A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
D. J AMES S AMUELSON Semi-primal clusters
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 3
esérie, tome 24, n
o4 (1970), p. 689-701
<http://www.numdam.org/item?id=ASNSP_1970_3_24_4_689_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
D. JAMES SAMUELSON
A
primal
cluster isessentially
a class of universalalgebras
of thesame
species,
where each%;
isprimal (= strictly functionally complete),
and such that every finite subset of
~~~~
is «independent
~. Theconcept
of
independence
isessentially
ageneralization
to universalalgebras
of theChinese Remainder Theorem in number
theory.
Primalalgebras
themselvesare further subsumed
by
the broader class of «semi-primal » algebras,
anda structure
theory
for thesealgebras
wasrecently
establishedby
Fosterand
Pixley [5]
and Astromofi[1].
Thistheory
subsumes andsubstantially generalizes
well-known results for Booleanrings, p-rings,
and Postalgebras.
In order to
expand
the domain ofapplications
of this extended Boo-lean »
theory,
we shouldattempt
to discoversemi primal
clusterswhich, preferably,
are ascomprehensive
aspossible.
In this paper we prove that certainlarge
classes ofsemi-primal algebras
formsemi-primal
clusters. In-deed,
we show that the class of all two-foldsurjective singular subprimal algebras
which arepairwise non-isomorphic
and in which each finite subset is cocoupled
forms asemi-primal
cluster. A similar result is also shown to hold forregular subprimal algebras
withpairwise non-isomorphic
cores.lbloreover,
we prove that the class of allpairwise non-isomorphic s-couples,
as well as the class of all r-frames with
pairwise non-isomorphic
cores, andeven the union of these two
classes,
forms asemi-primal
cluster.Finally,
we construct classes of
s-couples
and r-frames.1.
Fundamental Concepts
andLemmas.
In this section we recall the
following
basicconcepts
of[2]-[5].
Let(A ; D)
be a universalalgebra
ofspecies
S =(n1, n2 , ...),
where thePervenuto alla Redazione il 23 Dicembre 1969.
ni are
non-negative integers,
and let Q _(01 , Og , ...)
denote theprimitive operation symbols
of S.Here, Ôi
= ..., is of rankBy
an S-expression
we mean any indeterminatesymbol E,
n, .., or anycomposition
of these
indeterminate symbols
via theprimitive operations
Asusual,
we use the same
symbols Ôi
to denote theprimitive operations
of the al-gebras
... when thesealgebras
are ofspecies
S. We write l’(E, ...)U>>
to mean that theS-expression P
isinterpreted
in the S-algebra
Thissimply
means that theprimitive operation symbols
areidentified with the
corresponding primitive operations
ofCJ1,
and the inde-terminate- symbols $,...
are now viewed as indeterminates overcY. Moreover,
« w’
(E, ...)U >>
is called a strictcm-function.
Anidentity
between strictCJ1-
functions
W,
4Yholding throughout CJ1
is called a strictU-identity,
and iswritten as ~’
(~, ...)
= 0(~, ...) (cM).
We use Id to denote thefamily
ofall strict
C}1-identities.
A finitealgebra CJ1
with more than one element iscalled
categorical (respectively, semi-categorical)
if everyalgebra,
of the samespecies
asCJ1,
which satisfies all the strict identities of9~
is a subdirect power ofcM (respectively,
is a subdirectproduct
ofsubalgebras
ofQ~).
Amap
f (E1, ... , Ek)
from Ak into A isS-expressible
if there exists anS-ex p res- ,.. , Ek)
such thatf
= !If for allE1, ... , Ek
in A. A mapf (E1, ... , Ek)
is conservative if for each
subalgebra C)3 = (B ; Q)
ofCJ1
and for allb1, ..., bk
in
B,
wehave,
... ,bk)
E B. Analgebra cM
isprimal (respectively,
semi-primal)
if it isfinite,
with at least twoelements,
and every map from A X ...X A
into A isS-expressible (respectively,
every conservative map-ping
from A X ...X A
into A isS-expressible).
Asemi-primal algebra CJ1
which possesses
exactly
onesubalgebra 9~ == (A~‘ ; j0) (9=
is called asubprimat algebra.
Thesubalgebra c2t*
is called the core of96
IfCJ111
hasexactly
oneelement, c2t
is called asingular subprimal ;
otherwise it is cal- led aregular subprimal.
An element a in A is said to beexpressible
if thereexists a unary
S.expression ~1~ (~)
such thatda (~)
= a foreach ~
in A. An element a inA B
A~‘ is said to beex-expressible provided
there exists aunary
S-egpression Ta (~)
such thatra (~)
= a foreach ~
inA ~ A’~ (here,
We nowproceed
to define theconcept
ofindependence.
Let _... , be a finite set of
algebras
ofspecies
S. We say that isindependent
ifcorresponding
to each set~1, ... , S-expressions
there exists a
single expression P
such that W=1, ... , r (or equivalently,
if there exists an r-aryS-expression P
such ... ,r)
==
=1, ... , r).
Aprimal (respectively, subprimal,
clusterof
species S
is defined to be a classCil = (... , ~~ , ... ~
ofprimal (respectively, subprimal, semi-primal) algebras
ofspecies ~S,
any finite subset of which isindependent.
We are now in a
position
to state thefollowing lemmas,
theproofs
of which have
already
beengiven
in[2 ; 5].
LEMMA 1. A
primal algebra
iscategorical
andsimple.
LEMMA 2. A
semi-primal algebra
issemi-categorical
andsimple.
LEMMA 3..Let
93 = (B ; D)
be asubprimal algebra of species
S.Then, (a)
the core =(B* ; ,~)
isprimal
or else is a one-elementsubalgebra ; (b)
each b in B* isS-expressible;
(c)
each b in BB
B* isex-expressible.
2.
Semi-primal Clusters.
In this section some
semi-primal
clusters will be found. The methods ofproof
are similar to those of Foster[4]
and O’Keefe[6].
We will be con-cerned, mainly,
withco-coupled
families ofsubprimal algebras,
in the senseof the
following
DEFINITION 1. A
family
=(Ai; Q)
i EI,
ofsubprimal algebras
ofspecies S,
with cores(At; Q),
i EI, respectively,
is said to beco-coupled
if there exist two
binary S-expressions E
X q(_ ~ ~ ~
= and andelements
Oi, 1,
inAi (0, # li),
for each i EI,
such that(a)
if is asingular subprimal,
then(b~
if~;
is aregular subprimal,
then(2)
and(3)
hold in addition toDEFINITION 2. A
family z E I,
ofregular subprimal alge-
bras of
species
S is said to beco framal
if there existS-expressions
~ m q (_ ~ · r~
= and elements0~ 1,
inAi (0~=t= li),
for eachi E I,
such that(2)
and(4)
hold in addition to(5)
n is apermutation
ofAi
with0i
=1.
REMARK 1. If
i E I,
is a co-framalfamily
ofregular subprimal
al-gebras,
thenby letting
= def =(~n
X1Jn)U,
where~u
denotes the inverse 7 it follows that(3)
holds and therefore thefamily
is alsoco-coupled.
THEOREM 1..Let
(Ai; S~),
i= 1,
... , n, beco-coupled subprimal
al-gebras of species
S.Then, if
the arepairwise independent, they
are inde-.pendent.
PROOF. Assume that ... ,
CJ1n
arepairwise independent. Then,
forany two
algebras C’Jii, (where
there exists anS-expression 0
such that
Let ‘ _
(At; S~~
denote the core ofCJLi.
If~?,~~
is aregular subprimal (respectively,
asingular subprimal),
then1~
EAi. (respectively, 1,6 Ai g At),
and
according
to Lemma 3 it isexpressible (respectively, ex-expressible).
In either case, there exists a unary
S-egpression (~)
such thatFrom
(6), (7),
and the fact that isS-expressible,
sayby Aoi (~),
itfollows
immediately
thatDefine,
now, aunary S expression ~~ (~),
1 n,by
where ^ denotes deletion and the
(~)
are associated in some fixed man- ner.Using (8)
and theco-coupling binary
define an n-aryS-expression ø (1 ,
... ,$n) by
the T-factors
being
associated in some fixed manner. It iseasily
checkedthat 4Y
(E 1 , ... , En)
=Ei (~;), 1 ~ i ~
n. This proves the theorem.Because of Theorem
1,
it isimportant
to discuss thepairwise indepen-
dence of
subprimal algebras.
To do this weimpose
asurjectivity property
on the
primitive operations.
DEFINITION 3. A
subprimal algebra CJ1,
with core is said to betwo-fold surjective
if eachprimitive operation
ofCJ1
issurjective
onboth CJ1
andWe now show that
subprimal algebras
which are two-foldsurjective satisfy
a certain factorizationproperty (compare
with[6]).
THEOREM 2. Let
CJ1 = (A ~ Q)
be atwo-fold surjective subprimal algebra of species
S.Then, for
each unaryS-expression, 1’(~),
and eachprimitive operation Õ, (of
rankof cd,
there exist unaryS-expressions ~’1 (~),..., ’Fni (~)
such that
PROOF. Let A = ..., ~+1,... ~
at)
where A* =Jai,
... ,am)
isthe base set of
CJ1* (=
coreClearly. r (aj)
E A* for 1j
m. Becauseof two-fold
surjectivity,
there exist elements---j - t,
1~ kS n~) of A,
with ape in A~ when 1 m, such that
Now let unary functions gi
(~) , ... , Un, (~)
be defined on .A.by
Since gk
(aj)
EA*,
1j ~
m, each gk is conservative and hence isS-expres- sible,
sayby l’k (~)-
It follows thatfor
1 ---j
t and(9)
is verified.From
[6 ;
Lemma2.3]
and Theorem 2 weimmediately
obtain the fol-lowing generalized
factorizationproperty.
THEOREM 3. Let
CJ1
be atwofold surjective subprimal algebra of species
S.
Then, for
eachexpression 27 (~1 ~ ... , ~q~
and eachexpression
e($1 ,
... ,~p)
inwhich no indeterminate
Ei, ,1
S i S ~, occurs twice ine,
there exist expres- sion81J’i’... ,
such thatThe
pairwise independence
of any two universalalgebras cM, 93
ofspecies
S assures that any two
subalgebras
of of more than one elementeach,
arenon-isomorphic.
Inestablishing independence, therefore,
this mustbe taken as a minimal
assumption.
THEOREM 4. Let
CJ1 = (A ; Q)
and93
=(B ; Q)
besubprimal algebras of species
S with cores=(A*; Q)
and =(B* ; Q), respectively. rSuppose
that either
of
thefollowing
holds :(i)
is aregular subprimal
and arenon-isomorphic;
(ii) 93
is asingular subprimal
and arenon-isomorphic.
Then,
there exist elementsd2
irc B(d, ~ d2)
and unaryexpressions
rt (~), r2 (~)
such thatMoreover, if (i) hold8,
thendt, d2 E
B* andPROOF.
First,
assume that(i)
holds. Then93*
isprimal (Lemma 3)
and hence
categorical (Lemma 1). Therefore,
if Id Id(~~)
thenU
N93*(k) (= kth
subdirect power of93)
for 1. Now k~
1 sincecM
has asubalgebra (=}=
But if k ~2,
there exists anepimorphism
~ -~ 93*, contradicting
thesimplicity
ofCJ1. Thus,
Id(~) ~
Id(93.).
Simi-larly,
if Id(~~) ~
Id(T~),
then sinceCJ1
issemi-categorical (Lemma 2),
~’~ N X (=
subdirectproduct
of subdirect powersof CJ1
and forsome Now
k1-~- k2 ~ 1
sincec)3*, cM
arenon-isomorphic
andby assumption C)311,
arenon-isomorphic. Thus, k2
h 2. But then there exists anepimorphism
fromC)3*
onto eitherC’J1
orcontradicting
thesimplicity
ofW.
Thus Id(931&) ~
Id(9~).
These two non-inclusions assurethe existence of
expressions 1Fi (;i’
... ,~p)
and1F2 (i~ ,
... ,~p)
such thatFrom
(11)
it follows that there existfJp
ofB*
for whichClearly, d1, d2E
B*.Since fJt ,
.. ,p E B*,
there existexpressions di (), ... ,lp ()
such that
(see
Lemma3)
If is defined
by
from
(12)-(14)
it follows thatI’1 (~), I’2 (~) satisfy (1°), (4°),
and(5°).
Secondly,
assume that(ii)
holds.Using arguments
similar to thoseabove,
it can be established that Id(03)
and Id(~8) ’1l
Id(CJ1.).
Thus,
there existexpressions (~1,
.·~ ,$,), 1p 2 (8~ , ... ,
such that~1= ’P2
and
Y’2 (~3).
Let~1, ... , flp
be elements of B for which(12)
holds.Because of Lemma
3,
there existexpressions Ai (~),
...,dp (E)
withLet
Ti (~), F2 (E)
be defined as in(14).
It is easy toverify
thatthey
havethe desired
properties (1°)_(3°).
Next,
we prove thefollowing
theorems.THEOREM
(A ; Q)
andCf3
=(B ; Q)
besubprimal algebras of species
Ssatisfing
either(i)
or(ii) of
Theorem 4. Then there exist expres- sions(Pl (~),
...,Op (~)
such thatWi (E)
= ... =øp (E)
and such that every conservative unaryfunctions
on B isidentical,
inB,
to oneof ~1 (E),
...,~p ($).
PROOF. Let the conservative unary functions on B be enumerated as
bi (~) ,
... ,bp (E)
and letd~, d2, r1 (~), r2 (~)
be as in Theorem 4. Since03
issemi-primal,
each conservative function on B isS-expressible. Hence,
thereexists an
expression 4Y = 4Y (, {’
...,Ep, $,,+,)
for which(This
follows since the aboveequation
is a conservativecondition). Using
ø as a
skeleton,
we now define~~ (~) , ... , tPp (~) by
From
(1 °)
of Theorem 4 it follows that~; (~) _ øj (~)
forall 1 S i, j !5-, _p.
If
(i) holds,
then from(4°)
and(5°)
of Theorem4, B),
1
I
p. If(ii) holds,
then(2°)
and(3°)
assure thatOi ($) = b; (~) ($
inB~B~).
Moreover,
in~, ø, (~)
andbi (~)
are both conservative. Since B* consists ofexactly
oneelement,
say B~ _10),
it follows that~~ (0)
=bi (0)
= 0.Hence,
in case(ii)
we also haveOi (~)
=bi (~) (~
inB).
THEOREM
(A ; S~), c)3 = (B ; Q)
besubprimal algebras of species
S(with
coresCM* = (A~; Q), c)3* = (B*; Q), respectively) satisfying
either
(i)
or(ii) of
Theorem 4.If 93
istwo fold surjective,
thenfor
each ain
A*
and each unaryexpression 1]1 (E)
there exists anexpression
S = Q(e)
such that
PROOF.
If a E A*,
there exists a unaryexpression
0(~)
for which19 = a (cM).
Let 0’($~ ,
.. - ,~p)
be theS-expression
derived from 0by
distin-guishing
each occurrenceof $
in 0.Thus, by definition,
0’(~,
... ,~)
= 0(s).
From Theorem
3,
there existexpressions 1Jfi (~) ,
... ,1Jfp (~)
such thatSince
(~), ... , Vfp (~)
are conservative in93, by
Theorem5,
there existexpressions ~1 (~), ... , Op (~)
such thatLet S~
(~)
= 19’(Øi (~),
... ,øp (~)).
It iseasily
verified that Q has the desiredproperty
of the theorem.If F is a
family
ofsubprimal algebras
ofspecies
S let us useF, (res- pectively,
to denote thesubfamily
of allsingular subprimal (respectively, regular subprimal)
members of F.THEOREM 7.
(Principal Theorem)
Let F be afamily of two fold surjec-
tive
subprimal algebras of species S, each finite
subsetof
which isco-coupled.
If, further,
(a)
the membersof
F8 arepairwise non-isomorphic,
(b)
the membersof Pr
havepairwise non-isomorphic
cores, then F isa
subprimal
cluster.PROOF. Because of
(a), (b),
and Theorem6,
for any two membersCJ1, 93
ofF,
there existexpressions 0, (~), S~2 (~)
for whichSince each finite subset of F is
co-coupled,
there exists abinary S-expres- sion E I q satisfying (3).
Thusand therefore
CJ1, 93
areindependent.
From Theorem 1 it follows that each finite subset of ~’ isindependent,
and the theorem isproved.
COROLLARY 1. Let a
family of two fold surjective regular subprimal algebras of species
Ssatisfying (b) of
Theorem 7.Suppose
thateach
finite
subsetof
F isco framal.
Then 11 is aregular subprimal
cluster.This follows from the above
theorem,
uponapplying
Remark 1.We now consider
special
subclasses ofco-coupled
and co-framal sub-primal algebras.
DEFINITION 4.
An s-couple
is asingular subprimal algebra CJ1 = (A. ; X, T)
ofspecies
S =(2,2) containing
elements0,1 (0 =f= 1)
such that(l)-(3)
hold. An
r-frame
is aregular subprimal algebra CJ1 = (A; X, n)
ofspecies
S =
(2, 1) containing
elements0,1 (0 ~ 1)
for which(2), (4),
and(5)
hold.Examples
ofs-couples
areplentiful.
Two suchexamples
are(see [5]):
(1°)
The « double groups »e = (c; x, +)
of finite ordern h 2
in which( C ; +)
is acyclic
group withidentity
0 andgenerator 1, (C g ( 0 ) ; X)
is a group with
identity 1,
and0 m 6 = $ m 0 = 0 (fin C) ;
and(2°)
thealgebras ep
=(Cp ;
X+)
of p elements0,1, ,.. , ~ -1 (jp
a
prime)
inwhich -~- ~
= addition mod p,and $ m q
= min(~, ~)
in theordering 0, 2, 3, ... , p -1,1.
To establish other classes of r-frames and
s-couples
we need the fol-lowing
definitions and lemmas.DEFINITION 5. A
binary algebra
is analgebra c)3 = (B ; X)
ofspecies
~’ _
(2)
which possesses elements0,1 (0 # 1) satisfying
The element 0 is called the null of
C)3;
1 is called theidentity.
8. della Scuola Norm. Sup. - · Psia.
4.
(Foster
andPixley [5]).
Analgebra 93 == (B ; D) of species
Sis a
regular subprimal if
andonly if
there exist elements0,1
in B(0 # 1)
and
functions
X(binary)
and n(unary) defined
in B such that(15) holds,
inaddition to
(1°) C)3
is afinite algebra of
at least threeelements;
(2°) 03
possesses aunique siibalgebra (::J=
denotedby 03* = (B*; Q)
and
B*
contains at least twoelements;
(3°)
the elements0,1
and thefunctions X, n
are eachS-expressible - (4°) n
is apermutation of
B in which 0 n=1;
(5°) for
each b inB,
the characteristicfunction bb (~) (defined below)
is
S-expressib le :
(6°)
there existsan
elementbo
in BB
B* which isex-expressible.
LEMMA 5
(Foster
andPixley [5]).
Analgebra cl3 = (B ; Q) of species
Sis a
singular sitbprimal if
andonly if
there exist elements0, 1,
1° in B(0 ~ 1)
and twobinary functions Xi
Tdefined
in B such that(15)
holds inaddition to
(1 °) 93
is afinite algebra of
at least twoelement
(2°) c)3
possessesexactly
one one-elementsubalgebra 93* = (B* ; Q)
andno other
subalgebra (#
(301
the element 0 and thefunctions X,
T are eaclaS.expressible;
(4°) each ~
in B and1T10=10T1=0;
(5°) for
each b inBBB’~~
the characteristicfunction 6b (~)
isS-expre- ssible ;
(6°)
there exists an elementbo
inB B B’~
which isex-expressible.
REMARK 2. If
~n
is apermutation
on aset,
we use~u
to denote its inverse.Moreover,
for eachpositive integer
s we define :~’e define
~U8 similary.
Note that if~n
is apermutation
on a finiteset,
then there exists an
integer
s such thatn8= 6 . Hence,
any(n,
ssion is
just
a(n)-expression.
The
following
theoremsprovide large
classes of r-framesand s-couples,
THEOREM 8. Let
03
=(P; X, n)
be aprimal algebra for
which(1°) (P; X)
is abinary algebra (with
null 0 andidentity 1);
and(2°)
n is acyclic permutation
on P with on = 1.If Pm
= PU ~~i ~ ... ~ AM)
where
li q P,
1 ~i m,
then theoperations
x and n can be extended toPm
such that
Cf3m
=(Pm ; X, n)
is anr-frame
with core93.
PROOF. Let n =
(0,1,
... , in P. Because ofprimality,
there existsa unary
(M, n ).expression
L1(~)
such thatWe extend the definitions of X and n to
P~
as follows :(i)
in Pdefine $
X n and$n
injust
as inP;
(v) ~ X Ai and li x ~ (~
inP)
are definedarbitrarily
for other~.
Each characteristic function
~(~ r6~
y is(X, n)-expressible
since the fol-lowing
identities hold inP~ (for
aproduct
of more than twoterms,
assumethat the association is from the
left):
In the
above, $U
denotes the inverse of~n.
SincePm
isfinite, ~u
isa
(n)-expression. Moreover,
... ,fJn
are(X, n).expressible
... ,I,n
are
( M , n )-ex.expressible,
sinceClearly, c)3
is theunique
propersubalgebra
ofcB,,, .
The conditions(1°)_(6°)
of Lemma 4 are verified.
Thus, cB,,,
is aregular subprimal algebra and, indeed,
even an r-frame. The theorem isproved.
THEOREM 9. Let
(B ; X)
be afinite binary algebra.
Then abinary
ope-ration ~
can bedefined
on B such that(B ; X, ~’)
is ans-couple.
PROOF. For the two-element
binary algebra ((0, 1) ; X)
it iseasily
verified that conditions
(1°)-(6°)
of Lemma 5 holdif $ T 17
is definedby
and 1 T1= 0.
Let,
then be the baseset of a
binary algebra
of order m+ 2,
where m 2 1. Consider the cases(I)
m 2 2 and(II)
m = 1. For(I),
define T on B such thatis defined
arbitrarily
for other~, ~
inB;
hold,
while for(II),
define T on B such that(16)
and(17)
hold in addition toIn either case
(I)
or(II),
let~n = ~
TE.
In the characteristic functionbi (~)
is
(X, T)-expressible
thenbbl (E),
...,bb. (E), I’1 (E),
and 0 are(X, T)-expres-
sible since
In case
(1), 61 (~) = ~
T~n,
while in case(II), 6, (~)
=~2, (~
T~2)2,
or~n T(~
according
asb 2
=0, 1,
orrespectively.
In each case, it is clear that(0)
is theunique subalgebra
of(B ; X, T ).
The conditions(1°) - (6°)
of Lemma 5are verified.
Thus, (B ; X, T)
is asingular subprimal algebra and,
infact,
an
s-couple.
We conclude with the
following easily proved
corollaries of Theorem 7.COROLLARY 2.
Any subfamily of
thefamily Fs0 of
allpairwise
non-iso-morphic s-couples forms
asingular subprimal
cluster.COROLLARY 3.
Any subfamily of
thefamily Fro of
allr frames
withpairwise
nonisomorphic
coresforms
aregular 8ubprimal
cluster.COROLLARY 4.
Any subfamily of
thefamily
UFro
is asubprimal
cluster.
The
algebras given
in Theorems 8 and 9apply,
of course, to these corollaries.Note Added in
Proof.
Theorem 8 was obtainedindependently by
A.L.
Foster, Monatshefte fiir
Mathematik 72(1968),
315-324.REFERENCES
1. A. ASTROMOFF, Some structure theorems for primal and categorical algebras, Math. Z. 87 (1965), 365-377.
2. A. L. FOSTER, Generalized « Boolean » theory of universal algebras. Part. I. Subdirect sums
and normal representation theorem, Math. Z. 58
(1953),
306-386.3. A. L. FOSTER, The identities of - and unique subdirect factorization within 2014 classes of
universal algebras, Math. Z. 62 (1955), 171-188.
4. A. L. FOSTER, The generalized Chinese remainder theorem for universal algebras; subdirect factorization, Math. Z. 66 (1957), 452-469.
5. A. L. FOSTER and A. F. PIXLEY, Semi-categorical algebras. I : Semi-primal algebras,
Math. Z. 83 (1964), 147-169.
6. E. S. O’KEEFE, On the independence