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C OMPOSITIO M ATHEMATICA

R. J. P LYMEN

C. W. L EUNG

Arithmetic aspect of operator algebras

Compositio Mathematica, tome 77, no3 (1991), p. 293-311

<http://www.numdam.org/item?id=CM_1991__77_3_293_0>

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Arithmetic

aspect

of

operator algebras

R.J. PLYMEN and C.W. LEUNG

©

Department of Mathematics, The University, Manchester M13 9PL, U.K.

Received 8 August 1989; accepted in revised form 1 May 1990

1. Introduction

1.1. The classical notion of a cusp form f in the upper half-plane leads first to the concept of a cusp form on the adele group of GL(2) over Q, and thence to the

idea of an automorphic cuspidal representation 03C0f of the adele group of GL(2).

We recall that the adele group of GL(2) is the restricted product of the local

groups GL(2,

Qp)

where p is a place of Q. If p is infinite then

Qp

is the real field R;

if p is finite then

Qp

is the p-adic field. The unitary

representation nf

may be expressed as ~03C0p with one local representation 1tp for each local group

GL(2, Qp).

It is in this way that the unitary representation theory of p-adic

groups such as GL(2,

Qp)

enters into the modern theory of automorphic forms [6,18].

A classical problem in C*-algebra theory is to determine the structure of C*- algebras constructed from groups. In this article we show how unitary representation theory can be used to elucidate the structure of the reduced C*-

algebra C*(G) when G is a p-adic Chevalley group.

The algebra C*(G) is defined as follows. We choose a left-invariant Haar

measure on G, and form the Hilbert space

L2(G).

The left regular representation

03BB of

L’(G)

on

L2(G)

is given by (Â(f»(h) = * h

where

f ~ L1(G), h~L2(G)

and * denotes convolution. The C*-algebra generated by the image of 03BB is the reduced C*-algebra C*(G).

1.2. Before describing our results, we turn back to the case of linear connected reductive Lie groups. The examples to bear in mind are the identity component of the general linear group GL(n, R) and the special linear group SL(n, R).

Wassermann [17] has determined the structure of C*(G), up to stable

isomorphism, as a direct sum of component C*-algebras. Each component is the crossed product of an abelian C*-algebra by a finite group. The abelian C*-

algebra is

Co(Â/W’(r»)

with  the unitary dual of the split component A of a Levi

factor M. The finite group is the Knapp-Stein R-group R(i) of a representation i

in the discrete series of the °M subgroup of a Levi factor M. The groups W’(1)

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and R(T) are related by W(i) = W’(i). R(i) (semidirect product) where W(03C4) is the isotropy subgroup of the appropriate Weyl group W(M) = NG(M)/M. The R-

group R(i) controls the reducibility of the induced representation iGM(i),

obtained by first extending i across a parabolic subgroup P with Levi factor M and then unitarily inducing from P to G. In fact the commuting algebra of iGM(T)

is isomorphic to the group algebra of the finite group R(T). Each component C*- algebra is of the form

C0(Â/W’(03C4))

R(i) with r in the discrete series of 0 M.

Reducibility of the tempered representation iGM (i) will prevent the component C*-algebra from being abelian. Irreducibility of iGM(T) will result in an abelian

C*-algebra

Co(Â/W(T».

The classic example of this phenomenon is provided by

G = SL(2, R). Here the °M subgroup with M minimal is the 2-element group Z/2.

The trivial representation of Z/2 gives rise to the C*-algebra Co(R) which corresponds to the even principal series of SL(2, R); the non-trivial represen- tation of Z/2 gives rise to the crossed product Co(R) Z/2 which corresponds to

the odd principal series. The crossed product arises because the induced representation iGM(03C4) has 2 irreducible components when T is the non-trivial

representation of Z/2. This is the unique reducible representation in the unitary principal series of SL(2, R).

1.3. We now turn to the case of reductive p-adic groups. The theory of the R-

group and the normalization of standard intertwining operators has now reached a rather advanced stage of development [19]. There is, in the background, the optimism of the Lefschetz principle as formulated by Harish- Chandra, which says that whatever is true for real reductive groups is also true for p-adic groups. One might hope to obtain a structure theorem for the reduced

C*-algebra of reductive p-adic groups modelled on Wassermann’s result.

In order to focus on the difficulty, we shall consider p-adic Chevalley groups.

We recall that a p-adic Chevalley group is semisimple. We shall also restrict ourselves to the case of minimal Levi sugroups M. In this case a minimal Levi

subgroup is a maximal torus T in G, and we have the basic decomposition

in the notation of Steinberg [16]. The group A is a finitely generated free abelian group whose rank is the parabolic rank of G. Its unitary dual A is a compact

torus of dimension equal to this rank. The Weyl group of G, namely NG(T)/T,

acts on the compact torus Â. Here one can pinpoint the drastic difference from the case of real Lie groups. In the case of real Lie groups, the Weyl group acts

linearly on the real vector space Â. In the p-adic case, A is a compact torus. The Weyl group acts as automorphisms

of Â,

but it cannot of course act linearly. It is

true that each isotropy subgroup acts linearly on the tangent space at each point

of

A,

but this does not seem to help. The non-linearity of the action of the Weyl

group means that we cannot adapt the proof of Wassermann to the p-adic case.

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To compensate for non-linearity, we have to supply a sufficient condition on the

representation T. The representation T is in the discrete series of ° T; but since ° T

is compact, this means any unitary character of or.

1.4. We now describe this condition. We consider the root system underlying

the p-adic Chevalley group G. Let a be a root and a v be a co-root. Definer,,, by

the equation Ta(U) = 03C4(03B1v (u))

for all p-adic units u. Our condition is that

(*) Ta =1= 1 for all a &#x3E; 0 and W(i) is abelian.

In this case we can recover a component C*-algebra of the form

exactly as in the real case. The condition (*) is the exact analogue of an essential representation in the discrete series of °M, as in [17].

We illustrate this condition in the case of the special linear group SL(n). The

standard maximal torus of SL(n) comprises all elements of the form

diag(x1, x2,..., xn) with x1x2 ··· Xn = 1. The subgroup ° T comprises all elements of the form diag(u1, U2, ... , un) with u1u2 ··· Un = 1 and the uj are all p-adic units.

A unitary character i of ° T is necessarily of the form

2: diag(ut, ..., un) t-+ ~1(u1) ··· ~n(un)

with

each ~j

a unitary character of the group of p-adic units. The unitary

character i has projective coordinates (~1 :···: Xn). The condition (*) is then that

all coordinates ~1,···, ~n are distinct.

The unitary dual of the group U of p-adic units may be identified with the group of all pmth roots of 1 for m = 1, 2, 3, .... So each character Xj has prime

power order.

The situation is sufficiently well illustrated by the p-adic group SL(10). Let X

be a unitary character of F of order 5. Such characters will exist if and only if

p = 5 or p - 1 mod 5. The arithmetic of the field enters at this point. Let the unitary character T have co-ordinates

where y is another character independent of x. The Weyl group of SL(10) is the symmetric group Slo and the isotropy subgroup W(i) is the cyclic group Z/5.

But condition (*) is satisfied and so the character r contributes a component C*- algebra

where A is a 4-dimensional compact torus. This torus may be identified with

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T5/T

with the group Z/5 acting by cyclic permutation. In this case the induced

representation iGM(03C4) is a unitary representation with 5 distinct irreducible components. Once again, the reducibility prevents the component C*-algebra

from being abelian.

The condition (*) is conspicuously not met by the unramified unitary principal series of the p-adic group SL(2). For here the character i has coordinates (1 : 1).

1.5. One might hope for a rigid relationship between the arithmetic of the local field F and the structure of the component C*-algebras of the reduced C*-

algebra. There is one central example in which this is definitely true. For

consider the p-adic Chevalley group SL(l) with 1 prime and 1 dividing p - 1. In this case there are 1 - 1 component C*-algebras stably isomorphic to the

crossed product

where T is the unit circle and 7L/l acts by cyclic permutation. The 1 fixed points

have an arithmetic significance. Each fixed point Q is associated to a cyclic of

order 1 totally ramified extension field, and all such extension fields are

accounted for in this way. We recall that an extension field E of F is totally ramified if the valuation on E satisfies

where val denotes valuation. Since iGM(03C3) has 1 distinct irreducible components, there is at this point a rigid relationship between the arithmetic of the field, the

structure of the crossed product

C(Tl/T)

Z/l, and the reducibility of the tempered representation iGM(U).

1.6. In Section 2 of this article, we unravel the proof in Wassermann [17, p. 560]

and then adapt it to the p-adic case. The main difference, as we have already explained, is to replace the real vector space A by a compact torus S, to replace

the linear action of the appropriate Weyl group on A by a non-linear action on

S, and then to compensate for this non-linearity. We must emphasize that this

section is modelled closely on Wassermann’s proof.

To convert the standard intertwining operators into a unitary 1-cocycle

involves solving a difficult normalization problem. Shahidi has recently proved

a conjecture of Langlands on normalization of intertwining operators by means

of local Langlands root numbers and L-functions, at least when the group is

quasi-split and the inducing representation is generic [19, Theorem 7.9]. In the special case of the minimal unitary principal series of a p-adic Chevalley group

G, the normalization was dealt with by Keys [7]. Fix a Borel subgroup B of G.

Keys’ method involves Fourier analysis on the unipotent radical of the Borel

subgroup opposed to B, and a suitable version of the gamma function. This

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converts the standard intertwining operators into a unitary 1-cocycle. This,

taken in conjunction with condition (*), allows us to apply the C*-algebra

results of Section 2. The resulting C*-algebras are crossed products of the form

C(S) R(r).

In Section 4, we compute all R-groups which can arise in this context. This

section depends on Key’s classification of R-groups [7].

In Section 5, we illustrate the arithmetic aspect in the case of the special linear

group SL(4. This section hinges on the Artin reciprocity law in local class field

theory.

2. On certain fixed-point algebras

2.1. Let A be a C*-algebra, let r be a finite group, and let (A, r, a) be a C*- dynamical system. Let C(r, A) be the linear space of all maps from r to A. We shall denote the crossed product of A by r as A 03B1 r.

Define p by p(t) = I for all t in r. Then p is a projection in the multiplier algebra M(A 03B1 r). Let Aa be the fixed-point algebra of A. We embed A03B1 in

A 03B1 r by sending x to the constant function whose value is x. The image of this embedding is precisely p(A 03B1 r)p so we have

2.2. Suppose that t ~ ut is a map from r into the unitary group of M(A) such

that

and let 03B2t=(Ad ut)03B1t. The map t H ut is a unitary 1-cocycle and the C*- dynamical systems (A, r, a) and (A, r, 03B2) are exterior equivalent [10, p. 357]. The map 03A6 defined by 03A6(y)(t) = y(t)u*t secures an isomorphism of crossed products

Let q be the map from r into M(A) defined by q(t) = u,. Then

4)(q)(t) = q(t)u* = u,u* = I. We therefore have

The fixed-point algebra with respect to Pis isomorphic to a corner of the crossed

product with respect to a.

2.3. An element b in a C*-algebra A is strictly positive if 9(b) &#x3E; 0 for every state 9 of A. Let e be a projection in the multiplier algebra of A and let  be the

unitary dual of A. The support supp(e) is defined as the set of all n in  such that

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03C0(e) ~ 0. A corner of A is a hereditary subalgebra of A of the form eAe where e is

a projection in M(A). A corner is full if it is not contained in any proper closed 2- sided ideal of A. Two C*-algebras A and B are stably isomorphic if

A (D k B Q k where k is the standard C*-algebra of compact operators. These ideas are intimately related and we shall need the following result.

2.4. LEMMA. Let A be a C*-algebra with a strictly positive element. Let e and f

be projections in M(A) with the same support. Then eAe and f Af are stably isomorphic.

Proof. Let I be the closed 2-sided ideal of A generated by eAe and f Af. One

first checks by methods of Dixmier [5, Section 3.2] that eAe is a full corner of 7.

Now I is a C*-algebra with a strictly positive element and each of eAe and f Af

is a full corner of 7. Therefore eAe and f Af are stably isomorphic, by results in [1, Corollary 2.9) and [2].

2.5. From now on, S will denote a compact torus. We shall regard S as a compact abelian Lie group. We shall exploit the fact that Pontryagin duality

works just as well for S as it does for a real finite-dimensional vector space, as in

[17, p. 560].

2.6. We shall suppose that the finite group r acts as automorphisms of S. The unitary dual S is a finitely generated free abelian group. The unitary dual of S is canonically isomorphic to S by Pontryagin duality. The action of r on S determines an action of r on

S,

and an action a of 0393 on C(S). We have the basic

Fourier transform

where 0393 denotes semidirect product.

Since each r-orbit in S is finite, and S is a complete separable metric space, we

can use the Mackey machine. This gives us a prescription for the unitary dual of

the countable discrete group r. Let y E S and let

ry

be the stabilizer of y.

Form the semidirect product

0393y.

Let 6 be an irreducible representation of ry. Then y 0 (7 is an irreducible representation of

T’y.

Induce from

ry

to

r to obtain the irreducible representation 03C0y,03C3. We shall regard TCy,a as an irreducible representation of the crossed product C(S)03B1r.

Fix 9 in C(S) and to in r. Define F in C(S)03B1 r by setting F(to) = qJ and F(t) = 0 if t ~ to. The character of 6 will be denoted la.

2.7. LEMMA. The trace of

TCy,a(F)

is given by

The summation is over all r in R and all r-1 sr in

r y

where R is a set of coset

representatives of

r /r y.

Proof. The proof is a tedious computation using the Fourier transform

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identification C(S) 03B1 0393 ~

C*(

r) and the standard formula for the induced character as in Serre [14].

2.8. Let Mn(C) be the algebra of n x n complex matrices. The action a of r on C(S) is extended to an action a on C(S) ~ Mn(C) as follows:

(Xt(CP p T) = (,x,«p» Q T. We then have

The representation TCy,u extends uniquely to an irreducible representation of (C(S)03B10393) ~ Mn(e) which we continue to denote by 7ry’«. If now 9 E C(S, M,,(C», to E r and F is defined as F(to) = 9, F(t) = 0(t ~ to) then we have similarly

Let u, E C(S, U(n)) be a unitary 1-cocycle, with t E r. Let q(u) be the map from r into C(S) p Mn(C) defined by q(u)(t) = u, for all t in r. Then q(u) is a projection in (C(S) 0 Mn(C))03B1 0393. A routine computation based on 2.7 will now yield the trace-multiplicity formula

Trace(03C0y,03C3)q(u) = 03C8y,

u)

where

03C8y(t)

= u,(y) for all t in the isotropy subgroup

ry

and a is the conjugate of

the representation J. That is to say, the rank of the projection

03C0y,03C3(q(u))

is equal

to the multiplicity with which à occurs in

t/1 Y"

2.9. From now on, we shall take our C*-algebra A to be C(S) Q k(H). Our unitary 1-cocycle t ~ ut will be a map from r into the unitary group C(S, U(H)).

Define

Then t ~ vt is a unitary 1-cocycle. In fact, t ~ vt is a unitary representation of 0393.

Define, as in (2.2)

We shall suppose that there exists an increasing sequence (en) of finite-rank

projections in L(H) which converges strongly to I and commutes with each u,.

Let

03C8ny(t)

be the compression of ut(y):

for each natural number n, each y in S, each t in the isotropy subgroup

ry.

Suppose further that for each y in S there exists N such that

03C8ny

and 03C8n0|

ry

are quasi-equivalent whenever n &#x3E; N. This means that

03C8ny

and

03C8n0 ry,

as unitary

representations of the isotropy subgroup

ry,

have the same irreducible compo-

nents (though not necessarily with the same multiplicity). So our condition is

(*) 03C8n0|

0393y

is quasi-equivalent to

03C8ny(n

&#x3E; N).

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2.10. LEMMA. If (*) holds then the projections q(u) and q(v) have the same support.

Proof. Let qn(u) and qn(v) be the projections in M((C(V) Q k)03B1 r) defined by

for all t in r. Note that qn(u)) is an increasing sequence of projections. Since

en - I strongly, it follows that n(q,,(u» ~ n(q(u)) strongly for any representation

of (C( ) 0 k) r. Therefore

Therefore supp(q(u)) = supp(q(v)).

2.11. LEMMA. Let A = C(S) Q k and let a be the action of r given by a, «p 0 T) = (Xt(qJ) 0 T. Let t ~ u, be a unitary 1-cocycle with u, in C(S, U(H)) and

let

If (*) holds then AO is stably equivalent to A Y.

Proof. Note first that (A, r, 03B1), (A, r, 03B2) and (A, r, y) are exterior equivalent C*-dynamical systems. By (2.2) we have

and

Since C(S) is a unital C*-algebra, A and A 03B1 r each contains a strictly positive

element. Therefore, by (2.4) and (2.10), Ali and At’ are stably isomorphic.

2.12. Now t ~ vt is a unitary representation 0393 ~ U(H). Let r’ comprise all t in r

such that v, is scalar, so that r’ is a normal subgroup of 0393. We shall suppose that

(**) r admits a complementary subgroup r 1 such that r is a semidirect

product 0393’ 03931.

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(***) The unitary representation of ri given by t ~ vt is quasi-equivalent to the

left regular representation À of 03931 on e(r 1).

2.13. THEOREM. Let (A, r, 03B2) be the C*-dynamical system under discussion. If

conditions (*), (**) and (***) hold then the fixed point algebra AO is stably isomorphic to the crossed product C(S/r’) r 1.

Proof. We have

whenever t lies in the normal subgroup r’. Now

where subscripts 03931 (resp. r’) signify restrictions of y to 03931 (resp. r’). We have

where ôi, is the action induced on the quotient space S/r’ and r ~ 03931. By Takai duality we have

where, for all r in 03931,

By (* * *) it is now clear that Ay is stably isomorphic to C(S/r’) r 1.

The theorem now follows from Lemma (2.11).

3. Minimal unitary principal series for p-adic Chevalley groups 3.1. Throughout this section,

Q p

denotes a p-adic field. Let

Now

where (91

= {1

+ x:

Ixl, 1}

and 03B5&#x3E; ~ Z/(p - 1) as in [13].

Let L be a complex semi-simple Lie algebra and A be its root system.

Throughout this section, G denotes a p-adic Chevalley group determined by L.

The notations x03B1(t), h03B1(t), w03B1(t) are defined as in [16]. Let X03B1 =

{x03B1(t): t ~ Qp}.

Then G is generated by all X a, a E A. Let T be the subgroup of G generated by all ha(t). Then T is a maximal torus of G. Denote the Weyl group N G(T)/T by W. Let

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U be the subgroup of G generated by all X03B1, where oc is a positive root. Then we

have the following Levi decomposition [16]:

Let B be the group generated by T and U, then B = T. U (semi-direct product)

and U is normal in B. Moreover B is a Borel subgroup of G. Let K be the group

generated by

{x03B1(t):

03B1 ~ 03B4,

t ~ O}.

Then K is a good maximal compact subgroup

of G. We have the Iwasawa decomposition G = KB = K T U (non-uniquely). Let

° T be the group generated

by {h03B1(t): 03B1 ~ 0394, t ~ O }

and let A be the group

generated by

{h03B1(pn): 03B1 ~ 0394, n ~ Z}.

Then we have the direct product decomposition

In fact, the decomposition T = ° T. A is not canonical (in contrast to real groups)

and depends on the choice of uniformizer that is here taken to be p. For an

arbitrary p-adic field, there is no such canonical uniformizer. In fact, we only

have

with no canonical splitting.

Let Bf(T) =

E Hom(T, U(1)):

qJ(OT)

=

1}.

Note that 03A8(T) ~ Â. Let X(T) = Hom(T,

Q p).

Then X(T) is a free abelian group of finite rank.

3.2. LEMMA. The map which sends (03BE, Â) in X(T) x R to the character

of T induces a homomorphism of X(T) ~ R onto 03A8(T), whose kernel is X(7) 0 Z.

Proof Steinberg [16] and Rodier [12]. From the above lemma, we see that 03A8(T) is a compact torus.

Now we define an action of the Weyl group W on T

If XE 1;

w ~ W, w.~ is

defined by

where xw is any representative of w in NG(T).

3.3. The groups B, U are defined as in (3.1). Let (03C3, V) be an irreducible unitary representation of B. Let H(03C3) be the space of all smooth functions f : G ~ C such

that

where ô. is the modular function of B. The factor

03B4-1/2B

is used so that unitary representations induce to unitary representations. Define the induced represen- tation

IndB6

to be left translation in H(6). Note that

IndGB03C3

is an admissible unitary representation of G. Let T be a unitary character of ° T and a unitary

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character of A. Define

Then To, 03BB0 are unitary characters of B. By abuse of notation, we also denote io and 03BB0 by T and respectively. Note that

Ind%i

and

IndGB(03BB03C4)

can be realized on

the same Hilbert space for any À E 03A8(T), see Silberger’s book [15].

3.4. In this section, the results were proved by Keys [7]. Suppose 6 is a unitary

character of T. Define the standard intertwining operators

where the integration is over

U n wllw-1,

weNG(1) is a coset representative for

w E W and f E H(6). We normalize A(w,u) by the gamma function 0393w(03C3). To

define 0393w(03C3), proceed as follows. Fix a non-trivial additive character x of F. A gamma function 0393(03BB) is associated to each non-trivial quasi-character 03BB of F .

Define 0393(03BB) as

P.V. f ~(x)03BB(x)|x|-1

dx. In case 03BB is unramified, this formula must be understood in terms of analytic continuation, for details see Taibleson [20, p.48]. Suppose now that a is a simple root, and let w be the basic reflection wa. Then 0393w(03C3) is defined as where aa is the unitary character of F " given by Ua = uoha. If w is a product of basic reflections, then 0393w(03C3) is defined by an

iterative formula which follows the 1-cocycle relation, as in Keys [7, p. 360]. Let

By analytic continuation, a(w, a) is defined for all unitary characters a. With suitable choice of coset representative w, the cocycle relation

holds for all w 1, w2 in W.

3.5. Let T and À be defined as in (3.3). By the Peter-Weyl theorem we have the orthogonal direct sum over all p in K

Let %

be the isotypic component of class p of

(Ind%i)

K. Then

Since

(Indlr,

H(,c» is an admissible representation, then [3] we have

dim V.

o0

for all p in K. Let W =

{w ~

W : w.i =

03C4}.

By [15, 5.2.1] we have

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