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Submitted on 1 Jan 1990
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A zipper model approach to the thermoreversible gel-sol
transition
K. Nishinari, S. Koide, P.A. Williams, G.O. Phillips
To cite this version:
1759
A
zipper
model
approach
to
the thermoreversible
gel-sol
transition
K. Nishinari
(1,
*),
S. Koide(2),
P. A. Williams(1)
and G. O.Phillips
(1)
(1)
Polymer
and ColloidChemistry Group,
The North East Wales Institute, Connah’sQuay,
Deeside,
Clwyd
CH5 4BR, G.B.(2)
President, YamanashiUniversity,
Takeda 4, Kofu, Yamanashi,Japan
(Received
on January 19, 1990, revised onApril
24, 1990,accepted
onApril
26,1990)
Résumé. 2014 La transition
gel-sol
est assimilée à un processussimple
d’ouverture des zones dejonction
macromoléculaires semblable à l’ouverture d’une « fermeture éclair ». Cetteanalogie
adéjà
étéproposée
pourexpliquer
la transitionhélice-pelote
ou la fusion de l’acidedésoxyribonu-cléique.
Leprofil expérimental
despics endothermiques qui
accompagnent la transitiongel-sol
lors d’uneanalyse enthalpique
différentielle a pu êtreajusté
en utilisant ce modèle.Abstract. 2014
The
gel-sol
transition of thermo-reversiblegels
is examinedtheoretically by using
azipper
model which has been used forexplaining
the helix-coil transition and themelting
ofdeoxyribonucleic
acid(DNA).
The endothermicpeaks
in aheating
curve of differentialscanning
calorimetry
for various thermoreversiblegels
areanalysed by
this treatment.J.
Phys.
France 51(1990)
1759-1768 15 AOÛT 1990,Classification
Physics
Abstracts 44.50 - 61.90 - 82.70Introduction.
The dissolution of thermo-reversible
gels
has been studied over many years notonly
because of its scientific interest but also because of itspractical importance
in foodprocessing
and in many other industrialapplications [1]. Eldridge
andFerry [2]
found that theplot
of thelogarithm
of the concentrationlog
c versus the inverse of themelting
temperature
1 T
( Tm
indegrees Kelvin),
and theplot
oflogarithm
of the molecularweight,
log MW
versus1/Tm
were both almost linear forgelatin gels. Using
van’t Hoffslaw,
they
proposed
a method to determine the heat absorbed onforming
a moleof junction
zones.Tobolsky proposed
atheory
of dissolution ofgels
based on thehighly
swollen networkmodel
[3].
It seems,however,
difficult to compare histheory
withexperiments.
Differential
scanning calorimetry (DSC)
has been used tostudy
thegel-sol
transition forthermo-reversible
gels.
Endothermicpeaks arising
from thegel-to-sol
transition as well asexothermic
peaks arising
from thesol-to-gel
transition have been observed inheating
andcooling
DSC curvesrespectively by
manyinvestigators [4-11].
The heat absorbed per unit timedQ /dt
isgiven by
CdT/dt,
where C is the heatcapacity.
In theheating
DSCmeasurements,
dT/dt
ispositive,
then theendothermic
peak
isequivalent
to the maximum of the heatcapacity.
In thecooling
DSC measurements,dT/dt
isnegative,
then the exothermicpeak
isagain equivalent
to the maximum of C.In the
present
work,
we propose a method ofphenomenological analysis
of thegel-sol
transitionby
means of azipper
model which has beenpreviously applied
toexplain
ahelix-coil transition
[12-14].
Zipper
model andjunction
zones.It has been
widely accepted
that most thermo-reversiblegels
consist of somewhatcrystalline
regions,
calledjunction
zones, and somewhatamorphous regions.
The structure ofjunction
zones
depends
on the molecules which form thegels ;
e.g.junction
zones ofgelatin gels
arethought
to consist oftriple
helices[15]
and those of agarosegels
are believed to be asubstantial association of double helices
[16].
As a model for these structures, we may assumesuch
junction
zones as the association of molecularzippers standing
for arigid
orderedmolecular structure such as helices or extended molecules. A
single zipper
with N links is shown infigure
1,
where broken linesrepresent
secondary bondings
such ashydrogen
bonds.Fig.
1. - Asingle zipper
with N links. Links can beopened
from both ends. If the links 1, 2, ...,p are all open, the energy
required
to openthe p
+ 1 st link is E. Helices may notnecessarily
be doublehelices ;
they
may besingle
helices ortriple
helices. Here, double helices represent the association of somewhat ordered structuresymbolically.
Now,
we assume that ajunction
zone consists of either an association of helices(single,
double or
triple)
or that of rod-like molecules(Fig. 2a).
As in the case of the mixture ofgalactomannan (such
as locust beangum)
and xanthansolutions,
where eachcomponent
doesnot form a
gel
whenthey
are notmixed,
the structure ofjunction
zones issupposed
to be theassociation of xanthan helical molecules and mannan backbones
[17,
18] (Fig.
2b).
Both ofthese
gels
can beregarded
asgels consisting
ofzippers
of one kind whether molecules whichconstruct
junction
zones are the same or not. The molecular forces which make these helicesor rods
aggregate
aregenerally
believed to besecondary
forces such ashydrogen
bonds ratherthan covalent bonds because the
disruption
of the covalent bond needs muchhigher
energythan
experimentally
observed values. We can,therefore,
simulate the dissolution ofgels
as anopening
process of molecularzippers.
We treat a molecularzipper
of Nparallel links
that canbe
opened
from both ends. When the links1,
2,
..., p are all open, the energyrequired
toopen the p + 1 st link is assumed to be E. We suppose that each open link can assume
G
orientations, i.e.,
the open state of a link is G-folddegenerate,
corresponding
to the rotational freedom of a link. Theseassumptions
are the same as those used for the1761
Fig.
2.- (a)
Gelsconsisting
ofzippers
of one kind. Gels consist ofmicrocrystalline regions
andamorphous regions.
The former is calledjunction
zones, and consist of association of molecules withordered structure.
(b)
Gelsconsisting
ofzippers
of one kind. Schematicrepresentation
of a mixedgel
ofgalactomannan
whose backbone is shownby
azigzag
and xanthan shownby
a double helix(proposed by
Dea).
The
partition
function for such asingle zipper
isgiven by
where T = kT. If the chain is
long enough,
the terminal contribution may beignored
andis
easily
obtained fromequation (1).
Now,
we consider asystem
consisting
of N’single zippers
each of which hasN links. The
partition
function Z of thissystem
isgiven by
Since the heat
capacity
C of thissystem
isgiven by
the substitution of
(2), (3)
into(4)
leads toWhen the interaction among different
components
is notstrong
as in the case of blendgels
of agarose andgelatin,
thegels
formed oncooling
may bethought
as aphase separated gel
asshown in
figure
3. We consider here the case in whichjunction
zones consist of associationsFig.
3. - Gelsconsisting
of variouszippers (phase separated).
When twogel-forming
macromoleculesare mixed, and form a
gel,
thegel
consists ofseparated
tworegions
if these two macromolecules do notinteract so
strongly.
number of molecular
species.
LetN1, N2,...,
Nn be
the number of links ofsingle zippers
of various kinds1, 2,
..., nrespectively.
We assume that agel
consists ofX
single zippers
of thekind 1 and
X 2
single zippers
of the second kind2,
and so on. The heatcapacity
of such asystem
is written aswhere
Ci
isgiven by equation (5).
Some numerical results and discussion.
As stated
above,
the order ofmagnitude
ofbonding
energy may be taken as that of ahydrogen
bond,
i.e.E1 =
2 000 K. As for theparameter
Gi,
it will decrease withincreasing
concentration because themobility
of anopened
link will be more constrained athigher
concentrations. When the
temperature
israised,
the volume of thegel
increases,
and G will also increase because the restriction on the motion of the links will be reduced.However,
it ishopeless
to derive the functional form of G(c, T) by using microscopic
modelbecause of the
extremely complicated
structures of thermo-reversiblegels. Strictly speaking,
moreover, the value of G may
change
in course of successiveopenings
for asingle zipper.
These
points
will be discussed later.The heat
capacity
Cgiven by equation (5)
as a function oftemperature
isexpressed by
a1763
N,
examples
are shown infigures
4a-4c. For the sake ofcomparison,
the curvecorresponding
to G =
1 000, E
= 2 500 K and N = 100 issuperimposed
in each of thesefigures. Figure
4a shows the Gdependence
of C withEl =
2 000K,
E2
= 2 500K,
N
1 =N2
=100,
G 2
= 1 000 and variousJY’ and
N2.
G
1 is changed
from 500 to 1 000(from Fig. 4a(l)
toFig. 4a(4))
andthe other
parameters
are fixed. Thehigher
temperature
peak position
ismainly
determinedby G2( G1)
and not shiftedby G 1.
The lowertemperature
peak
is determinedby
G 1 and
is shifted tohigher
temperatures
withdecreasing G 1.
Since the value of Grepresents
the rotational freedom of alink,
this isquite
reasonable.Figure
4b shows theE
dependence
of C as a function oftemperature
withE2
= 2 500K,
G
=G 2
=1 000,
N1 = N2 =
100 and variousn1
andX2.
El
ischanged
from 2 200 K to 2 460 K and the otherparameters
are fixed. Thehigher
temperature
peak position
ismainly
determinedby
E2
( > E1)
and not shiftedby
El.
As isexpected,
the lowertemperature
peak
shifts tohigher
temperatures
withincreasing
El.
Figure
4c shows the Ndependence
of C as a function oftemperature
withEl
= 2 000K,
E2
= 2 500K,
N2
=100,
G
1 =
G 2
=1 000,
and variousNI
andJY’2. NI
ischanged
from 50 to 400. Thepeak
temperature
ismainly
determinedby
Ei
andG
i and is shiftedonly slightly by
Ni.
The lowertemperature
peak
shifts tohigher
temperatures
withincreasing N
which
isexpected
fromempirical
formulae ofEldridge-Ferry
(2) :
higher
the molecularweight,
thehigher
themelting point
ofgels.
These numerical results can
explain experimental
results accumulated for many years(19).
When the concentration of
gels
increases,
themobility
of chain moleculesdecreases,
and then thedegeneracy
G will decrease as mentioned above. As aresult,
thepeak
of the heatcapacity
shifts to
higher
temperatures.
This is in accordance withEldridge-Ferry’s empirical
formulae.It is well known that the
melting
temperature
T.
of a thermo-reversiblegel
in itsheating
DSC curve appears at a
higher
temperature
than thesetting
temperature
Ts
in itscooling
DSC curve. When thetemperature
israised,
G would start from the lower valueG g
corresponding
to the
gel
state.Then,
thegel
willexpand,
which willgive
rise to an increase in the rotational freedom. On thecontrary,
when thetemperature
is lowered fromhigher
temperatures
than themelting
point,
G will start from thehigher
valueG
scorresponding
to the sol state.Therefore,
theopening
of molecularzippers begins
to occur at small G values inheating
process, whilegelation by cooling
will takeplace
withdecreasing
G which starts fromlarge
G values athigher
temperatures.
Then,
the average effective value of G is small inheating
and is
large
incooling.
As a firstapproximation,
therefore,
we can say that themelting peak
temperature
T.
is determinedby
certain averageG g
of G forgel
state and thesetting
temperature
T,
is determinedby
an averageGs
S of G for sol state.Apparently,
G g
G S,
hence, T.
isexpected
to behigher
thanTs.
In the case of
heating,
the transition causedby
theopening
of thezippers
will start as soon as thetemperature
arrives at the tail of the C - T curvecorresponding
to G = Gg. In
cooling,
on thecontrary,
thepair-wise coupling
cannot start soeasily
because of thedifficulty
for along
molecule to find itspartner
inappropriate positions
for thezipper
construction. Hence astate like
supercooling
may takeplace
in the course ofcooling.
Itis,
therefore,
reasonablethat the transition is
sharper
incooling
than inheating
as has been observed for agarosegels
[10].
Comparison
withexperiments.
1. KAPPA-CARRAGEENAN GELS. - The solid curve in
figure
5 shows anexperimental heating
DSC curve for 0.6 %
kappa-carrageenan
gel [20].
Since the endothermicpeak
is verysharp,
1765
Fig.
4. -(a)
Gdependence
of the heatcapacity
as a function of the temperature calculatedby
equation (6)
with n = 2.Only G
is changed. El
= 2 000 K,E2
= 2 500 K,N
=
N 2
= 100,G 2
= 1 000are fixed for all the cases. a :
N1
= 450,JY’2
= 50 ; b :N1
= 300,JY’2
= 200 ; c :N1
= 150,JY’2
= 350.(b) E dependence
of the heatcapacity
as a function of the temperature calculatedby
equation (8)
with n = 2.Only El
ischanged. E2
= 2 500 K,G
1 =
G 2
= 1 000,NI
=N2
= 100 are fixed for all the cases. a :N1
= 450,IV2
= 50 ; b :N1
= 300, JY’2 = 200 ; c :N’1
= 150,JY’2
= 350.(c)
N
dependence
of the heatcapacity
as a function of the temperature calculatedby equation (6)
withn = 2.
Only N
is changed. El
= 2 000 K,E2
= 2 500 K,N2
= 100, G1 =
G 2
= 1 000 are fixed for all thecases
(1)
a :N1
= 450,JY’2
= 50 ; b :N1
= 300,JY’2
= 200 ; c :N1
= 150,JY’2
= 350.(2)
a, b, c thesame as in
figure 4c(l). (3)
a :N1
= 1 800,.N’2
= 200 ; b :N1
= 1 200,JY’2
= 800 ; c :N’1
= 600,JY’2
= 1 400,(4)
a :Xl
= 3 600,JY’2
= 400 ; b : NI = 2 400,JY’2
= 1 600 ; c : NI = 1 200,JY’2
= 2 800.N =
1 850,
N =100,
and G = 1 000 inequation (5).
The calculated result is shownby
the dotted curve infigure
5.2. POLY (VINYL ALCOHOL) GELS. - The
experimentally
obtainedheating
DSC curves forpoly(vinyl alcohol) (PVA) gels, prepared by repeating
freeze-thawcycles [7],
are shown infigure
6by
solid curves. The lower curve is for PVA with thedegree
ofpolymerisation
(DP)
=1 000,
and the upper curve is for PVA with DP = 2400,
respectively. Choosing
n = 2 and
substituting
values of parametersEl = E2
= 2 300K,
N1 = N2
=100,
G
=
820,
G 2
= 1100, NI
1 = 3
900,
IV2
= 1 200 intoequation (6),
we obtain the lower dot-and-dash curve infigure
6 which is slimmer than the observed curve shownby
the lower solid curve inFig.
5.Fig. 6.
Fig.
5. - The solid curverepresents the observed
heating
DSC curve of a 0.6 %kappa-carrageenan
gel. The dotted curve is obtainedby
using equation (5)
with E = 2 290 K, .N’ = 1 850, N = 100,G = 1 000.
Fig.
6. - Solid curves represent the observedheating
DSC curves ofpoly(vinyl alcohol) gels (the
uppercurve : DP = 2 400, the lower curve : DP =
1 000).
A lower dot and line curve is obtainedby using
equation (6)
with n = 2choosing
parameters,E1
=E2
= 2 300 K,NI = N2 =
100,G
= 820,
G2
= 1 100,NI
= 3 900,IV2
= 1 200. Anupper dot and line curve is obtained
by using equation (6)
with n = 2
choosing E1
= 2 265 K,E2
= 2 365 K,NI
= 1 750,X2
= 3 250,N1
=N2
= 240,G
= 980,
G2
= 950. A dotted curve for a lower curve is obtainedby using equation (6)
with n = 8 andsubstituting
El
= .. =Eg
= 2 300 K,G
= 820,G 2
= 900,G
= 960,G 4
= 1 030,G 5
= 1 100,G 6
= 1 200,G7
= 1 300,Gg
= 1 400,N1
= 3 600,IV2
= 600,.N3
= 450,.N’4
= 500,.N’s
= 750,.N’6
= 350,.N7
= 150,JY’g
= 100,N
= .. =N
8 = 100, intoequation (6).
As is seen in
figure
4c,
the endothermicpeak
causedby
thegel-to-sol
transition shifts tohigher
temperatures
withincreasing degree
ofpolymerisation.
The number of linksNi
must increase and the rotational freedom of theconstituting
links may decrease withincreasing degree
ofpolymerisation.
Based on suchconsideration,
anotherfitting
has been triedby choosing El =
2 265K,
E2
= 2 365K,
N1
=1 750, JY’2
= 3250,
NI
=N2
=240,
G
=980,
G 2
= 950. The result isgiven by
the upper dot-and-dash curve, which isagain
slimmer than theexperimental
curve shownby
the upper solid curve infigure
6.As stated
earlier,
the G value may not be fixed even for asingle zipper
and itmight
have certain distribution around a mean value even at a fixedtemperature.
In order to take these situations into account, n has to be further increasedanyhow
in thefitting, though
it is certain that theparameters,
as well as theirnumbers,
cannot be determineduniquely.
As anexample,
the result of calculation is shown infigure
6 as the dotted curve which is obtainedby
choosing n
= 8 andsubstituting E1 = ..
=Es
= 2 300K,
G
=
820,
G 2
=900,
G 3
=960,
G 4
=1 030,
G 5
= 1100,
G 6
=1 200,
G7
= 1300,
G g
=1 400,
Xl
1 = 3
600, IV2
=600,
X3
= 450, X4
=500, JW5
=750,
JY’6
=350,
X7
=150,
X8
=250,
N1 =
..= Ng
=100,
intoequation (6),
for a PVAgel (DP
=1 000).
Thefitting
isfairly good.
1767
lower
energies
and others should be released athigher energies.
Such situations are oftenobserved in
polymeric crystals,
i.e.,
two differentcrystallites of poly
(y-benzyl-l-g1utamate)
inbenzyl
alcohol were observedby light microscopy,
andthey disappear
at two differenttemperatures
[21].
3. KONJAC GLUCOMANNAN-KAPPA-CARRAGEENAN GELS. - The solid
curve in
figure
7shows a
heating
DSC curve for a 0.42 %kappa-carrageenan-0.18
%konjac glucomannan
blendgel (20).
The endotherm is very broad. It may be attributed to the formation ofzippers
with differentenergies
forlink-opening
or to a distribution of thedegeneracy
G.Choosing
n = 8
again
andsubstituting El = E2 = .. = Es = 2000
K,
G
=
370,
G 2
=390,
G 3
=410,
G 4 = 440, G 5 = 470, G 6 = 490, G7=520, G8=550, N1 = 1 000, N2 = 250, N3=150,
JY’4 = 250,
IV5
=150,
X6
= 50,
X7
= 75,
Y8
=50,
N1 =
..= N 8
=100,
intoequation
(6),
we can
get
fairly good
agreement
of the calculated curve with the observed one.Fig.
7. - The solidcurve represents the observed
heating
DSC curve of 0.42 %kappa-carrageenan-0.18 %
konjac glucomannan gel.
The dotted curve is obtainedby using equation (6)
with n = 8 andsubstituting El = E2 = .. = Es = 2 000 K, G
1 = 370, G 2 = 390, G 3
= 410,G4
= 440,G 5
= 470,G6
= 490,G7
= 520,Gg
= 550,JY1
= 1 000,JY’2
= 250,JY3
= 150,JY’4
= 250,JY’S
= 150,JY’6
= 50,JY’7
= 75,X8
= 50,N1
= ..= Ng
= 100, intoequation (6).
Experimental.
-The DSC curve for
kappa-carrageenan gels
infigure
5 and that forkonjac
glucomannan-kappa-carrageenan gels
infigure
7 were obtainedby
a Setaram micro DSC « batch and flow »calorimeter.
Approximately
1 ml of thesample
wasaccurately weighed
into the DSC pan and the reference pan filled withexactly
the same amount of distilled water. The two pans werethen
placed
inside thecalorimeter,
heated to 85 °C to ensure thesample
was in the form of ahomogeneous
solution and cooled to thestarting
temperature.
Then,
thetemperature
wasraised at 1
°C/min.
The details of theexperimental procedure
will be described elsewhere[20].
The DSC curves for PVA
gels
infigure
6 were obtainedby
a sensitive DSC SSC 560U fromSeiko Instruments & Electronics Ltd. 41.5 ± 0.1 mg of PVA
gel sample
was sealed into a70
jjbl
silver pan. Distilled water was used as a reference material. Thetemperature
was raisedat 2
"C/min
from 5 °C. The details of theexperimental procedure
were described in the reference[7].
Conclusion.
It is shown that the observed DSC endothermic
peaks
of the thermoreversiblegels
are wellsimulated
by simple
calculations based on thezipper
model,
if therotational
freedom oflinks,
the
bonding
energy, and the number of links in thermo-reversiblegels
are chosenappropriately. Experimental
datasuggest
thatbonding
energy in many thermo-reversiblegels
energy, we can estimate the rotational freedom of links and the number of links
by
curvefitting.
Therefore,
we can obtain a clue to the structureof junction
zones in thermoreversiblegels.
Needless to say, the number offitting
parameters
should be as small aspossible.
Otherwise one cannot determine their values
uniquely.
In some cases,
however,
the observedpeaks
are too broad to simulateby
anassembly
of afew kinds of
zippers.
This may be attributed to thevariety
of theparameter
values,
whichmight
beexpressed by
continuous distributions. In thisrespect,
it is shown that such adistribution can be well
replaced by
a finite number ofspecies
ofzippers.
Since the choice ofparameter
values isby
no meansunique, they
should not be taken tooliterally.
In order totestify
theseresults, therefore,
much more informations areurgently
awaited as for thestructure
of junction
zones.Acknowledgements.
One of the authors
(K.N.)
expresses his sincere thanks to Prof. P. Gautier for hisstimulating
discussion. He is alsograteful
to Profs. K.Ogino
and E. Fukada for their continuousguidance
andencouragement.
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