C OMPOSITIO M ATHEMATICA
M ANFRED S TEINSIEK
Homogeneous-rational manifolds and unique factorization
Compositio Mathematica, tome 52, n
o2 (1984), p. 221-229
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221
HOMOGENEOUS-RATIONAL MANIFOLDS AND
UNIQUE
FACTORIZATION
Manfred Steinsiek
© 1984 Martinus Nijhoff Publishers, The Hague. Printed in The Netherlands
Introduction. Statement of the results
All varieties
occurring
in this note are assumed to be defined over C. We call an affine(resp. projective) variety factorial
if its affine(resp. homoge- neous)
coordinatering
is aunique
factorization domain. It seems that thequestion
whether agiven
affine orprojective variety
isfactorial,
goes back to Felix Klein and Max Noether in the late 19thcentury (see
e.g.[20,
p.32]).
Some well-known
examples
of factorialprojective
varieties are, besidesthe trivial
example Pn,
thenonsingular quadric Qn c I?n+l
1for n
3(Klein),
and the Grassmannvariety Gn,k
ofk-planes
inI?n
considered as aprojective variety
inP,
via Plückerembedding,
whereN = (n+1 k+1) -1 (the question
whetherG,,,k
is factorial was raisedby
Severi around 1915 and answered in the affirmativeby
Samuel in theearly
1960’s(cf. [1]
and[20,
pp. 37
ff.])).
Since the
examples
mentioned above are allhomogeneous-rational manifolds,
it is aquite
naturalquestion
whether anyhomogeneous-ra-
tional manifold is factorial or, more
realistically,
to decide which of themare.
Here, by
ahomogeneous-rational
manifold we mean acompact homogeneous projective-rational complex
manifold ofpositive
dimen-sion.
Equivalently,
acompact complex
manifold X ofpositive
dimensionis
homogeneous-rational
if andonly
if either there is a connectedsemisimple complex
Lie group Gacting transitively
on X such thatX =
G/H,
where H is a properparabolic subgroup
ofG,
or X ishomogeneous
withvanishing
first Betti number andnonvanishing
Eulercharacteristic,
or X ishomogeneous
and Kahler withH1(X, O) =
0(see [2], [3], [8]).
Now,
none of the aboveequivalent
conditions forhomogeneous-ra- tionality
involves anembedding
of X intoP,.
Hence thequestion
forfactoriality
ofhomogeneous-rational
manifolds should be stated moreprecisely
in thefollowing
form: Given aholomorphic embedding f :
X ~I?N of a homogeneous-rational manifold X,
under which conditions( on
X andf)
is
f(X) factorial ?
222
We first define some rather
special embeddings.
For this purpose let X be ahomogeneous-rational manifold,
G a connectedsimply-connected semisimple complex
Lie groupacting transitively
on X. Aholomorphic embedding f :
X -P,
is calledhomogeneously
normal iff
isG-equiv- ariant,
i.e. if there is aholomorphic representation ~f:
G ~SL(N
+1, C)
such
that ~f(g)(f(x)) = f(g(x))
for allg E G
and x E X. It is not difficult to see that this definition isindependent
ofG,
i.e. if G * is another connectedsimply-connected semisimple complex
Lie group act-ing
likewisetransitively
onX,
then aholomorphic embedding f :
X ~PN
is
G-equivariant
if andonly if f is G*-equivariant (cf. [22, Kap. II,
Sect.2.3]).
Aholomorphic embedding f :
X ~PN
is calledhomogeneously
minimal if it is
homogeneously
normal and if N isminimal,
i.e. N M for anyhomogeneously
normalembedding f * :
X ~PM.
Then we have thefollowing
result which is aspecial
case of a theorem of Tits([24, III.D]):
THEOREM T: There exists a
homogeneously
minimalembedding of X,
andthis is
unique
up to anautomorphism of
the ambientprojective
space.Note that it is necessary to assume the group G to be
simply-con-
nected in order to obtain
homogeneously
minimalembeddings
whicheverybody
wouldexpect (for instance,
there is noPGL(2, C)-equivariant embedding
ofP,
inP1).
In the caseX = Gn,k,
thehomogeneously
minimal
embedding
of X isjust
the Plückerembedding.
It should bepointed
outthat,
in contrast to the name"minimal",
this N is notnecessarily
so small: Forinstance,
if X =G/B,
where B is a Borelsubgroup
ofG,
then N =2dim X -
1. On the otherhand,
it is well-known that anyprojective-algebraic
manifold of dimension d admits an embed-ding
intoP2d+ 1 (cf. [9,
p.173]).
Let X be a
homogeneous-rational
manifold and G a connected semi-simple complex
Lie groupacting transitively
on X. Write X =G/H
withH a proper
parabolic subgroup
ofG,
and denoteby
H’ the commutatorgroup of H. We define the
rank(1)
ofX,
writtenrk(X),
as the dimension of thecomplex
Lie groupH/H’. Equivalently, rk(X)
is the number of maximalparabolic subgroups
of G which contain H.Using
thisdescrip-
tion of the rank and a theorem of Remmert-van de Ven
([19,
Satz(2.2)]),
it is easy to see that the rank of X
depends only
onX,
but not on thegroup G. One can also show that
rk(X) = b2(X),
whereb2(X)
denotesthe
2nd
Betti number of X(cf. [5,
p.245]
and[23,
Remarkin § 3]).
Obviously, rk(X)
= 1 if andonly
if H is a maximalparabolic subgroup
ofG and, by [18],
this isequivalent
to the condition that eachholomorphic
map h: X - Y of X into a
complex
space Y of dimension dim X be(1) This definition of the rank has nothing whatsoever to do with the rank of a symmetric (in particular hermitian symmetric) space in differential geometry. However, our nota- tion seems to be rather familiar, see e.g. [25, p. 114].
constant. In
particular,
every rank1-homogeneous-rational
manifold is irreducible.(A homogeneous-rational
manifold X is called irreducible ifAut( X)
is asimple complex
Lie group, reducible otherwise.Evidently,
ahomogeneous-rational
manifold X is reducible if andonly
if there arehomogeneous-rational
manifoldsXl, X2
such thatX ~ X1
XX2.)
Let us look at some
examples:
Thehomogeneous-rational
manifoldsof rank 1 are
projective
spaces,quadrics
ofdimension > 3,
Grassman-nians,
"Grassmannians" of linearsubspaces
ofPn+1
l which lie on thequadric Qn
cPn+1 (cf. [24, II.C.7, II.C.l1D,
"Grassmannians" of linearsubspaces
ofPn, n
5odd,
which aretotally isotropic
withrespect
to a nullcorrelation(cf. [24, II.C.7, II.C.llD,
andfinally
24pairwise
non-iso-morphic
rank1-homogeneous-rational manifolds,
whoseautomorphism
groups are
exceptional simple complex
Lie groups(cf. [23]).
Inhigher rank,
theprobably
best-knownexamples
are, besides directproducts
ofrank
1-homogeneous-rational manifolds,
theflag
manifolds ofPn, n 2,
of rank n, the
simplest being
the rank2-homogeneous-rational
manifoldF2 = {(x, L ) E P2 P*2; x ~ L }
of dimension 3.Now we are in
position
to state our main results.THEOREM 1
(FACTORIALITY CRITERION):
Thefollowing
statements about aholomorphic embedding f :
X ~PN of
ahomogeneous-rational manifold
Xare
equivalent:
(i) f(X) is factorial;
(ii) (a) rk(X) = 1
and(b) there is a
lineark-plane IPkclPN
such thatf(X)cPk
andf:
X ~Pk is homogeneously
minimal.The
proof
of this theorem is carried out in Section 2by inspecting
thedivisor class group
Cl(X)
of X andusing
a criterion offactoriality
whichis due to Samuel. Fundamental for the
proof
is thefollowing Normality
Criterion which is
proved
in Section 1.THEOREM 2
(NORMALITY CRITERION):
Thefollowing
statements about aholomorphic embedding f :
X ~PN of
ahomogeneous-rational manifold
Xare
equivalent:
(i) f(X)
isprojectively normal;
(ii) f is homogeneously
normal.Recall that a
projective variety
is calledprojectively
normal if itshomogeneous
coordinatering
is a normal domain. Wesuspect
that(at least) part
of theNormality
Criterion isknown,
but we do not know anyadequate
reference(except
for the case X =Gn,k, f =
Plückerembedding:
Severi showed in 1915
that f(X)
isprojectively
normal(cf. [21,
p.100],
see also
[13])).
Let X be a
homogeneous-rational
manifoldhomogeneously minimally
embedded in
PN.
We define anaffine
kernelXa
of X to be thecomple-
224
ment of a
general hyperplane
section in X. ThusX,
is an affinevariety,
and we ask for the divisor class group of
Xa .
Thisquestion
was raisedby
Remmert around 1965. We
give
acomplete
answer to thisquestion:
THEOREM 3:
If X is a homogeneous-rational manifold,
then the divisor class groupCl(Xa) of
anaffine
kernelXa of
X isisomorphic
to Zrk(X)-1.
Inparticular, Xa
isfactorial if
andonly if rk(X)
= 1.The
proof
of this theorem is similar to that of Theorem 1 and is alsogiven
in Section 2. It is doneby investigating
the canonicalsurjective mapping Cl(X) ~ Cl(Xa)
between the divisor class groups of X andXu .
In Section
3,
wegive
twoapplications
of Theorem 1.First,
thehomogeneous
coordinatering
Sof
ahomogeneously minimally
embeddedrank
1-homogeneous manifold
X is Gorenstein(for Grassmannians,
thishas been shown
by
Hochster in[11]).
This isproved by
firstshowing
thatS is
Cohen-Macaulay
andthen,
of course,applying Murthy’s
Theorem([17]).
For the secondapplication,
let X be a rank1-homogeneous-ra-
tional
manifold, homogeneously minimally
embedded inPN,
and let R bethe local
ring
of the vertex of the affine cone over X in affine( N
+1)-
space.
Using
a result of Danilov([6]),
we provethat,
unless X isisomorphic
to aprojective
space(in
which case R isregular), R is a non-regular
localunique factorization
domain whosecompletion R
isagain factorial.
It should be noted that the
proofs
of the theorems as well as theapplications, though
notbeing
verycomplicated, depend
on aninterplay
of several mathematical fields: from
representation theory
ofsemisimple complex
Liealgebras
and Lie groups, we use Tits’embedding
theoremand the Borel-Weil
Theorem;
fromcomplex analysis,
we use Bott’sTheorem and results of Remmert-van de
Ven;
fromalgebraic geometry
and commutativealgebra,
we use Samuel’s Criterion ofFactoriality, Murthy’s Theorem,
results of Danilov on the divisor class group of acomplete
localring,
etc.It seems that most of our results carry over to varieties
G/H
overmore
general algebraically
closedground
fieldsK,
at least for char K = 0.It is the author’s
pleasure
to thank Prof. R. Remmert forbringing
theabove mentioned
problems
to his attention as well as for manyhelpful
conversations
during
thepreparation
of this paper.1. Proof of Theorem 2
We first discuss the Borel-Weil
Theorem,
which will turn out to be crucial for theproof
of ourNormality
Criterion. Letalways
X =G/H
be ahomogeneous-rational manifold,
where G is a connectedsimply-con-
nected
semisimple complex
Lie groupacting transitively
on X and H is aproper
parabolic subgroup
of G. We further denoteby Cl(X)
the divisor class group of X. Webegin
with thefollowing simple
LEMMA 1:
PROOF: The first
isomorphism
follows from[10,
p.145]. Next,
sinceHq(X, m)
= 0for q
1(cf. [5,
Lemma14.2]),
from the exactcohomology
sequence
belonging
to the short exactexponential
sequence we obtainH1(X, O*) ~ H2(X, Z). Finally,
sinceb1(X) = 0, H2(X, Z)
is torsion-free,
whenceH2( X, Z) ~ Zrk(X)
because ofb2(X)
=rk( X).
DNow let E9 be a line bundle
on X,
2=(9 (D)
with D a divisor on X. Let|D| ~ P(H0(X, Y)
be thecorresponding
linearsystem (which
may beempty).
Since G isconnected,
G actstrivially
onH2(X, Z),
hence onCl(X). Thus,
forD* ~ |D|, g ~ G, g(D*) ~ |D|,
and hence G acts on|D| ~ P(H0(X, Y)).
Since G issimply-connected,
this action lifts to alinear action of G on
H0(X, Y).
Inparticular, H0(X, Y)
is a G-module.Now we state the
following special
case of the Borel-Weil Theorem([4]):
THEOREM BW:
If £9is a
veryample
line bundle onX,
then the G-moduleH0(X, Y) is
irreducible.PROOF OF THEOREM 2: Denote
by S
=03A3n0Sn
thehomogeneous
coordi-nate
ring of f(X),
andlet
be theintegral
closure of S. Then we have(cf. [10,
Ch.11,
Ex.5.14]):
=03A3n0 H0(f(X), O(n)). Here, O(1)
denotesthe
twisting
sheaf of Serre(cf. [10,
p.117]),
i.e. considered as a line bundle onX, O(1) = f*H,
where His thehyperplane
section bundle on,
andO(n)
=O(1)n. Then, by
TheoremBW,
forall n 0,
H0(f(X), O(n))
is an irreducible G-module.Now let
f
behomogeneously
normal. Then the linearaction ~f:
G -
SL( N + 1, C)
induces a natural actionf
of G on S. This action preserves thegrading
ofS,
i.e.f(G)Sn c Sn
forall n 0, and,
infact,
furnishes Sn
with the structure of a G-submodule ofH0(f(X), (9 (n».
ButH0(f(X), O(n))
is an irreducible G-module.Hence,
for afixed n 0,
wehave either
Sn
= 0 which isclearly impossible, or Sn
=H0(f(X), O(n)).
Thus we obtain S =
, and f(X)
isprojectively
normal.Finally,
iff
is nothomogeneously normal,
thenevidently S, c H0(f( X), O(1)),
andhence f ( X)
is notprojectively
normal. DEXAMPLE: As a
special
case of Theorem2,
for X =Pl,
we obtain thefollowing
well-known facts:(1)
Thed-uple embedding
ofP1
inPd (this embedding
isgiven by
themonomials in two variables of
degree d)
isprojectively
normal(cf.
[10,
Ch.IV,
Ex.3.4]).
(2)
The twistedquartic
curve inP3 (this
isgiven by
the(non-homoge-
neously normal) embedding [z0 : zj ] ~ 4 : Z6Z1 : z0z31 : zl ]
ofPB
inP3)
is notprojectively
normal(cf. [10,
Ch.I,
Ex.3.18]).
226
2. Proof s of Theorem 1 and Theorem 3
We
begin
with some useful remarksconcerning
veryample
line bundleson
homogeneous-rational
manifolds. In this wholesection,
X =G/H
is ahomogeneous-rational manifold, where,
asusual,
G is a connected sim-ply-connected semisimple complex
Lie groupacting transitively
on X andH a proper
parabolic subgroup
of G. We further let r =rk(X).
By
Lemma1, H’(X, O*) ~ Zr,
so it is reasonable tospeak
of linebundles of
type (n1,...,nr) ~ Zr
on X.However,
since a line bundle oftype (1,..., 1)
should be"positive",
this has to be renderedprecise:
Let Bbe a Borel
subgroup
ofG,
and consider the B-action on X. Then there isan open B-orbit U in X
(the
open"Bruhat-cell"),
and thecomplement
X - U is a divisor on X
consisting
of r irreduciblecomponents D1,..., D,.
(see [15] ]
for details in the caseX = G/B ). Now,
for(n1,...,nr) ~ Zr,
define the line bundle of
type (n1,...,nr)
to be the line bundlebelonging
to the divisor
n1D1 + ... +nrDr. Equivalently,
line bundles oftype (n1,...,,nr)
may be defined as follows: Let R = T. S be the reductivepart
ofH,
where T ~(C*)’
and S issemisimple.
Then the groups T* and H*of
holomorphic
characters of T and H areisomorphic,
T* = H*. Obvi-ously, T* ~ Zr,
theisomorphism being given by Zr ~(n1,...,nr) ~
X(n1,...,nr) ~ T*,
whereX(n1,...,nr)(Z1,...,Zr) = Zn11*...*Znrr.
Now the line bundle oftype (n1,...,n r)
on X is thehomogeneous
line bundlegiven by
the character
X(n1,...,nr) ~ T* ~ H*. Furthermore,
line bundles oftype (n1,...,nr) on X
may be described in thefollowing
way: LetP1,..., Pr
themaximal
parabolic subgroups
of G which containH,
letJg t= G/P, ,
andlet 7r,:
X ~ Xl
the natural fibrations. Sincerk(Xl) = 1, H1(Xl, O*) ~ Z.
Now take
positive generators Yl
ofH1(Xl, O*), i = 1,...,r.
Then the line bundle £9 oftype (nl,... nr)
on X isgiven by
2=03C0*1(Yn11)
0 ... ~03C0*r(Ynrr).
Now,
veryample
line bundles on X can beeasily
characterised:REMARK : A line bundle 2
of
type( n
1,n,)
on X is veryample if
andonly if ni > 0,
i =1,...,
r. Inparticular,
aholomorphic embedding f :
X ~P N
ishomogeneously
minimalif
andonly if f
isgiven by
a base s0, ... , sNof
H°( X, 2),
where 2 is a line bundleof
type(1,
...,1)
on X.PROOF: The first
part
is contained in[4, §4],
the second assertion follows from Tits’ Theorem(see [22,
Korollar2.2.2]).
DWe now come to the
proof
of Theorem 1. Weemploy
Samuel’sCRITERION OF FACTORIALITY
(cf. [10,
Ch.II,
Ex.6.3]): A projective variety
V isfactorial if
andonly if (1)
V isprojectively normal,
and(2)
thedivisor class group
Cl(V) of
V isisomorphic
to Z and isgenerated by
theclass
of a (suitable) hyperplane
section.PROOF oF THEOREM 1:
By
Samuel’s Criterion and Lemma1, clearly rk(X) =
1if f(X)
is factorial. So assumerk(X) =
1. Take a line bundleY0
oftype (1)
on X.Hence20 generates H1(X, O*) ~
Z.By
theRemark, f
is
given by
sections Sa,...,SN E H0(X, 2),
where Y is a line bundle oftype ( n )
onX, n 1,
i.e.2=23 with n
1. Let V* be ahyperplane
inPN
notcontaining f(X)
and V thecorresponding hyperplane
section.Then we have
Cl(f(X))/(V) ~ H1(X, O*)/(Y) = (Y0)/(Y) ~ Z/nZ.
Now, by
Samuel’sCriterion, f(X)
is factorial if andonly
if n = 1 andf(X)
isprojectively
normal. Hence the assertion follows from Theorem 2and the Remark. 0
PROOF OF THEOREM 3: Let
f : X ~ PN
be ahomogeneously
minimalembedding
ofX,
and let an affine kernelXa
of X begiven by Xa = f(X)
-
Z,
where Z is ageneral (i.e. smooth) hyperplane
sectionof f(X).
Weconsider the exact sequence Z ~
Cl(X) ~ Cl(Xa) ~ 0,
where themap
i isgiven by
1 ~ 1 . Z(cf. [10,
Ch.II, Prop. 6.5]).
Since the groupCl( X)
istorsion-free,
the map i isinjective.
We have to determine theimage Im(i )
of i in
Cl(X). First, Cl(X) ~ H1(X, O*) ~
zr.Next, by
theRemark, f is given by
a base Sa’ ...,SN of H0(X, Y0), where IRo
is a line bundle oftype (1, ... ,1)
inH1(X, O*). Hence,
for the divisor class group ofXa
weobtain:
Cl(Xa) ~ Cl(X)/Im(i) ~ H1(X, O*)/(Y0) ~ Zr/~(1,...,1)~
=Zr-1,
whence the assertion. Inparticular,
if r =1,
thenCl(Xa) = 0,
andhence
Xa
is factorial(cf. [10,
Ch.II, Prop. 6.2]).
3.
Applications
In this
section,
wegive
twoapplications
of Theorem 1 and thefollowing special
case of a theorem of Bott(cf. [5,
Thm.IV’]):
THEOREM B:
If Y is a
veryample
line bundle on ahomogeneous-rational manifold X,
thenHq(X, Y) = 0 for q 1
andHq(X, Y) = 0 for
q dim X.
For the first
application,
recall that a noetherianring
A is calledCohen-Macaulay (Gorenstein, resp.) if,
for every maximal ideal m ofA,
the localring Am
isCohen-Macaulay (Gorenstein, resp.),
i.e. dimAm
=depth Am (the injective
dimension ofAm
isfinite, resp.).
Forgeneralities
on
Cohen-Macaulay
and Gorensteinrings,
see e.g.[14].
Now we canstate:
COROLLARY 1: The
homogeneous
coordinatering
Sof a homogeneously minimally
embedded rank1-homogeneous-rational manifold
X is Goren-stein.
228
PROOF:
According
to a theorem ofMurthy ([17],
see also[7,
Thm.12.3]),
a factorial
Cohen-Macaulay
factorring
of a Gorensteinring
is Goren-stein.
Hence, by
Theorem1,
it is sufficient to show that S is Cohen-Macaulay.
Infact,
we havequite generally
PROPOSITION:
If f :
X -PN is a homogeneously
normalembedding of
ahomogeneous-rational manifold X,
then thehomogeneous
coordinatering S(f(X)) of f(X) is Cohen-Macaulay.
PROOF : It is well-known that the
homogeneous
coordinatering S(V)
of anonsingular projectively
normalprojective variety V
isCohen-Macaulay provided Hq(V, O(n)) = 0
for all n ~ Z and1 q dim
V - 1(this
ise.g. a
special
case ofProp. B,
p.131,
andProp.
5.1 of[12]). Applying
thistheorem to our
situation,
it follows from Theorem 2 and Theorem B thatS(f(X))
isCohen-Macaulay.
DFor the second
application,
let X be ahomogeneous-rational manifold,
and
let f: X - P,
be ahomogeneously
minimalembedding
of X. Denoteby V(X)
the affine coneover f(X)
in affine(N + l)-space.
Let P be thevertex of
V(X)
and R =(9v(x),p
the localring
of P onV(X). Thus, by
Theorem
2,
R is a normaldomain, and,
unless X isisomorphic
toPn
forsome n, R is not
regular.
Now assume
additionally rk(X) = 1. Then, by
Theorem1, f(X)
isfactorial,
and hence R is aunique
factorization domain(cf. [7,
Cor.10.3]).
One may ask whether thecompletion R
of R withrespect
to its maximal ideal isagain
factorial. Ingeneral,
if A is a local noetherian Krull domain andA
itscompletion, then, by
Mori’s Theorem(cf. [7,
Cor.6.12]),
A is factorial ifA is,
but the converse is false ingeneral (see [7, Example 19.9]
for acounterexample).
In our case,however,
we have COROLLARY 2: Thering R is a unique factorization
domain.PROOF: We use the
following
result of Danilov(cf. [6,
Theorem in§2
andProp. 8],
see also[16,
p. 532f.]):
If Vits anonsingular projectively
normalprojective variety,
A the localring
of the vertex of the affine cone overV,
andA
thecompletion
ofA,
then the divisor class groups of A andA
areisomorphic
if andonly
ifH1(V, O(n)) =
0 forall n
1.Applying
thistheorem to our
situation, by
Theorem B we obtainCl() = Cl(R) = 0,
whence the assertion. D
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