Article
Reference
Search for resonant top quark plus jet production in tt + jets events with the ATLAS detector in pp collisions at √s=7 TeV
ATLAS Collaboration
ABDELALIM ALY, Ahmed Aly (Collab.), et al.
Abstract
This paper presents a search for a new heavy particle produced in association with a top or antitop quark. Two models in which the new heavy particle is a color singlet or a color triplet are considered, decaying, respectively, to tq or tq, leading to a resonance within the tt+jets signature. The full 2011 ATLAS pp collision data set from the LHC (4.7 fb−1) is used to search for tt events produced in association with jets, in which one of the W bosons from the top quarks decays leptonically and the other decays hadronically. The data are consistent with the Standard Model expectation, and a new particle with mass below 430 Gev for both W′ boson and color triplet models is excluded at 95% confidence level, assuming unit right-handed coupling.
ATLAS Collaboration, ABDELALIM ALY, Ahmed Aly (Collab.), et al . Search for resonant top quark plus jet production in tt + jets events with the ATLAS detector in pp collisions at √s=7 TeV.
Physical Review Letters , 2012, vol. 86, no. 09, p. 091103
DOI : 10.1103/PhysRevD.86.091103
Available at:
http://archive-ouverte.unige.ch/unige:40004
Disclaimer: layout of this document may differ from the published version.
Search for resonant top quark plus jet production in t t þ jets events with the ATLAS detector in pp collisions at ffiffiffi
p s
¼ 7 TeV
G. Aadet al.* (ATLAS Collaboration)
(Received 28 September 2012; published 26 November 2012)
This paper presents a search for a new heavy particle produced in association with a top or antitop quark. Two models in which the new heavy particle is a color singlet or a color triplet are considered, decaying, respectively, totq ortq, leading to a resonance within thettþjets signature. The full 2011 ATLAS pp collision data set from the LHC (4:7 fb1) is used to search for tt events produced in association with jets, in which one of theWbosons from the top quarks decays leptonically and the other decays hadronically. The data are consistent with the Standard Model expectation, and a new particle with mass below 430 Gev for bothW0 boson and color triplet models is excluded at 95% confidence level, assuming unit right-handed coupling.
DOI:10.1103/PhysRevD.86.091103 PACS numbers: 13.85.Rm, 12.60.Cn, 14.65.Ha, 14.70.Pw
In the past few decades, remarkable agreement has been shown between measurements in particle physics and the predictions of the Standard Model (SM). The top quark sector is one important place to look for deviations from the SM, as the large top quark mass suggests that it may play a special role in electroweak symmetry breaking. The recent top quark forward-backward asymmetry measure- ments from the Tevatron experiments [1,2] are in marginal agreement with SM expectations. A non-SM explanation could come from a possible top-flavor-violating process [3–5]. In these models, a new heavy particleRwould be produced at the LHC in association with a top or antitop quark. Figure1shows representative production diagrams for these new particles, for the cases ofR¼W0orR¼ (see below). As shown in Ref. [6], the production mecha- nism inppcollisions mainly involves quarks rather than antiquarks at pffiffiffis
¼7 TeV, even for relatively low mass particles.
The larger number of quarks relative to antiquarks pro- duced in the initial state at the LHC leads to a resonanceR that decays predominantly to either the tþjet or tþjet final state, where baryon number conservation restricts the models that are available. Two models that can give rise to these final states are a color singlet resonance (W0) mostly in thetq system, and a di-quark color triplet model with a resonance () in thetqsystem. In both cases attþjet final state is produced, but a peak will be present in only one of thetþjet ortþjet invariant mass distributions. The new resonances are assumed not to be self-conjugate, which makes searches for same-sign top quarks insensitive to them [7–9], and to have only right-handed couplings.
The t or t then decays to Wþb or Wb, respectively.
This paper considers the decay signature of events in which oneWboson decays leptonically (to an electron or muon, plus neutrino final state) and the other W boson decays hadronically. The first direct search for such particles was performed at CDF [10], which excluded color triplet reso- nances with masses below 200 GeV and W0 resonances with masses below 300 GeV, for particles with unit right- handed coupling (gR) totq. As is done in this paper, CDF used the formalism in Ref. [3] to definegR. CMS recently performed a search that excluded a new W0 with a mass less than 840 GeV [11] for particles withgR¼2[12].
The analysis presented here uses the full ATLAS 7 TeV ppcollision data set collected in 2011, corresponding to 4:70:2 fb1 of integrated luminosity [13,14] delivered by the LHC. ATLAS [15] is a multipurpose particle physics detector with cylindrical geometry [16]. The inner detector (ID) system consists of a high-granularity silicon pixel detector and a silicon microstrip detector, as well as a transition radiation straw-tube tracker. The ID is immersed in a 2 T axial magnetic field and provides charged particle tracking in the rangejj<2:5. Surrounding the ID, elec- tromagnetic calorimetry is provided by barrel and endcap liquid-argon (LAr)/lead accordion calorimeters and LAr/
copper sampling calorimeters in the forward region.
Hadronic calorimetry is provided in the barrel by a steel/
scintillator tile sampling calorimeter, and in the endcaps and forward region by LAr/copper and LAr/tungsten sam- pling calorimeters, respectively. The muon spectrometer comprises separate trigger and high-precision tracking chambers measuring the deflection of muons in a magnetic field with a bending power of 2–8 Tm, generated by three superconducting air-core toroid systems. A three-level trigger system is used to select interesting events. The level-1 trigger is implemented in hardware and uses a subset of detector information to reduce the event rate to a design value of at most 75 kHz. This is followed by two
*Full author list given at the end of the article.
Published by the American Physical Society under the terms of the Creative Commons Attribution 3.0 License. Further distri- bution of this work must maintain attribution to the author(s) and the published article’s title, journal citation, and DOI.
PHYSICAL REVIEW D86,091103(R) (2012)
software-based trigger levels, level-2 and the event filter, which together reduce the event rate to300 Hz.
Events with an electron (muon) are required to have passed an electron (muon) trigger with a threshold of transverse energy ET>20 GeV (transverse momentum pT>18 GeV), ensuring that the trigger is fully efficient for the offline selection discussed below. Electrons recon- structed offline are required to have a shower shape in the electromagnetic calorimeter consistent with expectation, as well as a good quality track pointing to the cluster in the calorimeter. Candidate electrons with ET>25 GeV are required to pass the ‘‘tight’’ electron quality criteria [17], to fall inside a well-instrumented region of the detec- tor (jj<2:47, excluding 1:37<jj<1:52), and to be isolated from other objects in the event. Muons with trans- verse momentumpT>20 GeVare required to pass muon quality criteria [18], to be well measured in both the ID and the muon spectrometer, to fall withinjj<2:5, and to be isolated from other objects in the event.
Jets are reconstructed in the calorimeter using the anti-kt [19] algorithm with a radius parameter of 0.4. Jets are required to satisfy pT>25 GeV and jj<2:5. Events with jets arising from electronic noise bursts and beam backgrounds are rejected [20]. Jets are calibrated to the hadronic energy scale usingpT- and-dependent correc- tions derived from simulation, as well as from test-beam and collision data [21]. Jets from the decay of heavy flavor hadrons are selected by a multivariateb-tagging algorithm [22] at an operating point with 70% efficiency forb jets and a mistag rate for light quark jets of less than 1% in simulatedttevents. Neutrinos are inferred from the mag- nitude of the missing transverse momentum (EmissT ) in the event [23].
The signal region for this analysis is defined by requiring exactly one charged lepton and five or more jets, including at least oneb-tagged jet. To select events with a leptoni- cally decaying W boson, events are required to have EmissT >30 GeV (EmissT >20 GeV) in the electron (muon) channel. Additionally, the event must have a transverse mass of the leptonically decayingWbosonmWT >30 GeV in the electron channel, or scalar sum EmissT þmWT >
60 GeV in the muon channel [24]. Here, ðmWTÞ2 ¼ 2EmissT E‘Tð1cosÞ, where E‘T is the magnitude of the
transverse momentum of the lepton, and is the angle between the lepton and the missing transverse momentum in the event.
A variety of Monte Carlo generators are used to study and estimate backgrounds. The generated events are pro- cessed through full detector simulation [25], based on GEANT4 [26], and include the effect of multiple pp interactions per bunch crossing. To predict the event yield, the simulation is given an event-by-event weight such that FIG. 1. Example production and decay Feynman diagrams for
the (a)W0 and (b)models.
100 200 300
Events / 40 GeV
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103
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400 GeV φ
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[GeV]
mtj
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(data-SM)/SM -1 -0.5 0 0.5
1 Uncertainty
FIG. 2 (color online). The leading jet pT in the four-jet tt control region (a), and mtj in the five-jetttcontrol region (b).
The example signal-only distributions are overlaid for compari- son, where unit coupling for the new physics process is assumed.
The total uncertainty shown on the ratio includes both statistical and systematic effects. The ‘‘other’’ background category in- cludes single top production, diboson production, and multijet events.
G. AADet al. PHYSICAL REVIEW D86,091103(R) (2012)
the distribution of the number of pp collisions matches that in data.
The tt background is modeled with MC@NLO v4.01 [27] interfaced to HERWIG v6.520 [28] and JIMMY v4.31 [29]. An additional tt sample modeled with MC@NLO interfaced to PYTHIA v6.425 [30] is used to study potential systematic uncertainties. Otherttsamples use POWHEG [31] interfaced either to PYTHIA or HERWIG, as well as AcerMC v3.8 [32]. The background from the production of singleWbosons in association with extra jets is modeled by the ALPGEN v2.13 [33] generator interfaced to HERWIG. The MLM matching scheme [34]
is used to form inclusiveWbosonþjets samples such that overlapping events produced in both the hard scatter and parton showering are removed. In addition, the heavy flavor contributions are reweighted using the data-driven procedures of Ref. [24] using the full 2011 LHC data set.
Diboson events are generated using HERWIG. Single- top-quark events are modeled by MC@NLO, interfaced with HERWIG for the parton showering, in theschannel and Wt channel, and by AcerMC v3.8 in the t channel.
The small background in which multijet processes are misidentified as prompt leptons is modeled from a data- driven matrix method [35]. In determining the expected event yields, thettcross section is normalized to approxi- mate next-to-next-to-leading-order QCD calculations of 167þ1718 pb for a top quark mass of 172.5 GeV [36,37], and the totalWþjets background is normalized to inclu- sive next-to-next-to-leading-order predictions [38]. Signal
events are produced, for a range of W0 and masses, with MadGraph v5.1.3.16 [39] and interfaced to PYTHIA v6.425. Next-to-leading-order (NLO) cross sections are used for the predictedW0 boson signal normalization [6], and leading-order (LO) cross sections using MSTW2008 are used for the-resonance normalization [3].
Events are reconstructed with a kinematic fitting algo- rithm that utilizes knowledge of the overconstrained tt system to assign jets to partons. In the fit, the two top quark masses are each constrained at the particle level to
500
Events / 175 GeV
1 10 102
103
104 Data
∫
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400 GeV φ
ATLAS
[GeV]
mtj
500 1000 1500 2000 2500
(data-SM)/SM
-1 -0.5 0 0.5
1 Uncertainty
FIG. 3 (color online). Expected and observed distribution of mtj in the Wþjets control region. The example signal-only distributions are overlaid for comparison, where unit coupling for the new physics process is assumed. The total uncertainty shown on the ratio includes both statistical and systematic effects. The other background category includes single top production, diboson production, and multijet events.
500 1000 1500 2000
Events / 175 GeV
1 10 102
103
104
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400 GeV φ
ATLAS
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mtj
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(data-SM)/SM -1
-0.5 0 0.5
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500 1000 1500 2000
Events / 175 GeV
1 10 102
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400 GeV φ
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j
mt
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(data-SM)/SM
-1 -0.5 0 0.5
1 Uncertainty
FIG. 4 (color online). Expected and observed distributions of (a) mtj and (b) mtj in the signal region. The example signal distributions assume unit coupling for the new physics process.
The total uncertainty shown on the ratio includes both statistical and systematic effects. The other background category includes single top production, diboson production, and multijet events.
SEARCH FOR RESONANT TOP QUARK PLUS JET. . . PHYSICAL REVIEW D86,091103(R) (2012)
172.5 GeV by a penalty in the likelihood, computed from variations from this nominal value and the natural top quark width of 1.5 GeV. The two W boson masses are similarly constrained to 80.4 GeV within a width of 2.1 GeV. This allows thezcomponent of the momentum of the neutrino from the leptonically decayingW boson to be computed. Both solutions from the quadratic ambiguity of this computation are tested when computing the like- lihood. Charged lepton, neutrino, and jet four-momenta are constrained in the fit by resolution transfer functions de- rived from simulated tt events that relate the measured momenta in the detector to true particle momenta. The full shapes of these transfer functions are used in the like- lihood computation. All assignments of any four jets to partons from the tt decay are tested and the assignment with the largest likelihood output for thett hypothesis is selected. After the assignment is selected, the originally measured jet and lepton momenta andEmissT are used. The remaining jets not associated with the tt partons are included to form mtj and mtj masses, where the charge of the lepton is used to infer which is the top candidate and which is the antitop candidate. All combinations of extra jets with the top and antitop quark candidates are
considered, and the pairings that give the largest mtj and mtjmasses are used. In this way, the same extra jet can (but does not necessarily have to) be used to formmtjandmtj. These two masses are used as observables for the search.
Several control regions are used to ensure good model- ing and understanding of the backgrounds before the signal region is examined. The preselection control region requires at least four jets, but does not require a b tag.
The dominant tt background is tested in a control region with exactly four jets (including at least oneb-tagged jet).
The rejection of events with more than four jets reduces signal contamination. A secondttcontrol region is defined by events with exactly four jets withpTabove 25 GeV, one of which must be b tagged, and exactly one additional jet withpTbetween 20 GeV and 25 GeV. Signal contami- nation is further reduced by requiring that theffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi R
ðÞ2þ ðÞ2
p between the fifth jet and both the recon- structed top and antitop quarks is greater than =2.
Figure2shows distributions in the twottcontrol regions, where good agreement is observed between data and the prediction. The second major background, production of singleWbosons in association with extra jets, is tested in a
TABLE II. Expected and observed yields in different signal regions. The errors include all systematic uncertainties. Total refers to the total expected background, includingtt,Wþjets, and the other smaller backgrounds: single top production, diboson production, and multijet events, which are not tabulated separately here. Signal window eff. refers to the efficiency for the signal to fall inside the optimized two-dimensional mass window. The signal region yield is calculated in the mass window at each benchmark signal point.
Signalrefers to the total expected signal cross section, not taking into account thet(ort) plus jet branching fraction.
Entire signal region 300 GeVW0 600 GevW0 400 GeV 800 GeV
mtj window [GeV] 344< mtj<494 566< mtj<904 401< mtj<455 766< mtj<819 mtj window [GeV] 292< mtj <339 549< mtj <650 371< mtj <608 628< mtj<973
Signal window eff. 7.5% 9.9% 11.9% 5.7%
tt 180003000 740160 27060 660150 6010
Wþjets 1700560 6030 3020 8040 85
Total 220003700 820190 32080 780180 7020
Observed 22731 970 343 923 77
Signal region yield 560120 9824 410100 206
Signal 19.0 pb 1.55 pb 7.9 pb 0.67 pb
TABLE I. Expected and observed yields in the four control regions (CR). Total refers to the total expected background, includingtt,Wþjets, and the other smaller backgrounds: single top production, diboson production, and multijet events. The last two lines show the expected number of events for two benchmark signal samples in each of these control regions. The errors include all systematic uncertainties.
Preselection CR Wþjets CR Four-jetttCR Five-jetttCR
tt 500004700 2000400 19000600 2100200
Wþjets 4600014000 70002900 3800800 360170
Total 11600021000 120003600 260001300 2900440
Observed 110933 11858 26197 2736
300 GeVW0 13900670 930110 3000400 40080
400 GeV 6100200 43060 1100100 20020
G. AADet al. PHYSICAL REVIEW D86,091103(R) (2012)
control region with five or more jets, vetoing events with b-tagged jets. The requirement of zero b-tagged jets reduces both signal andttcontamination. The distribution in Fig. 3 shows good agreement between data and the prediction within uncertainties. Table I summarizes the expected and observed yields in the control regions.
Figure4shows the expected and observedmtj andmtj distributions in the signal region. The data are found to be consistent with the SM expectation. A variety of potential systematic effects are evaluated for the predicted signal and the background rates and shapes. The dominant sys- tematic effects of the jet energy scale [21] and resolution
[40] lead to uncertainties of up to 10% on the total back- ground rate and up to 21% on the total signal expectation, depending on the mass of the new particle. The other dominant systematic uncertainty from the difference in b-tagging efficiency between simulation and data leads to uncertainties of roughly 16% on both the signal and back- ground rates. Effects due to lepton trigger uncertainties and ID efficiency as well as the energy scale and resolution are
W' mass [GeV]
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R = 2
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σ
± 1 σ
± 2
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ATLAS = 7 TeV s
L dt = 4.7 fb-1
∫
FIG. 5 (color online). Expected and observed 95% C.L. upper limits on the (a)W0and (b)model cross sections. The CDF result is documented in Ref. [10]. TheW0cross sections are NLO calculations, and thecross sections are LO calculations.
W' mass [GeV]
500 1000 1500 2000 2500
RCoupling g
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
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95% C.L. exclusion CDF exclusion
(M. Gresham et al.)
t
σt
and
Favored by Tevatron AFB
ATLAS
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mass [GeV]
φ
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0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
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95% C.L. exclusion CDF exclusion
(M. Gresham et al.)
t
σt
and
Favored by Tevatron AFB
ATLAS
L dt = 4.7 fb-1
∫
= 7 TeV s
FIG. 6 (color online). Expected and observed 95% C.L. upper limits on the (a)W0and (b)model cross sections assuming a cross section that scales with g2R. The hatched area shows the region of parameter space excluded by this search at 95% C.L.
The CDF result is documented in Ref. [10]. The W0 cross sections are NLO calculations, and the cross sections are LO calculations. The region favored by the TevatronAFBandtt measurements is shown as the dark band [42].
SEARCH FOR RESONANT TOP QUARK PLUS JET. . . PHYSICAL REVIEW D86,091103(R) (2012)
assessed usingZ!ee and Z! data, which lead to systematic uncertainties of a few percent. Other potential systematic effects considered are the size of the small multijet background (assigned 100% uncertainty);ttgen- erator uncertainties (evaluated by comparing different results using the MC@NLO and POWHEG generators, 1–10%); tt showering and fragmentation uncertainties (evaluated by comparing samples using both PYTHIA and HERWIG, 1%–6%); an uncertainty on the total inte- grated luminosity (3.9%) [13,14]; and the amount of QCD radiation for the signal and the tt background (approxi- mately 10%, evaluated using AcerMC). Total cross section uncertainties of 10% (55%) are used for thett(Wþjets) backgrounds.
Expected and observed upper limits on the signal cross section are computed at discrete mass points as follows.
For each benchmark signal mass point under consideration, a signal region is defined in the mtj-mtj plane. When setting limits for theW0 () model, themtj (mtj) window is significantly wider than themtj (mtj) window to account for the fact that the resonance is predominantly in themtj (mtj) system. The windows are optimized to maximize sensitivity, accounting for the full effect of systematic uncertainties. Typical mass windows are shown in Table II. For each mass window, 95% confidence level (C.L.) upper limits on the signal cross section (times the branching ratio totort) are computed using a single bin frequentistCLsmethod [41]. No shape information is used within the mass windows. TableIIshows the expected and observed event yields in several of the signal region win- dows. Expected and observed 95% C.L. lower limits on the signal mass are derived, assuming a coupling of gR¼1 andgR¼2, and are shown in Fig. 5. Assuming that the cross section scales as g2R, the exclusion in the mass- coupling plane is shown in Fig.6. As shown, most of the parameter space in this model, which was favored by the Tevatron forward-backward asymmetry and cross section measurements [42], has been excluded.
In conclusion, this paper presents a search for a new heavy particleRin thetjortj system ofttplus extra jet events with the ATLAS detector. Such new particles have been proposed as a potential explanation of the difference from the SM values of the forward-backward asymmetries measured in top quark pair production at the Tevatron. The full 2011 ATLAS pp data set (4:7 fb1) is used in the
search. Assuming unit coupling, the expected 95% C.L.
lower limit on the mass of the new particle is 500 (700) GeV in the W0 () model. No significant excess of data above SM expectation is observed, and 95% C.L.
lower limits of 430 GeV for both the W0 and models are set. AtgR¼2, the limits are 1.10 (1.45) TeV for theW0 () model, with expected limits of 0.93 (1.30) TeV. These are the most stringent limits to date on such models. Most of the regions of parameter space for these models that are more consistent with the Tevatron forward-backward asymmetry and tt cross section measurements than the SM are excluded at 95% C.L. by these results.
We thank CERN for the very successful operation of the LHC, as well as the support staff from our institutions without whom ATLAS could not be operated efficiently.
We acknowledge the support of ANPCyT, Argentina;
YerPhI, Armenia; ARC, Australia; BMWF and FWF, Austria; ANAS, Azerbaijan; SSTC, Belarus; CNPq and FAPESP, Brazil; NSERC, NRC, and CFI, Canada;
CERN; CONICYT, Chile; CAS, MOST, and NSFC, China; COLCIENCIAS, Colombia; MSMT CR, MPO CR, and VSC CR, Czech Republic; DNRF, DNSRC, and Lundbeck Foundation, Denmark; EPLANET and ERC, European Union; IN2P3-CNRS, CEA-DSM/IRFU, France; GNSF, Georgia; BMBF, DFG, HGF, MPG, and AvH Foundation, Germany; GSRT, Greece; ISF, MINERVA, GIF, DIP, and Benoziyo Center, Israel;
INFN, Italy; MEXT and JSPS, Japan; CNRST, Morocco;
FOM and NWO, Netherlands; BRF and RCN, Norway;
MNiSW, Poland; GRICES and FCT, Portugal; MERYS (MECTS), Romania; MES of Russia and ROSATOM, Russian Federation; JINR; MSTD, Serbia; MSSR, Slovakia; ARRS and MVZT, Slovenia; DST/NRF, South Africa; MICINN, Spain; SRC and Wallenberg Foundation, Sweden; SER, SNSF, and Cantons of Bern and Geneva, Switzerland; NSC, Taiwan; TAEK, Turkey; STFC, the Royal Society and Leverhulme Trust, United Kingdom;
DOE and NSF, U.S.A. The crucial computing support from all WLCG partners is acknowledged gratefully, in particu- lar, from CERN and the ATLAS Tier-1 facilities at TRIUMF (Canada), NDGF (Denmark, Norway, Sweden), CC-IN2P3 (France), KIT/GridKA (Germany), INFN- CNAF (Italy), NL-T1 (Netherlands), PIC (Spain), ASGC (Taiwan), RAL (UK), and BNL (USA) and in the Tier-2 facilities worldwide.
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