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Duke University – Spring 2017 – MATH 627 February 24, 2017

Problem set 2 Olivier Debarre Due Thursday March 23, 2017

Everything is defined over an algebraically closed fieldk.

Problem 1. Prove that a linear subspaceLcontained in a smooth hypersurfaceX ⊂ Pnof degree

>1has dimension≤ (n−1)/2and show by producing examples that for each integern ≥ 1, this bound is the best possible (Hint: look at the common zeroes on L of the partial derivatives of an equation ofX).

Proof. AssumeL⊂ X ⊂Pn, whereLis a linear subspace of dimensionrandXis a hypersurface defined by a homogeneous polynomial F of degreed > 1. We may choose coordinatesx0, . . . , xn

such that L is defined by the equations xr+1 = · · · = xn = 0. Since F vanishes identically on L, so do the partial derivatives ∂x∂F

i for 0 ≤ i ≤ r. It follows that any common zero on L of the (non-constant)n−rhomogeneous polynomials ∂x∂F

r+1, . . . ,∂x∂F

n is singular onX. IfXis smooth, we must therefore haven−r > r.

Ifn = 2mis even, the smooth quadric inPnwith equationx0x1+x2x3+· · ·+xn−2xn−1+x2n= 0 contains the(m−1)-dimensional linear space defined by the equationsx0 = x2 = · · · = xn−2 = xn= 0.

Ifn = 2m+ 1is odd, the smooth quadric inPnwith equationx0x1+x2x3 +· · ·+xn−2xn−1 = 0 contains them-dimensional linear space defined by the equationsx0 =x2 =· · ·=xn−2 = 0.

Problem 2. Let A be the affine space of n ×n-matrices with entries in k, with n > 1. Given M ∈A, then2entries of the matrixMnare homogeneous polynomials of degreenin then2entries of M. Let I be the ideal in the polynomial ring A(A) generated by these n2 polynomials. Then coefficientsσ1, . . . , σnof the characteristic polynomial ofM (not counting its leading coefficient1) are homogeneous polynomials of degrees1, . . . , nin then2entries ofM. LetJ be the ideal inA(A) generated by thesenpolynomials.

a) Show thatV(I) = V(J)and that the idealI is not radical. LetN ⊂Abe the subvariety defined byI (orJ). How are the elements ofN usually called?

Proof. BothV(I)andV(J)are equal to the set of nilpotent matrices. By the Nullstellensatz,√ I =

√J. Since the tracea11+· · ·+ann is inJ, it is in√

I; but it is not inI, since it is homogeneous of degree 1 andIis generated by homogeneous polynomials of degreen. HenceI 6=√

I.

b) Show that every component ofN has dimension≥n2−n.

Proof. The variety N is defined by the n equations σ1, . . . , σn in A. By Krull’s theorem, every component ofN has dimension≥dim(A)−n =n2−n.

c) LetN 0 :={M ∈A|Mn= 0, Mn−1 6= 0}. Prove thatN 0 is irreducible smooth of dimension n2−n(Hint: use the fact thatN 0is homogeneous under the action of a connected algebraic group).

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Proof. An elementM is inN 0 if and only if it is similar to

Nn:=

0 1 0 · · · 0 0 0 1 · · · 0 ... . .. ... ... ...

... . .. ... 1 0 · · · 0

 .

The irreducible groupGL(n,k)therefore acts transitively onN 0 ⊂An2 by conjugation, henceN 0 is irreducible and smooth. Its dimension is the dimensionn2ofGL(n,k)minus the dimension of the

stabilizer ofNn. This stabilizer consists of matrices of the type

t1 t2 · · · tn 0 t1 t2 · · · tn−1

... . .. ... ... ... ... . .. ... t2 0 · · · 0 t1

 , with

t1, . . . , tn ∈kandt1 6= 0(all polynomials inN). It has dimensionn, hencedim(N 0) =n2−n.

d) Prove thatN 0 is dense inN and thatN is irreducible of dimensionn2−n.

Proof. Any elementM ofN can be written as M = P−1N P, whereN is upper triangular with 0 diagonal and P invertible. For t ∈ k, we have N(t) := P−1(N +tNn)P ∈ N . Moreover, (N +tNn)n−1 is a polynomial of degree exactlyn−1int (with matrix coefficients), hence there exists a finite setF ⊂ ksuch thatN +tNn (hence alsoN(t)) is inN 0 if and only ift ∈ krF. SinceN(0) =M and the Zariski closure ofkrF isk, we getM ∈ N 0. This provesN = N 0, henceN is, asN 0, irreducible of dimensionn2 −n.

e) Prove that the singular locus ofN is exactlyN rN 0.

Proof. It seems difficult to answer this question without knowing that the ideal of N isJ, hence is generated by σ1, . . . , σn.1 Once this is known, one can compute the Jacobian matrix of thesen equations at a pointN ofN rN 0: the rank of N is ≤ n−2 and one sees that the differential ofσn =±detat any such matrix (nilpotent or not) vanishes identically. The Jacobian matrix atN therefore has a zero row hence its rank is< nandN is singular onV(J) =N .

f) Show that the regular map

u: A −→ An

M 7−→ (σ1(M), . . . , σn(M))

is surjective, that general fibers are smooth irreducible of dimensionn2 −n, and that all fibers are irreducible of dimensionn2−n.

1Proving this (i.e., thatJis a radical ideal) without too much effort requires a bit of commutative algebra: sinceV(J) has codimension inAequal to the number of its generators, it is enough, by the Unmixedness Theorem (Matsumura, H., Commutative algebra,W.A. Benjamin Co., New York, 1970, p. 107 and Theorem 31, p. 108) to check thatJ is

“reduced” at some point of each component ofV(J); sinceV(J)is irreducible, it is enough to check that the Jacobian matrix ofσ1, . . . , σnhas ranknat some point ofN . One checks that this is true at any point ofN0.

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Proof. Companion matrices give surjectivity. The fibers are stable by conjugation hence are unions of conjugacy classes.

If its characteristic polynomial has no multiple roots (this occur over the dense open subset of A defined by the non-vanishing of the discriminant of the characteristic polynomial), a matrix M is similar to a diagonal matrix Dwith distinct diagonal coefficients. Its fiberu−1(u(M))is therefore homogeneous under the action ofGL(n,k)by conjugation, hence is smooth irreducible. Its dimen- sion is given by a theorem from the course asdim(A)−dim(An) =n2−n.

The same reasoning as in question d) shows that matrices with the minimal number of Jordan blocks are dense in any fiber. SinceGL(n,k)acts transitively on this set of matrices, the fiber is irreducible.

Again, the centralizer of such a matrix consists of direct sums of matrices as in c), hence has dimen- sionn. This implies that this set, hence also its closure the fiber, have dimensionn2 −n.

Problem 3. (Dual varieties)LetV be ak-vector space of dimensionn+ 1and letX (PV be an irreducible (closed) proper subvariety. We letX0 ⊂ X be the dense open subset of smooth points ofX. If x ∈ X0, theprojective Zariski tangent space TX,x ⊂ PV was defined in the class notes (Example 4.5.5)); it is a projective linear subspace passing throughxof the same dimension as the Zariski tangent spaceTX,x. Ifπ: V r{0} →PV is the canonical projection andCX0 :=π−1(X0) (the affine cone overX),TX,x is the image byπ ofTCX0,x0, for anyx0 ∈π−1(x).

The set of hyperplanes inPV is the projective spacePV. We define thedual varietyofX as the closure

X :={H ∈PV | ∃x∈X0 H ⊃TX,x} ⊂PV.

a) Show that X ⊂ PV is an irreducible variety of dimension ≤ n − 1 and that for H ∈ PV \ X, the intersection X0 ∩ H is smooth (Hint: you might want to consider the variety {(x, H)∈X0×PV |TX,x ⊂H} ⊂PV ×PV).

Proof. Let IX := {(x, H) ∈ X0 × PV | TX,x ⊂ H} and set d := dim(X). The fibers of the first projection IX → X0 are all isomorphic toPn−d−1, hence IX is irreducible of dimension d+n−d−1 = n−1. Since the image of the second projectionIX →PV isX, this answers the first part of the question.

For the second part, let x ∈ X0 ∩ H. The projective Zariski tangent space TX0∩H,x ⊂ PV is contained inTX0,x (which has dimensiond) and inTH,x = H. SinceH 6⊃ TX,x, the intersection TX0,x∩H has dimensiond−1. SinceX0∩Hhas dimension≥d−1by Krull’s theorem, we have

d−1≤dimx(X0∩H)≤dim(TX0∩H,x)≤dim(TX0,x∩H) =d−1.

These numbers are all equal andX0∩His smooth atx.

b) If X ⊂ Pn is a hypersurface whose ideal is generated by a homogeneous polynomialF, show thatX is the (closure of the) image of the so-calledGauss map

X 99K Pn x 7−→ ∂F

∂x0

(x), . . . , ∂F

∂xn

(x) .

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Proof. The projective Zariski tangent space toX at a smooth pointx ∈ X is the hyperplane with equation

∂F

∂x0

(x)a0+· · ·+ ∂F

∂xn

(x)an= 0.

The result follows by definition ofX.

c) What is the dual of the plane conic curveC ⊂P2with equationx20+x1x2 = 0? (Hint: the answer is different in characteristic 2!).

Proof. Using b), we see that the dualC ⊂P2is the image of the Gauss map C −→ P2

x 7−→ (2x0, x2, x1)

(the curveCis smooth). If the characteristic ofkis not 2,Cis the conic with equation(a0/2)2+ a1a2 = 0. If the characteristic ofkis 2,Cis the linea0 = 0.

d) Assume thatV is the vector space of2×(m+ 1)-matrices with entries ink. Recall that the set X ⊂PV of matrices of rank 1 is a smooth variety of dimensionm+1. What is the dualX ⊂PV? (Hint: find the orbits of the action of the groupGL(2,k)×GL(m+ 1,k)onPV orPV.)

Proof. The groupG:= GL(2,k)×GL(m+1,k)acts onPV (on the left) by(P, Q)·M =P M Q−1. The orbit are the equivalence classes of (non-zero) matrices: the orbitX of matrices of rank1and the orbitPrXof matrices of rank2; the same description holds for the dual action ofGonPV. One checks that the dual varietyX ⊂PVis stable for the dual action ofGonPV. Since it has dimension<2m+ 1, it has to be the closed orbit, which is of dimensionm+ 1(and non-canonically isomorphic toP1×Pm and toX).

e) The aim of this question is to show that if the characteristic ofkis 0, one has(X) =X(where we identifyPV∨∨withPV). We introduce the variety

I := {(x, `)∈(V r{0})×(Vr{0})|`(x) = 0}, IX := {(x, `)∈I |x∈CX0, `|T

CX0,x = 0}.

(i) What is the closure of the image of the projectionIX −−→p2 Vr{0}−−→π PV?

Proof. By definition, this isX (note thatIX is just the inverse image in(V r{0})×(Vr{0}) of the varietyIX ⊂PV ×PV of question a)).

(ii) Let(x, `) ∈ IX. Prove that the Zariski tangent space TIX,(x,`) is contained in the vector space

TI0

X,(x,`) :={(a, m)∈V ×V |`(a) +m(x) = 0, a∈TCX0,x} and thatTI0

X,(x,`)is also equal to{(a, m)∈TCX0,x×V |m(x) = 0}.

Proof. SinceIX ⊂CX0×(Vr{0}), we haveTIX,(x,`) ⊂ {(a, m)∈V ×V |a∈TCX0,x}. Since IX ⊂ I, we haveTIX,(x,`) ⊂ TI,(x,`) = {(a, m) ∈ V ×V | `(a) +m(x) = 0}. This answers the first part of the question. Now by definition ofIX, we have`|T

CX0,x = 0, hence`(a) =m(x) = 0.

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(iii) Prove that in characteristic 0, one has(X) =X (Hint: use generic smoothness for the mapπ◦p2: IX →X).

Proof. In characteristic 0, generic smoothness tells us that the tangent map toπ ◦p2: IX →X at any point(x, `) ∈ IX is surjective for[`]∈ X general. This impliesm(x) = 0for all(x, `)∈ IX and allm ∈ TX,[`]. If we identifyPV∨∨ withPV, this means exactly that[x] ∈ PV = PV∨∨ is in(X). In particular, the image byπ◦p1: IX → PV of an open dense subset ofIX is contained in(X), hence X ⊂ (X). This is not enough to conclude that there is equality. However, our argument actually shows thatIX is contained inIX or equivalently,IX ⊂IX (with the notation of the proof of question a)). We saw in that same proof that both are irreducible of the same dimension, henceIX =IX. This implies(X) =p1(IX) = p1(IX) = X.

(iv) Show that this result does not always hold in positive characteristics (Hint: use ques- tion c)).

Proof. IfC ⊂P2 is the conic of question c) in characteristic 2, the dualCis the linea0 = 0, hence (C)is the point(1,0,0): it is not even contained inC.

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