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OPTICAL PICOSECOND STUDIES OF HOT CARRIERS IN AMORPHOUS SEMICONDUCTORS
Z. Vardeny, J. Tauc
To cite this version:
Z. Vardeny, J. Tauc. OPTICAL PICOSECOND STUDIES OF HOT CARRIERS IN AMOR- PHOUS SEMICONDUCTORS. Journal de Physique Colloques, 1981, 42 (C7), pp.C7-477-C7-482.
�10.1051/jphyscol:1981758�. �jpa-00221695�
CoZZoque
C7,suppZQment au nOIO, Tome 42, octobre 1981 page C7-477
O P T I C A L PICOSECOND S T U D I E S O F HOT CARRTERS I N AMORPHOUS SEMICONDUCTORS
2.
Vardeny and J. Tauc
Division of Engineering and Department of Pfiysics, Brolim University, Providence, Rhode Island, 0291
2, U . S.A .
Abstract.- Thermalization of photogenerated carriers in a-Si, a-Si:H, a-AsgSe3 and a-Se was studied by measuring the photoinduced absorption with subpicosecond resolution. The thermalization process can be described by Frshlich interaction with polar phonons in a-Si:H and a-As2Seg but not in a-Si. Using photon energy of 2eV, the excess energy dissipation rates were determined to be 0.5 eV/ps in a-Si, 0.1 eVIps in a-Si:H, 0.2 e ~ / ~ s in a-As~Seg and less than 0.05 eVIps in a-Se.
Introduction.- Hot carrier relaxations in semiconductors occur on a time scale of 10-LLs, therefore pico and subpicosecond laser spectroscopy provides a unique tool for measuring directly these ultrafast processes. The lack of detectors and elec- tronics that are fast enough to resolve re- sponses in the pico and subpicosecond ranges necessitates the use of correlation tech-
Det.niques,l such as the pump and probe technique
shown in Fig. 1. The sample is hit by a
probeb strong pump pulse that changes its optical
constants; the response is probed by a weak probe pulse delayed by a time
T. The delay
Sample
is generated by a longer optical path of the
CT
probe relative to that of the DumD. This . .
is produced mechanically with a translational Fig. 1 - The pump and probe experi- stage. In the case of laser systems having ment. The delay between the robe high repetition rates one obtains the desired
and pump pulses is produced by a range of
Tby periodically scanning the translational stage. stage over the corresponding length.
Hot carrier relaxation due to polar phonon dissipation mechanism was investigated extensively in ~ a ~ and to a lesser degree in ~ s ~ - ~ d ~ e Shank et al.' . ~ concluded from picosecond reflectivity measurement that an electron-hole plasma having an initial excess energy of about 1 eV loses energy at a rate of approximately 0.4 eVIps. Using induced transmisison spectra in G ~ A S ~ hot carriers with excess energy of about 0.1 eV were shown to relax to the lattice temperature (80K) in about 4 ps. Increasing the overall sensitivity by using probe frequencies close to the band edge,4 relaxation of warm carriers
(= l 0 meV) was followed up to 250 PS;
it was experimentally verified that the polar dissi ation rate decreases when the excess energy is smaller, in agreement with theory.! In a non-polar crystal such as Ge the electron-phonon interaction is much smaller and r'e maximum dissipation rate was found6 to be about 50 meV/ps.
The first investigation of hot carrier relaxation in amorphous semiconductors was reported by our group very recently.' In the crystalline materials mentioned above, the hot carrier relaxation could be followed by measuring optical transmission because of the band gap renormalization and band filling effects. Due to the much more complicated electronic band structure, especially near the band (mobility) edges and very large effective masses, the existence of these plasma effects in amorphous semiconductors appears doubtful. In this case we could follow7 the hot carrier relaxation processes using the dependence of the hot carrier absorption cross section
Uon its excess energy A E . Theories that deal with this effect in
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:1981758
C7-478 JOURNAL DE PHYSIQUE
c r y s t a l s were d e r i v e d by s e e g e r 8 and E l c i e t f o r t h e Boltzmann and Fermi-Dirac d i s t r i b u t i o n s .
Ex e r i m e n t a 1 . - The pump and probe t e c h n i q u e was used w i t h a c a v i t y dumped p a s s i v e l y mo:e-locked dye l a s e r d e v e l o p e d by I p p e n and shank.' T h i s l a s e r p r o d u c e s l i n e a r l y p o l a r i z e d l i g h t p u l s e s a t h %
=2eV w i t h a s i n g l e s i d e e x p o n e n t i a l s h a p e and t p
=0.6 - 0 . 8 ps d u r a t i o n , 1-2 n J e n e r g y p e r p u l s e and r e p e t i t i o n r a t e 1 0 4 - 1 0 ~ s - ~ . The p r o b e beam p a s s e d t h r o u g h a p o l a r i z a t i o n r o t a t o r and i t s p o l a r i z a t i o n was e i t h e r p a r a l l e l ( 1 1 ) o r p e r p e n d i c u l a r (l) t o t h a t o f t h e pum p beam. A l l e x p e r i - ments were done w i t h o p t i c a l l y t h i n amorphous f i l m s : d < a - ( d 1 s t h e t h i c k n e s s and a i s t h e a b s o r p t i o n c o e f f i c i e n t a t 2 e ~ ) , s o t h a t t h e p h o t o g e n e r a t e d c a r r i e r con- c e n t r a t i o n n v a r i e d from sample t o sample ( a s U - l ) between 5
X1017 and
per p u l s e .
The pump p u l s e ~ r o d u c e d a change o f t h e a b s o r p t i o n c o e f f i c i e n t Aa = A T / T ~ . I n
g e n e r a l , A a can b e n e g a t i v e ( b l e a c h i n g ) o r p o s i t i v e ( i n d u c e d a b s o r p t i o n ) ; i n amorphous s e m i c o n d u c t o r s , we a l w a y s o b s e r v e d L a > 0 .
Response t h e o r y . - I n t h e l i n e a r r e s p o n s e t h e o r y 1 , 9 Aa(T) i s t h e sum o f two t e r m s ; y : ~ ) g i v e n by t h e c o n v o l u t i o n o f t h e i m p u l s e r e s p o n s e f u n c t i o n A ( t ) w i t h t h e i n t e n s i t y a u t o c o r r e l a t i o n f u n c t i o n G ( T ) , and B(') ( " c o h e r e n t a r t i f a c t " ) by t h e c o n v o l u t i o n of A ( t ) w i t h t h e pump and probe e l e c t r i c f i e l d s . B(T) i s a s h a r p l y d e c r e a s i n g symmetric f u n c t i o n around
T =0
; w i t h t r a n s f o r m l i m i t e d p u l s e s usedi n o u r e x p e r i m e n t s i t h a s a s i m i l a r s h a p e a s G(T) . TO o b t a i n A ( t ) one h a s t o s u b t r a c t t h e c o n t r i b u t i o n o f B(T) from t h e measured and t o d e c o n v o l u t e t h e r e s u l t u s i n g t h e known s h a p e o f G(T) measured e . g . by second harmonic gener- a t i o n c o r r e l a t i o n e x p e r i m e n t i n a n o n - l i n e a r c r y s t a l s u c h a s KDP.
When i n f o r m a t i o n a b o u t A ( t ) a t v e r y s h o r t t i m e s i s n e e d e d , a n a c c u r a t e e v a l u a t i o n o f
B(d i s e s s e n t i a l . T h i s c a n b e done by m e a s u r i n g b o t h
84 1 and A y
A ( t ) i s a f o r t h r a n k m a t r i x A i j k g , ( t ) which i s , w i t h i n a f a c t o r p r o p o r t i o n a l t o t h e i m a g i n a r y p a r t X'' of t h e t i m e dependent e l e c t r i c a l s u s c e p t i b i l i t y t e n s o r X(1) ( t , w , - U ) . I n i s o t r o p i c media ~ ( 3 ) ( t , w , - w ) h a s o n l y two i n d e p e n d e n t e l e m e n t s and t h e r e l a t i o n X
= X+ 2X h o l d s . 1 ° I t h a s b e e n shown9 t h a t i n t h e
I I c a s e b o t h y,, azzX%,I a::Y8etermfxg8 by Axx, , w h i l e i n t h e I c a s e Y r i s a s s o c i a t e d w i t h Axxy and 6 ~ w i t h Axpy . Defining1' t h e d e p o l a r i z a t i o n f a c t o r
P'
Axxyy/A.+xxx
=Y ~ / $ , I t h e r e l a t i o n LIB! I
=Axyxy/Axxxx
=( 1 - 8 ) / 2 i s o b t a i n e d f o r i s o t r o p ~ c m a t e r i a l s . I f
P> 1 1 3 , 81 1 s r e d u c e d more t h a n Y_L r e l a t i v e t o t h e I I c a s e and i s c o m p l e t e l y e l i m i n a t e d i f P = 1 .
B a s i c Model.- We s t u d i e d A ( t ) i n a - S i , a-Si:H, a-Si:H:F and t h e c h a l c o g e n i d e g l a s s e s a-Se and a-AspSeg. I n some c a s e s , t h e induced a b s o r p t i o n r e s p o n s e Aa(T) c a n b e s e p a r a t e d i n t o two r e g i o n s : a f a s t r e s p o n s e t h a t we a s s o c i a t e w i t h h o t c a r r i e r t h e r m a l i z a t i o n , and a s a t u r a t i o n a s c r i b e d t o t h e r m a l i z e d c a r r i e r s w i t h l i f e t i m e s l o n g e r l l t h a n t h e d u r a t i o n o f o u r e x p e r i m e n t ( a b o u t l o o p s ) .
The b a s i c i d e a t h a t we u s e d f o r i n t e r p r e t i n g t h e d a t a i s t h a t a n e x c i t e d c a r r i e r
h a s a h i g h e r o p t i c a l a b s o r p t i o n c r o s s s e c t i o n t h a n a n e l e c t r o n i n t h e v a l e n c e band
( c l o s e t o t h e t o p ) .
A p l a u s i b l e j u s t i f i c a t i o n o f t h i s a s s u m p t i o n may be t h a t i n a namorphous m a t e r i a l , where t h e k - v e c t o r c o n s e r v a t i o n r u l e i s n o t a p p l i c a b l e , o n l y
t h e d e n s i t y o f t h e f i n a l s t a t e s i s i m p o r t a n t ; i t i s l a r g e r f o r a n e l e c t r o n c l o s e
t o t h e bottom o f t h e c o n d u c t i o n band (and a h o l e c l o s e t o t h e t o p o f t h e v a l e n c e
band) t h a n f o r v a l e n c e - c o n d u c t i o n band t r a n s i t i o n s c l o s e t o t h e e x t r e m a . Changes
o f
ctproduced by t h e a b s o r p t i o n e d g e s h i f t d u e t o t h e t e m p e r a t u r e i n c r e a s e
a s s o c i a t e d w i t h t h e a b s o r p t i o n o f t h e pump p u l s e h a v e much l o n g e r r e l a x a t i o n t i m e s ,
and a l s o a r e n o t e x p e c t e d t o show any p o l a r i z a t i o n memory e f f e c t s . The l a t t e r i s
a l s o t r u e f o r some o t h e r c o n c e i v a b l e "bulk" e f f e c t s such a s band gap r e n o r m a l i z a -
t i o n and band f i l l i n g .
F i g . 2 - P h o t o i n d u c e d a b s o r p t i o n d e c a y A a ( r ) i n F i g . 3 - Same a s i n F i g . 2 , a-Si:H (CH
=1 0 % ) f o r I ( and I p o l a r i z a t i o n s . b u t f o r a - S i .
S o l i d c u r v e s : e x p e r i m e n t a l , d o t t e d c u r v e s : c a l c u l a t e d .
Hot c a r r i e r t h e r m a 1 i z a t i o n . - I n F i g s . 2 and 3 f a s t d e c a y s o f A ~ ( T ) a r e shown i n h y d r o g e n a t e d and non-hydrogenated a-Si. Curves ( a ) and ( b ) c o r r e s p o n d t o 1 1 and
I p o l a r i z a t i o n r e s p e c t i v e l y , and show a maximum i n Aa around
T =0 t h a t d e c a y s -
t o a s t e a d y v a l u e Ass a t l o n g e r t i m e s ; from Ass i n F i g s . 2 and 3 we e s t i m a t e t h e a b s o r p t i o n c r o s s - s e c t i o n u s
=3
X1 0 - ' ~ c m ~ which i s c l o s e t o f r e e c a r r i e r
0
i n a-Si ( 2 x 10-18cm2 a t 2 eV and 8 0 ~ ~ ~ ) . The d e p o l a r i z a t i o n f a c t o r
P = A a s l l A a s l I i s s e e n t o b e 0 . 7 5 i n a-Si and 0 . 7 i n a-Si:H s a m p l e s and shows t h e e x i s t e n c e o f p o l a r i z a t i o n memory i n t h e s e amorphous m a t e r i a l s f o r s u r p r i s i n g l y l o n g t i m e s ; a t t h i s p o i n t , i t s o r i g i n i s n o t c l e a r l y u n d e r s t o o d . Curve ( c ) i s Aa l
J- P-'A~& which i s e q u a l t o ( 3 ~ - 1 ) 8 1 /2 ~ ( ~ 5 8 / 6 i n o u r c a s e )
: t h e r e f o r e ,t h i s c u r v e d i r e c t l y g i v e s t h e c o h e r e n t a r t i f a c t ; welkound t h a t f o r o u r t r a n s f o r m l i m i t e d p u l s e s t h i s c u r v e i s i n d e e d s i m i l a r t o t h e measured
G ( T ). I n o u r c a s e B I i s ( 1 - p ) / 2
=118 o f 6 1 1 b u t s t i l l a peak o f
A C X li s s e e n i n a-Si c a s e
( F i g . 3 ( b ) ) . T h i s r u l e s o u t t h e p o s s i b i l i t y t h a t t h e o b s e r v e d peak around
T =0 i s c a u s e d by t h e c o h e r e n t a r t i f a c t a l o n e w h i l e A ( t ) i s a s t e p f ~ n c t i o n . ~ A ( t ) must t h e r e f o r e c o n t a i n a f a s t d e c a y .
C We c a n e x p l a i n t h e f a s t component a s h o t c a r r i e r a b s o r p - t i o n and Ass a s a b s o r p t i o n by t h e r m a l i z e d c a r r i e r s . The proposed mechanism is i l l u s t r a t e d i n F i g . 4 . When t h e photon e n e r g y &hp ( = 2 eV) i s l a r g e r t h a n t h e band gap
~ ~ r n
Eg ( ~ 1 . 8 eV f o r a-Si:H a n d = 1 . L e V f o r a-Si) h o t c a r r i e r s h a v e an i n i t i a l e x c e s s e n e r g y AE(O)
=(!up-EE)/2 > 0 .
These c a r r i e r s t h e r m a l i z e t o t h e b o t t o m o f t h e band b y l o o s i n g t h e i r e n e r g y t o phonons. D u r i n g t h i s p r o c e s s carriers t h e y c a n r e a b s o r b l i g h t . S i n c e t h e o p t i c a l a b ~ r t i o n
c r o s s - s e c t i o n o f h o t c a r r i e r a i n c r e a s e s w i t h AE,g.8 it i s p o s s i b l e t o o b s e r v e t h e f a s t t h e r m a l i z a t i o n p r o c e s s by m e a s u r i n g A a ( r ) p r o v i d i n g t h e s y s t e m ' s r e s p o n s e i s f a s t E, enough. It i s p l a u s i b l e t o assume t h a t h o t c a r r i e r s i n
amorphous s e m i c o n d u c t o r s a r e i n e x t e n d e d s t a t e s and t h e r e - f o r e t h e i r o p t i c a l p r o p e r t i e s c a n be d e s c r i b e d s i m i l a r l y a s i n c r y s t a l s .
I n t h i s i n t e r p r e t a t i o n , from t h e d e c a y d u r a t i o n we c a n ob- F i g . 4 - Proposed mech- t a i n t h e r a t e o f t h e a v e r a g e e n e r g y d i s s i p a t i o n o f h o t anism f o r p h o t o i n d u c e d c a r r i e r s R
=dAE/dt. The d a t a i n d i c a t e t h a t
Ri n a-Si a b s o r p t i o n d e c a y a s s o c - ( F i g . 3 ) i s f a s t e r t h a n i n a-Si:H ( F i g . 2 ) .
I twas gener- i a t e d w i t h h o t c a r r i e r a l l y assumed13 t h a t t h e t h e r m a l i z a t i o n r a t e i n amorphous t h e r m a l i z a t i o n . s o l i d s i s t h e h i g h e s t p o s s i b l e r a t e a s s o c i a t e d w i t h phonon
e m i s s i o n h v 2 . Our r e s u l t s show t h a t t h i s i s t h e c a s e f o r
a - S i ; hv2 a v e r a g e d o v e r i t s phonon s p e c t r u m g i v e s 0 . 5 eV/ps i n agreement w i t h t h e
C7-480 JOURNAL DE PHYSIQUE
-
r a t e o b t a i n e d from t h e d a t a : AE(0) 0 . 3 eV , t h e r m a l i z a t i o n t i m e t o = 0 . 7 ~ ~ . However, a n a n a l y s i s o f t h e d a t a f o r a-Si:H ( ~ i g . 2) g i v e s R = 0 . 1 eV/ps which i s c o n s i d e r a b l y s l o w e r t h a n h v 2 .
The t h e r m a l i z a t i o n r a t e s R h a v e t o b e compared w i t h t h e c a r r i e r - c a r r i e r d i s s i p a - t i o n r a t e
RCwhich depends on t h e c a r r i e r d e n s i t y and e x c e s s e n e r g y ; 5 under t h e c o n d i t i o n s o f o u r e x p e r i m e n t s RC was a b o u t 0 . 3 e ~ / p s . I f R < RC, h o t c a r r i e r t e m p e r a t u r e Te c a n b e d f i n e d , 1 4 t h e c a r r i e r d i s t r i b u t i o n f(b'E)
%e x p ( - ~ E / k ~ ~ ) and t h e s t a n d a r d t h e o r y B f o r
Uc a n b e used
( M % y e ) .T h i s i s t h e c a s e i n a-Si:H b u t n o t i n a-Si.
A s l o w e r R t h a t c a n e x p l a i n t h e r e s u l t s i n a-Si:H i s p r o v i d e d by F r u h l i c h c o u p l - i n g t o p o l a r phonons.5 The i r a c t i v e ( p o l a r ) phonon o s c i l l a t o r s t r e n g t h d S ( v ) c a n b e d e t e r m i n e d from t h e a b s o r p t i o n c o e f f i c i e n t a ( v ) i n t h e f a r i r :
d S ( v )
=n r a ( v ) ~ / ~ % 2 ( n i s t h e i r r e f r a c t i v e i n d e x ) . R a v e r a g e d o v e r t h e Boltzmann d i s t r i b u t i o n f f ~ E ) was c a l c u l a t e d u s i n g n r
=3!g1and a ( v ) from R e f . 15.
The r e s u l t i s shown i n F i g . 5. The dependence o f t h i s r a t e on Te f o r a-Si:H h a s t h e f a m i l i a r s h a p e o f t h e p o l a r d i s s i p a t i o n ; f i r s t Rpol i n c r e a s e s s h a r p l y w i t h Te and around Te
=2000K r e a c h e s a b r o a d maximum o f 0 . 1 e V l p s , which i s o n l y f o u r t i m e s weaker t h a n t h e measured r a t e f o r C - G ~ A ~ . ~
F i g . 5 - R 01 c a l c u l a t e d f o r F i g . 6 - The n o n - e q u i l i b r i u m d i s t r i b u t i o n a-Si:H a t !
=80K. f u n c t i o n ~ ( A E ) a t t
=0 ( a p p l i c a b l e t o a - S i ) .
I t s t i m e dependence i s i n d i c a t e d . Both c u r v e s ( a ) and ( b ) i n F i g . 2 were f i t w i t h
f o r t <-1.2 p s and ~ ( t )
= clsf o r
t> 1 . 2 p s w i t h a
=1 . 7
XL O - ~ K - ' ,
T e ( O j = 2 b ' ~ E ( 0 ) / 3 k = 8 0 0 ~ , w i t h t h e p u l s e s h a p e deduc2d from c u r v e ( c ) , and w i t h B A = 1/8f3ll . By c h a n g i n g t h e hydrogen c o n t e n t CH we change Eg and t h e r e f o r e
T e ( 0 ) . The measured7 dependence o f Te(0) on CH i s i n agreement w l t h t h i s i n t e r - p r e t a t i o n w i t h
&i n d e p e n d e n t o f CH. The v a l u e o f % i s c l o s e t o
$ =
1 . 3
XI O - ~ K - ~ c a l c u l a t e d f o r h o t c a r r i e r a b s o r p t i o n a s s i s t e d by o p t i c a l d e f o r - m a t i o n p o t e n t i a l i n c r y s t a l s a t 2 e ~ . * I n o u r a n a l y s i s we d i s r e g a r d t h e l o n g t a i l o f T e ( t ) s i n c e o u r d a t a a r e n o t s e n s i t i v e enough t o r e v e a l t h i s w e l l known5 f e a t u r e o f t h e p o l a r d i s s i p a t i o n mechanism.
I n a-Si where Te c a n n o t be d e f i n e d we a s s u m g t h a t & o ( t f i s p r o p o r t i o n a l t o t h e a v e r a g e c a r r i e r e x c e s s e n e r g y i%(t) (ha = bAYI). The i n i t i a l n o n - e q u i l i b r i u m d i s t r i b u t i o n f u n c t i o n f @ E ) was t a k e n t o be p r o p o r t i o n a l t o t h e p r o d u c t o f t h e i n i t i a l and f i n a l d e n s i t i t e s o f e l e c t r o n s t a t e s ( a s s u m i n g t h a t t h e m a t r i x e l e m e n t s a r e i n d e p e n d e n t of AE). For s q u a r e - r o o t d e n s i t i e s f h E )
%m *up -
shown i n F i g . 6 . I n c a l c u l a t i n g X ( r ) we d i s ~ g a r d t h e change:of f Efu; E
c a r r i e r - c a r r i e r i n t e r a c t i o n s and assume t h a t bE changes w i t h t i m e a c c o r d i n g t o d%/dt
=0 . 5 e V / p s , s o t h a t f r e t a i n s i t s s h a p e b u t moves w i t h t i m e t o s m a l l e r A E , a s shown i n F i g . 6 . The c a l c u l a t e d h ~ l t p i s a d e c r e a s i n g f u n c t i o n o f t t h a t
we a p p r o x i m a t e d by a l i n e a r d e c a y o f 0 . 7 ps d u r a t i o n . Curves ( a ) and ( b ) o f
F i g . 3 were s i m u l t a n e o u s l y f i t w i t h
reason why R is larger in a-Si than in a-Si:H is not known at this time; one can speculate that R increases with increasing disorder as more electron-phonon interaction channels may open.
D E L A Y ( p s ) D E L A Y ( P S )
Fig. 7 - ~a
(T)for I 1 polarization in a-As2Seg Fig. 8 - Same as Fig. 7 at T
=300K and T
=80K. but for a-Se
Chalcogenide Glasses.- We observed hot carrier thermalization also in some chalco- genide glasses. Figure 7 shows A~(T) in a-As2Se3 and Fig. 8 in a-Se, both for 1 I
polarization. The fast decay seen around
T =0 is more pf_onounced in a-As2Se3 than in a-Se. >is is consistent with the difference in AE(0): Eg(a-AsqSe3
)=
1.75 eV and AE(O) ' 0.12 eV; Eg(a-Se) $ 2 eV and AE(O) is smaller than in a-AspSe3. With decreasing temperature Eg increases, X(O) decreases and so does the peak height at
T =0 for both samples. From Ad, we estimate us (os = ~ a ~ / n ) to be 2xl0-17cm2 for both samples which is larger than in a-Si and a-Si:H
(