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Comment on ‘‘Huge Excitonic Effects

in Layered Hexagonal Boron Nitride’’

Recently, the high luminescence yield in hexagonal

boron nitride (h-BN) has raised the interest in BN com-

pounds as potential candidates for UV light-emitting ma-

terials. Arnaud et al. [1] have provided an explanation of

the measured optical absorption spectrum of h-BN [2] in

terms of four close-lying Frenkel-like excitons. We agree

with the global shape of the spectrum and that the nature of

the main absorption peak is a strongly bound -



exciton

(see Fig. 1). However, our first principles calculations [3]

put in evidence two problems in the analysis of Arnaud

et al.: (i) The low-lying excitonic structure consists of a

bright doubly degenerate exciton that takes most of the

oscillator strength of the spectrum as shown in Fig. 1.

About 90 meV below the bright exciton, we find a dark

doubly degenerate exciton. In contrast, Arnaud et al. ob-

serve a splitting of the dominant absorption peak into 4

subpeaks between 5.7 and 5.9 eV which they presumed to

explain the detailed fine-structure in the measured absorp-

tion spectra of Watanabe et al. [2]. (ii) The excitonic wave

function in Fig. 3 of Arnaud et al. violates the symmetry of

h-BN: since the hole is located on top of a nitrogen atom,

the electron probability density should obey the threefold

rotation symmetry of h-BN, unless the exciton is

degenerate.

In order to understand the degeneracy of the main ex-

citonic peak at 5.7 eV, we show in the inset of Fig. 1 the

excitonic wave function, considering that the hole is lo-

cated close to the top of the N atom: The electron proba-

bility densities of the two states are not rotationally

symmetric, but adding the densities of the two states, we

recover the expected threefold rotation symmetry. If we

break the symmetry of the crystal, e.g., by slightly displac-

ing one of the atoms, we observe a splitting of the two

lowest degenerate excitons. Furthermore, the lowest-lying

exciton, which is dark for the perfect crystal, acquires some

oscillator strength. Therefore, we conclude that the experi-

mental fine structure of Watanabe et al. is not an intrinsic

property of the perfect h-BN lattice. It can only be under-

stood if symmetry-breaking effects such as dislocations or

defects are taken into account.

Ludger Wirtz,

1,2

Andrea Marini,

3,2

Myrta Gru¨ning,

4,2

Claudio Attaccalite,

1,2

Georg Kresse,

5

and Angel Rubio

6,2

1

IEMN, CNRS, Villeneuve d’Ascq, France

2

ETSF, San Sebastia´n, Spain

3

INFM and Dipartimento di Fisica

Universita´ di Roma ‘‘Tor Vergata’’

Italy

4

Unite´ PCPM, Universite´ Catholique de Louvain

Belgium

5

Institut fu¨r Materialphysik and Center for Computational

Materials Science

Universita¨t Wien, Austria

6

Department of Material Science

UPV/EHU, Centro Mixto CSIC-UPV

and DIPC, San Sebastia´n, Spain

Received 8 October 2007; published 7 May 2008

DOI: 10.1103/PhysRevLett.100.189701

PACS numbers: 71.35.Cc, 71.15.Mb, 78.20.e

[1] B. Arnaud, S. Lebe`gue, P. Rabiller, and M. Alouani, Phys.

Rev. Lett. 96, 026402 (2006).

[2] K. Watanabe, T. Taniguchi, and H. Kanda, Nat. Mater. 3,

404 (2004); Y. Kubota, K. Watanabe, O. Tsuda, and T.

Taniguchi, Science 317, 932 (2007).

[3] In order to avoid implementation uncertainties we have

performed calculations using both pseudopotentials [4]

and PAW [5]. The two calculations agree among each

other and with previous experimental data obtained from

optical absorption and electron-energy loss spectroscopy

[6] (see the broader spectrum in Fig. 1). The main experi-

mental absorption peak lies between 6 and 6.1 eV, at about

5.8 eV in the calculation of Arnaud et al. and at 5.7 eV in

our calculation with

SELF

and 5.8 in our calculation with

VASP

. Small differences (of 0.1 eV) in the absolute position

of the peak stem from differences in the (pseudo-

)potentials.

[4] A. Marini et al., the

YAMBO

project, http://www.yambo-

code.org/; this code calculates the GW correction and

solves the Bethe-Salpeter equation starting from the stan-

dard DFT pseudopotential method.

[5] G. Kresse and J. Furthmu¨ller, Phys. Rev. B 54, 11 169

(1996); The GW correction and Bethe-Salpeter equation

have been recently implemented in

VASP

at the full poten-

tial level (PAW method): M. Shishkin and G. Kresse,

Phys. Rev. B 74, 035101 (2006).

[6] R. Mamy, J. Thomas, G. Jezequel, and J. C. Lemonnier, J.

Phys. (Paris), Lett. 42, 473 (1981); C. Tarrio and S. E.

Schnatterly, Phys. Rev. B 40, 7852 (1989).

5 5.5 6 6.5 7

E (eV)

Absorption (arb. units)

bright exciton

dark exciton

(c) (b) (a)

FIG. 1 (color online). Optical absorption spectrum of h-BN

with a broadening of 0.001 eV (black solid line) and with an

estimated experimental broadening of 0.1 eV calculated with

YAMBO

(black dashed line) and with

VASP

(red solid line). Inset:

Two-dimensional projections of the probability density

j



r

h

; r

e

j

2

of the degenerate exciton states with (a)   3

and (b)   4. The hole is located 0.4 a.u. above the nitrogen

atom in the center (black circle). Summing the two densities

(panel c) restores the threefold rotation symmetry.

PRL 100, 189701 (2008) P H Y S I C A L R E V I E W L E T T E R S

week ending 9 MAY 2008

0031-9007= 08=100(18)=189701(1) 189701-1 © 2008 The American Physical Society

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