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The Cavity Approach for Metastable Glassy States Near Random First Order Phase Transitions
T. Kirkpatrick, D. Thirumalai
To cite this version:
T. Kirkpatrick, D. Thirumalai. The Cavity Approach for Metastable Glassy States Near Random First Order Phase Transitions. Journal de Physique I, EDP Sciences, 1995, 5 (7), pp.777-786.
�10.1051/jp1:1995168�. �jpa-00247102�
J. Phys. I France 5
(1995)
777-786 JULY 1995, PAGE 777Classification Physics Abstracts
75.10N 64.60M 64.70P
The Cavity Approach for Metastable Glassy States Near Random First Order Phase llYansitions
T.R.
Kirkpatrick
and D. ThirumalaiInstitute for Physical Science and Technology, University of Maryland, College Park, Maryland 20742, U-S-A-
(Received
23 January1995, received in final form 5 April 1995, accepted 7 April1995)
Abstract. Ii is shown that trie cavity method developed to describe equilibrium states in trie mean-field Ising spin glass model con be generalized to describe metastable stores in trie mean-field Potts glass. Trie crucial input is trie existence of an extensive number of statistically
similar but incongruent metastable states with
a weighted Gaussian free energy distribution. It is
argued that the inherent quenched randomness m trie Potts glass Hamiltonian is net important for most of the arguments and that this approach provides insight into recent work on trie
structural glass problem.
1. Introduction
In ibis paper we show how trie
Onsager (reaction
fieldapproach)
orcavity
methoddeveloped iii
to describe
equilibrium
states in trie mean-fieldIsing
spinglass
model [2] con be modified to describe metastableglassy
states near random first-orderphase
transitions. For concreteness wefocus on trie mean-field p-state Potts
glass (PG)
model(with
p>4)
where trie metastable states have been well characterizedby
orner methods(3,4]. However,
we stress that trie ideas behind thisapproach
are rathergeneric
and inparticular they
do nondepend
in a sensitive way on trie fact that trie PG Hamiltonian basquenched
randomness built into it. As a consequence, weargue that trie ideas
presented
here con be used to understand some work [Si on trie structuralglass problem
which bas noquenched
randomness.Trie
general
type of system and situation we bave m mmd is triefollowing.
First, trie system is above itsequilibrium (ideal) glass
transition temperature which we denoteby TK,
orby
trieKauzmann temperature
(in general
TK may be ai zerotemperature). Second,
trieincipient phase
transition is mostnaturally
describedby
aprobability
measure for a random order parameter with zero mean. Trie usual observable order parameter is trie average of asquared
random variable referred tocommonly
as trie Edwards-Anderson order parameter, q (2]. AiTK,
qjumps discontinuously
from zero to a finite value at a random first-orderphase
transition.For ail temperatures greater thon
TK,
but less thon a temperature denotedby
TA, there existslocally
stableglassy
metastable states. In mean-field models these states areinfinitely long- lived,
whereas inshort-ranged
modelsthey
canpresumably
betheoretically
well-definedby neglecting droplet
fluctuations oractivated, A,
transport. For trie systems we consider, thereQ Les Editions de Physique 1995
exists an extensive number of
statistically
similar butincongruent
states (6] metastable states below TA and ii is these states that are considered in this paper. Because of trie extensivesolution
degeneracy,
these states areexpected
to control triedynamical
behavior of trieglass
for ail T < TA
13,4, ii.
In trie abovedescription: (1)
An extensive number of solutions occurs when thelogarithm
of trie number of states scales with the system size,(2)
Two states arestatistically
similar whenthey
have the same value of q,(3)
States areincongruent
when theoverlap
function(Eq. (3.6))
is zero.The ideas behind the cavity
approach
are as follows.Imagine
anN-spin (or N-partiale)
system and add a new one to it. One then tries to determine the statistical mechanics of the(N +1)
spm systemby studying
the response of theN-spin
system to the additionalspin.
Ingeneral,
one canimagine
two types ofimportant
fluctuations that act on the added spin. First, even if there is asingle
unique state(as opposed
toconfiguration)
of the N and N+1-spin
system, there will be afluctuating magnetic
field feltby
the additional spin due to thermal fluctuations in theN-spin
system.Secondly,
if the order parameterdescription
is
intrinsically probabiistic,
as it is inglasses,
then to obtain observables one must averageover the randomness. Here ii is
important
todistinguish
between twopossible
sources of randomness. There is the randomness m spinglasses
due to the presence ofquenched
disorderm the
microscopic
Hamiltoman. Even if there is a unique macroscopic state for agiven
set of random bonds the local sitemagnetization
fluctuates due to this randomness. Trie second type of randomness is more novel and does arise even inregular Hamiltonians,
1-e-, in those systems wherequenched
interactions are notexplicitly
present. If there are manymacroscopic
states that arestatistically
similar and bavenearly equal
freeenergies
then an externat field cannot be used topick
oui aparticular
state and one is forced to average over ail these states. In previous work on trie structuralglass problem
(Si it is trie second type of randomness that is shown to be important. Note that this type of randomness can mprinciple
exist even if triemicroscopic
interactions are not random.
Subsequent
to Dur initial work on model Hamiltoniansdescribing
trie
liquid
toglass
transition numerous papers baverecently
aflirmed trie earlier conclusion thatglassy dynamics
can result in systems withoutquenched
randomness[8-12].
In thispaper, we
provide
verygeneral
arguments that this conclusion isintimately
tied to trie notion that an intrinsic randomness results due to the presence of alarge
number ofstatistically
similar macroscopic states. In the case of spinglasses
without reflection symmetry these arisem the temperature range TK < T < TA where TK and TA are the characteristic temperatures introduced earlier.
Explicit
calculations reveal that ii isprecisely
in this temperature range that there arelarge
numbers ofmacroscopically
well-defined metastable states.Conceptually,
the situation we areconsidering
here dilfers from theproblem
considered beforeby
Mézard et ai.iii
for theIsing
spinglass
model because: 1) the states we consider do not have an ultrametrictopology, 2)
for our case, two statestypically
dilfer in free energyby
an amount+~O(N~/~)
and theweighted
distribution of free energy states is Gaussian ratherthan
exponential
[4].Nevertheless,
we shall see that the calculationalmethodology developed by
Mézard et ai.iii
can beapplied
withappropriate
modifications.Finally,
we point out that the states we consider arecompletely
missed in the usual statistical mechanicalapproach
to spinglasses
[2j.Physically
this is because the natural order parameter to thisphase
transitionis the Edwards-Anderson parameter which is a
dynarnical
quantity. The plan of this paper isas follows. In Section 2 we rederive the TAP equations for the PG using the cavity method and obtain an expression for the site
magnetization
m terms of a randommagnetic
fieldacting
on that site. In Section 3 we denve the
probability
measure for the randommagnetic
fieldand obtain the self-consistent
equation
of state for the Edwards-Anderson order parameter.This result agrees with that obtained from
approaches [3,4j.
In Section 4 we conclude with a discussion.N°7 THE CAVITY APPROACH FOR METASTABLE GLASSY STATES 779
2. Thermal Fluctuation in a
Single
State:Tap Equations
for trie PGIn this section we use the cavity
approach
to derive the TAPequations
for the PG. The derivation in ageneralization
of thatgiven
elsewhere [2] for the mean-fieldIsing
spinglass.
We repeat it here because some of the results are needed in the next section where fluctuations due to solutiondegeneracy
are taken into account.The mean-field or infinite
ranged
PG Hamiltonian is(3,13],
p-1 l~
"
~ ~ ~çS,asja. (2.1)
~~~
i, j
(Î ~
j)
The PG has p components m a
(p-1)-dimensional
vector space. The bonds(J,j )
arerandomly
distributed
according
to,P(J,j)
=
~
~ exp
~~j~~j
,
(2.2)
2~rJ
~ ~
2J
with N the number of lattice sites. To suppress a
ferromagnetic
transition one mustproperly
fix the average of
J,j.
We avoid thisproblem by setting
theferromagnetic
order parameter,N
Ma =
~jm,a
= 0.
(2.3)
~
i=J
equal
to zero. The S,a inequation (2.1)
are Potts variables chosen from the set(e(),
é=
1, 2,.. p,
given
in reference [14]. Some useful identities are,~j
Pele(
"
Pôab, (2.4a)
1=1
~j
p-1e(e$'
=
pâli»
1.(2.4b)
a=1
~j
Pe(
= 0.
(2.4c)
1=1
We next add an additional Potts
spin
at a site 0. The vectorconfigurational magnetic
fieldacting
on site 0(the (N +1)~h spin)
due to theoriginal N-spms
is,N
hi
=fl ~j
Jokska.(2.5)
k=1
If the
N-spin
system is m the statea(N)
thenby
definition the number ofconfigurations, dN(EN),
of theN-spm
system with energy between EN and EN +dEN is,dN(EN
=
e~(~N)dEN
=
exp[fIEN flF~(NjÎdEN (2.6)
The
magnetic
fieldgiven by equation (2.5)
isspecified by
aprobability distribution, P(h)dh,
equal
to theprobability
thatchoosing
at random any relevantconfiguration
ina(N)
the value ofha is in the interval
(ha,
ha+dha). By
definitionP(h)
isindependent
of EN which is determinedby J,j
with 1,j #
o.By
trie central limit theoremP(h)
is Gaussian with parameters,N
(h()~(Nj
"fl~jJ0k (Ska)ce(Nj
k=1
(2.7a)
N
"
à~J0kfilÎÎ~~
" ~Î~~~>
k=1
~~~
(h~
~h"~~~)
~hC
bOE(N)j
b~
~(N)
~ fl~
~
~°kJ0£jska
lllj~~~) jS~~
~OE(N)jk,£=1
~ £b
N
OE(N)
Î ~ ~~~
'~~ÎÎ~~) (Skb m~)~~)
~~ ~~~
~~~ OE(N)
" Plôab qab] "
Pôab Ii ql'
The second
equality
inequation (2.7b) (p
wfl~J~)
follows from trieclustering
property ofa pure state,
a(N),
and trie thirdequality
is due to linear response in asurgie valley
withzero net
magnetization, equation (2.3).
Inequation (2.7b),
qab is trie Edwards-Anderson order parameter,~ab
~
D2~~~~~Î~~~
~~ab> (~.~C)i=1
which in a frozen state, with
equation (2.3),
must bediagonal
in trie vector labels a, b.To each
configuration
of trieN-spin
system there exists pconfigurations
of trie(N +1) spin
system. Trie energy of trie(N +1) spin
system isEN+i
=EN hasoa.
For fixedEN+i,
h andSo
trie number ofconfigurations
is,(h ha(Nj)
2dN
(EN+i, h,
So " exp-fifre(Nj
+fIEN+i
+ hSo dEN+iDh. (2.8a)
21L(1
q)
IV
l)
with Db
=
~~~
~~ ~db.
Integrating
over h andsumming
over Sogives, by definition,
27r
dN(EN+i
" exp-flF~(
N+i) +fIEN+i dEN+1, (2.8b)
with
Fa(
N+ij trie free energy of trie(N
+1)-spin
system,FOE(N+i) =
Fa(N) ~(P l)(1 q) j1°g~exP (lll~~~e~j (2.8C)
1
To derive trie TAP
equations
for trie PG we use thatequation (2.8a) implies
that trieprobability
that trie
(N +1)
spin system bas a certain value So and field hacting
on So is, for fixedEN+1, j~
~oe(N) )2~~~'~°~
~~~~2p(1- q)
~~°Î
~~'~~
N°7 THE CAVITY APPROACH FOR METASTABLE GLASSY STATES 781
with K a normalization constant. From finis
result,
trie averagemagnetization
in trie statea(N +1)
is,(S0a)a(N+i~
OEm()~~~~
#
~j /DhP(h, 50)S0a
~~~
~jeÎeXPÎh~~~~e~Î (2.10a)
~
i
~jexp[h~(~)e~]
'1
and trie average
magnetic
fieldis,
N
(h ~~ J~~~~~~~~~
~ °~~~~~
~~~
~~
(2.10b)
=
hÎ~~~
+pli q)m()~~~~
To relate this to
previous
TAP work for trie PG (3] we use,equations (2.4a)
and(2.10a)
toobtain,
h[(~l
=
£
e~log il
+e(m()~~~~j j2 lia)
p
~
~
In
deriving equation (2.lia)
trieidentity
[3]exp
- £ log
~~~~~~~~~~
=
£
exp[e~h~(~) (2.
Ilb)
1 i'
i
was used. With
equations (2.10)
and(2.Il)
we recover trie TAPequations
used before. Al-though
non needed in Section 3 trieunderlying
TAP free energy [3] is, suppress trieo(N +1) index,
àFTAP
"~(l
+m,ae~)
ÎOg ~ ~~~~~iiJ,>m,~m~~
ljp~
i~ji
~~~.12.12~
1<j
These results reduce to trie free energy for trie usual SK mortel for p
= 2.
3. Fluctuations Due to
Many
Solutions: Self-ConsistentEquation
for qabIn this section we first quote trie known result for the number of
statistically
similar but incon- gruent metastable states in the PG above the trueequilibrium phase
transition temperature.We then argue that this result is easy to understand and that it is
probably generic
for a class ofproblems. Following
finis, we determine trie statistical properties of triemagnetic
field which acts on trie(N +1)
spin due to trie fact that triemagnetizations
arespecified by
aprobability
measure and because there are many
statistically
similar metastable states.Finally,
we usethese results to derive a self-consistent
equation
for trie Edwards-Anderson order parameter for trie PG. Trie final result is in agreement with trieequation
of state derivedby
orner methods.3.1. NUMBER OF METASTABLE STATES. In reference [4] ii was shown that for trie PG trie number of
statistically
similar metastable states in aN-spin
system with free energy FN above theequilibrium phase
transition temperature was extensive [3] andgiven by,
dN(FN)
" ~~P
~~N ~~Î~
2àN ~~~ ~~~
~~~(~'~~
=
exp[fIFN flF(]dFN.
Here
F(
is the canonical free energy in theN-spm
system,ÉN
is the componentaveraged
free energy forN-spins
andAN
z~J
0(N)
is the variance in theweighted
free energy distribution aboutÉN
Î15]. Note that the last term in the firstequality
in equation(3.1)
is of relativemagnitude
zero unless FNÉN
z~J
0(N). Restricting
ourselves to states with free energy close toÉN,
we have the secondequality
inequation (3.1).
Ingeneral F( # ÉN
if there is anextensive solution
degcneracy.
We next
interpret
equation(3.1)
and argue it isgeneric
for a Mass ofproblems.
The systemswe have considered with ramdam first-order
phase
transitions have an extensive number of metastable states that arestatistically
similar butincongruent.
In terms ofoverlap
functions(cf. below)
these states have zerooverlap. By
the central limit theorem thisimplies
thatthe
weighted
distribution of free energy states must be Gaussian. Theweighted
distributionis defined
by examining
thepartition
function which isgiven by
a sum over ailstatistically
similar states,~N "
~
eXPÎ~~~OEÎ"
/
d~N~~j@~ eXPÎ~~~NÎ. (3.~)
~
N
Equations (3.1)
and(3.2)
give aweighted
free energy distributionP(FN), P(FN)
z~J
~~~~~~
exp[-fIFNÎ, (3.3)
dFN
with an average free energy
ÉN
=
~f~exp[-flf~j /ZN
and a canonical free energyflfjj
=
-logZN.
Thedensity
of statesgiven by
~ equation(3.1)
is the uniquedensity
consistent with the above statedrequirements.
Finally,
we note that the cavityapproach
in the next subsection shows thatFjj
does nondepend
on theordering
into the metastableglassy
states. This has beeninterpreted
else- where[3,4, 7j.
The crucial point is thatdynamical
mean-fieldtheory predicts freezing
into ametastable
glassy
state for T < TA because the extensive solutiondegeneracy implies
that withprobability
one the initialconfiguration
of theN-spm
system will be in aglassy
metastablestate. Because nucleation ont of a metastable state is
impossible
in a mean-field model it willstay m a
particular
metastable state forever. In non-metastable models one expectsdroplet
fluctuations to cause activated transitions to the lower free energy
paramagnetic
state and to other metastableglassy
states (3j.3.2. SITE FLUCTUATIONS DUE TO THE PRESENCE OF MANY STATES. We denote the
free energy states of the
N-spin
systemby
the label a= 1, 2,.
,
M and the
corresponding magnetic
fieldsacting
on the(N +1)
spinby (h~(/~1).
An average of ourobservable,
0, oversolutions is defined
by [lj
1°)r(N)
"ù É
1°)a(N) 13.4)
~=i
N°7 THE CAVITY APPROACH FOR METASTABLE GLASSY STATES 783
Note that this is an
unweighted
average because we bavealready
restricted ourselves to states with similar freeenergies.
The solutionaveraged magnetic
field at site 0is,
N
/~o(N)) ~ jj
jjy~~
/~r(N) j~
~)~ r~~/~ °~ ~~ r(N) " a
k=1
By
definition the fieldhÎ~~~
fluctuatesonly
due to the random(Jok).
For our case there aremany states
(M
+~
e/~)
that are ailincongruent,
~ÎÎ ~Î ~Îa~$
~ ~°~~
# ~' (3.~)
~
Denoting
the disorder averageby
],equations (3.5)
and(3.6) yield,
j/~r(N)j
~ ~(3.7) [/~r(Nj/~r(Njj
~ ~ ~or
equivalently, hÎ~~~
= 0. With equation
(3.5) this,
in tum, seems toimply (mka)r(N)
" 0(self-consistent
argumentsyield ((mka)r(N)(
z~JN~~/~).
A similar result was used in ourprevious
work on structuralglasses
[Si where theanalog
of Jok is non-random and theonly
average is over the solution
degeneracy.
The solution average of the square of the
magnetic
field at site 0 is,(h[(/~)h)~~~)
= pqab =pqôab. (3.8)
r(N)
Because the states are uncorrelated we can take
h]~~~
e hia to be a Gaussian random variablewith vanance
given by equation (3.8)
in an ensemble ofN-spin
states. The number of freeenergy states with
N-partiales
with field hiacting
on the(N +1) spin
is,dN(FN,
hi" exp
(fIFN flF[ h( /2~1q) dFNDhi, (3.9)
jp 1j
with Dhi
=
(~~)
~ dhi The distribution m the variablesFN+i
and hi isgiven by,
27r
~
j~ (FN+i,
hi=
/dN(FN, h)à[FN+i
FNàF(h)]
~+i
=
Dlli
exPfl FN+i
flfi Ill/2Pq
+iog ~llie~ 13.1°)
+i iv i)ii )1
~where we have used equation
(2.8c)
withh°(/~)
- hi
Integrating equatiou (3.10)
over hi mustyield,
~~l~N+1)
" ~XP
ÎfI~N+i fIFÎÙ+iÎ dFN+1 (3.lia)
From
equation (3.10)
we obtain,~~N+1 ~7c/~
2fl
~jp i)ji
q)fl log /Dhexp [-hÎ/2~1q) ~je~~~~
1
(3.llb)
" ~Î~
~~~
~~~°~~
As
already
mentioned, this resultimplies
that the canonical free energy does notdepend
on trieglassy ordering
characterizedby
q.Equation (3.116)
is trieexpected
result for aparamagnetic
PG if one takes into account that trie J's inFjj
~~ are normalized to
(N +1)~~,
while those inFjj
are normalized to N~~.A self-consistent
equation
for trie Edwards-Anderson order parameter can be obtainedby noting
that equation(3,10)
gives trie distribution of hi for fixedFN+1~
P(h)Dh
= K exp
-
~~+
log £
e~i~~Dhi, (3.12)
~l~~
1
with K
being
a normalization constant. From equations(2.10a), (2.
Il and(3.12)
trie equation of state is,/Dhima(hi )mb(hi
exp-
~~£ log
~~~~~~~~~ )j
21Lq P
~ P
~~~ ~~~~
/Dhi
exp(- ~Î £ log
~~~~~~~~
~~ ~~~~
211q P
~ P
with
ma(hi given by,
hia
"~j
e$log
(1 +
e(mb(hi
)j(3.13b)
P ~
Equations (3.13)
are closedequations
for q and are m agreement with trie results from orner static anddynamical approaches (3,4].
4. Discussion
In this paper we bave
provided
verygeneral
arguments for trieorigin
ofglassy
behavior in systems thatundergo
random first-order transitions. Dur resultsemphasize
that trie slowdy-
namics
resulting
inglass-like
relaxation in amyriad
ofseemingly
unrelated systems can be understood from one central concept. This crucial idea isthat,
whenever one bas a froc en- ergylandscape
such that there are extensive numbers of basins of attractioncorresponding
to(macroscopically) statistically
similar butincongruent
metastable states, then trie system gen-erates intrinsic randomness because one is forced to average over trie solution
degeneracy.
This situation cannaturally
arise even for Hamiltonians which do nonexplicitly
containquenched
random interactions. Trie
glassy
behavior results from thisself-generated
randomness. Dur arguments bave been buttressedusing
trie Pottsglass
as a concreteexample.
However triesimilarity
of trie results with ourprevious
workinvolving
model fluid Hamiltonians [Si that do notexplicitly
contain any randomness shows that trieconceptual
aspects of our work should beapplicable
to a widevariety
of systems. We also note that similar argument can be used toobtain
analogous
results for trie J~-spinglass
model(16j.
N°7 THE CAVITY APPROACH FOR METASTABLE GLASSY STATES 785
These ideas can be used to understand trie recent novel work
(8-loi by several'groups
who bave discovered thatglassy
behavior can be observed even in model Hamiltonians that do not containexplicitly
containquenched
disorder. In ail these cases trie systems gel frozen intoone of trie
possible
metastable states below a characteristic temperature. In referenceiii]
anexplicit computation
of trie solutiondegeneracy
for one of these niodels bas beendone,
anda
dynamical phase
transition bas been related to trie emergence of an extensive number ofstatistically
similar states.A crucial
point
that is worthmaking
is that ail our results follow from trie Gaussian distri- bution of freeenergies.
This is to be contrasted with trie SKmodel,
where trie freeenergies
are
exponentially
distributed below a threshold value[18j.
Thus unlike trie SKmodel,
alI trie consequences of trie law oflarge
numbers are valid in our case. It isperhaps
for this reason that trie behavior we bave discovered niay begeneric
for avariety
of classical disordered systems.Furthermore,
it appears natural that these concepts con be used toprovide
a framework forunderstanding dynamical
behavior in structuralglasses (19j.
It is also important to
emphasize
that triemajor
consequencesresulting
from solution de- generacy do non require triereplica analysis.
Infact,
trieonly
relevant order parameter in trie temperature range TK < T < TA is trie selfoverlap
between triereplicas, narnely
triedynarni-
cal Edwards-Anderson order parameter.
This,
agam, is in contrast with trie much studied SK model in which there is noanalogue
ofTADescription
of triespin glass phase
in trie SK modelrequires
trie fuit brokenreplica
symmetry treatment.Further
insight
into trie nature of trie states m trie range TK < T < TA may be obtainedby mferring
trie barrierheight separating
two states. Fromequation (3.1)
it is obvions(3,7j
that trie free
energies separating
any states o andfl typically
dilferby @.
Trie free energy ofactivation between two genenc metastable states may be estimated as follows. Elsewhere [20j
we showed that, at least close to
TK,
trie activation borner àF* scales as, [20]àF*
+~
t~~"~. (4.1)
In finite range
models,
there exists a natural finite size correlationlength, (
+~
t~". In a correlation volume, trie number of spms N scales
(~. Making
these substitutions inequation (4.1)
givesàF*
+~
N~/"~ (4.2)
For random first-order transitions, du = 2
Id,
whichimplies
that àF*+~
@,
1-e-, trie barrier between states iscomparable
to their dilference in free energy. In trie usual SK model àF* isestimated (21] to scale as
N~H.
Triesame arguments bave been used
recently
to estimate lime scales forfolding
ofproteins
[22] which aremesoscopic.
Trie success of finisapplication
furtherunderscores trie
ubiquity
ofcomplex
energyIandscapes
m a wide vanety of systems.Acknowledgments
This work was
supported by
trie National Science Foundation under grant numbers DMR-92- l7496 and CH&93-07884.References
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