A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
A DIL Y AQUB
On certain classes of - and an existence theorem for - primal clusters
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 3
esérie, tome 20, n
o1 (1966), p. 1-13
<http://www.numdam.org/item?id=ASNSP_1966_3_20_1_1_0>
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2014
AND AN EXISTENCE THEOREM FOR 2014
PRIMAL CLUSTERS
by
ADILYAQUB
A
primal
cluster isessentially
a classI Uij
of universalalgebras
ofthe same
species,
whereeach Ui
isprimal (= strictly functionally complete),
and such that every finite subset
of
is «independent
», Theconcept
ofindependence
isessentially
ageneralization
to universalalgebras
of theChinese remainder Tbeorem in number
theory.
Thefollowing
result is pro- ved : supposethat,
for eachpositive integer n
~2, (Rn, X, +)
is an arbi-trary
but fixed commutativering
with zero radical and withexactly n
ele-ments. Then there exists a
permutation, n ~
of.Rn
such that[(Rn , X, fl))
forms a
primal
cluster.Furthermore,
a constructive method forobtaining, n,
’is
given.
It is further shown that{(~, X ,
U>,
forms aprimal cluster,
where(Pn, X, n)
is the basic Postalgebra
of order n(species (2,1)).
In section
4,
we establish an existence theorem which shows the existence(but
does notgive
theconstructability)
of a ratherlarge
class ofprimal
clusters
(of species (2,1)).
The
concept
of aprimal cluster,
first introducedby Foster ~ 1; 2],
em-braces classes of
algebras
of such diverse nature as the classes of all(i) prime fields, (ii)
« n-fields »,(iii)
basic PostAlgebras,
and(iv)
the union ofthe
primal
clusters(ii)
and(iii)
above. Eachcluster, U, equationally
defines- in terms of the identities
jointly
satisfiedby
the various finite subsets ofN N N
a class of «
U-algebras
», and a structuretheory
for theseU-algebras
was established in
[1; 2],
- atheory
which contains well known resultsfor Boolean
algebras, p-rings,
and Postalgebras.
In order toexpand
the .domain of
applications
of thistheory,
one should thenalways
look forprimal
Pervenuto alla Redazione il 2 Maggio 1965.
1. della Scuola Norm. Sup. -
clusters. The
primal
clusters above furnish an essential extension of theprimal
clusters which werepreviously given
in[1; 2].
It is
noteworthy
to observethat,
with onesingle exception,
the permu-tation, n,
for which{(Rn, ,
X , forms aprimal cluster,
canalways
be sochosen as to further
satisfy
thenormalizing
condition : on =1. The excep- tionalalgebra
arises whenRn = R4 = GF(2) @ GF (2). For,
as notedin [3],
there exists no 0 -~ 1
permutation, fl,
7 ofR4
for which(R4’
X ,n)
isprimal.
However,
apermutation (satisfying =1)
isgiven
such that(R4’ y x n)
is indeed
primal (Theorem 6).
Thenext,
and mostessential, step
is to showthat,
relative to thispermutation, (R4’
X ~fl)
is «independent »
of any other finite subset of{(R~z ,
Xc))
U{(Pn , X n)) (Theorem 9).
Thisdone,
the ex-ceptional
roleplayed by (R4’
X ,c)
nowdisappears altogether.
1.
Fundamental Concepts.
In thissection,
we recall thefollowing
con-cepts
of[2].
Let S =(nt, n2 , ...)
be afinitary species,
wherethe ni
are po-sitive
integers,
and let o1,02 , ..,
denote theprimitive operation symbols
ofS.
Here,
oi is ni-ary, Oi = Oi(~1
... ,By
anexpression
g~(~, ...)
ofspecies
S we mean a
primitive composition
of one or moreindeterminate-symbols ...
via theprimitive operations
o; . Asusual,
we use the samesymbols oi
to denote the
primitive operations
of thealgebras IT1, IT2 , ...
when thesealgebras
are ofspecies
S. We write « ø(E, ... ) ( lT ) »
to mean that the S -expression
g isinterpreted
in theS-algebra
U. Thissimply
means that theprimitive operation symbols
are identified with thecorresponding primitive operations
ofU,
and theindeterminate-symbols c ...
are now viewed as in-determinates over U.
« 4$ ((, ... ) (U) »
is also called a strictU-function.
Anidentity
between the strict U-functionsf, g
-holding throughout
U - iswritten as
f (~, ... ) = g (~, ... ) (U).
A finitealgebra
U with more than oneelement is called
primal
if everymapping
of ~I X ... into U is expres-sible
by
a strict U-function.Examples
ofprimal algebras
arewidespread,
and include
[2]:
(i)
Theprime
fieldx o) , Fp
={o,1, 2,..., ~ -1~ ~ p
=prime,
~n === ~ i (mod p).
(ii)
The basic Postalgebra, > , arbitrary [5].
Here, P~,
=( 0,
Qn-2, ... , e11 ~ , ~
> r~ = min(C, q) ,
where « min »refers to the above
ordering,
and where 1 e = _~~,
... ,n-2 o.
We now
procede
to define theconcept
ofindependence.
LetI Ui
_I U1,
... , yUl
be a finite set ofalgebras
ofspecies
S. We saythat
sati-sfies the Chinese residue
condition,
or isindependent if, corresponding
to eachset of
expressions
cp 1 , ... , 7 (Pr afspecies S,
there exists asingle expression !P
such that P
(i =1, ... , r).
A
primal
cluster ofspecies S
is defined to be a class il =~... , Ui, .··)
of
primal algebras
ofspecies S
any finite subset of which isindependent.
2. Primal
Algebras.
Let n be anypositive integer, n >
2. Then thereexist commutative
rings
with zero radical and withegactly n
elements.Thus,
the direct sum
GF (PIkl) EB
...EB
OF(ptkt),
where n =_pl ki ... ptkt
is such aring. Now,
for eachinteger n > 2,
letR?z
be anarbitrary
but fixed commu-tative
ring
with zero radical andconsisting
ofexactly it
elements. It is wellknown that
We now have the
following
DEFINITION 1. For each
integer n > 2,
let G~F(n1) (D... EB GF(nt),
n = n1... nt, 2 ... be an
arbitrary
but fixed commutativering
with zero radical and with
exactly
elements. We say thatRn
is(i)
oftype
1if t =1, (ii) of type
2(iii) of type 3
if(and
henceRn ~ GF (2)
REMARK : In the above
definition, each ni is,
of course, aprime
power divisor of nwhich,
oncechosen,
becomes fixed.Thus,
foreach n ~ 2,
wechoose
only
onering Rn satisfying
the aboveproperties.
We now
procede
to define apermutation, n,
ofRn.
This we do in se-veral
stages.
Case 1 : If
R?z
is oftype
1.Define, n ,
, to be anarbitrary
but fixedo ~ 1
cyclic permutation
ofRn :
Case 2: If
Rn
is oftype
2. Wedistinguish
three subcases.Case
2(a):
If t>
2. In this case, let{1,
et1 , ... , be the set of all elements ofRn
whose t thcomponents
in the direct sumrepresentation (2.1)
are different from zero, and choose the notation such that oc, ... aa = a, -
Define, n,
yby
theordering
i.e.,
on= 1,
... ,on
=0,
where~~ ,
... ,fJ1:
are theremaining
ele-ments of
Rn arranged
in anarbitrary
but fixed wayexcept
that4
Case
2(b) :
If t ==2, n1 = n2
= In this case, ~1 > 2 since it=)=
4.Now,
letii,
CX1 , ... , be as above but choose the notation now tofurther satisfy
Define, n,
as in(2.3)
and(2.3)" (but
no restrictionson fll ) (32).
Case
2(c):
If t == 2 and n~ n2 = nt(see (2.1)).
In this case,define, e,
as in
(2.3) (but
no restrictionson fll P2,
a2 ,Case 3 : If
Rn
is oftype
3. In this case,(2.1) readily
reduces toG~’ (2) E9
GF(2). Define, n, by
theordering
We now recall the definition of the characteristic
function [4] :
We also recall the
following [2]
DEFINITION 2. A
frame
is analgebra ( U,
X ,o ; 0, 1)
ofspecies (2,1) possessing distinguished
elements0, 1 (0 ~ 1)
such thatwhere
~n
is acyclic permutation
of the elements of U such that on = 1.We shall also need the
following
result which is an immediate conse-quence of
[3 ;
Theorem3].
LEMMA 3. Let
( U,
X,n)
be afinite frame.
Asufficient (and necessary)
condition
for (U,
X ,n)
to beprimal
is that d(~),
orequivalently
6(~’)~
isexpressible
as a strictU-function.
We are now in a
position
to consider thealgebra X , n)
inregard
to
primality, where, n,
is as in cases1, 2, 3, according
to thetype
ofRn.
THEOREM 4. Let
X, -~-)
be a commutativering
with zero radicaland with
exactly
nelements,
n >2,
and letRn
beof type
1. Then(Rn, X, n)
is
primal, e ,
is as in(2.2).
PROOF. In this case,
Rn
= OF(n).
It isreadily
verified that(compare
with
[4])
. II IL I. I.. 1
(see (2.5)),
where~u
is the inverse ofCn ,
and,Uk
=(... (Cu )u .,. )u (lc
itera-tions).
The result now followsreadily
from Lemma 3.THEOREM 5. Let
(Rn, > , +)
be a commutativering
with zero radicaland with
exactly
itelements,
n >2,
and letRn
beof type
2. Then(Rn, X, n)
is
primal, echere, fl ,
, is as in(2.3).
PROOF. The
ring Rn,
7 as is wellknown,
isisomorphic
to the directsum of G~’
(~21), .,. ,
GF for some ~c1C n2
." Cut .Clearly,
r~ = nt.Now,
define rn as follows :Since
Rn
is oftype 2, therefore,
since,
if t ~3,
ni ... nt-l >4, while,
if t =2,
then nt > 3 sincen >
4.Again,
the result
readily
follows.Now,
we claim thatTo prove
(2.8),
we first supposethat, n ,
satisfies(2.3)
and(2.3)’ (see
case2(a) above).
Then 4(0)
=((a~ .., a~.) (1)jn Lxn I
=0,
since Q = rn - 1.Next,
consider 4
(y), y ~ 0,
7 ERn.
If any ofyU , yU2 ,
... ,yfl
is zero,then, clearly,
A(7)
= 0~ = 1.Suppose
then that none of these elements is zero.Then either
(case
=1 or(case (ii))
or aj forsome i, j.
Consider case
(i). Now, by (2.7),
and hence both ofand y nrn-3 (= fir
=fJ2) belong
to the set of « factors » of A(7) appearing
inthe
right-side
of(2.8). Since, by (2.3)’, Pi P2
=0, therefore,
A(y)
= 1 ifNow,
consider case(ii). =}=!(== (1~ 1~ ... ~1)). Recalling
the direct sum
representation (2.1),
any element a ofR~,
can be written in the form a =(a~i~ ,
...,a~t~). Now,
let 1 r Ct,
and let z(r)
be the number of zeros inia(r))
as a ranges over thecomplementary
set S ofyU2,
... , Iyn ) i
inSince,
in ourpresent
case,(1, 1,..., 1)
ES,
and since thenumber of elements of S is
equal
to n - rn= ~ , therefore,
rnt
But,
, there areexactly n
elements(i.e., vectors)
ofR,,
with zero in the rnr
th
component. Hence, (2.9)
nowimplies
that for at least one element in thecomplement
of S(= (yU , yU2, ... , yUrn 1 ~
the r thcomponent
of such anelement is zero. And since this is true for
each r,
1c r c t? therefore,
Hence,
once more, 4(y) :-1, y ~ 0,
and(2.8)
isproved
in this case. Theproofs
that(2.8)
holdswhen, n ,
satisfies(2.3), (2.3)", (see
case2(b),
case2(c), above)
are similar and will here be omitted.Returning
to theproof
of Theorem5,
we observe that the result nowreadily
follows from Lemma 3 and(2.8).
Next,
we consider thering (Rn,
X ,+)
whereRn
is oftype
3. As observed in case 3(immediately preceding (2.4)), E9 GF (2),
andthe
permutation, n ,
is nownecessarily
not a 0 --~ 1permutation. For,
itwas shown in
[3]
that there exist ~co 0 - 1permutation, n ,
such that(GF(2) EB 6~(2), x , ~ ,)
isprimal. However,,
we do have thefollowing.
THEOREM 6. The
algebra « (species (2,1))
isprimal, (2.4).
PROOF.
First,
we remarkthat,
since0n § 1,
Lemma 3 does notreadily apply (see
Definition2).
We shallgive
a directproof
of Theorem 6 which follows the outline of theproof
of Lemma 3given
in[4], and,
inaddition, suggests
ageneralization
of the latter. To thisendi
definewhere . It is
readily
verified thatFurthermore,
letdenote all the elements of the
algebra
U.Finally,
and
8a (~)
= 0if ~ #
a.Using (2.11),
it iseasily verified,
if U =GF (2) G)
GF
(2), and, n,
is as in(2.4),
that everymapping f :
U > ... X U -U,
satisfies
In
(2.12),
each of rangesindependently
over all the elements ofU (= G F ( 2 ) @
GF(2)). Furthermore,
forany’
EU,
we haveHence,
all elements of U areexpressible
as strict U-functions.Moreover,
itis
easily
verified thatwith, n ,
as in(2.4),
we haveHence,
the entireright-side
of(2.12)
isexpressible
as a strict U-function,Therefore,
U isprimal,
and the theorem isproved.
It was
proved
in[4]
that the basic Postalgebra (Pn, X , n)
of order n(see (ii)
of section1)
isprimal. This, together
with Theorems4, 5, 6, yields
the
following
THEOREM 7. For each
positive integer
n >2,
let be anarbitrary
butfixed
commutativeriitg
withexactly
n elements and with zeroradical,
and letPn
be the basic Postalgebra of
order rc. Then everyelement-algebra
ini(R. ,
x ,n)) U ~(P~~ ,
X ,n))
isprimal, where, n,
is determinedby (2.2)-(2.4) for Rn, by (ii) of
section 1for Pn .
3.
Independence.
In thissection,
weinvestigate
theindependence
ofthe
algebras
considered in Theorem 7. It isnoteworthy
to observe that theresults of this section could have been made to
precede
the theorems of thepreceding
section(i.
e.,independence
could be establishedprior
topri- mality).
Webegin
withconstructing expressions 112 (;)
and121 (C)
such thatfor each
pair
of distinctalgebras U2
under consideration.THEOREM 8. Let
(Rn,x,n), (Pn,X,n)
be as in Theorem7,
and letalgebras U1, U2 of U,
there existexpressions 112 ~~), 121 (~)
’whichsatisfy ~3.1 ).
PROOF. We
distinguish
several casesdepending
upon the choices ofU1
andU2.
Case 1:
U1
=GF (n)
is oftype 1, U2
=Rm
= is oftype
1.
Assume,
without any loss ofgenerality,
that m it. DefineIt is
readily
verified thatCase 2 :
U, = Rn
=GF (n)
is oftype 1, U2 = Rm
is oftype
2.Again,
let ~ be as in
(3.2). Then,
Case 3 :
U1
=Rn
= GF(n)
is oftype type
3.Then,
Case 4: " is of
type
2 andIT2
=R?n
is oftype
2.Let rn
bedefined as in
(2.6)
and let Ebe
as in(3.2).
We nowdistinguish
the follo-wing
subcases.Case 4
(A):
r~ >Then, by (2.3), (2.8),
Case 4
(B):
rm rn ,By symmetry,
this isessentially
the same asCase 4
(A).
Observe that(3.4), too,
issymmetric in 112 (C) and 121 (~)’ Indeed,
so
long
as Oo= 1,
wehave,
Case 4
(C) :
rm = rn.Assume,
without loss ofgenerality,
that 7>1 n.Using (2.8),
it isreadily
verified that~z1 (~)
is as in(3.4).
Case 5 :
~1= Rn
is oftype
2 andThen, by (2.4), (2.3), (3.2),
it iseasily
seenthat
Case 6 :
Pn and U2
=Pm . Assume,
without any loss of genera-lity,
that m>
n.Then, by (ii)
of section 1 and(3.2),
it iseasily
verifiedthat
, I / -rT N
)
is oftype
1.Then,
(Observe that,
if(Observe that,
if 11, -2,
thenU1 = P2
=R2 ,
whichyields
Case2).
112 (~)
is as in(3.4)’.
Case 9 :
P~,
and is oftype
3. It iseasily verified, by (3.2), (2.4),
and(ii)
of section1,
thatThe above cases exhaust all
possibilities
forU1 and U2,
and the theorem isproved.
(~,x,~)
and(F~~x,~)
are as in Theoreiii 7. Then anyfinite of ~7
is
independent.
PROOF. We first remark that
(Rn, > , n)
~(Pm, x n)
if andonly
ifn = 1n
= 2,
and hence no twoelement-algebras
of~7
areisomorphic. Now,
suppose I U, U,)
is any finite subset of~
where all theUi
aredistinct,
and imbed
~Ul, ..., Url,
if necessary, toIUO, Ui,..., U,],
whereUo==
X, n)=(GF(2)EB GF(2),
x ,n) (if
someUi,
isalready Uo,
no suchimbedding
isneeded). Suppose
that(Po I (Pl
,...,Or
are anyexpressions (of species (2,1)).
We shall construct anexpression
P such that1p =
(i
===0, 1~... ~ r). First,
define,
where (U
is the inverse ofin.
, etc. It is
easily
seen thatNow,
defineThen
Let
It is
readily verified, using (3.7), (2.2)-(2.4),
thatNow, by
Theorem8,
each0 i, ,j C r, i=f=j,
and hence each(; (()
(see (3.9)),
is anexpression.
ThereforeP, (~)7 ’/12 (~)7
W(i)
areexpressions (of species (2,1)). Hence, by (3.10),
isindependent. Therefore, 1Ir)
isindependent,
and the theorem isproved.
An easy combination of Theorem 7 and Theorem 9yields (compare
with[6])
THEOREM 10. Let where
(Rn ,
x,n)
and(Pm, X, o)
are as in Theorem 7. ThenU
is avrimal
cluster(of species (2,1)).
4.
Existence Theorem.
In thissection,
we prove that the class of allnon-isomorphic binary algebras x)},
endowed with asuitably
chosenpermutation, e,
form aprimal
clusteri(Bi,
Xyfl)) (of species (2,1)). By
abinary algebra (B, X)
we mean a universalalgebra
ofspecies (2)
and withdistinguished
elements0,
1(0 # 1)
such thatFollowing [3],
we define aprimal frame
to be a frame(see
Definition2)
which is also a
primal algebra.
From[2 ; 3],
we recall thefollowing
THEOREM 11. Let
(B, X)
be afinite binary algebra,
notisomorphic
to(GF (2) E9
GF(2), >)
b2ct otherwiseentirely arbitrary.
Then there exists acyclic permutation, n, of
B such that(B,
X ,n)
is avrimal frame. Furthermore,
there exists no
permutation,, n, of GF (2) ~ GT’ (2)
such that(G~ (2) E9 GF (2), , X , 7n)
is aprimal frame.
This is
essentially [3 ;
Theorem2].
THEOREM 12. The class
of
allnon-isomorphic primal frames
Vi (Ui,
X,n), fornts
aprimal
cluster.This is
essentially [2 ;
Theorem10.7].
We are now in a
position
to prove thefollowing.
THEOREM 13. Let
B
=(Bi)
be the classof
allnon-isomorphic binary
al-gebras Bi = (B , x).
Then there exists acyclic permutation, n, of Bi
suchthat x,
n))
aprilnal
cluster.PROOF.
Assume,
without any loss ofgenerality,
thatBo
=GF (2) EB E9 GF (2)
={O, 1,
a,fl). Define, n,
forBo, by
Furthermore,
for anyBi (# Bo), define, n,
to be thatcyclic
0 --~ 1 permu- tation ofBi
whose existence isguaranteed by
Theorem 11 above.Now,
inview of Theorem
6,
Theorem11,
Theorem12,
and the definition of aprimal cluster,
we will bethrough
if we can prove thaty x n), (Bi,
xn), ...
...,
(Bn ,
x isindependent
for eachpositive integer
n.Thus,
suppose00
7~1,
... ,4Sn
are anyexpressions (of species (2,1)). By
Theorems11, 12,
there exists an
expression (15
such(i =1, ... , n). Now,
letq be the
largest
of the orders(=
number ofelements)
ofBo ! B, ,
..., Iand let
(k iterations)).
Then,
it isreadily
verified that(see (4.1))
Now,
letThen,
Hence, (Bo B1,
... ,7 Bn)
isindependent, and
the theorem isproved.
COROLLARY 14. Let
(B1, ~), (B2 , ~)
be any two nonisomorphic binary algebras.
Then there exists acyclic _permutation, n, of Bi (i = 1, 2)
which si.multaneously
renders both(B , X , 7n), (B2 ,
1 Xn)
andindependent.
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1. A. L. FOSTER, The identities of 2014 and unique subdirect factorization within 2014 classes of
universal algebras, Math. Z. 62 (1955), 171-188.
2. A. L. FOSTER, The generalized Chinese remainder theorem for universal algebras; subdirect factorization, Math. Z., 66 (1957), 452-469.
3. A. L. FOSTER, An existence theorem for functionally complete universal algebras, Math. Z., 71 (1959), 69-82.
4. A. L. FOSTER, Generalized « Boolean » theory of universal algebras. Part I: Subdirect sums
and normal representation theorem, Math. Z , 58 (1953), 306-336.
5. E. L. Post, The two-valued iterative systems of mathematical logic, Annals of Math. Studies, Princeton, 1941.
6. A. YAQUB, Primal clusters, Pacific J. Math. (in press).
University of California
Santa Barbara