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Alternative models for QTL detection in livestock. I.
General introduction
Jean Michel Elsen, Brigitte Mangin, Bruno Goffinet, Didier Boichard, Pascale Le Roy
To cite this version:
Jean Michel Elsen, Brigitte Mangin, Bruno Goffinet, Didier Boichard, Pascale Le Roy. Alternative
models for QTL detection in livestock. I. General introduction. Genetics Selection Evolution, BioMed
Central, 1999, 31 (3), pp.213-224. �hal-02691740�
Original article
Alternative models for QTL
detection in livestock.
I. General introduction
Jean-Michel Elsen a Brigitte Mangin Bruno Goffinet b
Didier Boichard Pascale Le Roy
a Station d’amélioration
génétique
desanimaux,
Institut national de la rechercheagronomique, BP27,
31326Auzeville,
Franceb Laboratoire de biométrie et
d’intelligence artificielle,
Institut national de la rechercheagronomique, BP27,
31326Auzeville,
France! Station de
génétique quantitative
etappliquée,
Institut national de la rechercheagronomique,
78352Jouy-en-Josas,
France(Received
20 November1998; accepted
26 March1999)
Abstract - In a series of papers, alternative models for
QTL
detection in livestockare
proposed
and theirproperties
evaluatedusing
simulations. This first paper describes the basic modelused, applied
toindependent
half-sibfamilies,
with markerphenotypes
measured for a two or threegeneration pedigree
andquantitative
traitphenotypes
measuredonly
for the lastgeneration. Hypotheses
aregiven
and theformulae for
calculating
the likelihood arefully
described. Different alternatives to this basic model werestudied, including
variation in theperformance modelling
andconsideration of full-sib families. Their main features are discussed here and their influence on the result illustrated
by
means of a numericalexample. © Inra/Elsevier,
Paris
QTL detection
/
maximum likelihoodRésumé - Modèles alternatifs pour la détection de QTL dans les populations
animales. I. Introduction générale. Dans une série d’articles
scientifiques,
desmodèles alternatifs pour la détection de
(aTLs
chez les animaux de ferme sontproposés
et leurs
propriétés
sont évaluées par simulation. Cepremier
article décrit le modèle de baseutilisé, qui
concerne des famillesindépendantes
dedemi-germains
depère,
avecdes
phénotypes
marqueurs mesurés sur deux ou troisgénérations
et desphénotypes quantitatifs
mesurés seulement sur la dernièregénération. Les hypothèses
sontdonnées et
l’expression
de la vraisemblance décrite en détail.À
partir de ce modèle debase,
différentes alternatives ont étéétudiées,
incluant diverses modélisations desperformances
et laprise
en compte de structures familiales avec de vrais ger-*
Correspondence
andreprints
E-mail: elsen@toulouse.inra.fr
mains. Leurs
principales caractéristiques
sont décrites et une illustration est donnée.© Inra/Elsevier,
Parisdétection de QTL
/
maximum de vraisemblance1. INTRODUCTION
Over the last 15 years, tremendous progress has been achieved in genome
analysis techniques leading
tosignificant development
of genemapping
inplant
and animalspecies.
These maps arepowerful
tools forQTL
detection.The
general principle
fordetecting QTL
isthat,
withinfamily (half-sibs,
full-sibs or, when
available,
F2 or backcrosses fromhomozygous parental lines),
due togenetic linkage,
an association isexpected
between chromosomalsegments
receivedby progenies
from a commonparent
andperformance
traitdistribution,
if aQTL influencing
the trait is located within or close to the tracedsegment [24, 28!. Experiments
weredesigned
toidentify QTL
inmajor
livestock
species
and the first(aTLs
have now beenpublished
for cattle[7]
andpigs [1].
Following
theearly
paperby Neimann-Sorensen
and Robertson[22],
thefirst statistical methods used to
analyse
theseexperiments
consideredonly
one marker at a time and were based on the
analysis
of variance of dataincluding
a fixed effect for the marker nested within sire(the
two levels ofthis effect
corresponding
to the two alleles at agiven
locus which agiven
sirecould transmit to its
progeny).
Efforts were made to betterexploit
available information in order to increase the power ofdetecting QTL
and estimation behaviour.- A better
identification
ofgrandparental
chromosomesegments
transmit- tedby
theparent
was achievedusing
intervalmapping [17]
andfurther,
forinbred and outbred
populations, accounting
for all marker information on thecorresponding
chromosome[10, 11, 13].
- Because the within-sire allele trait distribution is a mixture due to
QTL segregation
in the dampopulation,
detection tests based on acomparison
oflikelihoods,
wereproposed
to use data morethoroughly [14, 18, 27].
Intermedi-ate
approaches combining
linearanalysis
of variance and exact maximum like- lihood were alsosuggested
to decrease the amount ofcomputing required !15!.
- While the first models considered families as
independent
sets ofdata,
recent papers have shown how to include
pedigree
structure(9!.
- The
problem
oftesting
for more than oneQTL segregating
on a chromo-some has been dealt with
by
different authors in thesimpler plant
situation[12]
but no final conclusions have
yet
beenreached,
inparticular
due to the lackof
theory concerning
therejection
threshold whentesting
in thismulti-QTL context,
ascompared
to thesingle QTL
case[17, 23!.
In
developing
software foranalysing data
fromQTL
detectiondesigns
inlivestock,
we started from a model similar to the oneproposed by
Knott et al.[15]
and Elsen et al.[4]
andcompared
alternative solutions for the estimation ofphases
in thesires, simplification
of thelikelihood, genetic hypotheses concerning
theQTL
and an extension of the methods to include the caseof two
QTLs
and a mixture of full- and half-sib families. Thesecomparisons
and extensions will be
published
in related papers[8, 19, 20].
In this firstpart,
commonhypotheses
and notations aregiven,
as well as theargument
for the alternative studied. A numericalapplication
illustrates how different conclusions maydepend
on the solution chosen.2. BASIC MODEL
2.1.
Hypotheses,
notationThe
population
is considered as a set ofindependent
sirefamilies,
alldams
being
themselves unrelated to each other and to the sires. Let i be the identification of afamily. Thus,
theglobal
likelihood A is theproduct
of within-sire likelihoods
Ai.
Let
ij
be a mate(j = ) 2 1, ... , n
of sire i(i
=1, ... , n)
andijk (k
=1, ... , n2!)
the progeny of damij.
Available information consists of in- dividualphenotypes
YPijk of progenyijk
for aquantitative
trait and markerphenotypes
of progeny,parents
andgrandparents
for a set of codominant loci.Marker
phenotypes
will be denoted as follows:Each
pair (e.g. msp, msi 2 ) corresponds
to the two alleles observed at locus l.When
considering strictly
half-sibfamilies, only
one progeny is measured per dam(n2!
=1),
and the k index can be omitted.Marker information
concerning
sirei family
ispooled
in vectorM i
which includes at least the progenyphenotypes
MPijk- Marker informationconcerning
sire
i progeny
and sire i mates will be denoted mpi andmd i , respectively.
The vector of marker information
concerning
progeny ofdam ij
will be noted mpij
. The vector of information
concerning parents
of sire i will be denoted masi =(mss i , mdsi)
L marker loci
belonging
to apreviously
knownlinkage
group are consideredsimultaneously.
Recombination rates between marker loci are assumed to be knownperfectly
fromprevious independent analyses.
Agiven
marker locus within alinkage
group is indexed as l.In the multi-marker
phenotypes
msi andmd ij ,
thenumbering
of alleles{1, 2}
for each locus isarbitrarily
defined. These multi-markerphenotypes
may have differentcorresponding genotypes hs i
andhdi!
with agiven
distribution of alleles on the two chromosomes.hs i
is an L x 2 matrix{hs}, hs2},
with thefirst column
hsi corresponding
to the chromosometransmitted by
thegrandsire
to the
sire,
and the second columnhs? corresponding
to the chromosome transmittedby
thegranddam
to the sire.Equivalently, hd2! _ hdi , hd? - 1.
When
available,
theancestry
informationconcerning
the markers(mss i
and
mds i
for the sirei)
mayhelp
determine thephase,
i.e.determining
thegrandparental origin
of allelesmsi l
andmsi 2 . Similarly, msd2!
andmddi!
mayprovide
information on the damij phase.
This is notalways possible,
andancestry
information is notalways
available. Under thesecircumstances,
thehs
i (and hdij) genotypes
areonly given
as aprobability, using
information from the progenyand,
whencollected,
from the mates. Thealgebra
forcomputing
this
probability
is described in detail in the next section.The
position
of locus l isgiven by
xi, its distance in cM from theextremity
ofits
linkage
group. At anyposition
x within this group, thehypothesis
is testedthat sire i
(in
half-sibstructure)
or sire iand/or
damij (in
mixedhalf/full-
sib
structure)
areheterozygous
for aquantitative
gene,QTL X , influencing
themean of the trait distribution. In the case of half-sib
families,
this mean ispil
1or
!,i 2, depending
on thegrandparental segment
1 or 2 received from the sire at location x. In the case of full-sibfamilies,
this meanis ! ! 1, pi}2, pill or pil2, depending
on thegrandparental segments
1 or 2 received from the sire and dam.Given the sire allele received at location x
(d i xjk
= 1 or2),
or in full-sibfamilies, given
the sire and dam alleles received(d2!k
=(1, 1), (1, 2), (2, 1)
or(2, 2)),
thequantitative
trait for progenyijk
isnormally
distributed with a meanp : d f jk
+(3 ijk X
and a variancea e , !3 being
a vector of fixed effects andXi!!
thecorresponding
incidence vector.In the
following,
thedescription
is restricted to the half-sibfamily
structureand
the 13
vector is omitted. An extension to include a mixed structure with full- and half-sib families is described in LeRoy
et al.!19!.
2.2. Likelihood
With the
hypotheses
describedabove,
andomitting
the kindices,
thelikelihood is
This likelihood
depends
on thefollowing
three terms.1)
Thepenetrance
functionf (yp2j/d !
=q)
which is conditional on the q chromosomesegment
transmittedby
the sire. Thispenetrance
will be assumed to be normal. Let§(y;
p,<r!) = ,—
11 ( ——— ) }. This gives
assumed to be normal. Let
ø(y;
P,0’2)
=r0 7 v 2 ’ rrL. exp{--
2-
B 0’ /}.
ThISgIves
/(!/P!7!
=q ) = !(ZJpijs l-!i q, !e)!
When necessary, the
following
alternativeparameterization
will be used for the mean:p fl
1 = Pi +a5 /2
andpf2
2 = Pi -of /2, a! being
the within half-sib average effect of theQTL substitution,
denoted as theQTL
substitution effect below. In theparticular
situation where theQTL
has twoisofrequent
alleleswith an additive
effect,
theexpected
effectai
at the exact location of theQTL
is
equal
to half thegenetic
difference betweenhomozygous
carriers[6].
It must be
emphasized
that the half-sib correlation is accounted forby estimating
within-sire means/t ’ or
Pi. In Knott et al.(15!,
the deviation from thefamily
mean yp2! -2: YPij / ni
was considered rather than ypgdirectly,
7
with some
approximation
tosimplify
the likelihoodcomputation !4!.
All theseapproaches
assumed norelationship
betweenparents
in thepedigree.
2)
The transmissionprobability p(dfl
=q/hs i , M i ),
i.e.probability
forprogeny
ij
that it received from its sire theqth
chromosomesegment including
location x
(q
= 1 from thegrandsire,
q = 2 from thegranddam).
Let y2! (hsi)
be a variableindicating
thegrandparental origin
of marker l forprogeny
ij (0 unknown,
1grand sire,
2grand dam).
LetA,
B and C be threepossible
marker alleles for locus l.!y2! (hs i )
iscomputed
as followsFor progeny
ij, let h and l r
be the closestflanking
informative marker loci to x E(l,
l +1] (with !y2! (hsi) !
0 and!y2! (hsi) ! 0): :::;; I I l <
x < I + 1 !l r .
The recombination rate
r(l a l b )
between markerloci l a
and1 6
may becomputed using
a map function. Absence of interference washypothesized, allowing
useof the Haldane function. In this case
r(l a , 1 6 )
=2 (l - exp{-2!x!6 - xia !}).
p
(dfl
=q/hsi, Mi)
is thencomputed
as followsThe first case
corresponds
to the absence of recombination betweenflanking markers,
the second and third to one recombination(on
the left or on theright
of the
QTL)
and the forth to a double recombinationsituation,
on the left andon the
right
of theQTL.
3)
Thegenotype probability
conditional on the marker informationp(hs il M i ).
In the case of half-sib
families,
marker informationM i
isM i
=(mas i ,
msi,md i , mp
i
). Genotype probabilities
werecomputed
from the relation:-
p(hs i/ mas i , ms i )
wascomputed considering successively
each marker locus. For asingle
locus1,
with allelesA, B,
C and D(or
0 when notmeasured), possible
values for the siregenotype
were deduced fromphenotypic
informationas described in table L
p(hs i/
mas i
, ms i )
= 0 or 1 in the first five cases and case7,
0 or1/2
for cases6 and
8,
0 or1/4
for case 9. In the othersituations, (10-13),
thisprobability depends
on the allelefrequencies
of marker I(in
someinstances,
thegenotype
ofa sire without individual measurement at locus
l may
bepartially
rebuilt from the progeny information: a sire with at least one progeny AA or one progeny AC from a dam CD is known to carry the Aallele;
a sire known to carry both A and B alleles willhave,
with aprobability
of1/2,
eitherA/B
orB/A genotypes
at this
locus).
In
practice,
theexploration
ofpossible genotypes
was restricted firstby assuming linkage equilibrium
between markerloci,
secondby
notusing
markerinformation in cases where the
probability depends
on allelefrequencies.
In the
particular
case where no information is available on theancestry,
p(/!.s!/?7tSt) = (- 2 1 )Li, ’Vhsi
consistent with msi,L i being
the number of het- erozygous marker loci for sire i andconsidering,
in thesummation, only
thosehs i
which are consistent with msi.-
P ( T np il hs i , md i ).
Within siregenotype
and dam markerphenotype,
progeny marker
phenotypes
areindependent, giving
The
probability
for progenyij
may becomputed using
theti!
vectors ofpossible
transmission from its sire i:t ij
=(!.,!.,... tt),
whichdepends
onthe
!(/M,)
indicators(tl
= 1if !y2!(hsi)
=l, tl
= 2if &dquo; VI (hso)
=2, tl.
= 1or2if!.(!)=0).
The
following
recurrence was used to obtainp(mpi!/hsZ,md2!):
Elements of this recurrence are
p(t2 j/ ti j 1 )
which issimply
1 -r(l - 1, I)
ifti
j
=!7! and r(L - 1, l)
iftij ! t:jl,
andP(!P!7! hs i , md ij )
which is0, 1/2
or 1 when
md ij
wasmeasured,
thefrequency,
in the dampopulation,
of theallele which was not
given by
the sire inmpi j
whenmdZ j
was not measured.To avoid inaccurate estimation of these
frequencies,
weonly considered,
foreach sire
family,
marker loci for which thepaternal
transmission was certain(r L
=
I- 0).
With thisrestriction, only
oneti j
ispossible
for eachlocus,
andp l mp ij/
hs i ,md i7
) - !plmpijltijntSi,mdi!)pltij/tij 1).
It follows that thei
dam allele
frequencies disappear
whencomputing
the ratio3. ALTERNATIVE MODELS
The
preceding
model was close to the modelsproposed by Georges
et al.[7],
Knott et al.[15]
and Elsen et al.[4]
whensearching
forQTL
in similarpopulations.
In related papers[8, 19, 21]
alternatives to this model will beexplored, dealing
with thecomputation
ofgenotype probabilities,
the choiceof the
genetic
model and thestudy
of mixed half- and full-sib families. Aftera brief
description
of theseextensions,
a numericalapplication
will illustrate theirproperties.
3.1. Rationale for the alternatives studied 3.1.1. Sire
genotype
estimatesIn the full model described
above,
allpossible genotypes
for the sire i weresuccessively considered,
the likelihoodA i being
aweighted
sum of likelihoods conditional on thesegenotypes hs i .
This may be very timeconsuming
forlarge linkage
groups, since a maximum of2 L
siregenotypes
ispossible.
Anotheroption
could be to limit theexplored
siregenotypes
to the mostprobable
onea
priori, comparing
thep(hs i/ M i ).
In Knott et al.!15!, only
the mostprobable
sire
genotype
wasconsidered,
itsprobability being
estimated in asimplified
way.
Alternatively,
the siregenotype
could itself be considered as a variable tobe optimized
as are the means and variances. In ourapplication,
thegenotype hs
i
should be attributed to sire i ifThis is the way mixtures are considered in the classification likelihood
approach [20]:
no credit isgiven
toprior
information on siregenotypes (a
position
which could bejustified by
a lack ofcredibility
of neededhypotheses concerning
for instancelinkage equilibrium
between markerloci).
Not to be so
extreme,
wesuggest considering only
the most apriori probable genotype hs i
in thisoptimization
ofA i
inhs i (practically,
to restrict the domain ofhs i
togenotypes
withprob(hs il m i ) higher
than a minimumvalue).
Finally,
an intermediate solution could be the maximization of thejoint
likelihood of sire
genotype hs i
and observations ypij:These
options
werecompared by Mangin
et al.!21!.
3.1.2. Linear
approximation
of the likelihoodWithin sire
genotype,
theoffspring
trait distribution was described as amixture of normal
distributions, weighted by
the transmissionprobabilities
p(dij
=q/hsi, Mi).
Forrelatively
smallQTL effect,
differences in the means of these normal distributions are notexpected
to behigh,
and linearization has2
been
suggested.
It issupposed
that2:p(dij
=q/hsi, Mi)!(yp2!; !.i q, !e )
isq=
l
2
close to
0 (yp ij ; 2: p( dfj
=, q/hs i Mi)pi 9, U 2) .
Theefficiency
of this lineariza- q= i
tion has been studied
by Mangin
et al.!21J.
3.1.3.
Modelling QTL
allele distributionIn the basic
model,
all sires are assumed to beheterozygous
for aQTL
at location x, with trait means in the
daughter lL x depending
on thed.3 -
allele received from her sire. Twice the number of sire means thus have to be estimated. Two different
genetic hypotheses
were studiedby
Goffinet et al.[8]
in which the
QTL
effect was considered to be random.The first
modelling
assumed that theQTL
effect isnormally
distributedN(0, Q a),
withonly
oneparameter ( Q a) being estimated, potentially increasing
the
QTL
detection power. Thisglobal approach
to the sirepopulation
isprobably
morejustified
when the number of sire families ishigh,
since thesample
of sire families isrepresentative
of the wholepopulation
of sires.The second
modelling
assumed that two allelesonly
aresegregating
at theQTL.
This situation is oftenhypothesized
whentesting
for the existence ofa
major
gene(e.g. [5]).
The mostimportant
feature of thismodelling
is theacross-family
estimation of theQTL
alleleeffects,
which makes maximization of the likelihood morecomplex (A i
are nolonger independent)
but increases the power of the test in some cases.3.1.4.
Heteroskedasticity
There are different
arguments
in favour ofnon-equality
of withinQTL
variance
( 0 ’;)
between families. The mostimportant
isprobably
the non-identity
of allele distributions at otherQTLs
than the tested one, inparticular
if some of them have
major
effects on the trait. To increase the robustness of themethod,
a heteroskedastic model was studiedby
Goffinet et al.!8J, considering
within-sire
family
variancesQ e i .
3.1.5. Full-sib families
As
already mentioned,
thegeneralization
of ourapproach
topopulations mixing
half- and full-sib families wasproposed by
LeRoy
et al.!19J.
In theirmodelling,
theglobal population
is a set ofindependent
sirefamilies,
each sirebeing
mated toindependent
damshaving
more than one progeny. This is asimple representation
ofpopulations
used forQTL
detection inpigs !1J.
3.2.
Example
QTLMAP,
a program written inFORTRAN,
considers all theprevious
alternatives. It is available on
request. Inputs
for this program includepedigree information,
marker andquantitative genotypes
of studied half- or full-sib families of thepopulation,
and the marker map assumed to beperfectly
knownfrom
previous analyses. Outputs
are basic statistics on the casestudied, profile
likelihoods
along
theexplored linkage
groups for differentoptions concerning
the
hypotheses,
as described above.As an
illustration,
here are the results of astudy organized
within the framework of aEuropean
network(CT940508)
and discussedduring
twointernational seminars on
QTL
detection methods(workshops
hold inLiege
and
Nouzilly
in 1996 and the 1996 ISAGmeeting, respectively).
A summary ofthe last
meeting
waspublished by
Bovenhuis et al.!2!.
The
granddaughter design
forQTL
detection indairy
cattle consisted of 20 sire families. Thelinkage
groupcomprised
nine marker loci from the bovine chromosome6,
located atpositions 0, 13, 20, 31, 41, 52, 54,
58 and 95 cM.Ten sets of
quantitative phenotypes
weregiven,
fivebeing simulated,
fivecorresponding
to real data collected in thegranddaughter design.
A detaileddescription
of the data isgiven by Spelman
et al.!25!.
Anexample
ofanalysis
is shown in
figure
1 for trait4, using
differentoptions
of our software. In all theseoptions
theonly
siregenotype
considered is the mostprobable
apriori,
from
p(hs!/Mt). Option
1 is based on aprior
normal distribution of theQTL
effect while in other
options
within-sireQTL
effects(an
are estimated withoutprior
information on their distribution.Option
2 is based on the full withinhs i
likelihood but otheroptions
considered the linearapproximation.
The withinQTL
variance isunique
inoptions
2 and4,
anddepends
on the sire inoptions
1and 3. The low values of the
option
1 likelihood ratio test are linked to the limited number ofQTL
effects(1: a §
versus 20:an
estimated in this case.The likelihood
profiles suggest
aQTL
between markers 6 and 9 in the linearversions,
withflat, non-informative,
tails. The non-linear version behavesquite differently
with a shift of the maximum towards theright
side(between
markers8 and
9)
of thelinkage
group andbumps
at the extremities.4. CONCLUSION
The main features of the models and test statistics we
compared
have beendiscussed in this introduction. The
companion
papers[8, 19, 21!
relate to thesecomparisons
in detail. Ourapproach,
and itscorresponding software,
havelimitations which should be overcome in the future.
Parents
(sires,
dams andpossibly grandparents)
were assumed to be unre-lated. This may not be essential since the
QTL
detection ismostly
based onwithin-family analyses. However,
this could cause some loss of power for the test and ofprecision
forparameter estimation,
inparticular
whenconsidering
a distribution for the
QTL
effects.Grignola
et al.[9]
for instance accountedfor such
genetic relationships
betweenparents
in theirmodelling.
A numericalcomparison
of thesedescriptions
is necessary.Our model is
parametric, assuming normality
of thepenetrance
function.This is
probably general,
but could be invalid when amajor QTL
issegregating independently
of the studiedlinkage
group or when the trait isclearly
non-normal
(discrete
or all-or-nonetrait).
Anon-parametric approach
wasproposed by Kruglyak
and Lander[16]
and wasgeneralized by Coppieters
et al.[3]
withan
application
to the set of data we used here. Itmight
behelpful
to merge its characteristics with thegenetic part
of our model.We have not used all the information on marker allele transmission:
only unambiguous segregation
information was included in our likelihood. A moreexhaustive use of this information has been
proposed, using
Monte Carlo Markov chain[26].
Such anapproach
is verycomputationally demanding and, again,
a numericalcomparison
of test power and estimationprecision
shouldbe made to assess the
respective
usefulness of bothapproaches.
ACKNOWLEDGEMENTS
The authors
acknowledge
the financial support from theEuropean
HumanCapital
and
Mobility
fund(CT940508)
and thank J.A.M. vanArendonk,
P.Baret,
M.Georges,
W.Coppieters
and W.G. Hill forproviding
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