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Soft mode characteristics in the KTN ferroelectric transition
J.M. Courdille, J. Dumas, S. Ziolkiewicz, J. Joffrin
To cite this version:
J.M. Courdille, J. Dumas, S. Ziolkiewicz, J. Joffrin. Soft mode characteristics in the KTN ferroelectric transition. Journal de Physique, 1977, 38 (12), pp.1519-1525. �10.1051/jphys:0197700380120151900�.
�jpa-00208727�
SOFT MODE CHARACTERISTICS IN THE KTN FERROELECTRIC TRANSITION
J. M.
COURDILLE,
J.DUMAS,
S. ZIOLKIEWICZLaboratoire d’Ultrasons
(*),
UniversitéPierre-et-Marie-Curie,
Tour13, 4, place Jussieu,
75230 Paris Cedex05,
Franceand J. JOFFRIN
Institut
Laue-Langevin,
156X,
Centre detri,
38042 GrenobleCedex,
France(Reçu
le 21juin 1977,
révisé le 19juillet 1977, accepté
le 19 août1977)
Résumé. 2014 Nous
présentons
des mesures depropagation
ultrasonore au voisinage de la transitionferroélectrique
deK(TaxNb1-x)O3
pour deux valeurs de concentration x, donnantrespectivement
une transition du 1er et du 2e ordre. Les coefficients critiques de
champ
moyen qui rendent compte de l’atténuation et de la variation de la constanteélastique
C11 auvoisinage
de la transition du 2e ordre sont respectivement n = 1,57 ± 0,05 et m = 0,48 ± 0,05.Deux mécanismes différents sont
analysés
pour expliquer ce comportement. A notre fréquence demesure, seul le couplage
quadratique
entre la déformation et les fluctuations du paramètre d’ordre permet de rendre comptequantitativement
de nos résultats. La valeur des coefficients m et n montre que la relation dedispersion
du mode mou est à trois dimensions.Abstract. 2014 We present ultrasonic measurements in the
vicinity
of theKTaxNb1-xO3
ferroelectric transition for two values of x,giving respectively
a first and a second order phase transition. The variations of the attenuation and the C11 elastic constant are governedby
the mean-field critical exponents n = 1.57 ± 0.05 and m = 0.48 ± 0.05respectively.
Two different mechanisms are
analysed
toexplain
this behavior, but in ourfrequency
range, our data are very wellexplained by considering only
aquadratic
coupling between the strain and the order parameter fluctuations. These values of the m and n indices indicate the three-dimensionalnature of the soft mode
dispersion.
Classification Physics Abstracts
77.80 - 62.65 - 64.70 K - 43.35
1. Introduction. - A
great
number of structuralphase
transitions inperovskite-type crystals
have beenstudied in the past five years.
The
pretransitional
behavior ofKTa03,
the dis-placive
transitionof SrTi03
andKMnF3,
as well as theferroelectric transitions of
BaTi03, KNb03,
have allbeen examined.
The
properties
of thesecrystals
have beenexplored by
very different methodsleading
to observations of dielectricproperties,
Raman or infraredfrequencies, phonon dispersion
curves as a function oftemperature,
anddimensionality
of the soft mode in thevicinity of To.
Among
thesecrystals,
the mixedcrystal (KTa,,,Nbl-.,03)
is ofspecial interest,
because the character of the transition may bearbitrarily changed
(*) Associated with the Centre National de la Recherche Scien-
tifique.
by altering
theproportion
of Ta and Nb : KTNsamples
with less than33 %
niobium have a second- order transition. Thus KTN is agood
candidate totest the
properties
of a second-order ferroelectricphase
transition.These mixed
crystals
are notcompletely unknown ; they
have beensynthesized by
variouspeople [1]
whohave
given
some indication of the critical concentra- tion[2, 3, 4].
Also astudy
of thedispersion
relation of thephonon
modes has been obtainedby
neutrondiffraction on a
crystal undergoing
a first-order transi- tion[5] :
it was shown that the transverseoptical
softmode is very
anisotropic
nearthe 100 )
direction and remainsoverdamped
in thevicinity
ofTo.
Thisis,
atfirst
sight,
a common feature ofcrystals having
afirst-order transition.
Some new neutron diffraction
experiments [6]
oncrystals
with second-order transitions have also shown that there is a linearcoupling
between theoptical
softArticle published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0197700380120151900
1520
mode and the acoustic
branch, resulting
in a very clear interferencepattern
ofdiffraction ; consequently,
it isreasonable to
hope
that criticalproperties
are exhibitedclearly by
the acoustic behaviour of thecrystals.
In this paper we
report
newexperiments
on thecritical acoustic
properties
of twocrystals
of differentcompositions.
The firstcrystal
had a concentration of 28% Nb
and had a second-order transition withTo
= - 22.5°C ;
the other had acomposition
of40 %
Nb and the transition is of first order and occurs at 23 °C.In section
2,
we firstgive
adescription
of thegrowth
of the
samples
which were used.In section
3,
wepresent
ourexperimental
data. Thetheoretical
interpretation
follows in section4,
with thepresentation
of twopossible
mechanismsleading
tocritical behaviour of acoustic
properties.
The conclusions are
given
in section 5.2.
Crystal growth.
- The method used istop-
seededgrowth
from the melt. A seed orientedalong 100 )
axis is rotated(20 revolutions/minute)
andtranslated
(1 mm/day)
at thesurface
of a melt ofTa20-5, Nb20_,
andK2C03.
The crucible contains tworegions :
the lower one contains a solidphase
with aTa/Nb
ratio of62/38,
coveredby
the melt with aTa/Nb
ratio of43/68. Following
athermodynamic analysis,
the solidpart
which is the hoter one feeds the melt tokeep
itscomposition perfectly
constant. Thehomogeneity
is obtainedby component
diffusion between the tworegions
of the crucible.Two
parameters
need to be controlled verycarefully during crystal growth :
thehomogeneity
of thecomponents
at a certain level in the melt and thetemperature
in thegrowing
zone. The transition tem-perature
of KTN isstrongly dependent
on the ratioNb/Ta,
and since aslight
variation of thecomposition
inside the
crystal
induces . inparticular
verylarge
variations in electroacoustic and
electro-optic
pro-perties,
it isclearly important
that the ratioNb/Ta
beuniform if
significant
results are to be obtained.With our
experimental conditions, homogeneous
and
transparent
KTNcrystals
areobtained ;
thesamples
aresingle crystals
as shownby X-ray
diffrac-tion and the
perfection
of the lattice was determined at the InstitutLaue-Langevin
with ahigh
resolutiony-diffractometer (the
mosaic is about1/100°).
The
crystals
obtained are colorless and have ahigh
electrical
resistivity (about
5 x1 O13 Q.cm).
Theirdimensions are about 1
cm3
with all natural facesclearly
visible.The
crystals
are very insensitive torapid cooling
orheating :
we never observed any crack in the core of thecrystal ;
ultrasonic and dielectricproperties
are veryreproducible
after numerouscycles
ofheating
andcooling.
Different
samples
taken from the same bulk show the same transitiontemperature
as measuredby
thedielectric constant : this is a
good
test ofcrystal homogeneity.
By varying
thetemperature
of the cold and hotregions,
we are able to obtainsingle crystals
withdifférent
compositions
of Ta and Nb. Thussamples having
either a first order or second orderphase
tran-sition can be
produced.
3.
Experiments.
- In itshigh temperature phase,
KTN is cubic and thus there is no
major problem
inpropagating
pure ultrasoniclongitudinal
waves in ahigh symmetry
direction. We chose to workalong
thefour-fold axis. The
frequency
of the acoustic wave was 540 MHz. Thespecimen crystal,
of thickness 2.42min.,
was mounted between two quartzcrystals,
the first one
serving
as generator and the second one asdetector. Two other
(100)
facesperpendicular
to theaxis of
propagation
werepolished
flat and afterwards metallized in order to measure the dielectric constant of thesample simultaneously
with the acousticsignal.
This
procedure
is essential if agood
estimate of the transitiontemperature
is to be obtained.The
sensitivity
of theabsorption
measurement was 0.3dB,
and we were able to measurevelocity
variations of about
10- 4.
In
figure
1 we haveplotted
the attenuation as afunction of
temperature
in thesample
whichundergoes
a second-order transition. The measurements were
performed
in a verylarge temperature
range aboveT,,
in order to be able to subtract a
good
estimate of thenon-critical
background.
The critical(1) part
of the attenuation isplotted
infigure
2 on alog-log
scale : the critical exponent is n = 1.57 + 0.05.In
figure
3 we show thetemperature dependence
ofthe
velocity.
The non-criticalpart
is alsoshown ;
it is obtainedby adjusting
thebackground
in such a wayFIG. 1. - Attenuation of longitudinal waves prbpagating along
the [100] axis near the 2-order transition in KTN, as a function of T - To.
(1) In what follows, we are using the term critical by convenience in the sense of variation related with the phase transition ; we observe, in fact, the Landau mean-field region of the transition and not the critical one in the sense of Ginzburg, as we shall see.
FIG. 2. - Dtermination of the critical exponent n = 1.57 from the curve of figure 1.
FIG. 3. - Variation of the velocity of longitudinal waves propa-
gating along [100] axis near the 2-order transition in KTN, as
a function of T - To.
FIG. 4. - Determination of the critical exponent m = - 0.48 from the curve of figure 3.
that the
log-log plot
of thevelocity
as a function of AT = T -7.
is astraight
line(Fig. 4).
The cri-tical exponent
resulting
from thisprocedure
ism = 0.48 ± 0.05. The
temperature
of transition is not considered here as anadjustable
parameter because itwas estimated
by measuring simultaneously
thedielectric constant which follows a standard Curie-
Law er
=c
with C = 104700 +
100 K andT - To
_To
= - 22.5 °C for T >To (Fig. 5).
Below the tran-sition
temperature
the Curie constant isexactly C/2.
FiG. 5. - Measurement of the inverse of the dielectric constant
FI 1 near the 2-order ferroelectric transition in KTN.
The
rounding,
nearTo,
of1 /Er
takesplace
in aninterval of temperature
of only
20 : this is smaller than the zone accessible to the acousticalexperiment,
due tothe
large
attenuation of the acoustic wave. This esti- mate ofTo
isconsiderably
more accurate than thevalue which could have been obtained from ultrasonic
experiments only. Using
the value ofTo
determinedby
, this means, the
experimental
results for the attenuation and thechange
in the elastic constantAC11/Cll
aregiven
at ourfrequency by
thefollowing
formula :Following
the sameprocedure,
wegive
infigure
6the results of the critical
velocity
in thecrystal having
afirst-order transition. The
temperature
of the transi-tion,
measuredby
the dielectric constant, was 23 °C and the critical index for the soundvelocity
wasn = +
0.50,
not very different from the second-ordercase. Such a small difference can be
explained
in thefollowing
way : in the series of KTNsamples,
thechange
from second order to first order occurs at about10 °C,
which is very close to the transition tem-perature
of the secondsample :
the second order character is notyet completely
removed for thisconcentration. The attenuation measurements on the
sample
were not veryreproducible
and are not,accordingly, given
here.Moreover, n
= 0.5 seems toindicate,
as we shall see, that thedispersion
curve isisotropic
in wave-vector space ; it seems that this is not1522
Fic. 6. - Variation of the velocity of a longitudinal waves pro-
pagating along [100] axis near the Ist order transition in KTN,
as a function of T - To.
FIG. 7. - Determination of the critical exponent m = 0.51 from the curve of figure 6.
generally
the case at first order transitions[5] :
This isanother indication that this
sample
is too close to thecritical concentration to show first order transition effects.
4.
Theory
andinterprétation.
- The modifications of the acousticalproperties
of a material near itsphase transition,
have very often beenpresented. (See
forinstance
[7].)
In this paper we focus attention on the ferroelectric transition of
KTN, by applying arguments
usedpreviously by
several authors[8, 9].
KTN,
in itshigh temperature phase,
is centro-symmetric ; consequently
there cannot exist a termcoupling linearly
the strain and thepolarization,
atleast,
in thelong wavelength
limit. As aresult, only
twopossibilities
remain toexplain
the critical behaviour of the acousticalproperties.
We now consider them
successively.
(A) The first corresponds
to the anharmoniccoupl- ing
between the strain and the square of the fluctua- tions : thetemperature dependence
of the real andimaginary
parts of the elastic constant comes from the Fourier transform of thetime-dependent four-point
correlation function
[8, 9]
of the order parameter. This is aspecial
feature of acousticalexperiments
ingeneral.
If we
call q
the order parameter(the polarization),
ôF the
density
of the free energy due to thecoupling,
ôF =
G81]2,
where G is thecoupling
constant with theelastic strain 8 ; we have
previously
shown[9] by using
a
decoupling procedure
that when the critical mode isoverdamped (Q q « T)
the variation AC of the elastic constant isand the attenuation a is
When the critical mode is
underdamped (Qq r)
wehave
In these formulas
Q q
is thefrequency
of the soft mode which istemperature dependent ; v
is thevelocity
ofsound far from the transition. r is the
damping
fre-quency of the soft mode and is
expected
to be a functionof (T - To) and q
assuggested
in[10, 11, 12].
How-ever, these indications of the functional form of T are
slightly
toorough
and we will instead consider it to bea constant,
keeping
in mind that thisexpression
is aneffective
damping frequency
whichis,
infact,
a meanvalue over all wave vectors we will take into account.
We call 3-dimensional a critical mode which is
equally
soft in all directions around some definedpoint
in the Brillouin zone. In that case :and
qmax is a cut-off wave vector
giving
theregion
outside ofwhich the
parabolic dispersion
curve is nolonger
correct. In
(5)
we haveneglected
thehigher-order
harmonic terms.
Similarly,
we call 2-dimensional a critical mode which is softalong
one line in the Brillouin zone : forinstance,
itsdispersion
surface is :By analogy,
it is easy to obtain the definition of one-dimensional critical modes.We
present
hereonly
the calculation in the 3-dimen- sional case.The attenuation and the rate of
change
invelocity
of the acoustic wave can be written as :
and
Introducing
the dimensionlessparameter
u definedb
yR’ =Q0
tg u, theintegrals
in(7)
and(8)
become,lb
g g7)
respectively :
and
Finally :
A
good approximation
of a andàClC
can beobtained
by taking
qmax =Qollb-
as an upper valuefor q. This
gives
Umax =n/4
andThe soft mode
dispersion
law and the cut-off rule used are bothspecial
cases, and we checked if other lawsgive
the sametemperature dependence
in acousticmeasurements.
We found that the influence of this choice is
negli- gible
on the criticalexponents
but a numerical constant of orderof unity
may be introduced in the calculation off1C/C
and adepending
on thedispersion
law takeninto account.
However,
the model taken is not unreasonable and it islikely
that itcorresponds exactly
to the actual case.An
equivalent
calculation could beperformed
forother dimensions of the critical mode
dispersion
curve.Under the
assumption
thatQ’ (T - To)
we candraw the
following
table for the criticalexponents :
TABLE 1
Theoretical values
of
the critical exponentsof
theultrasonic
velocity
and attenuation in thevicinity of
asecond-order
phase transition,
as afunction of
thesoft
mode characteristics.
In
principle, then,
acomparison
of theexperimental
values of the critical
exponents m
and n with the valuesquoted
in table Ihelps
to decide withoutambiguity
what are the characteristics of the soft mode.
In that
respect
ourexperimental
results(n N 1.5,
m N
0.5)
indicate that the soft mode isoverdamped
and that its
dimensionality,
in the sense definedpreviously,
is 3. This is inagreement
with thepreli- minary
results obtainedby
neutron diffraction.From the theoretical and
experimental
results fordC/C
one can extract an estimated value of G. We usethe characteristics of the soft mode
dispersion
curvedetermined from
KTa03 [13, 14] :
We find a
coupling
constant :Finally
thecomparison
between a andACIC gives
avalue off
equal
to 8 x1013 rad/s (L--
53meV).
Thisresult is of a greater order of
magnitude
thanexpected
form neutron
scattering experiments but,
as indicatedabove,
r is a mean value obtainedby heavily weight- ing
the small values of the wave vector q, and we do not have sufficientexperimental
data to make agood comparison.
In these calculations we used a Landau formalism which
is justified only
if theapproach
to the transition is not too close.Following Ginzburg [15],
we evaluate the truecritical
region
ATwithin
which the calculationpresented
above is nolonger
correct,by
a directcomparison
between the mean value of the electricalpolarization
and the fluctuations of the samequantity ;
AT is evaluated in the low
temperature phase
and isassumed to be the same in the
high temperature phase.
Writing ( P >’
as -A(T - To)/2 B,
this true criticalregion
isgiven by
1524
Here
kB
is the Boltzmannfactor,
and t5 a constantwhich
depends
on the nature of the interaction. It has been evaluatedby Ginzburg
for the ferroelectric case, to be ô - 2 x109 a2 MKS,
where a is the lattice constant. A isgiven by
our dielectric measurement(2 A = 1/eo
C £106 MKS)
and B comes from Todd’s measurement of the variation1/e
as a functionof
p2 [2] (B --
2 x 108MKS).
With thesevalues, à TI To --
1.6 x10-6
K.Our measurements are,
obviously,
outside this range and the differentapproximations
used in thepreceding
calculation
are justified.
In the same way, the temperature variation of the dielectric constant and the ratio
C/C’
= 2 of the Curie coefficients are consistent with the Landautheory.
It is worth
noting
that in ferroelectriccrystals,
inwhich the interaction is of the
long
range Coulomb- type, the widthATITO
isrelatively
small(1.6
x 10- 6in
KTN, 4,3
x10-6
inBaTi03 (values
from[16]),
3.9 x
10- 5)
inKNb03 (values
from[1])).
On thecontrary,
inSrTi03,
where the distortion isopposite
in two
neighboring
cells andconsequently
of shortrange, the critical domain
T/To
is about2 x 10-1[17].
(B)
A second mechanism may beenvisaged
toexplain
the critical behaviour of the elastic constants.In the
previous
case(A)
thecoupling
of an acousticwave with the square of the fluctuations of the order parameter is
possible
either at the center or at theboundary
of the Brillouin zone. The process that we now discuss ispossible only
at the center of the zone.It is considered here
mainly
because neutronscattering experiments
show alarge
interaction between acoustic andoptic
modes in KTN[6]. Following
a remark[13]
put
forward some time ago toexplain
the curvature ofthe transverse acoustic mode in
KTa03,
it ispossible
to calculate the effect of this
coupling
which modifiesthe acoustic
dispersion
curve in thefollowing
way :In this
expression
vo is the soundvelocity
far fromthe
transition,
andF.(’) .,,,
acoupling
coefficient between theoptical
soft mode and the acousticphonon
branch.In addition it is easy to take into account the lifetime
T -1 of
the soft mode : inúJ2(q)
we substi-tute
Qg by Qg
+ 2 ifco.Finally
we haveWhen T -
To, QO(T)
goes to zeroand,
inprinciple,
we
might
very well observe critical behaviour for wor a
resulting
from this mechanism.If Q’ (T - To),
then the critical
exponents
are : foràvlv : m
=1,
and for a : n = 2.
Since these
predictions
do notcorrespond
with theexperimental
values of the criticalexponents,
it appearsalready unlikely
that this mechanismapplies
in our case. It is instructive to calculate the order of
magnitude
of this effect for which we need to know thefollowing quantities :
e The
F.(’)
accoefficient,
which can be obtained from neutronscattering experiments
inKTa03 [13]
for-mula (6) ; we adopt a
value of about 2.8 x107 M2. S - 2.
e The line width of the critical
optical phonon F
which can be evaluated to be
roughly (2 meV) - ’.
e The
frequency
of the criticaloptical phonon S2o,
which has
already
been estimated to beQo
= 9 x1011 (T - TO) 1/2 rad/s-’ .
e The ultrasonic
frequency (co
= 31.4 x108 rad/s)
and the sound
velocity (vo
= 8 x103 m/s).
With these
values,
formulas(17)
and(18) give :
These formulas
give
for T -To
= 10K,
They
are much smaller than the values observed at the sametemperature
which are :From this
comparison
it appears veryunlikely
thatthe second mechanism can
explain
the effects observed in ultrasonicexperiments :
notonly
does theexpected
effect seem a few orders of
magnitude
smaller thanexperimental values,
but also thetemperature depen-
dence
given by
the critical exponents m and n does not agree at all with theexperimental
results.Our range
of frequency
involves wave vectors of theorder of 4 x
105 m-l ; they
are too small relative to the size of the Brillouin zone(qB l--
1.5 x101° m-1)
to enable a clear observation of the direct
coupling
process between
optical
and acousticphonon
branches.This
coupling
couldbegin
to beimportant
for wavevectors at least ten times
larger
and this canhardly
beobtained
by
acoustictechniques ;
on the contrary, in Brillouinexperiments,
thiscoupling
mechanism could very well beobserved,
and due to the différence in thepredicted
values of the criticalexponents,
it could bedistinguished
from othertypes
ofcoupling ;
in addi-tion,
neutronscattering experiments
may also prove to be very useful instudying
the critical behaviour of KTN.5. Conclusion. - In this paper we have been able
to show which of the two mechanisms
explains
theobserved variation of the ultrasonic
properties.
Thesecond one, which was discussed because it has been used to
interpret
the drastic effects observed in neutronscattering experiments [6],
has beenproved
to beirrelevant in the range of
frequency
where ultrasonicexperiments
can beperformed.
The mechanism
responsible
for the critical beha-viour of ultrasonic
velocity
and attenuation is thus thequadratic coupling
between the ultrasonic strain and the square of the order parameter fluctuations.We have been able from our
analysis
togive
therange of
validity
of our critical acousticphonon
branch model.
The results which we have
presented
here are, to ourknowledge,
the first of theirtype
to be made on KTNsamples.
The reason forthis,
is that it is far fromsimple
toproduce crystals
ofsufficiently good quality
to enable reliable ultrasonic measurements to be made.
These results are
part
of ageneral study
of theinfluence of KTN
composition
on ferroelectric transi- tion behaviour ingeneral,
and ultrasonicproperties
inparticular.
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