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Optical microscopic study of the NH4Cl phase transition with observations of slip bands, heterophase and domain
structure
J. P. Pique, G. Dolino, M. Vallade
To cite this version:
J. P. Pique, G. Dolino, M. Vallade. Optical microscopic study of the NH4Cl phase transition with
observations of slip bands, heterophase and domain structure. Journal de Physique, 1977, 38 (12),
pp.1527-1533. �10.1051/jphys:0197700380120152700�. �jpa-00208728�
OPTICAL MICROSCOPIC STUDY OF THE NH4Cl PHASE TRANSITION
WITH OBSERVATIONS OF SLIP BANDS,
HETEROPHASE AND DOMAIN STRUCTURE
J. P.
PIQUE,
G. DOLINO and M. VALLADELaboratoire de
Spectrométrie Physique (*),
UniversitéScientifique
et Médicale deGrenoble,
B.P. n°
53,
38041 GrenobleCedex,
France(Reçu
le27 juillet 1977, accepté
le 5septembre 1977)
Résumé. 2014 Des bandes de glissement
parallèles
aux plans{ 100}
ont été observées presque systé- matiquement dans des monocristaux de NH4Cl. Celles-ci sont décrites et caractérisées et on montrequ’elles induisent des contraintes internes
inhomogènes
qui jouent un rôle important dans le pro-cessus de nucléation lors du changement de phase ordre-désordre. La structure
hétérophase, pendant
la coexistence de phases, est constituée de lames
parallèles
auxplans
{111},
en accord avec les pré-dictions
théoriques
concernant la forme d’inclusions dans une matrice desymétrie cubique.
Le chan-gement de
phase
met enjeu
degrandes
contraintes internesqui
provoquent des déformations plas- tiques. Desphotographies
de la structure en domaines dans laphase
ordonnée révélée par effetélectro-optique,
sontprésentées
pour lapremière
fois :Elles indiquent que les parois de domaines sont aussi des plans {
111}.
Des arguments théoriquessont
exposés
pour expliquer cette orientation.Abstract. 2014 Slip bands
parallel
to{ 100} planes
have been observed almost universally in NH4Clsingle crystals.
They are described and characterized and it is shown that they induce inhomogeneousinternal stresses which
play
an important role in the nucleation process at the order-disorder phasetransformation. The
heterophase
structure at the phase coexistence consists of slabs parallel to{ 111 }
planes, in agreement with theoreticalpredictions
concerning theshape
of inclusions in a matrix of cubic symmetry. Thephase
transformation involves large internal stresses which result in plastic deformations. Pictures of the domain structure in the ordered phaseusing
theelectro-optical
effectare
presented
for the first time :they
show that domain boundaries are also{111} planes.
Theoretical arguments are given to
explain
this orientation.Classification
Physics Abstracts
64.70K - 61.70G - 78.20F
Introduction. -
Recently
considerable attention has beengiven
to the order-disorderphase
transition ofNH4C’ which,
at room pressure, isweakly
first order and which becomes second order above a pressure of 1.5 kbar[1, 2].
However the exact nature of thissingularity
is notknown,
as the measured value[3]
ofthe critical
exponent fi
is nearer to1/6
than to1/4,
aswould be
required
for a tricriticalpoint [4, 5].
Another
point
of interest inNH4CI
is thepossibility
of a central
peak
inlight scattering. Despite
a strong increase in thelight intensity
at the transition[6, 7, 8],
there is no conclusive evidence of a
dynamical
effect[9].
Recent discussion of the central
peak
has shown theimportance
of defects in thisphenomenon [10].
As
NH4CI
isreported
to be a softcrystal [11],
it wouldseem
interesting
toinvestigate experimentally
the(*) Associé au C.N.R.S.
influence of
plasticity
and dislocations on this transi-tion, following
someconjectures by
Bartis[12, 13].
The
NH4CI
transition isparticularly interesting
asthe transition mechanism is
quite simple [1].
Below183,DC, NH4CI
has the CsCI structure with theNH’
tetrahedra at the centre of a CI-
simple
cubic lattice.The
NH’
can have two orientations where NH bondspoint
towards theneighbouring
CI-along ( 111
directions. Above
To
= - 30OC,
theNH’
are disor-dered and the
crystal
symmetry is m3m(centrosym-
metric
structure).
BelowTo
there is apreferred parallel ordering
of theNH’
whichproduces 43m symmetry
and thedisappearance
of the centre of symmetry.Huller
[14]
has shown that there is acompetition
between the direct
octupole-octupole
interaction which favoursparallel ordering
of theNH’
and an indirectoctupole-dipole-octupole
interaction via the anion which favours anantiparallel orientation,
whichactually
exists inNH4Br.
As these forces are of short-Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0197700380120152700
1528
range
character, NH4CI
can be considered as arealisation of a 3-dimensional
Ising
model on acompressible
lattice.Since the first observation of this transition
by
Simon
[15] (1922)
agreat
numberof experiments
havebeen
performed.
However some features remainpuzzling,
such as a tail of the orderparameter
which issystematically
observed in thehigh temperature phase [3].
In a second harmonicgeneration experiment
I. Freund et al.
[16]
have observed thepersistence
oflong-range
order severaldegrees
aboveTo.
Someauthors have mentioned the existence of domains around or below the transition
temperature,
but this word seems to have been used with someambiguity.
Sometimes
[7, 9]
it means the mixtureof high
and lowtemperature phases
in the coexistenceregion, already
observed with
X-rays by
Dinichert[17], which, following
Roidburd[18],
we will callheterophase
structure. This mixed state leads to an intense
light scattering
at thephase transition,
as also observed in quartz[19].
At other times theexpression
domainstructure is used with its usual
meaning
and refers to astructure where the
NH’ (or
the orderparameter)
have the same orientation in a
given region
but diffe-rent orientations from one
region
to theneighbouring
one. These domains
produce
the non-linear diffraction observedby
Freund in the lowtemperature phase [20].
Heterophase
and domain structures are bothreported
to be lamellae
parallel
to1111 } planes [7, 20].
Sur-prisingly
no directoptical microscopic
observation of thesephenomena
seems to have beenreported.
We
present
here the first results of our observations.In
part
1 we describe the roomtemperature
observa- tions ofNH4C’ crystal
inpolarized light,
which showinternal stresses in
slip
bands. This type of defect is almostalways
observed due to the rather low limit ofelasticity
of thecrystal.
Observations of the hetero-phase
structure of ordered and disorderedregions
arepresented
inpart 2,
while the direct observation of the domain structureby
theelectro-optic
effect is described inpart
3.1.
Slip
band observations. - For ourexperiments NH4CI single crystals
were grown in ourlaboratory
from aqueous solutions with urea as habit modifier
[7]
following
two methods :A. Slow
cooling (0.1 °C/day)
around 45 °C.B. Slow
evaporation
at stabilizedtemperature (-25oC).
Generally,
cubicsingle crystals
7 x 7 x 7mm3
insize or
larger
with{ 100}
faces were obtained with method A and smallercrystals
with method B. Imme-diately
aftergrowth,
thecrystals
wereput
in silicon oil to preserve agood
surfacequality. Optical
observa-tions of the grown
crystals
were made with apolarizing microscope.
Thepicture
offigure 1, typical of type
Acrystals
observed with crossedpolarizers
at 45° from100 ) directions,
showsbirefringent
bandsproduced by
internal stresses. These bands areparallel
tocrystal
FIG. 1. - Picture of a 3 x 3 x 1,5 mm NH4C’ single crystal (type A) observed between crossed polarizers at 45° of 100 ),
showing an inhomogeneous intemal stress field.
edges,
i.e.perpendicular to ( 100 >
directions asverified
by X-rays. Type
Bsamples
grown at roomtemperature
and handled withgreat
care to prevent thermal or mechanicalshocks,
present a very small number ofbirefringent
bands. However these defects appear under arapid temperature
variation(evapo-
ration of an acetone
drop
forexample)
or a smallmechanical stress. Thus it seems that the difference observed between
type
A andtype
Bcrystals
is pro-bably
due tohandling
rather than to thegrowing
method. These observations indicate that the elastic limit of
NH4CI
is verylow, probably
smaller than the 50kg/cm2 reported by Narasimhamurty [11]
andnearer to that observed in CsI
[21] (5 kg/cm2)
or otherionic
crystals.
Asimple birefringence pattern
was observed in acrystal
grown as a 0.5 x 4 x 8mm3 plate,
whereonly
one kind ofparallel
bandcrossing
the whole
crystal
thickness ispresent (Fig. 2a). By using
a tintplate,
one can work near the sensitivecolour ;
then blue tints appear in one band and red tints in theneighbouring
oneshowing
that stresses arerespectively compressive
and extensive. When the crossedpolarizers
areparallel (or perpendicular)
tothe 100 )
direction thebirefringent
bands are nolonger
seen. Similar observations havepreviously
been made on alkali halides and
interpreted
asslip bands,
with a dislocation structure[22, 23, 24].
The stress field
produced by
aplanar
distribution ofperiodic edge
dislocations is the sum of two contri- butions[25, 26] :
a uniform term Q’changing
itssign
FIG. 2. - a) Stress birefringent bands in a thin (0.5 mm) plate
of NH4CI single crystal observed by de Senarmont’s method. The retardation angle is constant in a band and changes sign in suc-
cessive bands indicating altemate compressive and extensive uniform stresses. b) Model of edge dislocation distribution explain-
ing internal stresses observed in figure 2a.
when
crossing
theglide plane
and a modulated term Q"decreasing exponentially
with the distance frôm theglide plane
butdiverging
whenapproaching
thedislocation core.
Taking
axis 1parallel
to theBurger’s
vector, axis 2parallel
to the dislocation line and axis 3perpendicular
to the
glide plane (Fig. 2b),
the uniform stress u’ hasonly
two componentsa’
andu’. Choosing
theorigin
on a dislocation line one has :
where y
is the shearmodulus,
v the Poissonmodulus,
b the
Burger’s
vector modulus and h the distance between two dislocations.Neglecting 6",
the stressdiscontinuity
across theglide plane
is 2 6’.Edge
dislocations of
opposite signs
must exist in successiveglide planes
in order togenerate
the alternate unifornicompressive
and extensive stresses.Dislocations
emerging
at thecrystal
surface wereindeed observed
by etching (Fig. 3).
Thecrystal
wasplaced
in a solution of50 %
ethanol in water for a few seconds and then in silicon oil.The etch
pits
arealigned periodically along
a( 100 )
direction and mustcorrespond
to dislocationFic. 3. - Etching of the surface of a NH4CI single crystal revealing
the emergence of dislocations periodically distributed in the glide plane. Near a crystal edge there is a pile up phenomenon. These
dislocation lines coincide with the separation between birefringent
bands.
1530
lines
parallel to 010 >
with a{ 001 } glide plane. They
are
separated by
a distance h - 1.5 gm which istypical
of thecrystals investigated. Using
this valueof
h,
andknowing
the elastic constants[27]
we cancalculate (7i)th -
30 x106 dynes/cm2 (with
This value
of ui
can becompared
to that deduced from a measurement of thebirefringence discontinuity
where n is the refractive index
and qij photo-elastic
constants. From the value An = 5.2 x
10- 5
measuredby
de Senàrmont’s method and thereported
valuesn
= 1.666andq12 -
ql 1= 3.06 x10-13 dynes /cm2 [11] ]
we find :
which is in
good agreement
with the above value.Putting
this value in theexponential
term Q" onefinds that the stress at 250
A
from a dislocation core is about 500 x106 dynes jcm2.
As ahydrostatic
pressure of109 dynes/cm2
increases the transitiontemperature by
10 °C[1],
one mayexpect
some influence of the internal stresses on transitionphenomena,
which areindeed described in part 2.
2.
Heterophase
structure. -Optical
observations of theNH4C’
transition were made in aspecially
constructed cryostat : the
sample
isplaced
inside aglass
cell filled with silicon oil to reduce surfacescattering
andimprove
thermal contact. This cell is enclosed in alarge
copper block so as to maintaingood temperature stability.
Type
Acrystals
wereslowly
cut with a diamond sawand
polished
on a silk cloth wetted withethanol,
tohave
{ 110 }
faces. A He-Ne or a whitelight
beam wasincident in
the 110 )
direction. Visual observationswere made with a
polarizing microscope
with along
focal
objective.
At roomtemperature
one seesonly
the
{ 001 } slip
bands with the crossedpolarizers
at 45°
from
001>.
Onwithdrawing
thepolarizers,
these bands vanish. When
cooling,
new featuresappear near -
28 °C,
thatis,
about 2 °C above the transitiontemperature.
First small
needles, perpendicular to ( 111 )
and1 1 1 ) ,
appear in the morecompressed regions
of theslip
bands(Fig. 4a).
As thetemperature
is lowerednew nucleations appear and the needles grow
through-
out the
crystal
volume(Fig. 4b, c).
The measuredangle
between the needles is 109° ±2°,
which is theangle between 111 ) and 111 ).
With a tintplate
and
polarizers,
broaddifferently
colouredregions
appear
during
the coexistence state. At the same timethere is such an intense
light scattering
thatvirtually
no
light
remains in the beam of the He-Ne laser in the110 >
direction. Near the forward direction the scatteredlight
forms a cross with armsperpendicular
to the needle
directions,
on a screenperpendicular
tothe beam. With further
cooling
thisheterophase
structure
disappears
near - 31 °C but some tracesvisible in
polarized light remain, showing
someplastic
deformations
(Fig. 4d).
Onheating,
the samepheno-
mena are observed between - 30 °C and - 27
°C,
the temperature
being displaced by
about 1 °C due tohysteresis.
If thecrystal
iskept
for severaldays
in thelow or
high temperature phase,
without further transi-tion,
the contrast of these traces decreasesslowly.
Theobserved needles are
probably
the section of{ 111 } plates
seen inprojection along (
110).
Assuggested by
Bruins et al.[3] { 111 }
orientation comes from elastic energy considerations.Following
Khacha-turyan [28]
one may consider that the local free energyf(r)
of acrystal
with asingle
inclusion isgiven by :
where
0(r)
= 1 inside the inclusion and 0outside,
with
8)
the transformation strain tensor. In our casego = 80
=go
=Aala
is the relative variation of the latticeparameter
andeo
=eo
=eo
= 0.By writing
theequilibrium
condition one can cal-culate the total elastic energy due to the presence of an inclusion of a
given
volume as a function of itsshape 0(r).
In the cubic symmetry the minimum energy
shape
is a
{ 100 } plane
if A =C11 - C12 -
2C44
is nega- tive and a111 } plane
if A ispositive.
InNH4CI
thelatter case
prevails [27].
Asexplained by Katchaturyan
the
preceding
calculation does not take into account the surface energy of theinclusion, which,
if takenalone,
would favour aspherical shape.
This mayexplain why
the nuclei first appear with anelliptic
section and become more and more
elongated
whengrowing,
since the surface effect becomes lessimpor-
tant as the volume increases.
Using
thereported
valuesand
one calculates the value of the transformation stress :
FIG. 4. - a) Nucleation of the low temperature phase in compressive bands about two degrees above the transition tempe-
rature. b) Heterophase structure at the beginning of the phase
coexistence showing the growth of the nuclei as plates parallel
Within the
hypothesis
of an elasticisotropic medium, Eshelby [30]
has calculated the stress inside anellip-
soidal inclusion. In our case one obtains :
This value is
surely
farbeyond
the elastic limit of the material so that a correct estimate must include theplastic
behaviour of thecrystal.
This remark
explains
our observations of traces of theheterophase
structure well outside the coexistenceregion
and the memoryeffects
observedby
severalauthors
[3, 16]
and theparticular behaviour
ofvirgin samples
which have neverpassed through
the transi- tionpoint.
to 1111 ) } planes. c) Heterophase structure extending over the
whole crystal. d) Internal stresses produced by the heterophase
structure, observed between crossed polarizers several degrees
below the transition.
3. Domain structure. - In many solid state
phase- transitions,
severalequivalent
states can be found in the lowtemperature phase, producing
a domainstructure. In
NH4C’
the orderparameter ’1
can taketwo
opposite
values ± qocorresponding
to the twoorientations of the
NH4
tetrahedra. Thesymmetry operation
which transforms one state into the other is an inversion around the cube centre, and inNH4Cl
this inversion can affect
only physical properties
described
by
an odd ranktensor [31, 32].
AsNH4CI
does not have spontaneous
polarization (first
ranktensor)
the smallest rank tensor which can exist is third rank and related to such effects as thepiezoelec- tricity, electro-optic
effect or second harmonic gene-ration, properties
which indeed appear in the low temperaturephase ofNH4Cl.
The effect of the domain structure has been observed inpiezoelectric
measure-ments
[3, 33],
and in second harmonicgeneration
1532
where it
produces
the non-linear diffractionreported by
Freund[20].
These domains can be moved
by
simultaneousapplication
of stress and electricfield,
and one caneven obtain a
single
domaincrystal [33].
We have been able to
make,
for the firsttime,
adirect observation of these domains
by using
theelectro-optic
effect. Gold electrodes wereevaporated
on
{ 001 }
faces for electric fieldapplication
and anHe-Ne laser beam was
passed
inthe ( 110 )
direction.As the
electro-optic
coefficient r41changes
itssign
from one domain to the
other,
the electric field pro- ducesopposite optical
retardation on thepolarized light
beam in two different domains. Thesephase changes
can be transformed intointensity
variationsby introducing
abirefringent
element into thelight
beam. The
picture
of aNH4C’
obtainedby
thismethod is shown in
figure
5. The domains were also found to beparallel
to{ 111 } planes,
so that thelight
beam
propagating along ( 110 >
can remain in thesame domain
throughout
thesample
thickness for domainfamilies 111 } and 111 }.
For domainsparallel
to{II ï}
and{ 111 }
alight
beam willencounter
positive
andnegative domains,
andthey
can not be observed. One expects that in
general
thefour
{ 111 }
domain families will bepresent
in agiven sample.
Butby
chance sometimesonly
onefamily
exists and
gives
agood
contrastpicture
with a d.c.field of 20
kV/cm (Fig. 5). Electro-optic
measurements with an a.c. field(3 kV/cm peak
topeak) actually
showa
change
ofsign
of the effect when the laser beam is scanned across a domainwall,
while the absolute value of the effect is uniform inside one domain andnearly
the same inopposite
domains. The measured value of theelectro-optic
coefficient r41 at - 44 OC is about 1.46 x10-10 cm/V.
This result is in
good agreement
with theonly reported
value r41 = 1.4 x10-10 cm/V [34].
The accurate
temperature dependence
of this coeffi- cient has been studied and will bepublished
elsewhere.We
only
mention here that theelectro-optic
effect isstill found above the transition
temperature
but thatFIG. 5. - Domain pattern in the ordered phase of a NH4Cl crystal revealed by electro-optic effect with a d.c. field of 20 kV/cm
applied along the 001 direction.
it is
spatially
veryinhomogeneous
and stronger in themore
highly
stressedslip
bands. Itdisappears
gra-dually
severaldegrees
above the transitionpoint.
Thisindicates
clearly
theimportance
of the defects instudying
the transition in thiscrystal.
Concerning
the presenceof {111} plane
domainboundaries,
twoexplanations
may begiven :
a)
These boundaries are influencedby
theshape
ofthe
heterophase
structure and inparticular by
theplastic
deformations that it leaves in the lower tem-perature phase.
b)
Theinhomogeneous
striction[35]
also favours{ 111 } type
domain boundaries. This effect mayeasily
be derived with the formalism
previously
used todescribe the
heterophase
structure. The local free energy is written :where
il(r)
is the orderparameter,
a, b and c the usual coefficients of the Landauexpansion
of the free energyand q
the striction coefficient.For a
0,
anddiscarding
the weak strictivecoupling,
theequilibrium
state isexcept
in the domainboundary
where it varies pro-portionally
totanh 1 x fl 1 (where
the x axis is normal to theboundary).
In the cubicsymmetry
thegradient
term cannot introduce anyanisotropy
of theboundary.
The striction term in the free energy may bedecomposed
into ahomogeneous part
and an
inhomogeneous part
This last term is
non-vanishing only
inside the domainboundary
andplays exactly
the same role asin the inclusion
problem (in particular
its tensorialform is the
same).
Therefore it iseasily
demonstrated that for agiven
thickness(determined by (ela)’I’)
theoptimal shape
of the domainboundary
isa { 111 } plane.
A
possible
test of this lasthypothesis
will beprovid-
ed
by
the observation of the domain pattern underhigh
pressure : the transition is then 2nd order andphase
coexistence nolonger
exists so that the first mechanism a. cannot be invoked.4. Conclusion. - In this paper we have described
our observations of very
easily
createdcrystallogra- phic
defects inNH4C’ : slip
bandsparallel to { 100 } planes.
We have shown theirimportance
in thenucleation process
during
the order-disorderphase
transformation. The nucleation on
this type
of defectprovides
an attractiveexplanation
of thelong-range
order
observed
in thehigh temperature phase
invarious
experiments
and inparticular
in the non-linear, diffraction
reported by
Freund[16].
We have described theheterophase
structure which ispresent during
thecoexistence at the transition and we have shown that it
imposes plastic
deformations which areresponsible
for some memory
effects
observed after thecrystal
haspassed through
the transition.High
pressure decreases thejump
in the lattice parameter andprobably
increases the elastic limit of the material : these effects must influence the nucleation process.
Experiments
are
currently
under way toinvestigate
thispoint
and inparticular
how thephase
coexistencedisappears
whenapproaching
the tricriticalpoint. Finally
we havereported
the firstpictures
of the domain structure in the orderedphase
as observedby
theelectro-optical
effect. Extensive
electro-optical
and non-linearoptical
measurements under
high
pressure are also in progress in ourlaboratory.
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