A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
M ASSIMO C ICOGNANI
L UISA Z ANGHIRATI
On a class of unsolvable operators
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 20, n
o3 (1993), p. 357-369
<http://www.numdam.org/item?id=ASNSP_1993_4_20_3_357_0>
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MASSIMO CICOGNANI - LUISA ZANGHIRATI
0. - Introduction
If P is an unsolvable differential operator, can one characterize the data
f
for which theequation
Pu= f
has local(or microlocal)
solutions?This
problem
is considered here when P is a linearanalytic partial
differential
operator
of thefollowing type:
(0.1)
P= Al
+ lower orderterms, 1 Ei N,
where A is an
analytic pseudodifferential
operator ofcomplex principal
type which ismicrolocally
modelledby
the Mizohataoperator
M =Dn + ix:Dl, h
an odd
positive integer.
The
problem
of theanalytic-Gevrey hypoellipticity
foroperators
withmultiple
characteristics of theprevious type
has beeninvestigated by
L.Cattabriga,
L. Rodino and the second author in[3], essentially by reducing
the operator P to the Mizohata
operator
M inGevrey
classes GS with 1 s1/(l - 1).
The samereduction, together
with the results about the modeloperator
M of[12],
is used here to deduce the locals-unsolvability
ofthe operator P for every 1 s oo
(G°°
:=C°°)
and to construct aprojector along
theimage
of P modulomicroanalytic
terms when 1 s1/(l - 1) (see
Theorem
1.3).
This microlocal construction can be carried to the local level when P is a differential operator inJR2 (this
is donethroughout Propositions 2.1, 2.2, 2.4); locally analytic
rests can beneglected
in view of theCauchy-Kovalevsky
theorem.
We recall the paper of N.
Hanges [11]
where theimage
of an "almost Mizohataoperator" (see
forexample [20])
iscompletely
determined.Concerning
the model
operator
M, we mention the results inV
of H.Ninomiya [14]
where a
property equivalent
toQ+ f being locally analytic
ispresented (Q+
isthe
projector along
theimage
of M described inProposition
26.3.7 of[12]).
Pervenuto alla Redazione il 24 Marzo 1992.
With respect to the sole
unsolvability
of the operator P in(o.1 ),
wepoint
out a recent
independent proof given by
T. Gramchev in[8]
and quote theprevious
results in the C°° category of F.Cardoso,
F. Treves[2],
P.Popivanov [16]
for 1 = 2 and R. Goldman[7] (l
> 3 nonvanishing subprincipal symbol)
and F. Cardoso
[1] ] (for
every 1 s oo, 1 =2).
It is well known that theoperator
P is not s-solvable for 1 s oo in the case ofsimple
characteristics(i.e. I
=1 ):
cf.[6], [15], [17].
When the operator P is
given by (0.1)
but A ismicrolocally
reducible toDn
with h even, thetechniques
that we use here lead to the construction of a local two-sided inverse of ~ P moduloanalytic
terms in 2(see
Remark
2.5).
In this way one shows the locals-solvability
of P in for1 s
l I (l -
1)(cf. [9]
for the two-dimensionalcase)
and obtainsagain
theproperties
ofanalytic-Gevrey hypoellipticity
for such an operator Palready
found in
[3].
1. - Microlocal constructions
We recall that for Q c R" an open set and 1 s oo, the space of
Gevrey
functions of index s, consists of all EC°°(Q)
such that forevery K
CC Q there exists a constant C =C f,K
> 0 withThe space coincides with the space of all real
analytic
functions in Q.If s > 1 we denote
by Gs(U)
the setGI(K2)
nCo’(K2)
and write(resp.
G(’)’(K2))
for the space of all s-ultradistributions(resp.
with compactsupport),
i.e. the dual space of
Gg(Q) (resp. Gs(K2)).
We refer to[13]
for an exhaustiveexposition
about thesetopics.
We shall also writeGOO(Q)
forC°°(Q)
in orderto have uniform notations.
If 10 =
(xo, ~o) E T*(Q)
andf
we say that 10 does notbelong
to the
analytic
wave front set off, WFA( f ),
if andonly
if there exist a conicneighborhood
r = V x C of 10 inT*(Q)
and a bounded sequencefj
EG(s)’ (Q)
which is
equal
tof
in V and satisfiesfor some constant B. The
projection
of in Q isequal
to theanalytic singular support
off,
i.e. thecomplement
in Q of thelargest
open setwhere f
is
analytic (see [12] Chap.
VIII for this and otherproperties
ofanalytic-Gevrey
wave front
sets).
DEFINITION 1.1. If
P(x, D), x
EQ,
is a linearanalytic partial
differential operatorand f
E we saythat f
is admissible for P at xo E S2 if thereexists u E such that Pu =
f
in aneighborhood
V C Q of xo. The operator P is said to be s-solvable at xo if everyf
E is admissible for P at xo.We also need to
give
a microlocal version of Definition 1.1. In order to dothis,
if r is an open conic set inT*(K2),
we introduce thefollowing equivalence
relation - in
we write for the
quotient
spaceG(’)’(Q)I-.
The support of u E heredenoted
by
[u], is the closed set in requal
toWFA( f ) n r
forany f
E0
in the
equivalence
class u. Inparticular
if V C Q is an open set, thesupport
of u EAS(t*(V))
isequal
ton T*(V)
forany f
E in theequivalence
class u.DEFINITION 1.2. An
ultradistribution f
e is said to be admissible for theoperator
P at ~yo Et*(Q)
if there are an open conicneighborhood
r of10 and u E
AS(r)
with Pu= f
in P is called s-solvable at 10 if everyf
is admissible for P at ~yo.Clearly, if f
EG(’)’(Q))
is admissible for P at xo then it is admissible for P also at every E in the microlocalmeaning.
The converse is trueif Q c and the
principal symbol
of P does not vanishidentically
inT2o
(see Proposition 2.1).
Another useful remark is that thes-solvability
of P atxo
implies
thes 1-solvability
of P at xo for every 1 s 1 s, i.e. if P is not s-solvable at xo then P is notsl-solvable
at xo for every s oo. This factjustifies
theinterpolation
between results ofnon-solvability
in the C°°category
and theCauchy-Kovalevsky
theorem.For the Mizohata
operator
M = 1 with h an oddpositive integer,
operators E,
Q+, Q-
fromE’(R~)
toD’(R~)
are constructed in[12],
Par.26.3,
with thefollowing properties:
The operators
Q+
andQ_
areprojectors along
theimage
and on the kernel of Mrespectively. (If
theinteger h
is even thenproperty (1.3)
is valid withQ+
=Q- =
0, i.e. there is a fundamental solution E, which satisfies(1.5),
forthe operator
M.)
It follows from(1.3)-(1.6) that f
E is admissible for M at 7o ET’*(I~n)B~~1 = £n
=01
if andonly
ifWFA(Q+ f ).
For every s > 1 there is afunction f
E such that(0, êl)
E 1 =( 1, 0, ... , o) :
thus for every 1 s oo the
operator
M is not s-solvable at(o, ~1) (see [17]).
When n = 2,
by using (1.3)-(1.6) again
and theCauchy-Kovalevsky theorem,
one obtains
that f
is admissible at xo if andonly
ifQ+ f
isanalytic
at xo.We shall now prove that
properties
similar to(1.3)-(1.6) hold,
from the microlocalpoint
ofview,
for a linearanalytic partial
differential operator P in Q c of order m > 2, whoseprincipal symbol
pm satisfies thefollowing hypothesis
at apoint
10 =(xo, ço) E 1*(Q):
(1.7)
there exist an open conicneighborhood
r of 10 and apositive integer
l m such that
where q,,,-, is an
analytic elliptic symbol
of order m - l in r, alis a
complex-valued
first orderanalytic symbol
ofprincipal type,
i.e.dçal (x, ~) ~ 0
on Er ={(x, ç)
E r; al(x, ~) = 0 1,
10 E Er. Without loss ofgenerality
we can supposedç
Rea 1 (x, ~) ~ 0
in r. We assume further thatIm a 1 (x, ç)
has a zero of fixed odd order h andchanges sign
from - to+
along
every bicharacteristic of Rea I (x, ç)
near 10.THEOREM 1.3.
If
the operator Psatisfies
condition(1.7)
then,shrinking
the conic
neighborhood
rof
10, we can determine two linear operators F and F+from AS(r)
toAI(I-) for
every sG]I, 1/(l - 1)[, (for
every sEi] 1,
oo] whenl =
1),
such that:Concerning
the supports we have:An ultradistribution g E is admissible
for
P at 10if
andonly if
10
fj. [F+g]
inAS(r).
Inparticular, for
every s,E] 1, oo],
P is notlocally s 1-solvable
at xo.PROOF. We first assume that operators F and F+
satisfying (1.8)
exist.Then PFP is
equal
both to P and to P - F+P:this -_fact yields
F+P = 0. ThusPu = g
implies F+g
= 0.Conversely
ifF+g
= 0 then from(1.8)
we have thatu =
Fg
is theunique
solution of Pu = g in In this way we haveproved
that = Ker F+ and that F is the inverse of P from Ker F+ to
If the
operators
F and F+satisfy properties (1.8)-(1.10)
in thenthey
are well-defined as operators inA(ri)
for any open conic set rl c r andthey
stillsatisfy (1.8)-(1.10)
with rreplaced by rl.
Thus an ultradistribution g EG6s)’ (Q)
is admissible for P at 7o if andonly
if[F+g].
It will follow from thesubsequent
construction of theoperators
F and F+ that there existsa function
f
EGs(K2)
which is not admissible for P at 10. As a consequencewe have that P is not s-solvable at xo, therefore P is not
s 1-solvable
at xo for every s oo. The last statement of theProposition
follows from the fact that one canarbitrarily
choose s in11, 1/(l - 1)[.
We shall now
perform
the construction of theoperators
F and F+. Indoing
so, we
begin by recalling
that if condition(1.7)
is fulfilled then there exist ananalytic homogeneous
canonicaltransformation X :
r’ ~ r, r’being
an open conicneighborhood
of(0, - 1), c =(1,0,...,0),
and ananalytic elliptic symbol
e in r such that = 10 and
x*(eal) = Çn
This transformation canbe lifted to the
analytic
Fourierintegral operators
level(see [12],
Vol. III andIV). Taking
this fact into accounttogether
withProposition
2.1 in[3],
it is then sufficient to construct the operators F and F+ in thefollowing
situation:10 =
(o, ~ 1 ),
r conicneighborhood
of(o, ~ 1 ),
where
each Pr
is ananalytic pseudodifferential
operator and r - 1.Let us take the
elliptic
operatorA =
in r and denoteby l)
the space of all 1-dimensional vectors with components in We consider the operator S’ from to definedby:
B =
B(x, D’)
is a 1 x l matrix ofpseudodifferential
operators of order(1
-1)/l.
If U = V = E then one has S U = V if and
only
if
After
shrinking
the conicneighborhood
r, two linear operators H and H’from to 1 s
1/(l - 1),
are constructed in Lemma 2.3 of[3] ]
in such a way that thefollowing properties
are satisfied:H and H’ are matrices of
pseudodifferential operators
of infiniteorder,
i.e. withsymbols exponentially growing
atinfinity (see [4], [18], [21]).
Now we can show the existence of a
function g
E which is notadmissible for P at 10. Let us take
f
EGô(Q)
such that ~yo E[Q+ f]
](i.e. f
Ewhich is not admissible for M at
10)
and setH t(O, ... , f ) = ’(v 1, vi):
with this
choice,
modulomicroanalytic
terms, theright
member inequality ( 1.12)
defines afunction g
EGI(Q)
such that theequation
Pu = g cannot be solved inAS(r1)
for any conicneighborhood
rl c r of 10.It follows from
(1.5)
and(1.6)
that E andQ+
are well-defined as operators from to andequalities (1.3)
become ME = I -Q+,
EM = I inAS(r).
Let us setand write From
( 1.14)
and( 1.15 )
we obtain:The above construction for the operator ,S can be carried over to the scalar operator P.
To do
this,
we first chooseu E
AS(r),
in order to have SU =t(O,..., Pu).
Thus the secondequality
in( 1.16) gives
and leads us to defineso that FP = I in can be satisfied. Next we take and from the first
equality
in(1.16)
we obtainhence,
in view of( 1.12),
We can now define
so that we also have PF = I - F+ in
Only
the statementsconcerning
the supports remain to beproved. By (1.13), (1.5)
and(1.6)
we havewhich
completes
theproof.
EXAMPLE 1.4. The
foregoing proof
shows how to obtain theoperators
F and F+ from E and
Q+.
Thesymbol
of theintertwining
operators H and H’ may becomputed by solving
transportequations
as done in[3].
A1-i
simple example
isgiven by operators
of thetype
P =Ml + ~ Pr(D’)Mr
withr=0
exp(-iB(D’)xn) (the operator
B is defined in( 1.11 )).
However operators F and F+satisfying (1.8), (1.9)
and(1.10)
may be notunique.
Fora power
Ml ,
l > 2, of the Mizohata operator in a conicneighborhood
r of(o, ~ 1 ), by
an iterative use of(1.3),
we obtainOn the other
hand, following
theproof
of the aboveProposition,
we have inthis case
1 1. 1 1
with
and it is not difficult to prove that
El f= F
and2. - Local constructions
PROPOSITION 2.1. Let S2 be an open set in
JR2,
xo E S2 and assume thatfor
a certain 10 E Then an ultradistribution g E is admissiblefor
P at xoif
andonly if
g is admissiblefor
P at every 7 EPROOF. Let g E be admissible for P at every 1 E
1’;0’ By
acompactness
argument
we may choose an openneighborhood
V c 0. of xo, afinite
covering
open cone in ’
of
and uj
e such thatPuj
= g in =1, ... , h.
Since
{~y = (x, ~)
ET;o :
=0, ] £) = 1 }
is a finite set we may alsoassume
0~0
in r2 nrj ,
whichimplies ui
= uj in nLet =
1,..., h }
be apartition
ofunity
subordinate to thecovering fCj j
=1, ... , hl
ofR2B {O}
with theproperties
indicated in[19], Chap.
V, Sec.1,
and let V’ c V be a smallerneighborhood
of xo. If we setn
= V’ xCj
thenit is
possible
to choose the elements of such apartition
ofunity
in order to havewell-defined linear
operators AS (r~ ) ~
Thussetting u
=we obtain u in
A’(]F’j):
property Pu = g in follows from the fact thatPuj
= g in for everyFj
in thecovering
ofT*(V’).
An
application
of theCauchy-Kovalevsky
theoremcompletes
theproof.
We note that for every 6 > 0 it is
possible
to take the operators x~ in the aboveproof
in order to have also(cf. Corollary
1.2 in[19], Chap. V).
Let us define
1-t
ESP,,*
P is not s-solvable at As a consequence of theprevious Proposition,
if 0. cR2
and theprincipal symbol
of P doesnot vanish
identically
in then any g E withNIO
nWFA(g) = 0
isadmissible for P at xo. Since
Nxso
c Char P,Nxo
n= I}
is a finite set whenQ C
R2.
Let us denote
by 1+
the set of all 1 E Char P such that P satisfieshypothesis (1.7)
at 1. It follows from Theorem 1.3 that cNxlo
for everys
E] 1, oo].
We shall now prove that the microlocal statement(1.9)
in Theorem1.3 can be
expressed
in a local form whenNxso
= E+ nT2o
and 0. CR2.
PROPOSITION 2.2. Let 0. be an open set in
R2,
xo E Q, and let r denotethe
highest multiplicity of
the characteristicsof
P in Assume thatfor
a certain 10 E and thatN:o =
E+ nfor
an index sEi] 1, r/(r - 1)[.
Then we can
find
openneighborhoods
V, V’of
xo with V’ C V C Q, and alinear operator F+
from
to such that:for
every u Cis admissible
for
P at xo.Moreover
for
anyfixed -
> 0 it ispossible
tofind
F+ in order tosatisfy
also-- - I - ...- - - - ..
PROOF. Let us write n =
1 = { 7~ - (xo, ~~ ) : j - By
Theorem
1.3,
forevery j = 1,..., h
there exist an open conicneighborhood
V x
C~ of lj
andoperators
whichsatisfy
properties ( 1. 8), (1.9), ( 1.10)
with rreplaced by Fj.
We may assumefor As in the
proof
ofProposition 2.1,
next we take linear operators V xCj,
with supp Xj CCj and xj =
1 in asmaller conic
neighborhood C~ of çj
inR~B{0},
and we definein order to obtain that F+P is the null operator from to
Take now g E
Gos~~ (S~).
Since F+ coincides with as an operator fromx
Cp
to x in view of the last statement in Theorem1.3,
from[F+g]
n= 0
it followsthat 9
is admissible for P at every-1j, j
=1, ... , h.
Hence g
is admissible for P at xoby Proposition
2.1.We have
already
observed that for every - > 0 it ispossible
to take theoperators x~ in order to have
[xju]
c[u]E,
so theproof
iscomplete.
In
Proposition
2.2 theoperator
P isrequested
to be s-solvable at everypoint
ofChar PBE+
over xo. We shall now describe some sufficient conditions for microlocalsolvability.
Let us assume that theprincipal symbol
pm of Psatisfies
in a conic
neighborhood
r of 10 E where is ananalytic elliptic symbol
of order m - I in r, a 1 is a first orderanalytic symbol
ofprincipal type,
in r(cf. ( 1.7)).
If one of thefollowing
three conditions is fulfilled then P is s-solvable at 10(also
in dimension n >2),
s(2.1 )
al I iscomplex-valued, Imal(x, ç)
has a zero of fixed odd order h andchanges sign
from + to -along
every bicharacteristic of Rea 1 (x, ç)
near10;
(2.2)
a I iscomplex-valued,
has a zero of fixed even order halong
every bicharacteristic of
Re a 1 (x, ç)
near 10;(2.3)
al is asymbol
of realprincipal type.
If
(2.1 )
is satisfied then we can repeat the arguments that we have used in theproof
of Theorem 1.3 and reduce the operator Pmicrolocally
to theMizohata operator M =
Dn
+ in aneighborhood
of(0, (instead
of(o, ~1)).
In this case, thes-solvability
of P at 10 is deduced from thes-solvability
of M at
(0,
The same reduction can be
performed
when(2.2)
holds. Then P is,s-solvable at 10 since M =
Dn
+ with h even islocally
solvable atthe
origin.
The
s-solvability
of P at 10 when condition(2.3)
is fulfilled has beenproved
in[18].
Let us set
satisfies
hypothesis (2.1 )
at7},
satisfies
hypothesis (2.2)
at7},
satisfies
hypothesis (2.3)
at7}.
Then,
thefollowing assumption
implies Nxo
= i, n asrequested
inProposition
2.2.Hypothesis (2.4)
concernsonly
theprincipal symbol
pm of P while the setmay
generally depend
on the lower order terms too(note
that in Theorem 1.3 the construction of F+ doesdepend
on the lower order terms ofP).
Thusthe class of all operators which
satisfy
= 1,n!P*o
islarger
than the class of all operators whoseprincipal symbol
can be factorized in the waysuggested by (2.4).
We shall discuss this situation in thefollowing example.
EXAMPLE 2.3. Let us set
RA
=D2
+ E R. The operatorRa
is s-solvable at the
origin
ofJR2
for every sEi] 1, oo]
if andonly
~3,~5, ...
(see [10]
and[17]).
Let us then considerwhere denotes a real valued
analytic
function with a zero of odd order andsign
thatchanges
form - to + at x, = 0. The operatorsPI
and P2 have the sameprincipal
part and both do not fulfill condition(2.4)
at theorigin.
HoweverPI
isnot s-solvable
only
at(0, 0, 0, 1)
over(0, 0)
and all thehypotheses
ofProposition
2.2 are satisfied
by
thisoperator.
On thecontrary P2
is not s-solvable also at(0, 0, 1, 0)
and(0, 0, - 1, 0)
whereassumption (1.7)
does not hold.It is not difficult to prove that
analytic
at theorigin
for r =0, ... ,
1are sufficient conditions for
f
to be an admissible datum at theorigin
forR_2l-1
i(resp. R+2l+1 ).
It is also easy to prove that the same conditions are necessary and sufficient in order to have an admissible datumf
for the operatorml+l (resp. (M* )l+1 );
cf.Example
1.4.We shall now prove that a
sharper
version ofProposition
2.2 holds whenthe condition
N5 =
~+ n isreplaced by
a strongerassumption
of kind(2.4).
Indoing
so, we shall construct local operators F and F-, besidesF+, corresponding
to the operators E andQ-
in(1.3)-(1.6).
PROPOSITION 2.4. Let Q be an open set in
JR.2,
xo E S~. Assume thatThen we can determine open
neighborhoods
V, V’of
xo with V~’ c V c Qand linear operators F,
F+,
F-from
tofor
everys
Ei] 1, r/(r - 1)[,
rbeing
as inProposition 2.2,
such thatwhere I :
AS (T * (Y)) -~
is the map inducedby
theidentity
inIf
c is anyfixed positive
number then it ispossible
tofind
F,F+,
F- in order to have alsoPROOF. At every
point
of we can use the same argumentsas in the
proof
of Theorem 1.3. Therefore we can find acovering
of
1’*(V),
Vbeing
a suitableneighborhood
of xo, and linear operatorsF,
from to such that i
and
F~ ~ 0
if andonly
ifri n ~~ ~ ~.
As in theproof
ofProposition
2.1 we canchoose the elements of the
covering rj
in order to haveri
nrj
n Char P = 0when Since the
operator
P has aunique
two-sided inverse in when r n Char P =0,
it follows thatNow one combines the microlocal constructions with a
partition
ofunity
as inthe
proof
ofProposition
2.1 and obtains operators with the desiredproperties.
REMARK 2.5. In the
previous proof
thehypothesis K2
cV
is usedonly
to obtain the property of microlocal
uniqueness (2.9).
It ispossible
toperform
the same construction of
Proposition
2.4 in the case Q C R7, n > 2,provided
that the microlocal
operators lj., F2~ satisfy
In view of
Example
1.4 one cannotgenerally
expect property(2.10)
to holdwhen r > 2 and n > 2. In the case of
simple
characteristics(i.e.
r =1)
J.J.Duistermaat and J.
Sjostrand [5]
proveproperty (2.10)
for every n.On the other
hand,
if then we have(2.7)
and(2.8)
with
F~
= 0. Therefore it follows thatFi = Fj
inFj)
and the microlocal constructions fittogether
also in R~ with n > 2,determining
a local two-sidedparametrix
F of P.Thus,
in this case, we obtain that the operator P islocally
s-solvable at xo and
s-microhypoelliptic
at every 1 C for sC] 1, r/(r - 1)[
(see [9]
for the locals-solvability
of P inV,
while thes-microhypoellipticity
of P in 2, has been
proved
in[3]).
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