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Correlation energy contribution to cohesion in covalent
structures
Peter Fulde, Gernot Stollhoff
To cite this version:
Correlation energy contribution
to
cohesion in covalent
structures
Peter Fulde and Gernot Stollhoff
Max-Planck-Institut für
Festkörperforschung,
D-7000Stuttgart 80,
F.R.G.(Reçu
le 6 mars 1989,accepté
le 5 mai1989)
Résumé. 2014 La contribution des corrélations
électroniques
àl’énergie
de cohésion des structures covalentes est discutée. Par ce moyen la discussion est faite entre les calculs ab initio sur une base finie d’orbitales de typegaussien
et les calculssimplifiés
de corrélation. En considérant lediamant, le silicium et le
polyéthylène
en détail, on montre que les différentes contributions àl’énergie
de corrélation ont unesignification physique simple.
Abstract. 2014 The contribution of electron correlations to
the cohesive energy of covalent structures is discussed.
Thereby
a distinction is made between ab initio calculations done within afinite basis set of
Gauss-type
orbitals andsimplified
correlation calculations.By considering
diamond, silicon and
polyethylene
in detail it is shown that the different correlation contributions havesimple physical meanings.
Classification
Physics
Abstracts71.10 - 71.45G - 71.45N
1. Introduction.
The
concept
of the chemical bond has proven to be asimple,
yet
highly
successful scheme fordescribing many molecules and
solids,
inparticular
those formedby
elements on theright
of the first row of theperiodic
table. For more details the well known textbooks ofPauling
[1]
and Harrison
[2]
should be consulted. Animportant
quantity
which one would like tocalculate and to understand in detail is the cohesive energy. For
solids,
i.e.periodic
lattices,
refined total energy calculations based on the Local
Density
Approximation (LDA)
to theDensity
Functionaltheory
have beenperformed
[3].
However,
oftensimplified computational
schemes aredesirable,
inparticular
when one wants to elucidate trends and overall features. For that purpose Friedel [4, 5] gave asimple analysis
of cohesion in covalent structures, basedon a Hückel
approximation. Thereby
he noticed andpointed
out theimportance
of electron correlations for aquantitative understanding
of cohesion. He gave estimates of theircontributions
[5].
Since then thisimportant point
has obtained considerable attention and calculations withquantum
chemical accuracy have become available even for solids. Stateddifferently,
correlation energy contributions to cohesion in solids can be calculated with anaccuracy common for small
systems,
likeCH4
(methane).
The aim of this paper is to discuss those ab initio
type
of calculations of the correlation contributions to cohesion. From themparameters
can beextracted,
which may be used asinput
forsimplified
models.The framework within which electron correlations are treated is that of the Local Ansatz
[6],
for whichquantum
chemical accuracy was demonstrated before. The way in which thistheory
ispresented
here differs fromprevious
ones. Here the relevantequations
are derivedby using
theoperator
(or Liouville-)
space instead of the Hilbert space. Forsystems
withweakly
correlatedelectrons,
like in most covalentbonds,
this new formulation leadsonly
to arederivation of
previous equations.
But it has theadvantage
that it may be also used forstrongly
correlated electronicsystems
[7]. Therefore it may
serve as astep
towards aunifying
description
of weak andstrong
correlations.The paper is
organized
as follows. In the next section theequations
are summarized which arerequired
for ab initio calculations of cohesiveenergies. Applications
of the formalism arefound in section 3 where a number of
examples
are discussed.Simplified computational
schemes follow in section 4. In that section also a
comparison
with the ab initio results isprovided
and an extraction of modelparameters
is described. Section 5 contains a summaryand the conclusions.
2.
Computational
method.The ab initio calculations of the correlation energy are done within a finite basis set
fi(r)
ofGauss-type
orbitals(GTO’s).
In terms of them the Hamiltonian is writtenThe
operators
ai’ aju
fulfill the commutation relationswhere
is the
overlap
matrix of the basis-set functions. The Hamiltonian is divided into a self-consistent field(SCF)
part
HSCF
and a residual interactionpart
Hres,
i.e.Let
1«/10)
denote theground
state of H with energyEo
and
1 cPSCF)
theground
state ofHSCF
with energyESCF.
The correlation energy contributionEcorr
to theground-state
energy isIt can be
expressed
in asimple
form when one works inoperator
-or Liouville space with a
metric [7]
properties
are introduced and discussed in detail in reference[8].
From reference[7]
it follows that the correlation energy can be written in the formThe
element
,f2)
in Liouville spacecan be considered as
representing
the correlatedground
state
1 tPo),
in the same way as the waveoperator à
does,
which transforms the SCFground
state 1 CPSCF)
into the exactground
state
1 tPo),
i.e.The
quantity
Lo
inequation (8)
is a Liouvillean orsuperoperator
which acts on otheroperators A according
toAny
approximation
in il reflects itself in one forEc.,.
BecauseEcorr
iscompletely expressed
in terms ofcumulants,
it remains size consistent whenapproximations
for Q are made. Thismeans that the correlation energy is
always
proportional
to the electron number when the latter becomeslarge.
As is wellknown,
some of the standardquantum
chemical methods likethe
configuration
interaction(CI)
method do not fulfill thisrequirement.
In order to
compute
Ecorr approximations
for 1Ii arerequired.
Onepossible approximation
is to limit all calculations to an essential
part
ao
of Liouville space and toneglect
comple-tely
thecomplementary
part
:RI
[9].
Assume thatfllo
isspanned by
the elementsJA,,)
( v = 1, ... M ).
Thenequation
(7)
reduces towhere P is a
projector
whichprojects
ontofllo. By applying
projection techniques
it is asimple
matter to show
that
This
equation
can be considered as aspecial coupled-cluster approximation,
oralternatively,
as ageneralized
form of acoupled
electronpair approximation
(CEPA-O).
The second
important approximation
concerns the form of theoperators
Ai.
For them theLocal Ansatz is used
[6].
It takes into account the local character of the correlation hole andthereby
reducesdecisively
thecomplexity
of the calculations.Starting point
is a set of local functionsFor a
given
i thef m (r)
are limited to GTO’s centered at aparticular
atom. Theoperators
bi (bi )
create(destroy)
electrons in local orbitalsgi (r)
withspin .
With theirhelp
and
spin
operators
can be defined. The three
components
of a are the Pauli matrices. From them thefollowing
local
operators
are constructedThe elements in Liouville space
with
describe local
two-particle
excitations outof 10 SCF>
but in a way which ensures sizeconsistency.
The Local Ansatz identifies theelements
J A,)
withthe
150,,).
The correlation energy follows then fromequation
(12).
3.
Applications.
In the
following
a number ofapplications
of the above formalism are discussed.They
dealwith the determination of the correlation contribution to the cohesive energy of diamond
[10, 11],
silicon[12]
andpolyethylene
[13].
The
computations
wereperformed by using
a finite basis setconsisting
ofGauss-type
orbitals(GTO’s).
For the SCFpart
of the calculations a double-zeta basis set was chosen in all three cases. For diamond andpolyethylene
it consisted of four(contracted)
s orbitals and two sets of(contracted) p
orbitals as far as the C atom is concerned. For the H atom the basis consisted of two s orbitals. In the case of Si apseudopotential
was used for the core electrons[14]
and a basisconsisting
of three(contracted) s
orbitals and two sets of(contracted) p
orbitals for the valence electrons.Very
recently
the calculations for diamond and silicon wererepeated by including
a set of dfunctions,
i.e.polarization
functions,
in the above calculations[15].
This was madepossible by
making
use of the programpackage
CRYSTAL[16].
TheSCF
binding energies
are obtainedby subtracting
thecorresponding
atomicenergies
calculated within the same
approximation.
The deficiencies in the former can be estimatedfrom calculations for small molecules
using larger
basis sets[17].
The final results are listed intable I
together
with the estimated uncertainties.They
refer to the limit of acomplete
basisset, i.e. the Hartree-Fock
(HF)
limit. For further details theoriginal
literature should be consulted[10-13, 17].
As
regards
correlationenergies,
a distinction is made between interatomic and intra-atomiccontributions. Interatomic correlations suppress fluctuations in the valence electron number between different atoms.
They
can be described within a minimal basis set, i.e. one which has as many basis functions as there are valence electrons. In that case the local functionsgi (r) (see
Eq.
(13))
are the atomicparts
of the bondorbitals,
afterthey
have beenTable 1. - Valence-shell correlation and
binding
energy contributionsfor
diamond,
silicon andpolyethylene
in eV per unit cell.Binding
energies
are obtainedby
adding
(1)
and(2)
andsubtracting
thefree
atom values(3).
atoms
they
areessentially
sp3 hybrids
with smallorthogonalization
tails onneighboring
sites.On H atoms
the gi
(r)
coincide with the atomic sorbitals,
again
with smallhybridization
tails.Once the
gi (r)
are determined theOm
operators
follow fromequation
(16),
and the correlation energy is obtained fromequation
(12).
The results arepresented
in table I. The contributions of interatomic correlations to the total correlation energy are of the order of 20to 30
percent.
They
contribute(almost)
fully
to the cohesive energy (for more details seeRefs.
[6,
11,
13]).
The dominantpart
comes from theoperators
ni 1 ni 1 . Theseoperators
andoperators
of theform ni nj
where iand j
denotehybrids
on the same atom reduce fluctuations in the valence-electron number at an atomic site.By
means of theoperators
sisj
(see
Eq.
(15))
Hund’s rule correlations are introduced.Operators
of theform ni nj
and sisj
with iand j referring
tohybrids
on different atoms allow to include correlations overlarger
distances which turn out to be van der Waals interactions between bonds.The
largest
contribution to the correlation energyoriginates
from intra-atomic correlations.They
describe correlations between electrons on the same atom and hence thestrong
spatial
variation of the correlation hole of an electron at smalldistances,
i.e. within an atomic volume. Due to the cusp in thepair
distribution function in the limit of small distances(correlation cusp),
the intra-atomic correlation energy isonly slowly
convergent
withincreasing
size of the basis set. Since thisproblem
occurs for asingle
atom as well as for amolecule or
solid,
the contribution of intra-atomic correlations to cohesion is much less sensitive to the size of the basis set. For a reasonabledescription
of intra-atomic correlationsthe use of
polarization
functions ismandantory
(i.e.
one set of d functions in the case of C andSi atoms, and one set of p functions in the case of H
atoms).
The functionsgi (r)
which aredecrease.
They
subdivide the atomic volume and need not beorthogonal
withrespect
to each other. Their detaileddescription
can be found in reference[11-13].
The results of thecalculations are found in table I. Also listed are
neighboring
site andoverlap
corrections.They
are small and are obtainedby treating
simultaneously
intra-atomic correlations onneighboring
sites.This is the most elaborate
part
of the correlation calculations. It does not involve morenumerical work than
treating
a smallmolecule,
likeethane,
within the same basis set.By
present
standards this is a rather trivialtask,
indeed.There are a number of
shortcomings
of the way in which correlations have been treated. One is the Local Ansatz itself. It missestypically
of the order of 5 % of the correlation energy which can be obtained within agiven
basis set. A second one is the limited size of the basis setdiscussed above. From
computations
on small molecules with C or Si atoms andcomparable
bonds it is known that deficiencies causedby
the basis set areroughly
twice aslarge
when anatom is
part
of a molecule or solid than for a free atom[17].
The estimated corrections of thetwo
shortcomings
to the correlationenergies
are added to the final values in table I. One notices that electron correlations contribute between 21 % and 24 % to cohesion in the threecases under consideration. The results obtained set a standard with
respect
to accuracy ofcorrelation calculations for solids and
polymers.
Recently
a calculation of the correlation energy for theground
state of diamond was doneby using
a Jastrow wave function[18].
Thisimplies working
withspecific
two-particle
functions. The basis setproblem
is avoided this way.Using
a Jastrow wave functioncorresponds
toassuming
a correlation hole for electrons which is translational invariant. Thecomputation
of theexpectation
value of theground
state energy was done with thehelp
of Monte Carlo calculations. The correlation energy obtained within these calculations agree well with the correlation energy listed in table 1despite
the fact that thelong-range
part
of the correlation hole is assumed to fall offexponentially
instead ofr- 6
asrequired by
the van derWaals nature of correlations.
It is very instructive to consider the
pair-correlation
function in more detail for thesystems
under consideration. As will be shown it differs
considerably
from the one taken from ahomogeneous
electron gas calculation. The dominantchanges
in thepair
correlation functioncome from interatomic
correlations,
inparticular
fromoperators
of the form ni t ni j andni
n ..
Thechanges
decrease fast withincreasing
distance r due to the van der Waals nature of the interatomic correlations atlarge
distances. Therefore the relevantquantities
tostudy
areand
The
subscripts i, j
refer to functions gi (r) used for thedescription
of interatomiccorrelations,
and furthermore to
pairs
of states on the same atom. Fornearly homopolar
bonds(ni t ni ) =
0.25 and(nz
nj> ;z=
1. Listed in table II areAji
andLiij
for the different bonds inCH4,
C2H6
[17],
Si2H6
[12]
and the threesystems
diamond[11],
silicon[12]
andpolyethylene
[13],
respectively.
It is noticed that the individual correlation corrections compare well with each other.Therefore,
the correlation hole remains almostunchanged
when the size of thesystem
increases. This is in accordance withsimple
intuition. In distinction to what onemight
Table II.
- Changes
in thepair-correlation
function
causedby
electron correlation. For the notation seeequations
(19, 20).
Thesubscripts
a and brefer
tohybrids
on C or Si atomspointing
in the directionof
(a)
H atoms and(b)
C or Si atoms,respectively.
Finally,
acomparison
is made of the totalcharge
fluctuations on a C or Si atom in different chemical environments. Fornearly homopolar
bonds it iswhere n denotes the
operator
of the total valence electron number on atom A. Values for(dnÃ)SCF
and(An A 2 )c.,r
with Areferring
to a C or Si atom aregiven
in table III for differentsystems.
It is seen that the reduction of total
charge
fluctuations due to correlations is almost thesame in the different
systems
under consideration.Table III.
- Charge
fluctuations
on the individual C and Si atoms.4.
Simplified
correlation calculations.The correlation calculations can be done
analytically
when one restricts onself to a minimal basis set, and when the Bond OrbitalApproximation
(BOA) [2]
is made. Consider elemental semiconductors. In that case theoperators
a:’
create an electron in an atomicsp3
hybrid.
The SCFground
state in BOA is of the formThe two
sp3
hybrids forming
bond I are indexedby
thesubscripts
1 and2,
respectively.
In BOA thehybridization
par Ho of the Hamiltoniansimplifies
toThe interaction
part
of the Hamiltonian isapproximated by
The
part
Hl
includes the electron interactions at agiven
atomic site A. It is here reduced tothree Slater
parameters.
One,
Ù,
is a Hubbard like on-site Coulomb interaction while thesecond,
JI
is an on-siteexchange
interaction. The thirdparameter,
i.e.J2,
enables one todistinguish
between the Coulombrepulsion
of electrons in the same and in differentsp3
hybrids.
Thus
Terms which are not
biquadratic
in f
andf’
do not contribute toground
state correlations when the BOA is made. Thereforethey
have beendropped
here. The indexf(= 1,
...4 )
refers to the differentsp3 hybrids
on atom A.The Hamiltonian
H2
contains the Coulomb interactions of electrons on different sitesA,
A’. It is
The Hamiltonian used here differs
slightly
from the one used in reference[19]
which included more interaction matrix elements. Theadvantage
of thepresent
form is that its relation to amultiband Hubbard Hamiltonian is better seen.
In BOA the
density
matrix takes thesimple
formBecause a minimal basis set is
used,
only
interatomic correlations can be calculated.Correlations within a bond have a similar effect like in a
H2
molecule,
i.e. thoseconfigurations
are favoured in which there is one electron at each of the atomic siteparticipating
in the bond. Correlations between different bonds aresignificant only
when the bonds involvehybrids
ofessential
part
of Liouville spaceao.
They
aregiven by equation
(17)
withOm
of the form(compare
withEq.
(16)),
The
long
rangepart
of the van der Waals correlations discussed in thepreceding
section isneglected by
this choice of theOm. When the correlation energy is
determinedaccording
toéquation
(12)
it is found that theonly
part
ofH2
which contributes are matrix elementsVAA,,
where thehybrids
(A,
l)
and(A’ , 1 ’ )
belong
to the same or nearestneighbor
bonds.They
are denotedby
V1,
V2
andV3
and fromfigure
1 one can read off whichhybrids
areinvolved in the three cases. It turns out that
they
appear in the correlation energy calculationonly
in the combinations( U
+2 J2 -
V 1 )
and( U -
2V 2
+V 3 ),
respectively.
Therefore it ishelpful
to introduce renormalized interactionsUeff
andJeff
through
Fig.
1. - Notation used for the Coulomb matrix elements between differenthybrids.
When in
equation
(27)
thequantities
(!7+2./2)
and Ù
arereplaced by
(Ueff + 2 Jeff)
andUeff ,
then withrespect
to correlation energy calculations the effect of H2 is included and therefore thatpart
of the Hamiltonian need not to be considered further. WhenUeff
is written asU - V
1 +[- 2 V 2 + V 1 + V 31
one caninterpret
the sum of matrix elementsin brackets as a
polarization
contribution which increases(0 -
Vi).
Sinceonly
two kinds of correlationoperators
areincluded,
one is left with twoindependent
parameters,
which enterinto the correlation calculation for the
ground
state. Theparameters
in the HamiltonianHl
condense intoThe fact that
only
twoindependent
parameters
appear in the correlation calculations can beOne notices that in terms of
LI
andJ the
parameters
ql, q2 are of the formq1 to =
"0 + 2 J and
When the interatomic correlation energy is calculated
according
toequation (12)
one findsIn order to determine the
parameters
ql, qz for diamond and silicon one canproceed
in twodifferent ways. One consists in
extracting
the values of the different matrix elements from anab initio SCF calculation of the
type
discussed in the last section. That was theapproach
used in reference[19].
Forexample,
for diamond thefollowing
values werefound,
(/+2./2
=22.5 eV
(note
that thisquantity corresponds
to U in Ref.[19]),
JI
= 1.9eV,
andV
= 13.3 eV. One notices that(U
+ 2J )
isconsiderably
less than( Û
+ 2J 2)
because of thelarge
intersite Coulomb interactionVl.
Here weproceed differently,
i.e.by making
use ofand
by taking
those values from the ab initio calculation described in thepreceding
section. This way the following values are found for diamond(C.)
and silicon(Si.)
When the values for diamond are
compared
with theprevious
ones, one notices a difference in( LI + 2 J )
by
1 eV. The source of this difference areimprovements
in the ab initiocalculations
[11]
ascompared
with reference[10, 19].
The factthat J (C,,,,)
= 1.5 eV is smallerthan
Yi(Coo)
= 1.9 eVreemphasizes
thestrong
renormalization due topolarization.
For
comparison
the values( U
+ 2J2 ), J2
andJl,
were also determined for asingle
C and Siatom from an ab initio calculation. The
following
values were foundA
comparison
with the values for diamond showsstrong
renormalization effects. For theatoms it holds
that J2 :::. Jl.
The relative small value ofJ (C. )
indicates thatJeff
isappreciably
smallerthan Jz.
This is due to a sizeable contribution of[-
2V 2
+V
+V3]
asexplained
inthe text
following equation
(31).
In order to determine the
parameters
ql, q2 one needs to know also the value ofto.
It can be obtainedby
a fit of the bands obtained from a BOA with those obtained from anHartree calculation
(see
Ref.[19]).
The valuesto(Coo)
= 10.7 eV andto(Si,,)
= 5.0 eV werethe
following
values for the interatomic correlation energy per unit cell areobtained,
E inter(C.
= 2.3[eV/uc]
andE,,ter(Si.)
= 1.1[eV/uc],
respectively. They
are infairly good
agreement
with those of the ab initio calculation(see
Tab.I).
Whenonly
theoperators
(30)
are used in such a calculation the
corresponding
values are 2.2[eV/uc]
for diamond and 1.1[eV/uc]
forsilicon,
respectively.
But when thelong
range-part
of the van der Waals correlations as well asspin
correlations areincluded,
and furthermore when the deficienciesof the Local Ansatz are corrected for the
following
total interatomic correlationenergies
arefound
These numbers differ somewhat from earlier ones in reference
[19].
The reason for thisdifference are
improved
values for the interaction matrix elements from ab initio calculations.The
present
results of thesimplified
calculationsreproduce
well the exact onesgiven
in table I.The same has been found to hold true for a considerable number of small molecules
involving
first row atoms[20, 21].
Until now
only
interatomic correlations wereconsidered,
because of the minimal basis setwhich has been used. Intra-atomic correlations can be accounted for
by using
an « atoms in molecules »type
ofapproach
[22, 20].
This ispossible
because the twotypes
of correlationsare almost
independent
of each other. Within thatapproach
the intra-atomic correlation energy per unit cell isgiven by
Here
P corr (v)
is theprobability
offinding
at a C atom(in
the case ofdiamond)
or a Si atom(in
the case ofsilicon) v
valence electrons. Thecorresponding
atomic correlation energy is£;orr.
The latter can bedecomposed
intowhere Wv
(i )
denotes the relativeweights
of differentconfigurations
when v valence electronsare
present
andEat(i)
is the correlation energy of v valence electrons inconfiguration
i in a free atom
(ion).
The latter can be found in theliterature,
in tabulatedform,
for anumber of atoms of the first row
[23, 24].
What isrequired
is aspecification
ofPCOff(V)
andw v (i ).
Forpcorr(v)
a Gaussian distribution of the formis chosen centered at
4,
which is the average valence electron number in elemental semiconductors. Its width is determinedby
the totalcharge
fluctuations(An’).,,
(see
Eq.
(21)),
and can becomputed
like in the ab initio case discussed before. For the relativeweights
w"(i )
it is assumed thatthey
are the same as e.g. on the C atom inCH4,
so thatthey
areeasily
determined.for a free C atom, one obtains the contribution to cohesion. Instead of
doing
this,
asimple
algebraic
expression
of the formcan be used for the intra-atomic correlation energy of a first-row atom A
[20, 21].
It wasobtained
by investigating
andanalyzing
alarge
number of moleculesconsisting
of atoms of the first row.Thereby
it was found that the final result for the intra-atomic correlation energy of an atom Adepends only
on its average number of valence electronsnA
and on the ratiorP =
np /iiA
of the p electronnumber n-P
tofiA.
Equation (43)
contains also the correlation contributions of the core electrons and therefore should not bedirectly compared
with thecorresponding quantities
in table I. For the intra-atomic correlation of H atoms in molecules asimilar
simple algebraic expression
isfound,
namely
In the
following
equations
(39)
and(43)
areapplied
tocompute
the correlation energy contribution to the cohesive energy of diamond. For an evaluation ofequation
(43)
the valuesfie
= 4and rc
= 0.75 are used. Thisyields
thefollowing
intra-atomic correlationenergy per unit cell
When the free atom value of
E(C)=20134.26[eV]
is subtracted two timesfollowing
contribution of intra-atomic correlations to cohesion is foundTogether
with the interatomic contribution(39)
thisgives
a total contribution of correlationsto cohesion
This value agrees
reasonably
well with the ab initio value listed in table I.A similar
analysis
has been done forpolyethylene.
The value obtained forEBorr agrees
within 5 % with the one of the ab initio calculation found in table I.5.
Summary
and conclusions.It has been demonstrated that correlation energy calculations for covalent solids can be done on an ab initio level. With their
help
one can determine the correlation contribution tocohesion. It was also shown that the ab initio results can be well
approximated by
asimplified
model calculation based on the BOA. The model Hamiltonian contains on-site interactions
only,
with renormalized matrix elements. Inparticular
the on-site Coulomb interaction isstrongly
renormalized. This is due to a considerable interaction of electrons onneighboring
sites,
which isincorporated
in the renormalization. Thetheory
has beenapplied
todiamond,
silicon and
polyethylene.
In the three cases correlations contribute between 20 % and 25 % tocohesion.
Acknowledgements.
We are
grateful
to theQuantum
Chemistry
group at theUniversity
ofTorino,
inparticular
toDr. M. Causa for
making
their program CRYSTAL available to us. We also would like toReferences