A NNALES DE L ’I. H. P., SECTION A
Y AVUZ N UTKU
Geometry of dynamics in general relativity
Annales de l’I. H. P., section A, tome 21, n
o2 (1974), p. 175-183
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175
Geometry of dynamics in general relativity (*)
Yavuz NUTKU (**)
Joseph Henry Laboratories, Princeton University, Princeton, New Jersey 08540
and Department of Physics and Astronomy, University of Maryland, College Park, Maryland 20742
Vol. XXI, n° 2,1974, Physique ’ théorique. ’
ABSTRACT.
- We discuss thegeometrical
structure of theconfiguration
space for the classical field theories of
physics
in the framework of thetheory
of deformations.,
RESUME. - Nous discutons la structure
geometrique
del’espace
deconfiguration
de la relativitegenerale.
Leprobleme
est d’associer unegeometrie metrique
a toute densitelagrangienne generalement
covariantede telle sorte que les
equations
duchamp apparaissent
comme desequa-
tions
geodesiques généralisées.
Desgeneralisations
de la theorie Finsle- rienne dans le Calcul des Variations deproblemes
invariants par rapportau
parametre,
et de la theorie de deformations d’Eells etSampson
four-nissent deux nouvelles
approches
a ceprobleme. Restreignant
notre atten-tion a cette derniere
approche,
nous montrons que 1’action des theories duchamp classique
de laphysique
peut êtreinterprétée
comme la fonc-tionnelle
d’energie
d’Eells etSampson,
identifiant ainsi lageometrie
appro-priee
pour1’espace
deconfiguration.
The formulation of geometry of
dynamics
that is based on the Hamil- tonian form of atheory
is notparticularly
suited togeneral relativity
because we are
dealing
with adegenerate Lagrangean
system, and further (*) For Christopher David Matzner, b. 12/9/71.(**) Present Address : Department of Physics, Middle East Technical University;
Ankara, Turkey.
Annales de l’Institut Henri Poincaré - Section A - Vol. XXI, n° 2 - 1974.
176 Y. NUTKU
the basic concepts of the canonical
theory
are non-relativistic. It is there- fore of interest to ask what other framework we can utilize to define aconfiguration
space for thegravitational
field variables and endow itwith structure as a consequence of the Einstein field
equations.
We shallhere indicate that the
appropriate generalizations
of Finsler’stheory
of
parameter-invariant problems
in the calculus of variations[7]
and theEells-Sampson Theory
ofdeformations,
harmonicmappings
of Rieman-nian manifolds
[2] provide
us with two fruitfulapproaches
to thisproblem.
The former is
especially adapted
togeneral relativity
because of itsparti-
cular gauge group, while the latter is a
geometrical theory
which can beused to discuss other classical field theories as well. In the framework of both of these
approaches
the notion ofassociating
a metric geometry.
to each
generally
covariantLagrangean density
can be madeprecise
andnatural. We shall be interested in the geometry which results from the
particular
choice of Einstein’sLagrangean density
in the variationalprin- ciple
forgravitational
fields and as the solution of the fieldequations
willbe the
geodesics
in this geometry we shallspeak
of it as the geometry in the formulation of the Einsteinequations. Finally
when such ageometriza-
tion is effected an
algorithm
forconstructing
theappropriate
canonicaltheory
can also begiven [3].
The
Lagrangean density
of thetheory
ofgeneral relativity
isdegenerate,
that is the rank of the Hessean is less than its dimension. Hence the usual
prescription
forconstructing
the Hamiltonian fails and to achieve cano-nical
form, following
Dirac[4J
andArnowitt,
Deser and Misner[5]
wemust first cast the
theory
into the form of a systemsubject
to constraints.Based upon this
approach
De Witt[6]
hasgiven
a formulation of geometry ofdynamics.
Theorigin
of thedegeneracy
is not central to the canonicaltheory; however,
in thefollowing
we shall propose an alternative formula- tion of the geometry ofdynamics
which consists of asystematic exploi-
tation of this
point.
The
degeneracy
of Einstein’sLagrangean density
is of a type familiar from the calculus of variations since it arises from therequirements
ofgeneral
covariance that the action remain invariant underarbitrary
ana-lytic
transformations of the coordinates. We are therefore confronted with anexample
ofparameter-invariant,
orhomogeneous problems
inthe calculus of variations and we may utilize the
techniques
of the calculusof variations which have been
designed
to deal with thisparticular
type ofdegeneracy.
As a consequence of parameter invariance we obtain iden- tities which restrict theLagrangean.
For systems with finite number ofdegrees
of freedom it was shownby
Finsler that suchrestrictions,
whichare in fact the source of the
degeneracy,
need not beregarded
as adifficulty
which must be overcome; but instead can be used to
advantage
to castthe action into the form of a
path length
which makes theEuler-Lagrange equations
ageodesic equation.
Thus thetheory
ofparameter-invariant
Annales de l’Institut Henri Poincaré - Section A
problems gives
rise togeneralized
metricgeometries
and forparticle
mecha-nics the
resulting
geometry is Finsler geometry. When we consider the variationalproblem
for systems described in terms of fields defined on somemanifold,
we find that the group of transformationsrequired
for parameter invariance coincides with the gauge group ofarbitrary analytic
coordinate transformation of
general relativity.
Thenstarting
with theinvariant action of Einstein the
configuration
space for thegravitational
field variables will also have a
Finsler-type
geometry. Toinvestigate
itwe must
generalize
Finsler’sprocedure
to the case where theLagrangean density
is a functional of the Riemannian[7]
metric tensor field on thespace-time
manifold. We note that while anarbitrary parametrization
of Einstein’s
theory
would enable us to useexisting generalizations
ofFinsler’s geometry
[8]
since the field variables would then bescalars,
suchan
approach
cannot be used as it willgive
rise to adegenerate
metric.The details of the definition of a metric for the
configuration
space of thegravitational
fieldvariables, by
the use of the Noether identities[9]
whichresult from an invariant action
principle involving
vierbein fields will bepublished elsewhere.
We shall now turn to the
subject
of harmonicmappings
of Riemannian manifolds which offers a directgeometrical insight
into the structure ofthe
Lagrangean density. Following
Eells andSampson [2]
we startby defining
for eachpoint
P in a Riemannian manifold(M, g)
an inner pro- duct,
,)p
on the space of 2-covariant tensors of the tangent space to M at P. If al and ex2 are two such tensors thenNext we consider a
map f:
M -~ M’ whereM,
M’ are Riemannian mani- folds with metrics g,g
anddimensionality
n, n’respectively. Since g
andthe induced
metric f*g’
are 2-covariant tensors onM,
we can define theinvariant functional « energy » :
of this
mapping
where *1 is the invariant volume element on M. Extremalmaps,
5E(/)
=0,
are called harmonic. The reasons for thisterminology
become evident if we look at some of the familiar
equations
ofphysics
which Eells and
Sampson
have thusbrought together.
When M’ is R3and M is a 1-dimensional manifold
E(/)
becomes the Newtonian kinetic energy for a freeparticle
and the statement of harmonic maps reduces to Newton’s first law of motion. Otherspecial
cases ofparticular
interestoccur for M or M’ 1-dimensional and the harmonic maps are the
geodesics
Vol. XX!, n° 2-!974.
178 Y. NUTKU
of M’ or the Klein-Gordon field on the
given
curvedbackground
of Mrespectively.
In the former case we canrecognize
Jacobi’s formulation of the geometry ofdynamics
forparticle
mechanics if we remember that kinetic energy defines a Riemannian metric for theconfiguration
space.Further there is an
example
of a restricted class ofgravitational
fields which fits into this schemeexactly.
This is theproblem
ofstationary axisymmetric
exterior solution which is described
by
the line elementof
Weyl
and Levi-Civita[10]
where1/1,
cv,03B3, 03BB
are functions of p, zonly.
Here it turns out
[77] that
if we consider amapping
from a Riemannianmanifold M into another M’ with metrics
(2)
andrespectively,
then the extremals of the energy functionalsatisfy precisely
the Einstein
equations
for(2).
Indeed the metric inequation (3)
is deducedfrom a
comparison
of Einstein’sLagrangean density
formed in the usual way fromequation (2)
with the energy functional( 1 ).
From theviewpoint
of
regarding
Einstein’s variationalprinciple
as theextremizing
of aninvariant functional associated with the
mapping
of Riemannian mani- folds the geometry ofdynamics
followsimmediately.
The Einstein fieldequations
arerecognized
as ageneralized goedesic equation
with theconnection defined in the usual way from
equation (3)
but where thepaths
range on M and areparametrized by
the coordinates ofspacetime.
For
general gravitational
fields the action cannot be cast into the form of the energy functional and therefore a metric such as the one in equa- tion(3)
cannotsimply
be read off. So ageneralization
of the energy func- tional and of themappings
which we must consider is necessary[12].
Thenovel feature of the
general problem
comes in the transformation proper- ties of the fields which due to thesymmetries imposed
onequation (2)
did not
play a significant
role earlier. Thegeneralization
of thisexample
is most
simply
carried out in thelanguage
of fibred spaces[l3].
Consider abundle E over the
spacetime
manifold M andlet 03BE :
E -+ M be a differen- tiable fibre on M with a Riemannian space as thetypical
fibre([l4] [15]).
Following
Trautman we shall call these Riemannian bundles. Forstationary axi-symmetric gravitational
fields we have[7~]~:MxM’
-~ Mand the Einstein
action,
energy, is the map I : xM’) -~
Rwhere H1 1 stands for the space of section with derivations first order square
integrable.
Even as themetric g’
wassuggested by
the appearance of the action in the form of the energy functional, in the classical field theo- ries ofphysics
the structure of theLagrangean density
enables us to intro-duce a natural metric
along
the fibres of E in addition to the Riemannian metric we had onM,
i. e.along
the fibres of TM. Anexample
where wemust consider
mappings
from less trivial bundles isprovided by
the Max-Annales de l’Institut Henri Poincaré - Section A
well field. We take
for ~
the fibre~:
T*M -~ M of the exterior differen- tial forms on M and we have the MaxwellLagrangean density
where A =
A~
is the vectorpotential
1-form. Here d stands for exterior derivative and 03B4 theco-differential,
A denotes thewedge product
and *the dual operator. We note that the
Lagrangean density (4)
isagain
qua- dratic in each fibre. The action which is the Dirichletintegral
for differen- _tial forms is in the form of an inner
product
for sections of T*M withrespect
to a Riemannian metric introduced into the fibres and this metric issimply
the contravariant metric. The dualproblem
of the natural Rie- mannian metric on the tangent bundle of a Riemannian space has been discussedby
Sasaki[17].
Theprominent
roleplayed by
the co-tangent bundle suggests thatwe
may formulate the Maxwell fieldusing canonical,
or
sympletic
structures as follows :We first extend the notion of inner
product
to the space of 2-covariant tensors on the space of 2-forms onM,
i. e. tensors with thesymmetries
of the Riemann tensor.
~2
are two such tensors, we define at eachpoint
P on M :At a
point (x~, tB)
in the co-tangent spaceMP ,
where x"‘ are the coordinates of P on Mand vv
are the components of co-tangent vectors at P, we have the canonical 2-formNow we shall consider
maps/:
M ~ T*M where~c ~ f = A,
that is thecomposition
of theprojection 03C0:
TM ~ M withf gives
us the vectorpotential.
Then we find thatis the field tensor. Thus in
equation (5)
if we take~3’
to bethe metric for the space of 2-forms and choose
which may be termed the « induced metric » on
A,
we can write equa-tion
(4)
asVol. XXI. n° 2 - 1974.
180 Y. NUTKU
This discussion of the Maxwell field can be put into a compact form which will also be suitable for the formulation of the theories of
Yang- Mills,
Einstein and all othercompensating
fields ofUtiyama [l8]
in theframework of harmonic
mappings.
We first
generalise
the concept of harmonic mapsas f: (M, g, j8)
-+~M’, ~3’),
a
mapping f
from a Riemannian manifold M with metric g and a tensorfield 03B2
of type(r, s)
into some other manifold M’ and a tensor field/3’
whichis
again
of type(r, s)
for which the energy functional is extremized. It is evident that this definition includes the onegiven by
Eells andSampson.
There we consider tensors of type
(0,2)
andidentify ~ with g
and let M’be another Riemannian manifold
with /3’
=g’. However,
theadvantage
of the
proposed generalization
is that we can nowregard
M’ as a vectorbundle over M itself and in fact for
Utiyama
fields M’ will be aprincipal
fibre bundle with a structure group which is the same as the gauge group of the
physical theory.
It is well-known thatUtiyama
fields can be inter-preted
as thetheory
of an infinitesimal connection in such a fibre bundle.We shall show that this structure lends itself very
naturally
to the construc-tion of tensors
/!, {3’
of type(0,4) whereby
the content of thephysical theory
can be reduced to the statement of
generalized
harmonicmappings.
It is instructive to see first the
precise
roleplayed by
thepotentials.
Consider two vector bundles
E, F
over M such that 1t1 : E ~M,7~:F -~
Mand let a be a map which takes fibres into fibres with
~2(Q~x))
=The restriction of (1 to a fibre over a
point
in M is a map between vector spaces and its derivative is a linear map. Now the fibre derivative is definedas
J:
E -+L(E, F)
whereL(E, F)
is the space of linear maps betweencorresponding
fibres. In classical mechanics theLagrangean
and theLegendre
transformation areexamples
of 6 and6 respectively.
For theMaxwell field we have the vector
potential
A : TM -+ M x R but A islinear so it is the same as its fibre derivative. Hence
where ^-_’ denotes
isomorphism
and weidentify
T*M with M’.Finally since/:
M -~ M’ is defined and we have 1t : TM --+ M we mustrequire
1t
o f
= A. We shall not repeat the processleading
to the energy func- tional onceagain
except to remark that the construction for the Maxwell field is immediate because of theavailability
of asymplectic
structure on T*M.
Let us now turn to the
Yang-Mills
field which can beregarded
as thegeneric example
of thissubject.
We start with thespace-time
Manifoldand consider a vector bundle T3M over M where a
point
in T3M consistsof a triad of vectors as well as a
point
in the base manifold. Such a struc- ture is necessary in order to describe «isotopic spin
». Theprojection
1t : T3M ~ M
assigns
to all the triad of vectors theirorigin.
TheYang-
Annales de l’Institur Henri Poincaré - Section A
Mills
potential
A is a map A :T3M ~
M x R which isagain
a linearmap and therefore the same as its fibre derivative. Thus
and we
identify
theimage
space here with M’ which results in 1t o/
= A.Following
thegeneral
scheme forUtiyama fields,
M’ will be aprincipal
fibre bundle with the structure group
SU(2)
since theYang-Mills
fieldis invariant under gauge transformations of the second kind
belonging
to this Lie group. The connection on the
principal
fibre bundle M’ is des- cribedby
the connection 1-forms and defines the horizontalsubspaces.
Using
the local coordinates(x,
on M’ we can write down the 2-forms whereand are the structure constants of
SU(2).
The Latin indices are labels which range overisotopic spin
space. The tensorproduct
of ul with itself is a matrix of tensors of type(0,4)
andusing
the metricwe form
This amounts to
taking
the trace of mi 0 mi.Applying
themap f*
to thisobject
we obtain a tensor of type(0,4). For 03B2
we shall take onceagain
the
expression
in eq.(7)
andusing
the definition of the innerproduct (5)
we construct the energy functional
which is
readily
seen to be theYang-Mills
action. Thus we have cast theYang-Mills
field into the framework ofgeneralized
harmonicmappings.
In the case of the
gravitational field,
with which we shall conclude ourdiscussion,
the formulation of Einstein’stheory
most suitable for ourpurposes will be the formalism of Newman and Penrose
[19]
since we shallstart
by endowing space-time
with aspinor
structure[20].
Thatis,
overthe
space-time
manifold M we have a secondprincipal
fibre bundle M’with the structure group
SL(2, C)
and a map M’ ~ B which takesus from M’ to the
principal
fibre bundle B of oriented orthonormal tetradson M such that ~p maps each fibre of M’ into a
single
fibre of Band ~p com- mutes with the groupoperations.
This elaboration in the choice of M’is necessary in order to define
spinor
fields without anysign ambiguities.
SL(2, C)
is a double valuedrepresentation
of the properhomogeneous
Lorentz group which is the structure group for B and a fibre of M’ is the universal
covering
space of a fibre of B. Now we can define aspinor
fieldVol. XXI. nO 2 - 1974.
182 Y. NUTKU
as a
mapping
from M’ into arrays ofcomplex
numbers with the appro-priate
transformationproperties.
Hence we consider a
mapping/:
M -~ M’ where atypical
fibre of M’over a
point
P in M consists of the set ofspin
frames at P. Apoint
in thisfibre is
given by
four 2 x 2complex
traceless matrices and if inparticular
we choose the
spin
frame(0B
A =0,
t of Newman andPenrose,
thespin
coefficients03B3ABCD’
become the local coordinates in the fibre. In ana-logy
with theprevious examples
thespin
coefficientsplay
the role of poten- tials for thistheory.
We now consider a connection on M’. In terms of the local coordinates(x~,
on M’ we havewhere
fNMABSR
are the structure constants ofSL(2, C)
andf
indicates Her-mitian
conjugate.
In eq.(15)
we have the definition of the field tensor anda
straight-forward
calculation shows them to be the various components of the Riemannian curvature tensor. Weconstruct ~’
as in eq.( 13) by forming
the tensorproduct
of with itself andtaking
the innerproduct
with respect to the invariant metric for
SL(2, C) analogous
to the expres-sion in eq.
( 12).
The choice of{3
remains the same as it was in eq.(7).
Theenergy functional is thus identical to eq.
( 14)
with theexception
that theiso-spin
indices(i)
in thatequation
are nowreplaced by
thepair (A, B)
which areSL(2, C)
labels. In this formulation the condition forextremizing
the energy functional is
equivalent
to therequirement
that the Bianchi identities be satisfied. The Einstein fieldequations
themselvesplay
therole of
subsidiary
conditions. Forexample
the vacuum fieldequations
of this
theory
reduce to thevanishing
of thedivergence
of theWeyl spin or.
I am
grateful
to S.Chandrasekhar,
C. W. Misner and N. M. J. Wood- house for manyhelpful
conversations and their kind interest in this work.This work was in part
supported by
the Center for TheoreticalPhysics, University
ofMaryland
and NSF grant GP 17673.[1] P. FINSLER, Thesis, Göttingen, 1918. J. W. York has kindly informed me that the
has also been thinking along these lines. A standard text on this subject is H. RUND, Hamilton-Jacobi Theory in the Calculus of Variations, D. Van Nostrand Co., 1966.
[2] J. EELLS, Jr. and J. H. SAMPSON, Amer. J. Math., t. 86, 1964, p. 109, I am indebted to C. W. MISNER for this reference.
[3] Y. NUTKU, Bull. Amer. Phys. Soc., t. 17, 1972, p. 472.
[4] P. A. M. DIRAC, Proc. Roy. Soc. (London), t. A 246, 1958, p. 333.
[5] R. ARNOWITT, S. DESER and C. W. MISNER, in Gravitation, and Introduction to Current Research, edited by L. WITTEN, Wiley, New York, 1962, chap. 7.
Annales de l’Institut Henri Poincnre - Section A
[6] B. S. DE WITT, Phys. Rev., t. 160, 1967, p. 5; J. A. WHEELER in Battelle Rencontres, edited by C. M. De Witt and J. A. Wheeler, W. A. Benjamin, Inc., 1968.
[7] Here and in the following the adjective « Riemannian » will always be understood to occur with the prefix « pseudo », denoting that the signature is not necessarily positive definite.
[8] See e. g., H. IWAMOTO, Math. Japonicae, t. 1, 1948, p. 74.
[9] With only one parameter the invariance of the action requires that the Lagrangean
be homogeneous of degree one in the velocities and the Euler identities follow.
Now the 4-dimensional space-time manifold is the range of the parameters and
we have the Noether identities. They consist of the necessary and sufficient condi- tions for defining a globally invariant volume element for Riemannian geometry, Ricci’s lemma, contracted Bianchi identities and the identically vanishing Hamil-
tonian tensor. It is this last identity that plays a fundamental role here.
[10] H. WEYL, Ann. Phys., t. 54, 1917, p. 117; T. LEVI-CIVITA, Rend. Accad. dei Lincei, 1917-1919.
The generalization which includes rotation is due to many authors, see e. g., J. EHLERS, Thesis, Hamburg; A. PAPAPETROU, Ann. Phys., t. 12, 1953, p. 309.
[11] This was first recognized by R. A. MATZNER and C. W. MISNER, Phys. Rev., t. 154, 1967, p. 1229, but as they first imposed a coordinate condition, their metric analo- gous to our Equation (3) is not the full metric.
[12] One possible generalization, cf. ref. 2, is to take for the two 2-covariant tensors the
metric g and the Ricci tensor R on M, whereupon g, R > will be Einstein’s Lagran-
gean, but in this case we cannot introduce a metric such as g’.
[13] A. TRAUTMAN, Reports on Math. Phys., t. 1, 1970, p. 29 (Torun).
[14] J. EELLS Jr. and J. H. SAMPSON, Ann. Inst. Fourier, Grenoble, t. 14, n° 1, 1964, p. 61-70.
[15] A. TRAUTMAN, Bull. Acad. Pol., t. 18, 1970, p. 667.
[16] D. KRAMER and G. NEUGEBAUER, Ann. Phys., t. 24, 1969, p. 62.
I. am indebted to D. Brill for this reference.
These authors exploit the isometries of Equation (2) in deriving Equation (3) which shows that Equation (3) is a metric of the type discussed by Trautman in the previous reference.
[17] S. SASAKI, Tohuku Math. J., t. 10, 1958, p. 338.
[18] R. UTIYAMA, Phys. Rev., t. 101, 1956, p. 1597.
[19] E. T. NEWMAN and R. PENROSE, J. math. Phys., t. 3, 1962, p. 566.
[20] R. GEROCH, J. Math. Phys., t. 9, 1968, p. 1739.
(Manuscrit reçu le 10 juillet 1973).
Vol. XXI, 2-!975.