C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
P. T. J OHNSTONE
Factorization theorems for geometric morphisms, I
Cahiers de topologie et géométrie différentielle catégoriques, tome 22, n
o1 (1981), p. 3-17
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
FACTORIZATION THEOREMS FOR GEOMETRIC MORPHISMS,
Iby P.T. JOHNSTONE
CAHIERS DE TOPOLOGIE ET GEOMETRIE DIFFERENTIELLE
3e COLLOQUE
SUR LES, CATEGORIESDEDIE A CHARLES EHRESMANN Vol. XXII - 1 ( 1981 )
0. INTRODUCTION.
This paper is the first of two in which we aim to
investigate
a num-ber of factorization structures
(
=bicategory
structures in the sense of MacLane [14]
or Isbell[10] )
which can beimposed
on thecategory 5ap
of toposes and
geometric morphisms.
Since factorization theoremsplay
animportant
role in thestudy
of the category oftopological
spaces and con- tinuous maps(
see, forexample, [3,
5 and7])
and of the category of smallcategories
and functors[15],
both of which are embeddable in-Tap ,
itseems worthwhile to
investigate
whether these factorization theorems havetopos-theoretic generalizations.
On the otherhand,
sinceflimp
is in facta
bicategory (in
the sense of Bénabou[2]! ),
it is necessary tointerpret
the term «factorization structure» in an
«up-to-isomorphism»
sense whichis weaker than the usual one. We therefore
begin by giving
aprecise
de-finition.
A
factorization
structure on abicategory K
consists of apair of
classes of
morphisms (E, M),
both closed undercomposition
and contain-ing
allequivalences of K ,
andsatisfying
thefollowing
conditions :( a)
For everymorphism f: X -+
Yof K ,
there exists a factorization(b)
The elementsof E
areorthogonal
to thoseof V ,
i. e.given
asquare
commuting
up to a2-isomorphism
a , with e fE9
and m cm,
there exists,
h: Z
-+Y
and2-isomorphisms .
Moreover, h
isunique
up to a2-isomorphism
which is itselfuniquely
det-ermined
by j6
and y.Given such a structure, we can derive the
following
familiar pro-perties of 6 and t by straightforward generalizations
of the usual 1-cat-egorical methods :
0.1. LEMMA.
(i ) EnM
consistsprecisely of the equivalences of K.
(ii ) Given
acomposable pair
we
have
g EE. ( The dual result holds for m. )
(iii ) Any morphism orthogonal
tothe whole of m
is in6. Hence ff,
is
determined by m, and
vice versa.( iv ) The factorization
inpart (a) of the definition
isunique
up toequivalence, the equivalence being itself unique
up touniq ue
2-isomor-phism.
We may also deduce the
( pseudo- )functoriality
of the factorization in( a ),
and the fact that,it provides,
for eachobject Y,
a leftadjoint
forthe inclusion
M/Y -+ K/Y,
at least at the1-categorical level;
to checkthat these functors are defined on
2-arrows,
we need astronger
version of condition(b), referring
to squares which commute up to a non-invertible 2-arrow.The most familiar
example
of a factorization systemin sap
is thatgiven by surjections
and inclusions[11, 4.141.
It is well-known that thiscorresponds
to thesurjection-inclusion
factorization in thecategory
oftopological
spaces, and to the factorization of functors into those whichare
surjective
onobjects
and those which are full and faithful.However,
it has a number of undesirableproperties :
it is not stable underpullback
( a pullback
of asurjection
need not besurjective ),
and the class of in- clusions is in some sense too restrictive(it
is far fromcontaining
even allthe
split monomorphisms
in5ap,
whereassurjections
need not beepi
inany reasonable
2-categorical
sense).
Thus we areprovided
with additionalreasons for
seeking
other factorization theoremsin 5ap
1. THE LOCALIC FACTORIZATION.
In the present paper, we shall be concerned with a factorization which in one sense goes to the
opposite
extreme from thesurjection-in-
clusion one, in that it makes the
class l$
as small as onemight
reason-ably
expect.We recall that a
geometric morphism f: F -+ ff,
is said to belocalic
if
«F
isgenerated
relativeto &, by subobjects
of1»,
i. e. if 1 is an ob-ject
of generatorsfor ? over @
in the sense ofIll, 4.43]. Explicitly,
this means that for every
object
Yof if
we can find anobject X of Fg
and a
diagram
of the formin J. (One
should thinkof S -+-+ Y
as an«X-indexed
cover of Yby
sub-obj ects
of 1».)
The
following
lemma is an easyspecial
caseof ( 11, 4.44]
andwe omit the
proof:
1.1. L EMMA.
Let
be
acomposable pair of geometric morphisms.
( i ) I f f and
g arelocalic,
so isthe composite f g.
(ii ) I f f g is localic,
so is g.For localic
mcrphisms,
the relative Giraud Theorem[11, 4.46]
canbe made more
explicit:
1.2. L EMMA.
The following conditions
on anE-topos f: F Fg
areequi-
valent :
( i ) f
islocalic.
(ii ) There
exists aninternal poset A in 6 such that if is equivalent
to a
sheafsubtopos of .
(ain ) There
exists aninternal locale (
=complete Heyting algebra) A in 6 such that 5: is equivalent
tothe topos Fg [A I of E-valued sheaves ( for the canonical topology)
onA.
P ROO F.
(iii) => (ii)
istrivial;
and(ii) => (i) by
a relativize d version of theproof
of[11, 5.341.
For(i)=> ( iii ) ,
wetake A = f*(S2F) and
work
through
theproof
of the relative Giraud theorem( cf.
also( 11, 5.37j ).
If
f: F -+ 6
i s notlocalic,
the class ofobjects of if
which can beexpressed
asquotients
ofsubobjects
of « constantobjects» f *X
is clear-ly
of interest. We shall(until
furthernotice) write 9
for the full subcat-egory
of if consisting
of all suchobjects :
we shall say thatf
ish yper-
connected
iff
* induces anequivalence between E and 9 ,
i. e. iff *
isfull and faithful and its
image in ?
is closed undersubobjects
and quo- tients.1.3.
LEMMA.L et f: F -+ @
be ageometric morphism. and let g
bethe full subcategory of F defined
asabove. Then q
is atopos, and the inclusion
9 -+ F is the
inverseimage of
ageometric morphism h : 1 -+ G.
P ROO F. Since
f *
preserves finiteproducts ( and
since aproduct of epi- morphis.ms in ?
isepi ),
it is clear that the class ofobjects of g
is closedunder finite
products.
It is also closed underarbitrary subobjects in ? (in particular,
underequalizers),
sincepullbacks
ofepis
areepi. So G
hasfinite
limits,
and the inclusionh*: G
-+J
preserves them.If
Y
isin G,
we have a canonical way ofchoosing
theobjects
X and
S
which proveit,
as follows : form thepullback
where
Y
is thepartial-map
representer forY [ 11, 1.25]
and f is the co-unit of
(f*1 f*).
Now if we aregiven X
andS
asbefore,
there is aunique
a:f*X -+ Y
such thatis a
pullback :
and then a factors asSo we get a factorization of
S
-- Ythrough P
+Y ,
and inparticular
thelatter must be
epi;
thus we have the canonical choiceFor an
arbitrary object Y of if ,
let us form thepullback
P asabove and then consider the
image
factorizationof P -
Y. h *
isclearly
afunctor F -+ F,
since all the constructions in- volved in its definition arefunctorial;
and in facth*Y
isin G,
sinceP is a
subobj ect
off*f*Y. Moreover,
themonomorphism h * Y P- Y
de- fines a natural transformation fromh *
to theidentity,
which is an isomor-phism precisely
when Y isin G.
It now follows at once thath*: 5:
-+G
is
right adjoint
to the inclusionh * .
The
adjunction (h* -l h*)
is coreflective and therefore comonad-ic,
and we saw earlier thath *
is left exact. Soby [ 11, 2.32] G
is a topos andh
is ageometric morphism.
1.4. THEOREM.
The pair (hyperconnected morphisms, localic morphisms)
is a
factorization
structure on5’4ap.
P ROO F.
(a)
Given amorphism f : j= -+ E, define 9
andh : F -+ G
as inLemma
1.3.
It is clear thath
ishyperconnected,
and since theimage
off *
is containedin G,
we canregard f *
as acomposite
Also,
ifY
is anyobject of 9 and X
anyobject of 6,
we have naturalbijections
so that the
composite f*h*
is aright adjoint
g* forg* .
It is clear thatg *
is left exact, so we have a factorizationf = g h
in5ap.
The fact thatg is localic is immediate from the definition
of 9 -
( b ) Suppose given
a commutative square(up
toisomorphism)
where
f
is localic andh
ishyperconnected.
For anyobject Y of 5:,
wehave a
diagram
in 5:,
and hence adiagram
in 1( .
Since theimage
ofh *
is closed undersubobjects
andquotients,
itfollows that it contains
k*Y,
and hence we have a factorizationl*:F -+ G
(unique
up tounique isomorphism)
ofk * through h * .
Asbefore,
we findthat the
composite 1* k * h *
isright adjoint
tok * ;
l* is left exact sinceh *
creates finitelimits;
and sinceh *
is full and faithful theisomorphism
uniquely
induces anisomorphism g* = l * f * .
Although
localicmorphisms
have beenfairly widely studied,
theclass of
hyperconnected morphisms
has received less attention. The nextresult
provides
variousequivalent
characterizations of this class.1.5.
P ROP OSITION.The following conditions
on ageometric morphism f: F -+ E
aree qui val en t :
(i ) f
ishyperconnected.
(ii)f
* isfull and faithful, and
itsimage
isclosed under subobjects in 5:.
(iii) f *
isfull and faithful, and
itsimage
isclosed under quotients in 5:.
(iv) The
unitand
counito f the adjunction ( f * -l f*)
areboth
mono.(v) f*
preservesU,
i. e.the comparison
mapf*(S2F) -+ S3E
is anisomorphism. (Equivalently, f.(true5:):
1 +-+f*(S2F)
is asubobject
classifier in 6. )
P ROO F.
(i) => ( ii )
and(i) => ( iii )
are trivial.( iii )
=>( iv) :
iff
* is full andfaithful,
then the unitof ( f * -l f*)
isiso,
since we canidentify E
with a coreflectivesubcategory of 5:.
Now consider the counit map ify:f * f * Y -+ Y ,
and form itsimage
factoriza-tion
By assumption, I
is in theimage
off*,
so from the universal property off * ,
we deducethat q
must besplit
mono and therefore iso.So EY
is amonomorphi sm .
( iv) => ( v ) :
First we deduce from( iv )
that the unit qof ( f * -l f*)
is
actually
iso. From thetriangular identity
and the fact that c is mono, we deduce that
f *1J
isiso ;
but since 11 is mono, we know thatf *
is faithful and so reflectsisomorphisms.
So 11 isiso;
hencef *
is full as well asfaithful,
and so we mayidentify @
witha coreflective
subcategory of 5:.
Sincef *
preserves1 ,
it iseasily
seenthat the square
commutes, and since
E S2
is mono it must be apullback.
Now ifX
is anyobject of l$ ,
eachsubobject X’ >--+ X in E
is monoin if and
hence hasa
classifying map 0: X 4 0 ,
which must factoruniquely through E Q .
Now in thefollowing diagram,
the outer andright-hand
square arepullbacks,
and the left-hand square commutes
( since X’
isin @ );
so an easy dia-gram-chase
shows that the left-hand square is apullback.
On the other handthe
requirement
that this square be apullback determines 7o uniquely;
sof * ( tru e F )
is asubobject
classifierfor 6.
( ii ) => ( v ) :
Asabove,
weidentify 6
with a coreflectivesubcategory
of 5:,
and form thepullback
P
is asubobject
offQ 5:
soby hypothesis
it liesin 6.
Asbefore,
weshow that any
subobject X’ +--+ X in l$
isuniquely
obtainable as apull-
back of
P
/-f,Q ,
i. e. the latter is asubobject
classifierin E.
It nowfollows that P is a terminal
object in Fg ( and
hence alsoin F ) ;
i. e.P + 1 is iso and P +--+
f,Q
must therefore beisomorphic
tof * ( true F).
(v)=> ( i ) :
Given amorphism f : F
-+6 satisfying ( v ),
form its factor- izationas in
1.4.
Thenh
ishyperconnected
and so satisfies(v) by
the aboveargument; so an easy
diagram-chase
shows that g also satisfies( v ).
But g islocalic,
and soby 1.2 G
isequivalent
as an6-topos
toThat
is, g
is anequivalence,
and sof
ishyperconnected.
1.6.
COROLLARY. Ahyperconnected geometric morphism
is open inthe
sense
of [13].
PROOF. Let
f : F -+ @
behyperconnected. By 1.5 (v)
thecomparison
mapf *S2 E -+ 12 y is,
up toisomorphism, just
the counit mapand
by 1.5 (iv)
the latter is mono. Now consider thecomparison
mapwhere X
andY are objects of @ . Regarding @
as a coreflective subcat- egoryof J:,
it is easy to see thatexponentials in 5;
may becomputed by forming exponentials in 1
and thencoreflecting.
SoY x
is isomor-phic
tof *( f * Y f * X ) ,
and the abovecomparison
map mayagain
be iden-tified with the counit of
( f * -l f * ).
Hence it is amonomorphism,
andf
is open
by [13, 1.2].
2. STABILITY UNDER PULLBACKS.
2.1.
P ROP O SITION . A pullback of
alocalic morphism
in5-p
islocalic.
P ROO F. Consider the
pullback
ofSince 6 [A]
is a sheafsubtopos
of thepresheaf topos EAop, , it follows
from
[11, 4.47]
that thepullback
is a sheafsubtopos of F f*Aop. So by
1.2 the
pullback
is localicover if .
Following [12],
we shall writef#A
for the internal localein corresponding
to thepullback of E[A] along f . Using
theequivalence
between internal locales
in E
and localic6-toposes,
we mayeasily
de-duce
2.2. COROLL ARY.
f’ is
afunctor from
thecategory loc (6) of internal locales in E
toloc(F), and is right adjoint
toPROOF. The
functoriality
off#
follows from thefunctoriality of pullback along f .
Let B be a localein ? ;
then localemorphisms
B -+f OA
corres-pond
togeometric morphisms y[ B ] -+ F[f#A] over if ,
and hence to mor-phisms F[B] -+ E[A] over Fg.
But theorthogonality
condition of 1.4 tells us that any such map factors( essentially uniquely) through
thehyper-
connected part of the
composite
and
by 1.5 (v)
theimage
of thiscomposite
isequivalent
toSo,
localemorphisms B + f#A in if correspond
to localemorphisms
f*B -+ A in E.
To show that the factorization of 1.4 is stable under
pullback,
itsuffices after 2.1 to show that
pullbacks
ofhyperconnected morphisms
arehyperconnected.
In fact this followseasily ( at
least forpullbacks along
bounded
morphisms)
from the results on opensurjections
in[13].
2.3.
PROPOSITION. Apullback of
ahyperconnected morphism along
abounded morphism
ishyperconnected.
PROOF. Let
be a
pullback
square withf hyperconnected and g
bounded.By Corollary 1.6, f
is an opensurjection,
soby [13,
Theorem4.7]
k is an open sur-jection.
Inparticular,
this tells us that the unitof (k* -l k* )
is mono,so
by 1.5 (iv)
it remains to prove that the counit is also mono. To dothis,
we consider the
particular
cases :( a)
when g is aninclusion,
and(b) when
has theform @
for some internal categoryC in 6.
Since every bounded
morphism
is acomposite
ofmorphisms
of these twotypes, this will suffice.
( a) Suppose
g is an inclusion. Then the counit of(g* -l g* )
isiso,
and so the counit
of r k* -l k* )
isisomorphic
to the counit of the compo- siteadjunction (k * g * -l g*k * ).
But the latter can be rewritten asthe counit of
(f* -l f*)
is monoby assumption,
and that of(h* -l h* )
is
iso,
sinceh
is an inclusion. Sinceh *
preservesmonomorphisms
theresult follows.
(b) Suppose G = E Cop ; then H = Ff*Cop,
and we can identify k *, k * respectively
with the functors:
«
apply f *
to discrete fibrations overC »
and«apply f*
to discrete fibrations overf * C ,
thenpullback along
theunit
C
-+f*f*C».
But since
f
ishyperconnected,
the above unit map is anisomorphism,
andso the fact that the counit of
(k* -l k*)
is mono follows at once from thecorresponding
fact forf.
2.4. COROLLARY.
The hyperconnected-localic factorization of
anarbi-
trary geometric morphism
isstable under pullbacks along bounded
mor-phisms.
PROOF. Combine 2.1 and 2.3 with the
uniqueness
of the factorization(Lemma
0.1(iv)).
As a
by-product
of2.3,
we have yet another characterization ofhy- perconnected morphisms :
2.5. P ROPOSITION. A geometric morphism f: F -+ E
ishyperconnected iff the adjunction (f* -l ftl) of Corollary
2.2 is areflection (i.
e.f# is full
andfaithful ).
PROOF. If the
adjunction
is areflection,
then the counit mapis an
isomorphism
inloc(E).
But from the definition off#,
it is clear thatf#(S2E) = S2F,
and so this tells us thatf *
preservesQ ,
i. e.f
ishyperconnected. Conversely,
iff
ishyperconnected,
then so is itspull-
back F(f#A] -+ l$ [A I
for anylocale A in & ;
so thehyperconnected-
localic factorization of the
composite
is
equivalent
toand hence the counit
f*f#A -+
A is anisomorphism
inloc (6).
3. EXAMPLES AND APPLICATIONS.
Since any
morphism
between localicS-toposes
is localicby 1.1,
the
hyperconnected-localic
factorizationclearly
cannotgive
us any use- ful information aboutmorphisms
ofspatial
toposes.However,
formorphisms
of
presheaf
toposes, we do obtain a familiar factorization. In whatfollows,
we shall assume for notational convenience
that S
is the topos of cons-tant sets, but since our arguments are constructive
they
will in fact workover any base topos.
3.1.
PROPOSITION.Let f:
D -C be
afunctor between small categories.
(i) If f
isfaithful, then the induced geometric morphism SDop -+ SCop
is
localic.
(ii ) I f f is full
andessentially suriective
onobjects, then the induced
geometric morphism SDop -+ SCop
ishyperconnected.
P ROO F.
(i) Suppose f
is faithful. Now every functorDop -+ § may be expressed
as aquotient
of acoproduct
ofrepresentable functors ;
but faith- fulness off implies
that the canonical natural transformationis a
monomorphism.
Since acoproduct
of monos is mono, the result fol- lows.( ii )
Iff
is full andessentially surjective,
then C isequivalent
tothe
quotient
categoryD/ Q ,
whereQ
is the congruence on Dinduced by f ( i. e.
the set ofparallel pairs (a, B)
such thatf a
=/j3 ).
Hence wecan
identify S Cop
with the fullsubcategory
ofSD op consisting
of pre-sheaves which respect the
congruence Q ;
since thissubcategory
is clear-ly
closed undersubobjects
andquotients
inSD op ,
the result follows.3.2.
COROLLARY.For
afunctor f: D -+ C, the Ityperconnected-localic factorization o f the induced morphism SDop -+ SCop corresponds
tothe factorization
of f, where Q
isthe
congruence on Dinduced by f. (In particular
iff
is a monoid
homomorphism,
this isjust
the usualimage
factorization in the category ofmonoids. )
It is also of interest to characterise those
morphisms
for which thehyperconnected-localic
factorization coincides with the more usualsurjec-
tion-inclusion one. In this direction we have the
following
result.3.3. PROPOSITION.
The following conditions
on ageometric morphism f: lf - E
areequivalent :
(i ) The hyperconnected-localic and surjection-inclusion factoriza-
tions
of f
coincide.( ii ) f
canbe factored
asthe composite of
ahyperconnected mor- phism and
aninclusion.
(iii) The counit of (f -l f*)
is mono.P ROO F .
(i) => ( ii )
is trivial. For(ii) => ( iii ) ,
we note that bothhyper-
connected
morphisms
and inclusionssatisfy ( iii ),
and that this property is stable undercomposition. Conversely,
iff
satisfies( iii ),
form its sur-jection-inclusion
factorizationThen the comonad
on if
inducedby (h* -l h*)
is the same as that ind-uced
by (f* -l f*),
so its counit is mono; buth
is alsosurjective,
soby 1.5 ( iv )
it ishyperconnected.
3.4.
COROLLARY. L etf: D , C be
afunctor between small categories.
Then f is full iff
the counitof
theadjunction (f* -l
+-lim/ )
is a mono-morphism.
PROOF.
Clearly, f
is full iff the second half of the factorization of3.2
is full as well asfaithful,
i. e. iff thegeometric morphism
it induces isan inclusion. So this result is immediate from
3.3. (In
fact it is not hard toprove
directly. )
In
[8
and9],
P.Freyd
hasinvestigated exponential
varieties inGrothendieck
toposes, i. e. fullsubcategories
which are closed under the formation ofarbitrary limits,
colimits and powerobjects. If iS
is such asubcategory of Y,
then theinclusion E - F
has both left andright
ad-joints,
and so we have ageometric morphism f: F -+ 6
which is connec-ted and atomic
( i.
e. its inverseimage
isfull,
faithful andlogical).
Nowany such
morphism
must in fact behyperconnected,
since thebijection
implies
that everysubobject
off *X in ?
is in theimage
off * . A. Joyal
has
recently given
asimple proof
ofFreyd’s representation
theorem[91
which
depends
on the fact that connected atomicmorphisms
are stableunder
( bounded ) pullback;
this followseasily
from 2.3 and the fact(prov-
ed in
[1])
that atomicmorphisms
are stable underpullback.
Freyd’s
ownproof
of therepresentation
theorem involvesstudy- ing
locales in the toposer G)
of continuousG-sets,
whereG
is a topo-logical
group. He proves thatevery
such locale is obtained from a locale in the toposSG
of allG-sets by applying
the coreflection functorSince this coreflection is the direct
image
of ahyperconnected morphism SG -+ C(G),
this fact iseasily
seen to be aspecial
case of ourProposi-
tion
2.5.
ACKNOWLEDGEMENTS.
A
preliminary
version of part of this paperappeared
in[12].
I amindebted to
M. J. Brockway [4]
and M. Coste[6]
for the germs of the ideas used inproving 1.3
and2.3 respectively.
REFERENCES.
1. M. BARR & R.
DIACONESCU,
Atomic toposes, J. PureAppl. Algebra
17 ( 1980) 1-24.2.
J.
BENABOU, Introduction tobicategories,
Lecture Notes in Math.47, Sprin-
ger (
1967),
1- 77.3. A.
B0141ASZCZYK,
A factorization theorem and itsapplication
toextremally
disconnected
resolutions,
Colloq. Math. 28 ( 1973), 33- 40.4.
M. J.
BROCKWAY, D. Phil.Thesis,
OxfordUniversity,
1980.5. P.
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