C OMPOSITIO M ATHEMATICA
V ICTOR B ANGERT
Total curvature and the topology of complete surfaces
Compositio Mathematica, tome 41, n
o1 (1980), p. 95-105
<http://www.numdam.org/item?id=CM_1980__41_1_95_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
95
TOTAL CURVATURE AND THE TOPOLOGY OF COMPLETE SURFACES
Victor
Bangert
© 1980 Sijthoff & Noordhoff International Publishers - Alphen aan den Rijn Printed in the Netherlands
1. Introduction
The GauB-Bonnet theorem for compact Riemannian manifolds with
boundary
can be used tostudy
the relations between the total curvature and thetopology
ofcomplete,
non-compact Riemannian manifolds. The first results in this direction were obtainedby
Cohn-Vossen in his fundamental article
[2].
Hismajor
theorem is thefollowing
THEOREM 1: If M is a
finitely connected, complete
Riemannianmanifold of
dimension 2 whose total curvaturefMKdA
exists as anextended real
number,
thenfmKdA:5 2lrX(M).
For a modern version of the
proof
see[1].
The purpose of this paper is to
give
ageometrical proof
of thefollowing
theoremoriginally
due to Huber[4].
THEOREM 2: Let M be a
complete,
connected Riemannianmanifold of
dimension 2 whose total curvature exists as an extended real number.If
M is notfinitely
connected thenf MKdA
= - 00.This means in
particular
that finite total curvatureimplies
finiteconnectivity. Furthermore, using
Theorem1,
we obtain: If M is non-compact, connected andf MKdA
exists in[-~, ~] then f MKdA
s27T.
We define
X(M) : = -00
if M is connected and notfinitely
connected.Then Theorem 2
complements
Theorem 1 in thefollowing
sense.0010-437X/80/04/0095-11$00.20/0
COROLLARY: In Theorem 1 the
hypothesis "finitely
connected" canbe
replaced by
"connected".Huber’s
proof
of Theorem 2depends primarily
on functiontheoretic methods. Here we will
give
anentirely
differentproof
basedon Cohn-Vossen’s
geometrical
ideas andtechniques. However,
toovercome the difHculties
arising
from the moregeneral topological
situation we will be
using
some additional methodsdeveloped
in thetheory
of closedgeodesics.
Finally
we made two remarksconcerning
the existence of closedgeodesics
and ofalmost-geodesic loops
oncomplete
Riemannianmanifolds of
arbitrary
dimension.2. Notation and definitions
Let
(M, g)
be acomplete, connected,
non-compact Riemannian manifold of class C°° and dimension m = 2. The metric inducedby g
isdenoted
by
d : M x M- R. The space of closedcurves 03B3 : [0, 1] {0, 1} ~ M
carries the
topology
definedby
the metricHere curves are at least
piecewise
C’. Thelength
of a curve y is denotedby L(y).
Since Theorems 1 and 2 are true ifthey
are true fora finite
covering
of M wealways
assume M to be oriented. For acompact, 2-dimensional submanifold N with
boundary
dN the Gauß-Bonnet theorem takes the form
Here
dA,
ds denote the volume elements ofM, aN,
andK, kg
denotethe Gaussian curvature of M and the
geodesic
curvature of aN. If03B3 : [0, 1] {0, 1} ~ M
is aregular, differentiably
closedC2-curve
we define thetotal
geodesic
curvatureG(y)
of yby
where kg
denotes thegeodesic
curvature of y. If weparametrize
aNby regular C2-curves
’Yi thenif the
parametrization
of each 03B3i is such that N lies to the left of y;.This means that a vector field v
points
into the interior of Nalong
y;if and
only
if(03B3i,
v -03B3i)
ispositively
oriented.Finally
we want togeneralize
the concept of totalgeodesic
cur-vature to
regular piecewise C2-curves 03B3 : [0, 1] {0, 1} ~ M. By
definition sucha curve y has the
following
twoproperties
(i)
There exists a subdivision 0 = to t1 ··· tn = 1 of[0, 1]
such that03B3 | [t;, ti+ll
isregular
and of classC2.
(ii) 03B3-(ti) = 03B103B3+(ti) implies a
>0, (0 ~ i ~ n - 1).
Here
03B3-(ti), y+(ti)
denote the left resp.right
hand limit of03B3(t)
at t;,(y.(0):=y-(l)).
The oriented exterior
angle a;E( -
7r,7r)
of y at ti is definedby
where,
for 03B1i~0,
thesign
of 03B1i is determinedby ai
> 0 if andonly
if(03B3-(ti), 03B3+(ti))
ispositively
oriented.Now we define
where k’ 9
denotes thegeodesic
curvature ofy) [ti, ti+1].
Note that
equations (2.1)
and(2.2)
hold for a compact, 2-dimen- sional submanifold N whoseboundary
isparametrized by regular piecewise C2-curves
y;.3. Outline of the
proof
In order to
apply
the GauB-Bonnet theorem we construct asequence
M
of compact, connected submanifolds withboundary
having
thefollowing properties:
(3.2)
Each component ofM - Mj
is non-compact and has connectedboundary.
Because of
(3.2)
one obtainsMj,l
fromMj by gluing
surfaces withnonpositive
Euler characteristic toMj,
one for each component of~Mj.
Hence
X(Mj,j):5 X(Mj)
andlim X(M¡)
=X(M). Taking
the limit in the GauB-Bonnet formula(2.1) applied
toMJ,
Theorems 1 and 2 followfrom:
THEOREM 3: For every ~ > 0 and
every j E N
there exists a sub-manifold M’j ~ Mj, diffeomorphic to Mj,
such thatFrom now on we will consider one of the
finitely
many components P ofM - Mj.
Let03B2 : [0, 1] {0, 1} ~ ~P parametrize
aP such that P lies to theright
of0.
The set of curves which arefreely homotopic to 8
within P will be denotedby [/3]p.
It suffices to show that there exists asimple
closed curve
03B3~[03B2]P
such thatG(03B3) ~ - ~.
Then y and03B2
bound a compactcylinder Cp
C P and we obtainM; by adding,
for everycomponent P of M -
M,
thecylinder Cp
toAfl.
In the
finitely
connected case, i.e. when M ishomeomorphic
to a compact surface withfinitely
manypoints deleted,
we can assume that every P ishomeomorphic
to apunctured
disk. For such P the construction of anappropriate
curve y is due to Cohn-Vossen.Because of the
following
lemma his result will be useful in the moregeneral
case as well.LEMMA 1 :
If
P is nothomeomorphic
to apunctured
disk then there exists a compact subset Kof
P such that every curve a E[03B2]P
which isnot
longer than 8
lies in K.This lemma is related to
Thorbergsson’s
results[6]
on the existence of closedgeodesics
oncomplete
surfaces.The construction of an
appropriate
curve y nowproceeds
asfollows: We assume that P has a broken
geodesic boundary.
Weshorten the
boundary curve 8 by replacing
partsof 03B2 by geodesic
segments in P. When we iterate this process the
resulting
curves may leave anycompact
subset of P.By
Lemma 1 this canonly happen
if Pis a
punctured
disk and then Cohn-Vossen’s resultapplies.
Otherwisethe
procedure
willeventually
lead to alimiting
curve. If such alimiting
curve exists in Cohn-Vossen’s case, i.e. when P is a punc-tured
disk,
then it is asimple
closed brokengeodesic having
non-negative
totalgeodesic
curvature. In thegeneral
case,however,
thelimiting
curve may have self-intersections and one cannoteasily
decide if its total
geodesic
curvature isnon-negative.
NowKlingen- berg [5]
devised aspecific shortening
process whichprovides
alimiting
curve yo which at least can beapproximated by simple
closedcurves in P.
Investigating
the self-intersections of yoclosely
we willprove
LEMMA 3: The total
geodesic
curvatureof
yo isnon-negative.
Smoothing
the corners of yo weeasily
obtain aregular
C’°°-curvey; E
[03B2]P
such thatG(03B31)
> - E and yl can beapproximated by simple
closed curves in P. We can assume that these
approximating
curves 03B3i are smooth and contained inP. Finally
we prove a lemma to the effect that limG(03B3i)
=G(yi).
Now the curve y we arelooking
for can bechosen from the 03B3i since 03B3i ~
[03B2]P
holds for almost all i E N. This concludes theproof
of Theorem 3.4. Proofs for the lemmata
An
appropriate
exhaustion(Mj)j~N
can be constructed as follows:Let
(Nj)j~N
be an exhaustion of Mby
compact, connected sub- manifolds withboundary. The Nj
can be obtained from the sublevels of a proper functionf :
M - R with minimum. It is sufficient to find for everyN;
a compact, connected submanifoldMj ~ Nj
such thatproperty (3.2)
holds. We first add all compact components ofM - Nj
to
N;.
If twoboundary
components of theresulting
submanifoldN;
belong
to the same component P of M -N; they
can bejoined
in Pby
aregular
curve without self-intersections. We attach an ap-propriate neighborhood
of this curve toN;
thusreducing
the numberof
boundary
components ofNj by
one.Iterating
this process we obtain a submanifoldM
with property(3.2).
Lemma 1 is not contained in
Thorbergsson’s
results[6]
but it could beproved along
the lines of his Lemma 3.1. Instead wegive
aproof
based on a different concept,
namely
thehomotopy
invariance of intersection numbers.LEMMA 1 :
Suppose
the component Pof M - M
is nothomeomorphic
to a
punctured
disk and aP isparametrized by 13.
Then there exists acompact subset K
of
P such that every curve a E[03B2]P
which is notlonger
than 03B2
lies in K.PROOF: We will construct certain curves which intersect every
curve in
[03B2]P.
Thefollowing
two cases are treatedseparately:
(a)
There exists i> j
suchthat M
Q P has at least threeboundary
components, i.e. there exist at least two componentsP,, P2
inP -
M;.
(b) Mi
~ P has twoboundary
components for all i >j.
In case
(a)
there exist twoarc-length-parametrized
curves03B11:[0, ~) ~ M - P2, 03B12:[0, ~) ~ M - P1
such that fori = 1, 2
(i)
ai intersects aPexactly
once andtransversely,
and(ii)
there exists A > 0 such thata;(t) E P;
for t 2= A, and(iii) ai([O, (0»
is a closed submanifold withboundary.
The intersection numbers #
(03B1i, 03B2) equal
1. Thisimplies
that everycurve
03B1 ~[03B2]P
intersects both a, and a2, see[3],
p. 132 and note that03B1i(0) ~ P.
Hence any03B1 ~ [03B2]P
withL(03B1)~(03B2)
is contained in the compact set K := f p
EM | d(p, ~P) ~ A
+L(03B2)}.
In case
(b)
there exists i> j
such thatM
fl P is nothomeomorphic
to the
cylinder S’
x[0,1] since
otherwise P = Ui>j(Mi
flP)
would behomeomorphic
to apunctured
diskS’
x[o, 1 ). Attaching
a disk D to aPwe obtain a manifold
(M
flP)
U D which ishomeomorphic
to a torusof genus g 2= 1 with an open disk removed. Hence there exists a
regular
curve03B10:[0, 1] ~ P
such that(i)
ao meets dPtransversely
andonly
inao(O)
=ao(1),
and(ii) ao([0, 1])
does not separate P U D.It suffices to prove that every
03B1 ~ [03B2]P
intersects ao. Let F : N ~ P U D be the universal Riemanniancovering. By (ii)
the curve ao is not contractible within P U D. Hence a lifta’ 0
of aojoins
two differentlifts
03B2’
and13"
of03B2. Extending et’ 0
a bit inside thecorresponding copies
of D we see that#(03B1’0, 03B2’)
= 1. Hence every curve which isfreely homotopic
to03B2’
within N -F-1(D)
intersectsai.
Now an ap-plication
of thehomotopy lifting
property of Fcompletes
theproof.
From now on we will assume that P has a broken
geodesic boundary
aP. The newboundary curve 6
can be obtainedby
ap-proximating
agiven
smooth one.Obviously
Lemma 1 remains true inthis context.
Again
we assume that P is situated on theright
handside of
03B2.
We aregoing
to useKlingenberg’s deformation ’b
describedin
[5],
A.2. Since weapply
it to the-single curve f3 only
we .do notneed the
continuity
of5t.
However we have tomodify 1)
so as toobtain curves in P. This modification consists in
replacing
the minimalgeodesic
segments used in the definition of1) by
minimal segmentswith
respect
to the inner metricdp :
P x P ~ R ofP, dp(q, q’) : = inf{L(03B1) | 03B1 joins q
andq’
withinPl.
Subsequently
we summarize someproperties
ofdp
which should make clear that the modified deformation has the sameproperties
asS)
itself.DEFINITION: A curve
03B1:[a, b] ~ P
is P-minimal ifdp(a(a), 03B1(b)) = L(03B1).
A curve03B1:[a, b] ~ P
isP-geodesic
if a islocally
P-minimal and
parametrized proportionally
toarc-length.
Cohn-Vossen
investigates
these concepts in[2], §§8, 9,
even formore
general
P. His results are:A
P-geodesic
is ageodesic
aslong
as it does not hit aP. It can bebroken in concave corners of aP
only
and then it bends into the samedirection as aP. Convex balls with
respect
todp
exist in the same waythey
do exist for d.P-geodesic
segments converge in the same way as usualgeodesic
segments.Hence, locally,
the situation is incomplete analogy
to the case of apolygonal
domain in the Euclideanplane.
Using
Lemma 1 andreplacing "geodesic" by "P-geodesic"
every- where in[5], A.2,
thefollowing
Lemma 2 is a consequence of[5],
Lemma A.2.2. Note that it is also
possible
to prove Lemma 2directly
without any référence to
D.
LEMMA 2:
If
P is nothomeomorphic
to apunctured
disk there exists aP-geodesic
yo E[03B2]P
which can beapproximated by simple
closed curvesin P.
However,
contrary toKlingenberg’s
case, yo need not besimple,
since different
P-geodesics
can intersect withoutintersecting
trans-versely.
One canactually
constructexamples showing
that yo may have self-intersections. This accounts forthe difficulties
in theproof
of
LEMMA 3: The total curvature
of
yo isnon-negative.
PROOF:
Let 03B3i : [0, 1] {0, 1} ~ P
be a sequence ofsimple
closed curvesconverging
to yo.Using
standard methods from differentialtopology
we can assume that the y; are
regular C2-curves
inP.
Because ofyo E [03B2]P
almostall 03B3i belong
to[j8]p. Hence 8
and each of these 03B3i bound atopological cylinder
in P. Since P is situated to theright of 8
the set M-P lies to the lef t of each y;.
Let p
E aP be a vertex of yoand
{t1, ... , tn}
=03B3-10(p).
We will prove that we can order the tl, ... , tn such that thefollowing properties
hold for thecorresponding
exteriorangles 03B1i:
(i) |03B11| ~ |03B12| ~ ··· ~ |03B1n|
(ii)
03B1k ~ 0 if k is oddand ak
~ 0 otherwise.Then 03A3nk=103B1k ~
0 and since this is true for every vertex of yo we obtainG(03B3o) ~ 0.
Let B be a closed convex d-ball about p such
that p
is theonly
vertex of yo within B. We assume that
03B3i(tk)
E B holds for all k E{1, ..., n}
and all i E N. If[tk - ~ik,tk
+03B4ik]
denotes the componentof tk
in03B3-1i(B)
then lim~ik
=e2
and lim03B4ik
=03B40k.
This follows from the convergence of the yi to yo and the fact that yo intersects aBtransversely in tk
-e2
andin tk
+82. Here tik - ~ik, tik + 03B4ik
have to beconsidered mod 1 if necessary.
Let q
be apoint
in~B ~ (M - P)
and let e : =min{d(x,y) | x ~
y ;x,y~(y0([0, 1])
U{q}
n~B}.
Chooseyi E
)j8]p
such that for all k E{1, ... , n}
(a)
the distance of anypair
ofcorresponding points 03B3i(tk -
~ik), ’Yo(tk - ~0k)
resp.03B3i(tk
+03B4ik), 03B30(tk
+03B40k)
is smaller thane/2, (b)
there exists a ball B’ ~ B about p such that03B3i(tk) ~ B’
and03B3-1i(B’) ~ ~ nk=1[tk - ~ik + 03B4ik].
Let
Tk
denote the components ofB - 03B3i([tk - ~ik, tk + 03B4ik])
con-taining
B fl(M - P).
We orderthe tk
sothat Tl ç T2
ç ... çTn
holds.Because of
(a)
thisimplies
for thecorresponding components Sk
ofB - 03B30([tk - ~0k, tk + 03B40k]):
Hence
By assumption Tl
is situated to the left of03B3i | [ti - ~i1,
ti +8’l. Since 03B3i
separates M condition
(b) implies
thatTk
is situated to the left of03B3i | [tk
-’Eik,
tk +03B4ik]
if k is odd and to theright
otherwise. Because of(a)
the same is true forSk
and03B30| [tk - e2, tk
+82].
Thisimplies 03B1k ~
0for odd k
and ak
~ 0 for even k. Thus Lemma 3 isproved.
Now we want to construct a
regular
C°°-curve YI E[03B2]P
such thatG(yl)
> - E and YI can beapproximated by simple
closed curves in P.For every vertex p of yo let B denote a ball
about p
as in theproof
ofLemma 3. We can assume that these balls are
disjoint
for différent vertices. We obtain yi from yoby smoothing,
for every vertex p of yo, the curves0
=yo ) [tk -
Ek, tk +8k]
where tk, Ek, 8k are defined as in theproof
of Lemma 3.Choosing
theregular
C--curves03B3k1 : = 03B31 | [tk -
Ek, tk +
Sk]
within B rl P we have yl E[03B2]P.
Furthermore the curvesy§ should
neither have self-intersections nor shouldthey
passthrough
each other. Then y, can as well be
approximated by simple
closedcurves in P.
Finally, provided
the area of the sets boundedby yk 0
andy;
is smallenough
we concludeG( 1’1) > - E
fromG(yo)
~ 0. Thisfollows from the GauB-Bonnet theorem
applied
to the sets boundedby 03B3k0
and03B3k1.
Let 03B3i : [0, 1] {0, 1} ~ P
be a séquence ofsimple
closed curvesconverging
to yi. As in the
proof
of Lemma 3 we can assume that the y; areregular
curves inP
and as smooth as we want them to be. We conclude theproof
of Theorem 3by noting
that the curve y we arelooking
for can be chosen from the sequence y;. This is a con- sequence of thef ollowing
lemma which is stated in a moregeneral setting
since it may be considered ofindependent
interest.For t, s E
[0, 1] {0, 1}
we defined1(t, s ) : = min{| t - s |,
1 - t + s, 1 - s +t}.
LEMMA 4: Let
03B1i : [0, 1] {0, 1} ~ M be
a sequenceof regular piecewise C2-curves converging
to aregular piecewise C2-curve
a.Suppose
the aiare
uniformly locally injective,
i.e. there exists~ > 0
such that 0dl(t, s)
11implies 03B1i(t) ~ ai(s) for
all i E N. Then the totalgeodesic
curvatures
G(03B1i)
converge toG(a).
PROOF: In order to
keep
technicalities down to a minimum we assume that a is aregular
C°°-curve. This suffices to prove Theorem 3.Let N =
Si
X R be the normal bundle of a and expN : N ~ M theexponential
map of N. Let a’ be aparametrization
of the 0-section such that expn - 03B1’ = a. Let U be aneighborhood
of the 0-section such thatexpN ) |
U is an immersion. There exists 8 > 0 such that for everyt ~ [0, 1] {0, 1}
there is aneighborhood t7fct7of a’(t)
which ismapped
diffeomorphicly
ontoB(a(t), 8) by
expN. Hence, ifd.(ai, a)
8 we can lif t ai via expn to apiecewise C2-curve ai
in U.Obviously
the03B1’i
arefreely homotopic
to a’ and converge to a’. If we choose 8 > 0 so small thatdl(t, s) ~ ~ implies Us
flUs
= Ø then theai
aresimple
sinceby assumption 03B1’i(t)
=03B1’i(s)
canonly
hold for t = s or fordl(t, s) ~
11.Let
/3’
be asimple
closed curve in U which isfreely homotopic
toa’ and which is situated to the lef t of a’ and of all
03B1’i.
Then/3’
and a’resp.
03B1’i
boundtopological cylinders
C resp.Ci.
We consider themetric g’ = expNg
on U. The metricobjects G, K,
dA with respect tog’
are denotedby G’, K’,
dA’.By (2.1)
and(2.2)
we haveBecause of
G’(03B1’i)
=G(03B1i)
andG’(a’)
=G(a)
we obtainThis proves the lemma since the area of the
symmetric
difference0394(Ci, C) = (Ci - C)
U(C - Ci)
converges to zero.REMARKS:
(1)
The methodThorbergsson applies
in[6]
to construct closedgeodesics
oncomplete
surfaces isinterchangeable
with thetechnique
used in theproof
of Lemma 1. The latter method may have theadvantage
togeneralize
tohigher
dimensions. As anexample
wenote the
following
THEOREM : Let M be a
differentiable manifold
such that there exists acompact
hypersurface
N C M which does not separate M(i.e.
such thatM - N is
connected). Then, for
everycomplete
Riemannian metric onM,
there exists a non-trivial closedgeodesic.
For a
proof
note that there exists aloop
in M which intersects Nexactly
once andtransversely.
Hence the arguments used in Lemma 1 and 2apply.
(2)
Bleecker[1] investigates
theintegral
over the absolute value of thegeodesic
curvature of a closed curve y. Thisquantity
isequally
defined in the
higher
dimensional case and will be denotedby
1 G (y).
A closedgeodesic
c is characterizedby | 1 G (c)
= 0. Let Mbe a
complete
Riemannian manifold and let[yo]
denote a non-trivial freehomotopy
class ofloops
in M.Provided dim M = 2 Bleecker proves that
inf { |G 1 (y) y
E[03B30]} =
0.
Studying [2] closely
one remarks that Cohn-Vossen’s methods canbe used to
simplif y
Bleecker’sproof and,
at the sametime,
to extendhis result to
arbitrary
dimensions. The idea is as follows:For
given [ yo]
let F : M ~ R be definedby
Since M is
complete
there exists ageodesic loop
y at p such thatL(03B3) = F(p).
For thisloop | 1 G (03B3) ~ [0, 03C0)
is the non-oriented exteriorangle
that y makes at p. Nowassume ) 1 G (y)
~ a > 0 for all y E[yo]. Then,
for every p EM,
there exists a ballBp
about p ofradius
r(p )
> 0 such thatThis follows from the first variation formula. Cohn-Vossen’s
proof [2],
p. 91generalizes
tohigher
dimensions. Now(*)
contradicts the fact that F is boundedbelow,
see[2],
p. 129. Henceinf{|G| (y) ) y
E[03B30]} = 0.
REFERENCES
[1] D.D. BLEECKER: The Gauss-Bonnet inequality and almost-geodesic loops. Ad-
vances in Math. 14 (1974) 183-193.
[2] S. COHN-VOSSEN: Kürzeste Wege und Totalkrümmung auf Flächen. Compositio
Math. 2 (1935) 69-133.
[3] M.W. HIRSCH: Differential Topology. Springer-Verlag, New York-Heidelberg- Berlin 1976.
[4] A. HUBER: On subharmonic functions and differential geometry in the large.
Comment. Math. Helv. 32 (1957) 13-72.
[5] W. KLINGENBERG: Lectures on closed geodesics. Grundlehren der mathemati- schen Wissenschaften Bd. 230, Springer-Verlag, Berlin-Heidelberg-New York 1978.
[6] G. THORBERGSSON: Closed geodesics on non-compact Riemannian manifolds.
Math. Z. 159 (1978) 249-258.
(Oblatum 19-XII-1978 & 10-VIII-1979) Victor Bangert Mathematisches Institut der Universitât Freiburg
Hebelstr. 29
7800 Freiburg, W.Germany
Added in
proof
A.L. Verner has
kindly brought
to my attention thefollowing
paper of his:Tapering
saddle surfaces. Sibirsk. Matem. Zh. 11(1970)
750-769. In§ 1 he treats Theorem 2 with similar methods. His
proof, however,
appears to be