On the length of the continued fraction for values of quotients of power
sumspar PIETRO CORVAJA et UMBERTO ZANNIER
RÉSUMÉ. En
généralisant
un résultat de Pourchet, nous démon-trons que si 03B1,
03B2
sont deux sommes de puissances définies sur Q,satisfaisant certaines conditions nécessaires, la
longueur
de la frac- tion continue pour03B1(n)/03B2(n)
tend vers l’infini pour n ~ ~. Ondéduira ce résultat d’une
inégalité
de type Thue uniforme pour lesapproximations rationnelles des nombres de la forme
03B1(n)/03B2(n).
ABSTRACT.
Generalizing
a result ofPourchet,
we showthat,
if03B1, 03B2 are power sums
over Q satisfying
suitable necessary assump-tions, the
length
of the continued fraction for03B1(n)/03B2(n)
tends toinfinity
as n ~ ~. This will be derived from a uniformThue-type inequality
for the rational approximations to the rational numbers03B1(n)/03B2(n), n
~ N.Introduction. The features of the continued fraction of a
positive
realnumber are
usually extraordinarily
difficult topredict. However,
if thenumbers in
question
runthrough
certainparametrized families,
some regu-larity occasionally
appears. Forinstance,
we may recall remarkable resultsby
Schinzel(S1), [S2],
on thelengths
of theperiods
of the continued frac- tions for wheref
is apolynomial
with rational coefficients and n variesthrough
N.In a similar
direction,
but in a much moresimpler
way, one can deal with the continued fractions of the rational numbersr (n), n
EN,
wherenow r E
Q(X)
is a rationalfunction;
forexample,
we may now look atthe
length
of the fraction: in[S2,
Lemma2],
Schinzel proves that thislength
is bounded as a function of n(see
also[M]
for a moreprecise result).
Substantially,
the reason for this is thatr(X)
has a finiteexpansion
as asimple
continued fraction withpartial quotients in Q[X].l
More
generally,
one mayinquire
about thelength
of the continued frac- tion for the rational values of other arithmetical functions. Ingeneral,
dueto the lack of an Euclid’s
algorithm,
we have not a suitable "functionalManuscrit requ le 4 f6vrier 2004.
lObserve however that such continued fraction specialized at X = n may not coincide with the continued fraction for r(n).
continued
fraction";
this fact makes the situation different from the case of andgenerally speaking considerably
more difficult.For certain
exponential functions,
we have anappealing question
ofMend6s-France
(see [M2,
p.214~ ), stating that, for coprime integers
a, b >1,
thelength of the
continuedfractions for
tends toinfinity
as n - 00, in marked contrast to the rational function case. This was answered affir-matively by
Pourchet(unpublished)
andindependently by Choquet (in
aweaker
form);
we refer to the paper[M3]
for a discussion and several ref-erences. We also mention a paper
by
Grisel[G] solving
a function-fieldanalogue.
This theorem of Pourchet may be derived from the
(deep)
lower boundI(ajb)n - (plq) I
»Eq-2 exp(-En) (any positive E),
where p, q areintegers
with 0 q b’~
(which
follows e.g. from Ridoutgeneralization
of Roth’sTheorem
[R]).
The estimate is in factamply sufficient,
since itimplies
that all the
partial quotients
of the continued fraction inquestion
are «Eexp(En),
and the statement about thelength
follows at once.(See
also[Z,
Ex.
II.6~.)
In this
direction,
one may consider moregeneral
power sums inplace
ofan,
bn.Namely,
inanalogy
to[CZ1] (where
the notation isslightly different)
we consider the
ring (actually
adomain) 6
made up of the functions on N of the formwhere the coefficients ci are rational
numbers,
the ai arepositive integers
and the number r of summands is unrestricted.
(We
shall often normalize(1)
so that the ci are nonzero and the ai aredistinct;
in this case the ai arecalled the "roots" of
a.)
We then consider the ratio of nonzero elements of 6 and ask about the
length
of the continued fraction for the values(provided 0,
which is the case for alllarge n).
It turns out(Corollary
2below)
that thelength
of the relevant continued fraction does not tend toinfinity
if andonly
if admits anexpansion
as a(finite)
continuedfraction over 9. Note that 6 is not
euclidean,
so inpractice
this condition"rarely"
holds.This result
plainly generalizes Pourchet’s,
but now the Ridout Theo-rem seems no
longer
sufficient for aproof.
Infact,
we shall need the full force of the SchmidtSubspace Theorem, similarly
to~CZ1~,
where(among others)
the relatedquestion
of theintegrality
of the values wasinvestigated.
Similarly
to the above sketchedargument
for Pourchet’sTheorem,
theconclusions about the continued fraction will be derived from a
"Thue-type"
inequality
for the rationalapproximations
to the values inquestion,
whichis the content of the Theorem below. Its
proof
follows[CZ1]
in the mainlines, except
for a few technicalpoints;
however thepresent
newsimple applications
of thoseprinciples
areperhaps
notentirely
free of interest.Preliminary
to thestatements,
we introduce a little more notation.We let
6Q
be the domain of the functions oftype (1),
butallowing the ai
to be
positive
rationals. If a E6Q
is written in the form(1),
with nonzeroci and distinct ai, we set =
max(al,
... ,ar), agreeing
that£(0)
= 0.It is immediate to check that
and that »
la(n)1
»~(c~)n
for n E Ntending
toinfinity (so
inparticular, a(n)
cannot vanishinfinitely
often0).
Theorem. Let a,
{3
E f be nonzero and assume thatfor all (
E6,
~(a - ({3) ~ ~(,l3).
Then there exist k = > 0 andQ
=Q(a, {3)
> 1 with thefollowing properties.
Fix E >0; then, for
all butfinitely
manyrt E N and
for integers
p, q, 0 q we haveWe
tacitly
mean that the alluded finite set ofexceptional integers
includesthose n E N with
0(n)
=0;
this finite set maydepend
on 6.Remarks.
(i)
Theassumption
about a,j3
expresses the lack of an "Euclid division" in 6 for a :/3
and cannot be omitted. Infact,
suppose that~’(a - P((3)
forsome (
E 6.Then,
the values((n)
have bounded denominator andverify ~(a(n)/a(rz)) - ((n) C exp( -Eon)
forlarge n and
some
positive Eo independent
of n,against
the conclusion of the Theorem(with p/q
=C(n)).
Note that the
assumption
is automatic iff (0)
andf (0)
does notdivide
(ii) By
the shortargument
after Lemma 1below, given
a,0,
one can testeffectively
whethera (
e 6 such that£( 0152 - ((3) f (0) actually
exists.Also,
the
proof
will show that a suitableQ
and"exponent"
k may becomputed.
On the
contrary,
thefinitely
manyexceptional
n’s cannot becomputed
with the
present
method ofproof.
(iii) Naturally,
the lower bound is notsignificant for q larger
than~(,~3~’~~~~’-~~. So,
some upper boundQn for q
is notreally
restrictive.(Also,
since the
dependence
of h; on isunspecified,
and since~(A3)~~~~‘-1~
-> 1 as k - x, it is immaterial here tospecify
asuitable Q
in terms ofk.)
Note also that a lower bound »
~n
for the denominator offollows, sharpening [CZI,
Thm.1];
in thisdirection,
see[BCZ], [CZ3,
Remark
1]
and[Z,
Thm.IV.3]
forstronger
conclusions in certainspecial
cases.
(iv)
Like for theproofs
in the methodyields analogous
results for functions of the form(1),
butwhere ai
are anyalgebraic
numberssubject
to the sole
(but crucial)
restriction that there exists aunique
maximumamong the absolute values
lail. Using
the(somewhat complicated)
methodof
[CZ2],
one may relax thiscondition, assuming only
that not all theJail ]
are
equal.
For the sake ofsimplicity,
we do notgive
theproofs
of theseresults,
which do not involve new ideascompared
to[CZ2]
and thepresent
paper, butonly complication
of detail.(v)
The Theorem can be seen as aThue-type inequality
withmoving
tar-gets (similarly
to[C]
or~V~).
It seems aninteresting,
butdifficult, problem,
to obtain
(under
suitable necessaryassumptions)
the ’‘Roth’sexponent"
k =
2,
or even someexponent independent
of a,{3. (As
recalledabove,
thisholds in the
special
cases of Pourchet’sTheorem.)
Corollary
1. Let0152, {3
be as in the Theorem. Then thelength of
thecontinued
fraction for
tends toinfinity
as n -> oc.This
corollary
is in fact a lemma for thefollowing result,
whichgives
amore
precise description.
Corollary
2. Let a,/3
e 6 be nonzero. Then thelength of
the continuedfraction for a(n)//3(n)
is boundedfor infinitely
many n E I‘~if
andonly if
there exist power sums~o, ... , (k
E v~ such that we have the identicalcontinued
fraction expansion
If
this is the case, the mentionedlength
isuniformly
boundedfor
all n E N.It will be
pointed
out how the condition ona/0
may be checked effec-tively.
The
special
casea(n)
=an - 1, 0(n)
= bn - 1 appears as[Z,
Ex.IV.12].
For
completeness
wegive
here thisapplication.
Corollary
3. Let a, b bernultiplicatiuely independent positive integers.
Then the
length of
the continuedfraction for (czn - 1)/(bn - 1)
tends toinfinity
with n.Proofs. We start with the
following
verysimple:
Lemma 1. Let a,
a
E 6 be nonzero and let t be anypositive
number. Thenthere
exist 17
E6Q
such that£( 0152 -
t. Such an 17 may becornputed
in teTms
of a, (3,
t.Proof.
Write(3(n)
=cbn(1 - 6(n)),
where c EQ*,
b = and whered E
f~
satisfies u :=£(6)
1. Inparticular,
we have16"(n)1 I
W2cn,
so for afixed
integer
R we have anapproximation,
for n - x,Choose R so that
u R
anddefine q by
the first term on theright. Then q
E6Q
andI
«(R(a)uR+l)n.
Therefore£(a - t, concluding
theproof.
We note at once that this
argument
may be used to check theassumption
for the Theorem. In
fact,
suppose£(a - (,3) f (0)
fora ~
E 6.Then, if q
is as in thelemma,
with t =R(/3),
it follows that£(q - ()
1. Sincer~ may be constructed and since the "roots"
of (
arepositive integers by assumption,
thisinequality determines ( uniquely; namely,
if asuitable ( exists,
it isjust
the "subsum" of q made up with theinteger
roots.To go on, for the reader’s
convenience,
we recall a version of Schmidt’sSubspace
Theorem suitable for us; it is due to H.P. Schlickewei(see [Schm2, Thm.lE, p.178]).
Subspace
Theorem. Let S be afinite
setof places of Q, including
theinfinite
one and normalized in the usual way(i.e. Iplv
=p-I if vip).
Forv C S let
Lo~?... ? Lhv
be h + 1dinearly independent
linearforms
in h + 1variables with rational
coefficients
and let 6 > 0. Then the solutions x :==(xo, ... , xh) E Zh+l
to theinequality
where
Ilxll
v=max{
are all contained infinitely
many propersubspaces of Qh+l.
For our last lemma we could invoke results
by
Evertse[E];
forcomplete-
ness we
give
a shortproof
of thespecial
case we need.Lemma 2.
Let (
E~~
and let D be the minimalpositive integer
such thatE 8’.
Then, for
everye > 0 there areortly finitely
many n E I‘~ such that the denominatorof ((n)
is srnaller than Dnexp( -En).
Proof.
We may writeD’~ ~ (n ) where u2
EQ*
and ei aredistinct
positive integers
with(eo, ... ,
eh,D)
= 1. Let ,S’ be the set ofplaces of Q
made up of the infinite one and of thosedividing Deo ~ ~ ~
eh .Define the linear form
L(X)
:=2:7=0 UiXi.
i=Oui Xi -
For each v E S we define linear forms
Liv,
i =0, ... , h,
as follows. Ifv does not divide D
(including v
=oo),
then weput simply Liv
=Xi
fori =
0, ... ,
h. Ifv I D,
then thereexists j = jv
such that =1;
then weset
L~v
= L andLiv = Xi
for i~ j .
The formsLiv,
i =0, ... , h,
areplainly linearly independent
for each fixed v E S.Suppose
now that the conclusion does nothold,
so for somepositive E
andfor all n in an infinite set E C N the denominator of
~(n)
is Dnexp(-En).
For n
E ~, put
x =x(n) _ (eo , ... ,
Then,
for n EE,
the numerator ofD’((n)
has ag.c.d.
with Dn which is >exp(En).
In turn thisgives
Also,
for n EE,
we havewhere the first
equality
holds becauselejv Iv
= 1 forvlD
and the secondbecause the
(inner)
doubleproduct
is 1by
theproduct
formula. HenceSince however
I
is boundedexponentially
in n, we mayapply
theSubspace
Theorem(with
a suitablepositive S)
and conclude that all thex(n),
rz EE,
lie in a finite union of propersubspaces.
But eo, ... , eh aredistinct
positive integers,
whence eachsubspace corresponds
to at mostfinitely
many n, a contradiction which concludes theproof.
Proof of
Theorem.Let q
be as in Lemma1,
with t =1/9.
Writewhere 9i
EQ*
and where ei , d arepositive integers
with e 1 > e2 > ... > eh .We define k := h +
3, Q
= and we assume that for some fixedE > 0
(which
we may take1/6, say)
there existinfinitely
manytriples
(n, p, q)
ofintegers
with 0q Qn, n -~
oo andWe shall
eventually
obtain acontradiction,
which will prove what we want.We
proceed
to define the data for anapplication
of theSubspace
Theo-rem. We let S be the finite set of
places of Q consisting
of the infinite oneand of all the
places dividing
eh .We define linear forms in
Xo, ... , Xh
as follows. 00 or for i~
0we set
simply Xi .
We define theremaining
formLooo by
Plainly,
for each v the formsLiv
areindependent.
For atriple (n, p, q)
asabove we set
and we
proceed
to estimate the doubleproduct
leilv
= 1by the product formula, since
the ei areS-units; also,
fives lql,
since q is aninteger.
Further
I we haveILov(x)lv =
v oDVES fl,ES
Asbefore,
wesee that the inner
product
is boundedby lpl,
since dn is an S-unit.Also, = qdnl1J(n) - (p/q)l. Then, using (2)
and1J(n) « tn,
we obtainSince
qk
=exp(n~
and since t =1/9 exp( -1 - E),
the first termon the
right
does not exceed the second one, whenceCombining
this with theprevious
bound weget
Finally,
for the doubleproduct
thisyields (since k
> h +1)
Now, (2)
entailsIpl
W «(Qf (a))n,
whenceI lxl I
« Cn for some Cindependent
of n. Hence the doubleproduct
is boundedby ~x~ ~ ~
for somefixed
positive 6
andlarge enough
n.The
Subspace
Theorem thenimplies
that all the vectors x inquestion
are contained in a certain finite union of proper
subspaces
ofIn
particular,
there exists a fixedsubspace,
say ofequation
... - zhXh
=0, containing
aninfinity
of the vectors inquestion.
We cannothave zo =
0,
since this would entailziei
= 0 for aninfinity
of r~; inturn, the fact that the ei are distinct would
imply zi
= 0 for alli,
a contradiction. Therefore we may assume that zo=1,
and we findthat,
forthe n’s
corresponding
to the vectors inquestion,
say,
where (
E8’Q.
We now show thatactually (
lies in 6. Assumethe
contrary;
then the minimalpositive integer
D so that e 6is > 2. But then
equation (3) together
with Lemma 2implies that q
»2n exp( -En).
Since this would hold forinfinitely
many r~, we would findQ > 2 exp(-E),
whenceexp((I/k) + E)
>2,
a contradiction.(Recall
thatTherefore (
lies in8’; using (3)
to substitute in(2)
forp/q
we findthat,
for an
infinity
of n,In
particular, £((aj(3) - () 1,
whence~(a - ((3) ~(a), contrary
to theassumptions, concluding
theproof.
Proof of Corollary
1. For notation and basic facts about continued fractionswe refer to
[Schml,
Ch.I]
and let r =0, 1, ...,
be the(finite)
sequence of
convergents
of the continued fraction for where wemay assume that
a(n)
and(3(n)
arepositive.
As is
well-known, Pr (n), qr (n)
arepositive integers, qo (n)
=1,
and wehave , , , ,
Suppose
the conclusionfalse,
so for some fixed R E N there is an infinite set E C N such that for n E E the continued fraction for has finitelength
R + I > 1.By
this we mean thatPR(n)/qR(n)
=Since
satisfy
theassumptions
for theTheorem,
there existQ
>1,
~ > 2 as in that statement.
Define now the sequence co, cl, ...
by
co = 0 and Gr+1 = + 1 and choose apositive
number E soexp(cRE) Q;
weproceed
to show
by
induction on r =0, ... , R, that,
forlarge
n EE,
We have
qo(n)
=1,
so(5)
is true for r = 0; we shall now show that(if
r R -
1),
forlarge
n,(5) implies
the sameinequality
with r + 1 inplace
of r.
Observe first
that, by construction, exp(cRE) Q,
whenceqr(n~ exp(c,,En) Q’z
forlarge enough
n E E We may thenapply
theTheorem with p =
pr(n), q
= and deduce that forlarge n
E E wehave
Hence, combining
with(4),
by
the inductiveassumption
and the definition of c,+,. This induction proves(5)
for r R.Finally, by (5)
with r =R,
we haveqR(n) exp(CREn)
forlarge n
EE,
whence
qR(n) Q’z,
sinceexp(cRE) Q by
construction. But then the Theorem holds for p =pR(n), q
=qR(n), leading
inparticular
to 0 =~(cx(n)/,(3(n)) - I
>0,
a contradiction which concludes theargument.
Proof of Corollary
2. For convenience let us denoteby O(x)
thelength
ofthe continued fraction for the rational number x.
We start with the hardest half of the
proof; namely, assuming
that~(a(n)/,C3(n))
is bounded for n in an infinite sequence E we prove that has a finite continued fraction over ~.Let us argue
by
induction on£(a)
+~(,3),
the resultbeing
trivial when this number is 2.Since
1’Ø(x) - l,
we mayplainly
assume~’(a) > ~(,~3). By
ourpresent assumption,
thehypothesis
ofCorollary
1 cannot hold for a,/3,
sothere
exists (
e 6 suchthat, putting q
= a -~~3,
we havef ~(~~.
Forlarge
n, we have/3(n) -I-
0 andSince (
E the rational numbers((n), n
EN,
have a finite commondenominator D > 0. We now
appeal
to[Sl,
Thm.1],
which boundsw((p/q) - r)
in terms of0(plq),
where r is a rational number with fixed denominator.Applying
this withplq
=a(n)/,3(n),
r =((n)
andnoting
that
-~(~(n)~A3(r~))
is boundedby assumption
for n EE,
weimmediately
obtain that the numbers
9(q(n) /fl(n))
are also bounded for n E E. Since +f (0) ~(a)
+f (0),
the inductiveassumption implies
the existence of a finite continued fractionexpansion
over 9 for Inturn,
thisyields
the same for
proving
the conclusion.The ‘’converse’’ part of
Corollary
2 isagain
immediate from[Sl,
Thm.l~.
Like for
Corollary 1,
the condition that admits a finite continued fraction over 6 may be checkedeffectively.
Toverify this,
observe firstthat,
if admits a continued fraction over 6 as in the statement, then it also
admits an
expansion
such that~(~2) >
1 for all i >1;
this claim follows atonce from the continued fraction
identity
which allows to absorb all
possible
"constant"partial quotients
c.With this
proviso (but
nototherwise)
the continued fraction over 6 isunique (if
itexists);
its existence may be checked e.g.by iterating
the effec-tive criterion for
checking
theassumption
of the Theorem(or
ofCorollary 1~,
as in the comments after Lemma 1.Proof of Corollary
3. We could invokeCorollary 2,
but it isperhaps simpler
to argue
directly, by
induction on a + b(the
assertionbeing empty
fora + b =
2).
Onexchanging
a, b we may assume that a > b > 1.Now,
we may assume that a is divisibleby b;
infact,
if this does nothold,
weplainly
havef(an -
1 -~(bn - 1)) > a
> b forany (
E6;
in turn,we may then
apply (a fortiori) Corollary
1 toa(n)
== an -1, 0(n)
=bn -1, yielding
thepresent
assertion.Write then a =
bc,
where c is apositive integer
a. Note thatb,
care
multiplicatively independent (since
a, b aresuch)
whence the continued fraction for(cn -1 ) / (bn -1 )
haslength tending
toinfinity, by
the inductiveassumption.
But then theidentity
immediately implies
thesought
conclusion.Final remarks.
(a)
It seems a very difficultproblem
toquantify
the corol-laries, namely
to prove anexplicit
lower bound for thelength
of the relevant continued fractions. Even in thespecial
case of Pourchet’sTheorem,
thisseems to be related with an
explicit
version of Ridout’s(or Roth’s)
Theo-rem, which
presently
appears inaccessible.(b)
The methods ofproof probably
lead to results similar to theTheorem,
where
a(n)j(3(n)
isreplaced by
somealgebraic
function of a power sum, like e.g. the d-th roota(n)l/d.
Thepattern
should combine thearguments from,
say,[CZ1,
Cor.1] (or [CZ4,
Thm.2])
with the above ones.In case d = 2 it is
perhaps possible
to obtain corollaries similar to thepresent
one, but in the direction of Schinzel’s mentioned papers;namely,
under suitable
assumptions
on the power-sum a E thelength of
theperiod of
the continuedfraction for
tends toinfinity
with n.After the
present
paper was referred thisproblem
wasapproached by
A.Scremin,
in the course of his PhD thesis. A paper will soon appear in Acta Arithmetica. In the meantime F. Luca and Y.Bugeaud
have also workedon this
problem;
see their paper "On theperiod
of the continued fractionexpansion
ofV22n+1 + 1". Indag.
Math.(N.S.)
16(2005),
no.1,
21-35.Also,
thepresent
authors wish to thankprof.
Y. Bilu and an anonymous referee for several references. This also gave to the present authors the occasion oflearning
some newquestions
in the context; for instance we found that thepresent
methods may berelevant, leading
e.g. to an answer to Problem 6 of(M3~;
see our article "On the rationalapproximations
tothe powers of an
algebraic
number: Solution of twoproblems
of hlahlerand Mend6s France" . Acta
Mathematica,
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Pietro CORVAJA
Dipartimento di Matematica Universita di Udine
via delle Scienze 206 33100 Udine (Italy)
E-mail : corvaj a~dimi . uniud . it
Umberto ZANNIER Scuola Normale Superiore
Piazza dei Cavalieri, 7
56100 Pisa (Italy)
E-mail : u. zannier@sns.it