1]K > 0 such that for any{a1,...,ak}
EK,
the balls ~ 03A9 and arepairwise disjoint.
Now
once ~ 41]K,
we can construct amap Ie : ~~ (SZ) ~ H9 (SZ, ~)
asfollows: for any a =
~al, ... , a~~
E~~(SZ),
letthen on
Ie(a)
is definedby
where the function is defined on S2
by
thefollowing equation
Notice that for a
given
a the map isuniquely defined,
up to aninteger multiple
of 27r. Infact,
we can choose this constant such that the map a 2014~ is continuousby
the standardlifting argument.
Oneach B(ai, ~), Ie( a)
is definedby
It is then easy to check that
f ~
is a continuous map toH9 ( SZ, C).
Annales de l ’lnstitut Henri Poincaré - Analyse non linéaire
Moreover we can estimate the energy
Using
the sameanalysis
as in
[Section I, BBH2],
we have a constant C whichdepends
on nandg
only,
such thatLet
it is finite
by
thecompactness
of K. SoHence there is an E1 > 0 such that for
fe( a)
EE~,
fora = ~c~
+ A provided A
is chosenlarge enough (but independent
of~).
Now suppose
that ~ ~"0
= and denotefe(a) by
for
simplicity.
Let a = ..., begiven
inK,
and a’ _ ...,a~ ~
be the vortices for
i.e., ~( f~,~,)
_~ai, ... , a~~. According
toTheorem
3,
on= SZ B p),
we havewhere ~x 03C1 ~x.
We may therefore consider on SZ =B(ai, ~),
themap 03B6
=f-1~,a. 03B6
takes its values inS1
and satisfiesç ==
1 on Moreover we haveThis
yields
for some constant C
depending only on g, K
and H.On the other
hand,
for any1 ~
i we haveSo for any
regular value y
Eof ~ 1, ~-1 (~)
is a connectionbetween balls and
p). By
the definition oflength
of minimalconnection L
given
in(2.2),
weget
Vol. 16, nO 2-1999.
264 F. ZHOU AND Q. ZHOU
Let
and take A
= ~-1 (N), using
the coarea formula ofFederer-Fleming,
weobtain
By (3.1),
we haveOn the other hand
Together
with(3.2)
weget
thatthat is the conclusion we
required.
DFor any a E
K,
the ball with radius4r~x ,
where rih is the constant in theproof
of Lemma6,
is in fact isometric to a standard ball in To seethis,
letk
=~r-1 (K)
C which is also acompact
core of and for any a E
~r-1 (a),
the condition thatB(ai, 4rix )’s
are
pairwise disjoint implies
that the ballB(a, 4rix )
c~~
is contained inentirely,
and is isometric toB ( a, 4riK ) .
LEMMA 7. - There is an ~o, such that
for any ~
~o, the mapf~
inducesan
injection
where a is chosen
by
Lemma 6.Proof. -
The constant~o
is chosen such thatAnnales de l’lnstitut Henri Poincaré - Analyse non linéaire
where
Ci
is as inProposition 4,
r~o as inProposition
5 and~o , C2
andr~x as in Lemma 6.
For each element c~ E
~rl (K),
we can choose a closedpath
c : Kwhich
representing
03B1. Nowfor ~
~0, if c :Sl -+ Ea~
is nullhomotopic,
weget
amap f : D2 -+ Ea~,
such thatf|~D2
=fe .
c.By Proposition 5,
on thecompact
set/(D~)
CE~,
we can define acontinuous
map I>
:f (D2) ~ ~~(S~),
such that for any u Ej(D2),
~~~(~) - ~(~)~) 3~1K.
The _ ~ .~~ .
c :,S’1 -~ ~,~(SZ)
isnull
homotopic.
On the otherhand, by
Lemma6,
( ( ~ ’ .~~ ~ c(t) - c(t) ~ ~ C ~ 1
°Then we can find a
unique
minimumgeodesic
in~~ (SZ) connecting
~ ’
c(t)
andc(t).
Thisimplies
c ishomotopic
to c. Soc~ is a trivial element in
7r1 (K),
and this means thatfe*
isinjective.
DSince ~-* : ~rl
(K)
-~ andf~* : ~rl (K) ~
areinjective,
so is .7r* : : --~~rl (E~ ).
Consider acovering
space p :E~ -~ E~ corresponding
to the group~ - N~r* (~rl (K))
C~rl (E~ ),
themap 7r :
k - E~
can be lift to amap / : K -~ E~
such that thefollowing diagram
commutesLEMMA 8. - The map
f
induces mapsf * : HP (K) -~ Hp(E)
on thehomology
groups which areinjective for
all p.Proof. -
Theargument
here goes in the same fashion as theproof
ofLemma 7. Consider a
singular cycle
c EZp (K)
such thatf * ( ~c~ )
= 0in
Hp(E~ ).
This means that we have a p + 1-chain c’ ECp+1(E~ )
andac’ =
f * ( c) .
The set W =/(K) U support(c’)
iscompact
inE~ .
Then wedefine a continues
p ( W ) -~ ~ ~ ( SZ )
such that for any u Ep(W),
~(~) ~~
Notice
that ( ~ ~ 1 ~ id ( ~ 4r~K,
asbefore,
wehave ~ 1 * ~ fe*
= id. Thisimplies
that Cf~* ~ ~* (~1 (I~)) _ ~r* (~rl (K)).
So wecan lift p : W -~
~~ (SZ)
to~1 :
W -~Fk (S2).
In
fact,
we canmake ~ ~ ~ 1 ~ 4r~K . Since ~ ~ ~ 1 ~ p ~ f - ~r ~ ~
there is a
homotopy Ht
such thatHo
= 7r andHi = ~ 1 ~
p ~f.
Lift thishomotopy
to ahomotopy Ht with ( 41]K
andHo
=idk.
Define
~2 : f (K) ~ by ~2 ( f (a) )
=Hl (a) .
Note thatVol. 16, n ° 2-1999.
266 F. ZHOU AND Q. ZHOU
~2
and differby
a decktransformation, i.e.,
there is an elementscr E
S k,
such thatReplace ~ 1
which is also alifting
p : W --~~ ~ ( SZ )
and~ ~ ~ ’ ~ 1 ’ / - id ~ ~
The newlifting
will still denotedNow 03A61
maps thechain
c’ into achain
in and~~1 (c’)
_~1 (~c’) _ ~1 ’ f* (c).
Weget
that~l ’ f* (c)
is aboundary
in On the other
hand, ~ 1 ’ /
ishomotopic
to the natural inclusion i :K. -+
So c ishomologous to 41 . f * ( c) ,
and c is nullhomologous
as well. This shows thatf *
isinjective.
DThe lemma allows us to estimate the
category
ofE~.
COROLLARY 9. - The
category cat(E~ ) of E~
is at least k.Proof - By
Lemma8,
themap f * : H * ( E~ ) -~ H * ( K )
betweencohomology rings
aresurjective,
and thisimplies
that thecuplength
ofE~
is at least the
cuplength
ofI~,
which is the same as thecuplength
ofBy
Lemma2,
thecuplength
ofE~
is at least k - 1.Finally, according
to[BG],
thecategory cat(E~ )
ofE~
is at least thecuplength
ofE~ plus
one.This
completes
theproof.
DNow we are in the
position
tocomplete
theproof
of Theorem 1. The Lusternik-Schnirelman minimax theorem we will use is thefollowing
THEOREM 10. -
Suppose
F is aC2 non-negative functional defined
on asmooth Hilbert
manifold
M such thati)
the backwardsgradient flow
iscomplete;
satisfies
thefollowing
weak Palais-Smale condition:if
we have asequence {un} in
M such thatF(un) -
c 0 asn -~ oo, then c is a critical
value;
iii)
catM = k.Then we have either F has at least k distinct critical values in
~0, a]
orthe dimension
of
the critical setof
F is at least 1.The
proof
isstandard,
we refer reader to[Pa].
Proof of Theorem
l. - Now we want toapply
Theorem 10 to thepositive
functional
Ee
=Ee .
p :E~ -~
f~ . Notice thatEe
andEe
have thesame critical values and critical sets of the two functionals have the same
dimension. If all three conditions in the theorem
hold,
both conclusions willimply
thatE~
has at least k criticalpoints
onE~.
We now check the three conditions in Theorem 10.
First,
the backwardsgradient
flow ofEe
is a lift of the backwards flow ofE~,
so it isAnnales de l’Institut Henri Poincaré - Analyse non linéaire
complete. Second,
let be a sequence inE~
such thatE~ (un )
---~ c and-~ 0 as n ~ oo, then --~ c and ~ 0.
We know that
E~
satisfies Palais-Smalecondition,
so has asubsequence
converges to a criticalpoint.
This shows that c is a critical value ofE~
and then it is a critical value ofE~
as well.Finally, catE~ >
kis the conculsion of
Corollary
9. So we now can conclude thatE~
has atleast k critical
points
onE~.
Outside of
Ea, E~
has at least another criticalpoint,
sinceC)
iscontractible,
butE~
is not(if 1~ > 2).
Sototally E~
will have at least k + 1critical
points
onH9 (~2, C).
DREFERENCES
[AB1] L. ALMEIDA and F. BETHUEL, Multiplicity results for the Ginzburg-Landau equation in
presence of symmetries, to appear in Houston Math. J.
[AB2] L. ALMEIDA and F. BETHUEL, Méthodes topologiques pour
l’équation
de Ginzburg- Landau, C. R. Acad. Sci. Paris, Vol. 320, 1996, pp. 935-938.[AB3] L. ALMEIDA and F. BETHUEL, Topological methods for the Ginzburg-Landau equations,
to appear in J. Math. Pures et Appl., 1996.
[Ar] V. I. ARNOL’D, The cohomology ring of the colored braid group (English, Russian original), Math. Notes, Vol. 5, 1969, pp. 138-140 ; translation from, Mat. Zametki, Vol. 5, 1969, pp. 227-231.
[BBH1] F. BETHUEL, H. BREZIS and F. HÉLEIN, Asymptotics for the minimization of a
Ginzburg-Landau functional, Calc. of Vari. and PDE’s, Vol. 1, 1993, pp. 123-148.
[BBH2] F. BETHUEL, H. BREZIS and F. HÉLEIN, Ginzburg-Landau Vortices, Birkhäuser, 1994.
[BCL] H. BREZIS, J. M. CORON and E. H. LIEB, Harmonic maps with defects, Comm. Math.
Phys., Vol. 107, 1986, pp. 649-705.
[BG] I. BERNTEIN and T. GANEA, Homotopical nilpotency, Illinois J. Math., Vol. 10, 1961, pp. 99-130.
[FP] P. FELMER and M. DEL PINO, Local minimizers for the Ginzburg-Landau energy,
Preprint.
[Li] F. H. LIN, Solutions of Ginzburg-Landau equations and critical points of the
renormalized energy, Ann. IHP, Analyse Non Linéaire, Vol. 12, 1995, pp. 599-622.
[Pa] R. S. PALAIS, Ljusternik-Schnirelman theory on Banach manifolds, Topology, Vol. 5, 1966, pp. 115-132.
(Manuscript received April 30, 1997;
revised October 27, 1997. )