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HAL Id: jpa-00208727

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Submitted on 1 Jan 1977

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Soft mode characteristics in the KTN ferroelectric transition

J.M. Courdille, J. Dumas, S. Ziolkiewicz, J. Joffrin

To cite this version:

J.M. Courdille, J. Dumas, S. Ziolkiewicz, J. Joffrin. Soft mode characteristics in the KTN ferroelectric transition. Journal de Physique, 1977, 38 (12), pp.1519-1525. �10.1051/jphys:0197700380120151900�.

�jpa-00208727�

(2)

SOFT MODE CHARACTERISTICS IN THE KTN FERROELECTRIC TRANSITION

J. M.

COURDILLE,

J.

DUMAS,

S. ZIOLKIEWICZ

Laboratoire d’Ultrasons

(*),

Université

Pierre-et-Marie-Curie,

Tour

13, 4, place Jussieu,

75230 Paris Cedex

05,

France

and J. JOFFRIN

Institut

Laue-Langevin,

156

X,

Centre de

tri,

38042 Grenoble

Cedex,

France

(Reçu

le 21

juin 1977,

révisé le 19

juillet 1977, accepté

le 19 août

1977)

Résumé. 2014 Nous

présentons

des mesures de

propagation

ultrasonore au voisinage de la transition

ferroélectrique

de

K(TaxNb1-x)O3

pour deux valeurs de concentration x, donnant

respectivement

une transition du 1er et du 2e ordre. Les coefficients critiques de

champ

moyen qui rendent compte de l’atténuation et de la variation de la constante

élastique

C11 au

voisinage

de la transition du 2e ordre sont respectivement n = 1,57 ± 0,05 et m = 0,48 ± 0,05.

Deux mécanismes différents sont

analysés

pour expliquer ce comportement. A notre fréquence de

mesure, seul le couplage

quadratique

entre la déformation et les fluctuations du paramètre d’ordre permet de rendre compte

quantitativement

de nos résultats. La valeur des coefficients m et n montre que la relation de

dispersion

du mode mou est à trois dimensions.

Abstract. 2014 We present ultrasonic measurements in the

vicinity

of the

KTaxNb1-xO3

ferroelectric transition for two values of x,

giving respectively

a first and a second order phase transition. The variations of the attenuation and the C11 elastic constant are governed

by

the mean-field critical exponents n = 1.57 ± 0.05 and m = 0.48 ± 0.05

respectively.

Two different mechanisms are

analysed

to

explain

this behavior, but in our

frequency

range, our data are very well

explained by considering only

a

quadratic

coupling between the strain and the order parameter fluctuations. These values of the m and n indices indicate the three-dimensional

nature of the soft mode

dispersion.

Classification Physics Abstracts

77.80 - 62.65 - 64.70 K - 43.35

1. Introduction. - A

great

number of structural

phase

transitions in

perovskite-type crystals

have been

studied in the past five years.

The

pretransitional

behavior of

KTa03,

the dis-

placive

transition

of SrTi03

and

KMnF3,

as well as the

ferroelectric transitions of

BaTi03, KNb03,

have all

been examined.

The

properties

of these

crystals

have been

explored by

very different methods

leading

to observations of dielectric

properties,

Raman or infrared

frequencies, phonon dispersion

curves as a function of

temperature,

and

dimensionality

of the soft mode in the

vicinity of To.

Among

these

crystals,

the mixed

crystal (KTa,,,Nbl-.,03)

is of

special interest,

because the character of the transition may be

arbitrarily changed

(*) Associated with the Centre National de la Recherche Scien-

tifique.

by altering

the

proportion

of Ta and Nb : KTN

samples

with less than

33 %

niobium have a second- order transition. Thus KTN is a

good

candidate to

test the

properties

of a second-order ferroelectric

phase

transition.

These mixed

crystals

are not

completely unknown ; they

have been

synthesized by

various

people [1]

who

have

given

some indication of the critical concentra- tion

[2, 3, 4].

Also a

study

of the

dispersion

relation of the

phonon

modes has been obtained

by

neutron

diffraction on a

crystal undergoing

a first-order transi- tion

[5] :

it was shown that the transverse

optical

soft

mode is very

anisotropic

near

the 100 )

direction and remains

overdamped

in the

vicinity

of

To.

This

is,

at

first

sight,

a common feature of

crystals having

a

first-order transition.

Some new neutron diffraction

experiments [6]

on

crystals

with second-order transitions have also shown that there is a linear

coupling

between the

optical

soft

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0197700380120151900

(3)

1520

mode and the acoustic

branch, resulting

in a very clear interference

pattern

of

diffraction ; consequently,

it is

reasonable to

hope

that critical

properties

are exhibited

clearly by

the acoustic behaviour of the

crystals.

In this paper we

report

new

experiments

on the

critical acoustic

properties

of two

crystals

of different

compositions.

The first

crystal

had a concentration of 28

% Nb

and had a second-order transition with

To

= - 22.5

°C ;

the other had a

composition

of

40 %

Nb and the transition is of first order and occurs at 23 °C.

In section

2,

we first

give

a

description

of the

growth

of the

samples

which were used.

In section

3,

we

present

our

experimental

data. The

theoretical

interpretation

follows in section

4,

with the

presentation

of two

possible

mechanisms

leading

to

critical behaviour of acoustic

properties.

The conclusions are

given

in section 5.

2.

Crystal growth.

- The method used is

top-

seeded

growth

from the melt. A seed oriented

along 100 )

axis is rotated

(20 revolutions/minute)

and

translated

(1 mm/day)

at the

surface

of a melt of

Ta20-5, Nb20_,

and

K2C03.

The crucible contains two

regions :

the lower one contains a solid

phase

with a

Ta/Nb

ratio of

62/38,

covered

by

the melt with a

Ta/Nb

ratio of

43/68. Following

a

thermodynamic analysis,

the solid

part

which is the hoter one feeds the melt to

keep

its

composition perfectly

constant. The

homogeneity

is obtained

by component

diffusion between the two

regions

of the crucible.

Two

parameters

need to be controlled very

carefully during crystal growth :

the

homogeneity

of the

components

at a certain level in the melt and the

temperature

in the

growing

zone. The transition tem-

perature

of KTN is

strongly dependent

on the ratio

Nb/Ta,

and since a

slight

variation of the

composition

inside the

crystal

induces . in

particular

very

large

variations in electroacoustic and

electro-optic

pro-

perties,

it is

clearly important

that the ratio

Nb/Ta

be

uniform if

significant

results are to be obtained.

With our

experimental conditions, homogeneous

and

transparent

KTN

crystals

are

obtained ;

the

samples

are

single crystals

as shown

by X-ray

diffrac-

tion and the

perfection

of the lattice was determined at the Institut

Laue-Langevin

with a

high

resolution

y-diffractometer (the

mosaic is about

1/100°).

The

crystals

obtained are colorless and have a

high

electrical

resistivity (about

5 x

1 O13 Q.cm).

Their

dimensions are about 1

cm3

with all natural faces

clearly

visible.

The

crystals

are very insensitive to

rapid cooling

or

heating :

we never observed any crack in the core of the

crystal ;

ultrasonic and dielectric

properties

are very

reproducible

after numerous

cycles

of

heating

and

cooling.

Different

samples

taken from the same bulk show the same transition

temperature

as measured

by

the

dielectric constant : this is a

good

test of

crystal homogeneity.

By varying

the

temperature

of the cold and hot

regions,

we are able to obtain

single crystals

with

différent

compositions

of Ta and Nb. Thus

samples having

either a first order or second order

phase

tran-

sition can be

produced.

3.

Experiments.

- In its

high temperature phase,

KTN is cubic and thus there is no

major problem

in

propagating

pure ultrasonic

longitudinal

waves in a

high symmetry

direction. We chose to work

along

the

four-fold axis. The

frequency

of the acoustic wave was 540 MHz. The

specimen crystal,

of thickness 2.42

min.,

was mounted between two quartz

crystals,

the first one

serving

as generator and the second one as

detector. Two other

(100)

faces

perpendicular

to the

axis of

propagation

were

polished

flat and afterwards metallized in order to measure the dielectric constant of the

sample simultaneously

with the acoustic

signal.

This

procedure

is essential if a

good

estimate of the transition

temperature

is to be obtained.

The

sensitivity

of the

absorption

measurement was 0.3

dB,

and we were able to measure

velocity

variations of about

10- 4.

In

figure

1 we have

plotted

the attenuation as a

function of

temperature

in the

sample

which

undergoes

a second-order transition. The measurements were

performed

in a very

large temperature

range above

T,,

in order to be able to subtract a

good

estimate of the

non-critical

background.

The critical

(1) part

of the attenuation is

plotted

in

figure

2 on a

log-log

scale : the critical exponent is n = 1.57 + 0.05.

In

figure

3 we show the

temperature dependence

of

the

velocity.

The non-critical

part

is also

shown ;

it is obtained

by adjusting

the

background

in such a way

FIG. 1. - Attenuation of longitudinal waves prbpagating along

the [100] axis near the 2-order transition in KTN, as a function of T - To.

(1) In what follows, we are using the term critical by convenience in the sense of variation related with the phase transition ; we observe, in fact, the Landau mean-field region of the transition and not the critical one in the sense of Ginzburg, as we shall see.

(4)

FIG. 2. - Dtermination of the critical exponent n = 1.57 from the curve of figure 1.

FIG. 3. - Variation of the velocity of longitudinal waves propa-

gating along [100] axis near the 2-order transition in KTN, as

a function of T - To.

FIG. 4. - Determination of the critical exponent m = - 0.48 from the curve of figure 3.

that the

log-log plot

of the

velocity

as a function of AT = T -

7.

is a

straight

line

(Fig. 4).

The cri-

tical exponent

resulting

from this

procedure

is

m = 0.48 ± 0.05. The

temperature

of transition is not considered here as an

adjustable

parameter because it

was estimated

by measuring simultaneously

the

dielectric constant which follows a standard Curie-

Law er

=

c

with C = 104

700 +

100 K and

T - To

_

To

= - 22.5 °C for T >

To (Fig. 5).

Below the tran-

sition

temperature

the Curie constant is

exactly C/2.

FiG. 5. - Measurement of the inverse of the dielectric constant

FI 1 near the 2-order ferroelectric transition in KTN.

The

rounding,

near

To,

of

1 /Er

takes

place

in an

interval of temperature

of only

20 : this is smaller than the zone accessible to the acoustical

experiment,

due to

the

large

attenuation of the acoustic wave. This esti- mate of

To

is

considerably

more accurate than the

value which could have been obtained from ultrasonic

experiments only. Using

the value of

To

determined

by

, this means, the

experimental

results for the attenuation and the

change

in the elastic constant

AC11/Cll

are

given

at our

frequency by

the

following

formula :

Following

the same

procedure,

we

give

in

figure

6

the results of the critical

velocity

in the

crystal having

a

first-order transition. The

temperature

of the transi-

tion,

measured

by

the dielectric constant, was 23 °C and the critical index for the sound

velocity

was

n = +

0.50,

not very different from the second-order

case. Such a small difference can be

explained

in the

following

way : in the series of KTN

samples,

the

change

from second order to first order occurs at about

10 °C,

which is very close to the transition tem-

perature

of the second

sample :

the second order character is not

yet completely

removed for this

concentration. The attenuation measurements on the

sample

were not very

reproducible

and are not,

accordingly, given

here.

Moreover, n

= 0.5 seems to

indicate,

as we shall see, that the

dispersion

curve is

isotropic

in wave-vector space ; it seems that this is not

(5)

1522

Fic. 6. - Variation of the velocity of a longitudinal waves pro-

pagating along [100] axis near the Ist order transition in KTN,

as a function of T - To.

FIG. 7. - Determination of the critical exponent m = 0.51 from the curve of figure 6.

generally

the case at first order transitions

[5] :

This is

another indication that this

sample

is too close to the

critical concentration to show first order transition effects.

4.

Theory

and

interprétation.

- The modifications of the acoustical

properties

of a material near its

phase transition,

have very often been

presented. (See

for

instance

[7].)

In this paper we focus attention on the ferroelectric transition of

KTN, by applying arguments

used

previously by

several authors

[8, 9].

KTN,

in its

high temperature phase,

is centro-

symmetric ; consequently

there cannot exist a term

coupling linearly

the strain and the

polarization,

at

least,

in the

long wavelength

limit. As a

result, only

two

possibilities

remain to

explain

the critical behaviour of the acoustical

properties.

We now consider them

successively.

(A) The first corresponds

to the anharmonic

coupl- ing

between the strain and the square of the fluctua- tions : the

temperature dependence

of the real and

imaginary

parts of the elastic constant comes from the Fourier transform of the

time-dependent four-point

correlation function

[8, 9]

of the order parameter. This is a

special

feature of acoustical

experiments

in

general.

If we

call q

the order parameter

(the polarization),

ôF the

density

of the free energy due to the

coupling,

ôF =

G81]2,

where G is the

coupling

constant with the

elastic strain 8 ; we have

previously

shown

[9] by using

a

decoupling procedure

that when the critical mode is

overdamped (Q q « T)

the variation AC of the elastic constant is

and the attenuation a is

When the critical mode is

underdamped (Qq r)

we

have

In these formulas

Q q

is the

frequency

of the soft mode which is

temperature dependent ; v

is the

velocity

of

sound far from the transition. r is the

damping

fre-

quency of the soft mode and is

expected

to be a function

of (T - To) and q

as

suggested

in

[10, 11, 12].

How-

ever, these indications of the functional form of T are

slightly

too

rough

and we will instead consider it to be

a constant,

keeping

in mind that this

expression

is an

effective

damping frequency

which

is,

in

fact,

a mean

value over all wave vectors we will take into account.

We call 3-dimensional a critical mode which is

equally

soft in all directions around some defined

point

in the Brillouin zone. In that case :

and

qmax is a cut-off wave vector

giving

the

region

outside of

which the

parabolic dispersion

curve is no

longer

correct. In

(5)

we have

neglected

the

higher-order

harmonic terms.

Similarly,

we call 2-dimensional a critical mode which is soft

along

one line in the Brillouin zone : for

instance,

its

dispersion

surface is :

By analogy,

it is easy to obtain the definition of one-dimensional critical modes.

(6)

We

present

here

only

the calculation in the 3-dimen- sional case.

The attenuation and the rate of

change

in

velocity

of the acoustic wave can be written as :

and

Introducing

the dimensionless

parameter

u defined

b

yR’ =

Q0

tg u, the

integrals

in

(7)

and

(8)

become

,lb

g g

7)

respectively :

and

Finally :

A

good approximation

of a and

àClC

can be

obtained

by taking

qmax =

Qollb-

as an upper value

for q. This

gives

Umax =

n/4

and

The soft mode

dispersion

law and the cut-off rule used are both

special

cases, and we checked if other laws

give

the same

temperature dependence

in acoustic

measurements.

We found that the influence of this choice is

negli- gible

on the critical

exponents

but a numerical constant of order

of unity

may be introduced in the calculation of

f1C/C

and a

depending

on the

dispersion

law taken

into account.

However,

the model taken is not unreasonable and it is

likely

that it

corresponds exactly

to the actual case.

An

equivalent

calculation could be

performed

for

other dimensions of the critical mode

dispersion

curve.

Under the

assumption

that

Q’ (T - To)

we can

draw the

following

table for the critical

exponents :

TABLE 1

Theoretical values

of

the critical exponents

of

the

ultrasonic

velocity

and attenuation in the

vicinity of

a

second-order

phase transition,

as a

function of

the

soft

mode characteristics.

In

principle, then,

a

comparison

of the

experimental

values of the critical

exponents m

and n with the values

quoted

in table I

helps

to decide without

ambiguity

what are the characteristics of the soft mode.

In that

respect

our

experimental

results

(n N 1.5,

m N

0.5)

indicate that the soft mode is

overdamped

and that its

dimensionality,

in the sense defined

previously,

is 3. This is in

agreement

with the

preli- minary

results obtained

by

neutron diffraction.

From the theoretical and

experimental

results for

dC/C

one can extract an estimated value of G. We use

the characteristics of the soft mode

dispersion

curve

determined from

KTa03 [13, 14] :

We find a

coupling

constant :

Finally

the

comparison

between a and

ACIC gives

a

value off

equal

to 8 x

1013 rad/s (L--

53

meV).

This

result is of a greater order of

magnitude

than

expected

form neutron

scattering experiments but,

as indicated

above,

r is a mean value obtained

by heavily weight- ing

the small values of the wave vector q, and we do not have sufficient

experimental

data to make a

good comparison.

In these calculations we used a Landau formalism which

is justified only

if the

approach

to the transition is not too close.

Following Ginzburg [15],

we evaluate the true

critical

region

AT

within

which the calculation

presented

above is no

longer

correct,

by

a direct

comparison

between the mean value of the electrical

polarization

and the fluctuations of the same

quantity ;

AT is evaluated in the low

temperature phase

and is

assumed to be the same in the

high temperature phase.

Writing ( P >’

as -

A(T - To)/2 B,

this true critical

region

is

given by

(7)

1524

Here

kB

is the Boltzmann

factor,

and t5 a constant

which

depends

on the nature of the interaction. It has been evaluated

by Ginzburg

for the ferroelectric case, to be ô - 2 x

109 a2 MKS,

where a is the lattice constant. A is

given by

our dielectric measurement

(2 A = 1/eo

C £

106 MKS)

and B comes from Todd’s measurement of the variation

1/e

as a function

of

p2 [2] (B --

2 x 108

MKS).

With these

values, à TI To --

1.6 x

10-6

K.

Our measurements are,

obviously,

outside this range and the different

approximations

used in the

preceding

calculation

are justified.

In the same way, the temperature variation of the dielectric constant and the ratio

C/C’

= 2 of the Curie coefficients are consistent with the Landau

theory.

It is worth

noting

that in ferroelectric

crystals,

in

which the interaction is of the

long

range Coulomb- type, the width

ATITO

is

relatively

small

(1.6

x 10- 6

in

KTN, 4,3

x

10-6

in

BaTi03 (values

from

[16]),

3.9 x

10- 5)

in

KNb03 (values

from

[1])).

On the

contrary,

in

SrTi03,

where the distortion is

opposite

in two

neighboring

cells and

consequently

of short

range, the critical domain

T/To

is about

2 x 10-1[17].

(B)

A second mechanism may be

envisaged

to

explain

the critical behaviour of the elastic constants.

In the

previous

case

(A)

the

coupling

of an acoustic

wave with the square of the fluctuations of the order parameter is

possible

either at the center or at the

boundary

of the Brillouin zone. The process that we now discuss is

possible only

at the center of the zone.

It is considered here

mainly

because neutron

scattering experiments

show a

large

interaction between acoustic and

optic

modes in KTN

[6]. Following

a remark

[13]

put

forward some time ago to

explain

the curvature of

the transverse acoustic mode in

KTa03,

it is

possible

to calculate the effect of this

coupling

which modifies

the acoustic

dispersion

curve in the

following

way :

In this

expression

vo is the sound

velocity

far from

the

transition,

and

F.(’) .,,,

a

coupling

coefficient between the

optical

soft mode and the acoustic

phonon

branch.

In addition it is easy to take into account the lifetime

T -1 of

the soft mode : in

úJ2(q)

we substi-

tute

Qg by Qg

+ 2 ifco.

Finally

we have

When T -

To, QO(T)

goes to zero

and,

in

principle,

we

might

very well observe critical behaviour for w

or a

resulting

from this mechanism.

If Q’ (T - To),

then the critical

exponents

are : for

àvlv : m

=

1,

and for a : n = 2.

Since these

predictions

do not

correspond

with the

experimental

values of the critical

exponents,

it appears

already unlikely

that this mechanism

applies

in our case. It is instructive to calculate the order of

magnitude

of this effect for which we need to know the

following quantities :

e The

F.(’)

ac

coefficient,

which can be obtained from neutron

scattering experiments

in

KTa03 [13]

for-

mula (6) ; we adopt a

value of about 2.8 x

107 M2. S - 2.

e The line width of the critical

optical phonon F

which can be evaluated to be

roughly (2 meV) - ’.

e The

frequency

of the critical

optical phonon S2o,

which has

already

been estimated to be

Qo

= 9 x

1011 (T - TO) 1/2 rad/s-’ .

e The ultrasonic

frequency (co

= 31.4 x

108 rad/s)

and the sound

velocity (vo

= 8 x

103 m/s).

With these

values,

formulas

(17)

and

(18) give :

These formulas

give

for T -

To

= 10

K,

They

are much smaller than the values observed at the same

temperature

which are :

From this

comparison

it appears very

unlikely

that

the second mechanism can

explain

the effects observed in ultrasonic

experiments :

not

only

does the

expected

effect seem a few orders of

magnitude

smaller than

experimental values,

but also the

temperature depen-

dence

given by

the critical exponents m and n does not agree at all with the

experimental

results.

Our range

of frequency

involves wave vectors of the

order of 4 x

105 m-l ; they

are too small relative to the size of the Brillouin zone

(qB l--

1.5 x

101° m-1)

to enable a clear observation of the direct

coupling

process between

optical

and acoustic

phonon

branches.

This

coupling

could

begin

to be

important

for wave

vectors at least ten times

larger

and this can

hardly

be

obtained

by

acoustic

techniques ;

on the contrary, in Brillouin

experiments,

this

coupling

mechanism could very well be

observed,

and due to the différence in the

predicted

values of the critical

exponents,

it could be

(8)

distinguished

from other

types

of

coupling ;

in addi-

tion,

neutron

scattering experiments

may also prove to be very useful in

studying

the critical behaviour of KTN.

5. Conclusion. - In this paper we have been able

to show which of the two mechanisms

explains

the

observed variation of the ultrasonic

properties.

The

second one, which was discussed because it has been used to

interpret

the drastic effects observed in neutron

scattering experiments [6],

has been

proved

to be

irrelevant in the range of

frequency

where ultrasonic

experiments

can be

performed.

The mechanism

responsible

for the critical beha-

viour of ultrasonic

velocity

and attenuation is thus the

quadratic coupling

between the ultrasonic strain and the square of the order parameter fluctuations.

We have been able from our

analysis

to

give

the

range of

validity

of our critical acoustic

phonon

branch model.

The results which we have

presented

here are, to our

knowledge,

the first of their

type

to be made on KTN

samples.

The reason for

this,

is that it is far from

simple

to

produce crystals

of

sufficiently good quality

to enable reliable ultrasonic measurements to be made.

These results are

part

of a

general study

of the

influence of KTN

composition

on ferroelectric transi- tion behaviour in

general,

and ultrasonic

properties

in

particular.

References [1] TRIEBWASSER, S., Phys. Rev. 114 (1959) 63.

[2] TODD, L. T. Jr, M.I.T. Crystals Physics Labs Tech. Report 14 (1970).

[3] PERRY, C. H., Molecular Spectroscopy of Dense Phases (Else-

vier, Holland) 1976, 267.

[4] KIND, R., MÜLLER, K. A., Commun. Phys. 1 (1976) 223.

[5] YELON, W. B., COCHRAN, W. and SHIRANE, G., Ferroelectrics 2 (1971) 261.

[6] Experiments 04 02 030 (1976) and 06 01 038 (1977)

at I.L.L., Grenoble (to be published).

[7] COURDILLE, J.-M., DEROCHE, R. and DUMAS, J., J. Physique

36 (1975) 891.

[8] PYTTE, E., Structural Phase Transitions and Soft Modes (Ed. by E. J. Samuelson, E. Anderson and J. Feder, Universitets, Forlaget, Oslo) 1971, 151.

[9] JOFFRIN, J., 16e cours de perfectionnement des chercheurs

en physique Saas-Fee (mars 1974), Ecole Polytechnique

de Lausanne.

[10] NUNES, A. L., AxE, J. D. and SHIRANE, G., Ferroelectrics 2

(1971) 291.

[11] TSUZUKI, T., Prog. Theor. Phys. 42 (1969) 413.

[12] TANI, K., Phys. Lett. 25A (1967) 400.

[13] AxE, J. D., HARADA, J. and SHIRANE, G., Phys. Rev. B 1 (1970) 1227.

[14] COMES, R. and SHIRANE, G., Phys. Rev. B 5 (1972) 1886.

[15] GINZBURG, V. L., Sov. Phys. Solid State 2 (1960) 1824.

[16] TRIEBWASSER, S., Phys. Rev. 101 (1956) 993.

[17] MULLER, K. A. and BERLINGER, W., Phys. Rev. Lett. 26 (1971) 13.

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