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Mean field theory of n-layer unbinding
W. Helfrich
To cite this version:
W. Helfrich. Mean field theory of n-layer unbinding. Journal de Physique II, EDP Sciences, 1993, 3
(3), pp.385-393. �10.1051/jp2:1993100�. �jpa-00247840�
Classification
Physics
Abstracts64.60 68.10
Mean field theory of n-layer unbinding
W. Helfrich
Institut fur Theoretische
Physik,
Freie Universit&t Berlin, Amimallee14, 1000 Berlin 33,Germany
(Received 3J August J992,
accepted
infinal form
J6November J992)Abstract. -A two term
Ginzburg-Landau
Hamiltonian for the free energydensity
ofn-layer
systems is in~roduced. It is used to derivea distribution function for such systems and to obtain
scaling
lawsinvolving
the number of components. We discuss thevalidity
of this mean-fieldtheory
for stretchedpolymers
in two-dimensional space and for fluid membranes.1. Introduction.
There are several theoretical treatments of the
unbinding
transition of apair
of fluid membranes.Fornlally,
thisproblem
isequivalent
to that of asingle
membraneunbinding
froma flat Wall. The earliest
theory,
a renornlalization groupcalculation,
waspresented by Lipowsky
and Leiblerill. Utilizing
the scale invariance of thernlal membraneundulations, they
renornlalized thepotential
which a membrane feels in front of a wallby integrating
outstep by
step theshort-wavelength
undulations.Assuming
a short rangerepulsion
and the Van der Waals attraction of thinplates, they
calculated the critical value of the Halnaker constant, I.e. thestrength
of Van der Waals interaction, at whichunbinding
takesplace.
Later on,Lipowsky [2] pointed
out that the renornlalization group flowequations
for a fluid membrane in three dimensions are identical to those for a stretchedpolymer
in two dimensionsexposed
to the same one-dimensional interactionpotential.
There is a difference in thederivations,
thescaling being anisotropic
in the case of the 2dpolymer (or
linearinterface).
Thepropagation
of the stretchedpolymer
in a one-dimensionalpotential
is known toobey
aSchr6dinger
typeequation [3, 4]. Accordingly,
the method offinding
theground
state wave function of theSchrodinger equation
andsquaring
it to obtain thepolymer
distribution function seems transferable from thepolymer
to the membrane. In a thirdapproach Lipowsky
and Zielinska[5]
did a Monte Carlostudy
of membranepair unbinding, expressing
the interaction of the flat membranesby
a square wellpotential.
All these methods
predicted
the same critical behavior for the mean membranespacing
s as a function of the
strength
u(~ 0, arbitrary units)
of an attractivepotential responsible
for386 JOURNAL DE PHYSIQUE II N° 3
adhesion. The common result is
s -v
(u~ u)~~ (l)
with #f = I, where u~ is the critical
strength.
The critical exponent #f does notdepend
on the details of thepotential. However, equation (I )
was shown[1, 4]
to be validonly
if thepotential
energy of interaction between the flat membranes
drops
off faster atlarge spacings
than thesquared
inversespacing.
This condition isgenerally
satisfiedby electrically
neutral fluid membranes.Subsequently,
weproposed
a « reflection » model as aquasi microscopic description
ofpair unbinding [6].
Central to it is theassumption
that the membranes fornlsharp
bends wherethey
hit each other
(or
thesingle
membrane hits thewall).
These bends arethought
to be confined tothe narrow
region
ofstrongly negative potential
energy of membrane interaction. At the criticalpoint,
thebending
energy of reflection is on averagecompensated by
thepotential
energy of the well. Adhesion sets in as the welldeepens further, obeying again
thescaling
law(I)
with#f =
I. The reflection model suggests that the
unbinding
transition of membranes is modifiedby logarithmic
corrections of the scale invariance of membraneshape
fluctuations. Inparticular,
theunbinding
transition appears in it to be ofweakly
first order[6].
Very recently,
Cook-Roder andLipowsky[7] published
a Monte Carlostudy
of theunbinding
of threeparallel undulating
membranes.Finding
#f = 0.8 for threeequal
membra- nes,they
invoked the necklace model for a bunch of three linear interfaces[8]
toexplain
#f ~ l. In this
model,
the internlediate interface acts like arepulsive potential
between the two outer ones.Varying
with thesquared
inversespacing
of the latter, thepotential
ismarginal
in thelanguage
of renornlalization grouptheory.
The exponent #f as obtainedby
theSchr6dinger equation
methoddepends
on thestrength
of thepotential
in thisspecial
case.However,
the necklace model is notquite appropriate
of the situation considered since attraction acts in itonly
where all three and notjust
two of the interfaces cometogether.
In the
following,
we propose aGinzburg-Landau type theory
for theunbinding
transition ofn-layer
systems,designed
for both two-dimensionalpolymers
and fluid membranes. Thedensity
defined as the inverse mean membrane(or polymer) spacing
represents the order parameter. In amultilayer
systemcomposed
of a finite number n oflayers,
agradient
ternlenters even
though
fluctuations of the order parameter aredisregarded.
In theexpansion
of thefree energy
density
we omit all powers of the orderparameter beyond
thesecond,
thuslimiting
ourselves to situations where the mean
layer spacing
is muchlarger
than the width of the attractive internlembranepotential.
From theGinzburg-Landau
Halmiltonian we calculate alayer density
distribution function. Based onit,
we findequation (I)
with #f = I toapply
also ton-layer
systems and derive additionalscaling
laws that involve n. Thevalidity
of the meanfield
theory
is thenbriefly
discussed in tennis of theSchr6dinger equation
method.Finally, arguments
arepresented
Whichsuggest
that the mean fieldtheory
cannot beexpected
to holdexactly
even for n= 2 in the case of membranes.
After
finishing
the presenttheory
we became aware of MiIner and Roux's mean-fieldtheory
of membrane
unbinding
in infinitemultilayer
systems which hasjust
beenpublished [9].
Although quite
different from ours, it alsopredicts
#f= I for the critical
exponent
ofunbinding.
We will come back to it at thebeginning
of the discussion.2. Mean field
theory
anddensity
distribution function.In order to describe the
unbinding
of npolymers
or membranes we introduce thefollowing
free energy ofmultilayer
fornlation per unit area orvolume, respectively,
f=AP~+Dl Ill
l~ (2)
The
mutually impenetrable
components are taken to beinfinitely
extended andbasically
nornlal to the z axis. Their mean number
density
isexpressed by
a continuous function p = p(z) despite
their discreteness. It isadvantageous
to use the modifieddensity
P
(Z)
= I Is
(z )
,
(3)
where
s(z)
is the meanspacing
of thecomponents
as a function of z, so that the membranethickness,
an irrelevantquantity,
does not enter theequations.
The first ternl of(2)
contains the controlparameter
A of theunbinding
transition which isproportional
to u u~occurring
inequation (I)
forpair unbinding.
It isnegative
for bound states and zero at the criticalpoint.
Vanishing
A means that there is neither attraction norrepulsion
of the components in ahomogeneous multilayer
system. The factor p~ comes from the linear ternl in a mean field likeexpansion
in powers of p of the total interaction energy betweenadjacent polymers
ormembranes per unit
length
or area,respectively.
There is no zero order contribution to this energy if thepotential
energy of interaction goes to zero forlarge spacings.
Contributions ofhigher
than linear order in p areneglected
because we are interested in lowdensities,
I-e- inmean
spacings
muchlarger
than theregion
where the interactionpotential
issignificant.
Thevalidity
of the one-ternl Landauexpansion
will be examined below in tennis ofmicroscopic
models for
polymers
and membranes. We will also estimate A in the case ofpolymers
for aparticular potential.
Thep~
ternl of(2) alone,
without the intervention of agradient
ternl,would result in an
abrupt unbinding transition,
I.e. ajump
from s=0 to s= oo asA
changes
fromnegative
topositive.
Thegradient
ternl in(2)
is unusual in that(dp/dz)~
is dividedby
p. This can be understood for membranes in the
following
way. Thebending
energy of asingle
membraneand, correspondingly,
the free energy ofpurely undulatory
membrane interaction are known to be scale invariant. The main effect of agradient dp/dz
is a distortion of the membraneconfigurations
ascompared
to a uniform distribution. Itseems therefore reasonable to expect the
gradient
term to be also scaleinvariant,
whichrequires
the form(I/p (dp/dz)2.
As a tentative value of the coefficient D for membranes we may takefrom
a for the
energy nsity of purely undulatoryin
anifornl ultilayer
system,
f =D/s~
[10].Here k
isBoltzmann's
onstant, T and K the
rigidity
ofthe
single embrane.scaling
arguments
can be
used
in
the caseof
polymers
to
justifythe (I/p
) (dp/d2)~term.
owever, scalingis
isotropic in the olymercase,
requiring the engths parallelto
the polymers to be multipliedgnifying
of s.
~
with an unknown numerical
factor,
where « is the line tension of thepolymers.
Agradient
ternl of the fornl
(I/p ) (Vp
)~ in the free energy bulkdensity
of unstretchedpolymers
has been introduced some time agoby
de Gennes[11].
The distribution function p
(z)
is obtainedby minimizing
theintegral
F
=
I[Ap~+D (~~ )~+Mpj
dz.(6)
P dz
Without the last ternl in the
integrand,
F would be the free energy of the wholen-layer system,
JOURNAL DE PHYSIQUE11 T 3, N'3, MARCH iW3 is
388 JOURNAL DE PHYSIQUE II N° 3
per unit
length
forpolymers
or per unit area for membranes. The last ternl with aLagrange multiplier
M has to be added to take account of the constraintp
(z) dp
= n
(7)
where n is the fixed number of
polymers
or membranescomposing
the system. The Eulerequation resulting
from 8F= 0 is
easily
found to bek~D~~~2p ~dz ~2D~'
~~~With the reduced
quantities
fit i12
~ 2 D ~ ~~~
and,
for A ~0,
~ =
~~
p
(lo)
this transfornls into
~~'l=-~2+ (~'l )~+1~. (ll)
df~ 21~ df
The solution of the second-order differential
equation
isif the two
boundary
conditions are chosen such as to obtain asymmetric
function~ = ~
(c )
that tends to zero forc
- ± oo. The universal distribution function(12)
isplotted
infigure
I.We are now in a
position
to derivescaling
laws forweakly
boundn-layer systems.
Thenumber of
components
shouldobey
n~p(0)Az (13)
where Az is a measure for the width of the distribution. Because of
(9)
and(lo)
the factors on thefight satisfy
p(0)~ ~ (14)
and
D l12
AZ~
,
(15)
Mso that
n
(MD
)~'~(16)
Ti
i
o 2 3 ,
Fig. I. Plot of the function ~(c) as
given by
equation (12).The last
equation
fumishes thedependence
of theLagrange multiplier
M on n.Eliminating
M between
(15)
and(16) yields
A2
~
~
(17)
Accordingly,
the total width of themultilayer
system isinversely proportional
to both the number ofcomponents
and the controlpara1neterA.
Acorollary
of(17)
isp(0)~
~2-D.(18)
The
scaling
law(17)
leads back to(I)
with #f = I ifs isreplaced by
Az/n. Thisimplies
that thecritical
exponent
ofn-layer unbinding equals
theexponent
obtained earlierby
various other methods for thespecial
case n =2. Of course, near the critical
point
ofunbinding
atA
= 0 the control
parameter
will varylinearly
with anychanges
notonly
of the interactionpotential,
but also of the line tension of thepolymers
or thebending rigidity
of the membranes, and of temperature.3. Discussion.
Let us first compare our mean field
theory
to that of MiIner and Roux[9].
These authors started like us from a two-ternlexpression
for the free energy ofbinding
per unitvolume,
but;hey
considered a unifornl
multilayer
system. One ternl ispositive
and representspurely undulatory interaction,
thusvarying
asp~.
The other stands for thepotential
energy and varies aspi applying
toa uniform distribution of each membrane between its nearest
neighbors
and interactionpotentials
much more narrow than the meanspacing.
This ternl, whoseprefactor
is the control parameter of thephase transition,
is similar to the first term in ourequation (2).
However,
in ourtheory
thep~
tern1combinesundulatory
andpotential
interaction.(Purely
undulatory
interaction would be associated with a nonuniforn1distribution and thepotential
390 JOURNAL DE PHYSIQUE II N° 3
energy would
always
benegative
for a square wellpotential
in front of awall.)
As aresult, undulatory
interaction alone does not occur butonly
thegradient
ternl related to it which varies in effect with p instead of p~. Thischange
of powers, while notchanging
the criticalexponent
#f, results in the
collapse
of infinitemultilayer
systems which our modelpredicts
for all bound statesregardless
of thestrength
ofbinding.
Next,
we check thevalidity
ofequation (2)
which underlies our mean fieldtheory
for the critical behavior ofn-layer
systems. The fornlulaAp~
for the free energydensity
of ahomogeneous multilayer system
can be madeplausible,
in the case ofpolymers, by considering
thesimple
case of asingle polymer
betweenparallel (linear)
walls. Jn order tokeep things simple
we assume asusually (
q~~)
«l,
where q~ is theangle
a monomer makes with thepreferred
direction. This canalways
be achievedby choosing
a sufficient line tension«. A
single polymer
between walls does notundergo
theabrupt collapse
which occurs in ahomogeneous multilayer
system when the controlparameter
becomesnegative.
ItsSchrbdinger type equation
takes the form[3, 4]
-~~~~~~~~~'+U(z)9'=EP (19)
2 "
d2~
where
U(z)
is thepotential
energy of interaction with the walls per unitlength
andE the
corresponding ground
stateeigenenergy. (For (19)
to beapplicable
the interaction energyper monomer has to less than
kn.
The interaction isconveniently represented by
square wellpotentials
ofdepth
U~0 and widthf~
in front of the walls. There is a criticaldepth
U~ for whichP(z)
is constant outside the wells. In avicinity
of the criticalpoint
one hasto
E
"
z (U Uc (20)
where
I
» 2f~
is thespacing
of the walls.(The
result iseasily
obtainedby
aperturbation
calculation or
by
amatching procedure
for a P that is stillnearly
unifornl outside thewells).
Since E is a free energy, we may infer from
(20)
that the free energy of interaction per unitlength
of onepolymer
in amultilayer
system of(homogeneous) density
p should indeed beAp
=fo(u uc)
p(21)
in accordance with
(2).
Trying
to go a stepfurther,
we write down aSchr6dinger
typeequation
for the entiren-layer
system.
Considering only
the(n-I)-dimensional subspace
ofconfigurations
withzi + + z~ =
0,
I.e.disregarding displacements
of the center ofgravity,
theequation
may be written as~~~~~
A~_1
4l +U~yi,
,
y~_1)
4l= E4l.
(22)
Here yi,...,y~_i are some Cartesian coordinates
(of
the same scale aszi,...,z~),
A~ i is the
Laplacian,
andW~yi,
..., y~ i
)
is the wavefunction,
all of them in thesubspace.
U is the
potential
energy of the mutual interaction of thepolymers
and theeigenenergy
E is the
ground
state energy, bothrefemrg
to a unitlength
of thesystem comprising
alln elements.
Equation (22)
describes thepropagation
of nmutually impenetrable polymers
with Ebeing
the free energy of their interaction. ln theSchr6dinger equation analogy
thepolymers
are
represented by
nequal
butdistinguishable particles
in one-dimensional space whichobey
zi w z~ « w z~. The
potential
energy ofinteraction, U,
mayagain
beexpressed by
narrowsquare well
potentials acting
between nearestneighbors.
The wells are in front of the contact(hyper-) planes
z;= z;~i with I
=
I,..,
n I which behave asrigid
walls. The effective width of thepotential
well isonly Io/2~~,
so that U~ is nowlarger
than in the case of asingle polymer interacting
with an actual wall. For twopolymers
and the obvious choice y =2~ ~'~(x~ xi
)
one hasW
~
e~"~~ (23)
with
~
2
E~
««~ =
~
(24) (kT)
and
~r2 (U U~ f
~~
16 U~ ~~ ~~~~
These
simple relationships
lead to the well-known result Az~
(U~
U)~ (26)
Unfortunately,
the situation becomes verycomplex
for n~ 2. The n I
degrees
of freedomare
necessarily coupled
sincesubsequent
contactplanes
are notorthogonal
but makeangles
of60°. At the same
time,
aseparation
of 4l into a radial and anangular
function isimpossible
fortwo reasons.
First,
thepotential wells,
their widthbeing independent
ofposition, overlap
whenthree or more elements are near each other.
Second,
atlarge spacings
thepotential
wells,acting
like&functions,
deternline(a 4lla~ )/W
on the contactplanes,
where ~ is the coordinate(same
scale as zi,.,
z~) along
the nornlal to therespective
contactplane.
The constancy of(awla~ )/W
atlarge spacings
isincompatible
withasymptotic separability.
If
separation
werepossible,
the radial function R(r)
or, moreprecisely,
the modified radial functionfi X
(r)
=
R(ryr
~(27)
could be treated in the same manner as the wave function of a
single polymer feeling
aI/r~ potential. (Both
theseparation
and the substitution of the modified function cangive
rise to an effectivepotential
of thistype.)
TheI/r~ potential
in combination with a square wellpotential
has beenshown,
for thesingle polymer
in front of awall,
to result in a criticalexponent
#f that varies with itsstrength [4]. Although
thistheory
does notapply,
firstnumerical results for three
polymers by
Netz andLipowsky
indicate critical behavior with#f = 0.9 for n
= 3
[12].
Asyet
there is noanalytical proof
that mean fieldtheory
is incorrect.How similar are the
unbinding
transitions of two-dimensionalpolymers
under a line tension and fluid membranes with abending rigidity
? Theidentity
of the renornlalization group flowequations
for the twosystems,
which holds for any number of components, presupposes that the thernlal undulations of the membranes are scale invariant. Thisassumption
is notentirely
correct since the thermal undulations
give rise,
forinstance,
to anabsorption
of membrane area and a decrease of the effectivebending rigidity,
the correction termsdepending logarithmically
on the base area of the membrane
[13].
Both effects do not exist in thepolymer analog.
However, in the case of
fairly
stiff membranes(K
= lo
kT)
such aslipid bilayers they
amount to no more than a fewpercent
of the area and of thebending rigidity, respectively,
in theabsence of undulations. At their critical
points
ofunbinding
bothpolymers
and membranes392 JOURNAL DE PHYSIQUE II N° 3
appear to be reflected from each other at no cost of free energy, while the mutual contacts
give
rise to a
negative
free energy in the case of adhesion. The concept of reflection is in accordance with theAp~
term of theGinzburg-Landau expansion (2).
It is at this
point
that apossibly
crucial difference emerges betweenpolymers
and membranes. The mean squareangle
which apolymer
makes with itspreferred
direction does notdepend
on itslength.
In contrast, the mean squareangle
(q~~)
which a membrane makes with its basalplane
increaseslogarithmically
with the size of thepiece.
Withperiodic boundary
conditions one calculates for a square of size L~
[13]
(
q~~)
=
~~
ln
~
8 "K
(28)
a
where a is a molecular
length.
In thespecial
case ofpurely undulatory interaction,
(q~~)
can also be estimated formultilayer
systems. In those systems L in(28)
has to bereplaced by
an effectivelength
K i12
L
~ s
(29)
which is the lateral correlation
length
of membranespacing.
The numerical factor in(29)
isnear
unity
but difficult to calculateexactly.
Substitution ofI
for L in(30)
results in(q~~)
= ~~ ln~~~
(30)
8 ""
kTa~
It follows from
equation (28)
that (q~ ~) is much smaller thanunity
forlipid
membranes unlesstheir size is astronomical.
Highly
flexibleamphiphilic
membranes(K= kT)
maycrumple
when
single
but,according
to(30), (q~~)
ml iseasily preserved
inmultilayer
systems.Nevertheless, (q~
~)
can increaseby
a factor of two and more as the size or thespacing
is madelarger
andlarger.
Let us recall that near the critical
point
ofunbinding
weexpect
the membranes to be reflected or,rather,
deflected from each other. The deflection isthought
toconsist,
at mostplaces,
insharp
bends of thecolliding
membranes in the narrowregion
where the interactionpotential
isnegative.
A small deflectionangle
may seem more favorable as it lowers thebending
energyper unit
length along
the lines of deflection and at the same time increases the width of thestrip
of membrane immersed in the well. On the otherhand,
more undulations have to besuppressed
as the deflection
angle
gets smaller and thestrip
is widened. There ispossibly
anoptimal
deflection
angle
so that the free energy of membrane deflectiondepends
on how well bulk and surfaceangles
can be matched. It seems obvious that a smallspread
of q~~ is aprerequisite
forgood matching.
If these ideas are correct, theunbinding
transition of two or more membranes need not begovemed by (I )
with #f = I. It could even end up as a first-order transition at some finitespacing,
thusavoiding
thehigh energies
ofmatching
a wide range of bulkangles
to theoptimal
deflectionangle.
4. Conclusion.
Starting
from aGinzburg-Landau Hamiltonian,
we derived a distribution function forweakly
bound
n-layer
systems, either stretchedpolymers
in two dimensions or fluid membranes with abending rigidity.
The distribution function is of universalshape
and was used to obtainscaling
laws of the
unbinding
transition. The criticalexponent
#f ofunbinding
came out to beunity,
regardless
of n, and the width of the distribution function was found to beinversely
proportional
to the number of components.It seems to be an open
question
whether or not this mean fieldtheory
is correct forn ~ 2 in the case of
polymers.
For membranes itsvalidity
may besides beimpaired
even forn = 2
by
alogarithmic
correction.However,
the mean fieldtheory
ishoped
to be useful as afirst
guide
ininterpreting experimental
resultsconceming
theunbinding
of systems of morethan two components. For
instance,
itpredicts
theunbinding
transition to occur at the same criticalpotential
or temperature etc., for any number of components. This appears to agree with theonly experimental
observation of membraneunbinding
known to date[14].
If therewas a increase of the transition temperature with the number of
components
which varied from 2 to more than20,
it was no more than a few °C[15].
Acknowledgement.
a1n
grateful
to M. M. Kozlov forsolving equation (I I)
and to R.Lipowsky
and M. M. Kozlov for discussions. This work was firstpresented
at theAspen
Center forPhysics (Workshop
onSelf-Assembling Systems
andMembranes,
Summer1992).
Jn thisstimulating
environment Iwas introduced to reference
[9] by
S. Milner and made aware of reference[11] by
A. Liu.References
[II LIPOWSKY R, and LEIBLER S,,
Phys.
Rev. Lett. 56(1986)
2541.[2] LIPOWSKY R.,
Europhys.
Lett. 7 (1988) 255.[3] KROLL D, M, and LIPOWSKY R.,
Phys.
Rev, B 28 (1983) 5273.[4] LiPowsKY R, and NIEUWENHUIzEN T, M,, J.
Phys,
A : Math, Gen, 21(1988)
L89, [5] LIPOWSKY R, and ZIELINSKA B,,Phys.
Rev, Lett. 62(1989)
1572.[6] HELFRICH W,, Phase Transitions in Soft Condensed Matter, T. Riste and D,
Sherrington
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1989).[7] CooK-RODER J, and LIPOWSKY R,, Europhys. Lett. 18 (1992) 433, [8] FISHER M. E. and GELFAND M, P,, J. Stat. Phys. 53 (1988) 175.
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[I II DE GENNES P. G., J. Chem.
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presented
at STATPHYS 18, Berlin, August 2-8, 1992, and preprint,[13] See, e, g,, HELFRICU W.,
Liquids
at Interfaces, Les Houches XLVIII (1988) J. Charvolin et al, Eds.(Elsevier Science Publisher, 1990).
[14] See also GROTEUANS S. and LIPOWSKY R., Phys, Rev. A 41 (1990) 4574.
[15] MuTz M. and HELFRICH W., Phys. Rev, Lett. 24