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A NNALES DE L ’I. H. P., SECTION C

E MILIO A CERBI

G IUSEPPE B UTTAZZO

Reinforcement problems in the calculus of variations

Annales de l’I. H. P., section C, tome 3, n

o

4 (1986), p. 273-284

<http://www.numdam.org/item?id=AIHPC_1986__3_4_273_0>

© Gauthier-Villars, 1986, tous droits réservés.

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(2)

Reinforcement problems

in the calculus of variations (*)

Emilio ACERBI and

Giuseppe

BUTTAZZO

Scuola Normale Superiore, Piazza dei Cavalieri, 7, 1-56100, Pisa, Italy Poincaré,

Vol. 3, 4, 1986, p. 273-284. Analyse non linéaire

ABSTRACT. - We

study

the torsion of an elastic bar surrounded

by

an

increasingly

thin

layer

made of

increasingly

hard material. In the model

problem

the

ellipticity

constant tends to zero in the outer

layer ;

the equa- tions considered may be

fully

nonlinear.

Depending

on the link between thickness and hardness we obtain three different

expressions

of the limit

problem.

RESUME. - On etudie la torsion d’une barre

elastique enveloppee

d’une couche tres mince d’un materiau tres dur. Dans le

probleme

modele

la constante

d’ellipticite

de la couche exterieure est tres

petite ;

les

equa-

tions considerees

peuvent

etre

completement

non-lineaires.

En modifiant la relation entre

1’epaisseur

et la

rigidite,

on obtient trois dif-

férents

problemes-limites.

M ots-clés : Reinforcement, r-convergence. Integral functionals, Non-equicoercive problems.

I. INTRODUCTION

Several recent papers

(see [2] ] [3 ] and

the references

quoted there)

deal

with the reinforcement

problem

for an elastic

bar,

whose mathematical

setting

may be outlined as follows.

(*) Financially supported by a national research project of the Italian Ministry of

Education.

Annales de l’Institut Henri Poincaré - Analyse non linéaire - 0294-1449 Vol. 3/8b/04~’273,1?, ~ 3,20/@ Gauthier-Villars

(3)

Let Q be a bounded open set in

surrounded by

a

layer Eg

whose

thickness

goes to zero as G -~

0 ;

set

Qg

= and denote

a minimum

point

in of the functional

where G is lower semicontinuous in the LP

topology

of

W 1 ~p(S~), and f (x, z)

is

non-negative

and convex in z.

The reinforcement

problem

consists in

studying

the behaviour of uE

as G tends to zero.

Under suitable

assumptions

we characterize the r-limit of the functio- nals

(1.1)

in the LP

topology:

it is known

(see [4])

that this

immediately gives

informations on the convergence of uE.

We prove in

particular

that

where L = lim

E1y-p-1,

v is the outward normal vector to Q

and y depends only on.f -

In

[3 ] it

was

proved

an

analogous

result valid in the two-dimensional

then related to the torsion of an elastic bar with cross section Q enclosed in an

increasingly

thin shell made of an

increasingly

hard material.

Using again

some

techniques

of

elliptic equations,

the results of

[3 ] were generalized

in

[2 ] to

the

many-dimensional

case, with

Other similar results may be found in

[1 ],

sections

1, 3, 5,

and in

[5], chapter

13.

In this paper we use the direct methods of Calculus of Variations and

r-convergence,

which allow us to

give

some answers even in the

fully

nonlinear case.

II. NOTATIONS AND STATEMENT OF THE RESULT In what follows we denote

by

Q a bounded open subset of fR" with 1

boundary,

and

by

v its outward normal vector. Let d : [R be a

Lipschitz

function

satisfying

.

Annales de r Institut Henri Poincaré - Analyse non linéaire

(4)

For all E > 0 fix > 0 so that lim F~CI rE =

0,

and set

Our

assumptions

on lQ ensure that the

mapping (a, t )

~ o- +

tv(a)

is invertible if G is

sufficiently small,

hence for every x E

~E

there exist

a(x)

E aSZ and

t(x)

E

]0, rEd(6(x)) [

such that

If we will

briefly

write

d(x)

in

place

of Take p >

1,

and let

f :

f~n x f~

satisfy

(2.1)

for all x E [Rn the

function f (x, . )

is convex;

(2 . 2)

there exists a function cv :

[0,

+ oo

[

-~

[0,

+ oo

[

which is

continuous, increasing, vanishing

at the

origin

and such that

(2 . 3)

for all x E z E fRn

(2.4)

there exists a

non-negative

continuous function

y(x, z)

which is

convex and

p-homogeneous

as a function of z and satisfies

where ~ : [0,

+

~~o [

-~

[0,

+ ~c

[

is

continuous, decreasing

and

vanishes at

infinity.

Finally

consider a functional

G : W 1 ~p(S2) ~ [0,

+

oo ] such

that

(2. 5)

G is lower semicontinuous in the

topology LP(Q) ;

When u E is such that

u In

E we will

simply

write

G(u)

instead of

G(u In).

For every u E and G > 0 set

We want to characterize the r-limit of

F~

in the

topology LP(Q), depending

on the behaviour of r£.

Indeed,

it is well known that the

r-convergence

of a sequence of functionals is

strictly

related to the convergence of their

(5)

minimum

points

and minimum

values :

more

precisely,

let X be a metric

space, o

mappings

from X into

~,

and x E X. We set

If these two r-limits agree, their common value will be denoted

by

We have:

" °

THEOREM

[II.

I

] (see [4 ],

Theorem

2 . 6).

- Let X be a metric space and

F, (F~)~>

o

mappings from

X into R such that

I )

the

family (F~)

is

equicoercive,

I. e.

for

every A > 0 there exists a compact subset

K;_ of

X such that

it) F~(X)

lim

F~

= F . .

Then F has a minimum on X and min f = lhn

(inf F~) ;

moreover

f

x x

lim = lim and x~ ~ M in

X,

then M is a minimum

point for

F.

x

.

Define for all u e

and for every

L ~

0

We

will

prove in section III the

following

result :

THEOREM

[II . 2 ].

- Assume that lim = L E

[o,

+

oo ] ;

then

for

every u E we have

REMARK

[11.3].

- The result above

yields immediately

that ~-~o

does not exist then the functionals

Fg

do not

r-converge

in the

topology

Annales de l’Institut Henri Poincaré - Analyse non linéaire

(6)

III. PROOF OF THE RESULT We will later need the

following

results :

LEMMA

[III. 1].

- Let a : (~" --~ (1~ be a continuous

function

and

u E then

Proof

We denote

by

the letter c any

positive

constant. Set for every F > 0

Then lim ccy = 0 and

(7)

LEMMA

[III . 2 ].

- Let

g : (~n -~

R be

C1,

convex,

p-homogeneous

and

such that

for

all z E ~n

Then

for

every x, y E [R"

Proof. By

the

homogeneity of g

we may

assume |x| = | y == 1,

hence if we set x =

g(x)

for x D 0 we must p rove that if we set for

(Dg(y))~~0,

we must prove that

Let

;c

be a minimum

point

of

on { = 1 ~ :

then

Multiplying by

x and

using

Euler’s theorem on

p-homogeneous

functions

we

obtain

=

0,

that is

Now take x = tx such that =

g( y) ; by eventually taking - x

instead

of x,

we obtain from

(3.1)

that for a

suitable 11

> 0

By

the

convexity of g

we have

whence ( y - x, Dg( y) ~ 0 ; analogously

we have

so

Dg( y) ~ >

0 and

finally

But then

Proof of

Theorem

[I I . 2 ]

in the case L + oo .

We

begin

with the

inequality GL .

For every £ > 0 set

_ _

then 0 1 on

and = 0 outside

moreover ]

Let u E

W 1 °p(SZ) : by

the

regularity

of oSZ we may assume that u E

W 1’p((~n).

Annales de l’InstÜut Henri Poincaré - Analyse non linéaire

(8)

Setting

uE = we have uE E and --~

ul~

in in addi-

tion for every t E

]0, 1 [

Fix M > 0 and set E

~n : ~ M t ; :

then

Let

3(x)

= dist

(x, Q) :

we have

By (3.2) (3.3) (3.4)

and

by

Lemma

[III. 1 ] we

obtain

F~(~) ~

lim sup

s-o

Letting

M -~ + oo and t --> 1

yields

We now prove the

inequality GL

F - .

Vol.

(9)

To this

aim,

we must show that if uE E

and u~

~ u in

Without loss of

generality

we may assume that for a suitable sequence

(Eh)

so that

(omitting

for

simplicity

the

subscript h)

hence u E

W 1 °p(S2). By

the

semicontinuity

of

G,

it will suffice to prove that

Fix M > 0 and set

= ~ x E f~" : ~ M ~ ;

then

by (2 . 4) (3 . 5)

it follows

Since M is

arbitrary,

we may

only

prove that

If we set for every h~N

then for a suitable sequence

vanishing

as h - + oo we have

Annales de l’Institut Henri Poincaré - Analyse non linéaire

(10)

By (3.5)

and

(3 . 7) iv)

we have

therefore in

(3 . 6)

we may assume also that

y(x, . )

is a

C 1

function. For every aEoQ we set

v(a)

=

Dzy(a, v(~)) ;

then

by

Euler’s theorem we have

By

the

regularity of ~03A9,

the

mapping (03C3, t )

- a +

tv(a)

is invertible on

03A3~

if E is

sufficiently small,

so that there exists

rE(~)

> 0 such that

By using

the

regularity assumptions

on aQ and

~(r),

one may

easily verify

that

uniformly

in a E aS2.

By simple changes

of variables we

obtain, writing briefly DUf;(x)

in

place

of +

where q

is a suitable bounded function. Then

By (3 . 5)

and

(3 . 7) it )

we obtain

Vol. 3, n° 4-1986.

(11)

with cor vanishing as ~ ~ 0. Therefore

For all c7 E we have

Using (3 .10)

and Lemma

[III . 2 ]

we

finally get

and

(3.6)

follows from

(3. 8) (3.9)

and from the convergence of Ut to u in

Proof of

Theorem

[II . 2 ]

in the case L = + oo .

Since

G~

for all B, the

inequality F + G~

is trivial. As for the

inequality F - > G~

we remark

that,

since

E/rp -1 -~ + oo, given

any

L > 0 we have E >

Lrp-1~

for ~ small

enough ;

therefore for every u E

By

the first

part

of the

proof (case

L +

f )

we obtain

whence

by taking

the supremum with respect to

L..

We now

apply

the result to the

study

of the

asymptotic

behaviour

(as

1 -~

0)

of the minimum values and minimum

points

of the functionals

Annales de l’Institut Henri Poincaré - Analyse non linéaire

(12)

Since u H

fudx

is continuous in the

strong topology

of

~n

~ve have

(see [4 ],

Theorem

2 . 3)

Therefore,

in order to

apply

Theorem

[II .

.1

],

we must prove the

equi-

coerciveness of +

Rn fudx )~>

o in the

topology By

the

inequalities (2 . 3) (2 . 6),

we

only

have to show that if uE E and

then

(uE)

is

relatively compact

in

THEOREM

[III . 3 ].

- Assume 0 L + ~ ;

if (3 .11) holds,

then

is

relatively

compact in

Proof

-

By (3.11)

it

immediately

follows that for any b > 0 there exists a constant c~ such that

For all a E aSZ and t E

[0, rEd(6) ]

if E is small

enough,

for suitable constants c we have

v

Since is

bounded,

(13)

It follows from

(3.13),

with t =

0,

that

so that

If 03B4 is

properly chosen, by (3.12) (3.14)

and

(3.15)

we obtain

whence

J) |u~ ] Pdx -

0 and

] ~u~~W1,p(03A9)

#

c..

£~

REFERENCES

[1] H. ATTOUCH, Variational convergence for functions and operators. Applicable Math.

Series, Pitman, London, 1984.

[2] H. BREZIS, L. CAFFARELLI and A. FRIEDMAN, Reinforcement problems for elliptic equations and variational inequalities. Ann. Mat. Pura Appl., (4), t. 123, 1980,

p. 219-246.

[3] L. CAFFARELLI and A. FRIEDMAN, Reinforcement problems in elastoplasticity. Rocky

Mountain J. Math., t. 10, 1980, p. 155-184.

[4] E. DE GIORGI and G. DAL MASO, 0393-convergence and calculus of variations. Mathe- matical theories of optimization. Proceedings, 1981. Ed. by J. P. Cecconi and T. Zolezzi.

Lecture Notes Math., t. 979, Springer, Berlin, 1983.

[5] E. SANCHEZ-PALENCIA, Non-homogeneous media and vibration theory. Lecture

Notes Phys., t. 127, Springer, Berlin, 1980.

(Manuscrit reçu le 5 décembre 1984) (revise le 18 avril 1985)

Annales de l’lnstiiut Henri Poincare -

Analyse

non linéaire

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