C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
H ANS -E BERHARD P ORST The Linton theorem revisited
Cahiers de topologie et géométrie différentielle catégoriques, tome 34, n
o3 (1993), p. 229-238
<http://www.numdam.org/item?id=CTGDC_1993__34_3_229_0>
© Andrée C. Ehresmann et les auteurs, 1993, tous droits réservés.
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THE LINTON THEOREM REVISITED
by
Hans-Eberhard PORST CAHIERS DE TOPOLOGIEET GItOMltTRIE DIFFÉRENTIELLE CA Tit GORIQUES
VOL. XXXIV-3 (1993)
Dedicated
tothe memory of Honza Reiterman
R6sum4. Les
categories
essentiellementalgibriques
avec lapropri6t6 suppl6mentaire
que leur(Epi, Mono-source)-factorisations
soient obtenues d’une certainequalit6
soulevante de leur foncteursd’oubli ,
sont examinéset, aussi,
sont caractérisés comme une classespécifique
desous-categories pleines
etepi-réflexives
descatégories monadiques.
Les casparticuliers
dece resultat
comprennent
la caracterisation de Linton pour lescategories quasi-primitives d’algibres
et tous sesgénéralisations.
Ceci estapparenté
a l’observation que, en
catégories
essentiellementalgibriques d’algebres partielles, l’image
d’unhomomorphisme
n’a pas besoin d’itre un sous-algibre
de son but.Introduction
Linton’s
monadicity
theorem for Set-based functors[8], stating
that a faithful func- tor U: A -> Set is monadic if andonly
if(0)
A hascoequalizers, (1)
U has a leftadjoint, (2)
U preserves and reflectsregular epimorphisms,
and(3)
U preserves and reflects congruencerelations,
is often considered to be of lessimportance
than the Beck-Paré Theorem. Forexample,
MacLane’s standard textbook oncategory theory [7]
doesn’t contain Linton’s theorem atall,
and the recent book[2]
treats itas a consequence of the Beck-Paré Theorem. The reason is
probably,
that Linton’s characterization cannot begeneralized
toarbitrary
basecategories,
whichhowever,
from thepoint
of view ofalgebra,
is not astrong argument,
since monadic functorsover
categories
different from Setmight badly
fail toenjoy properties
common tounderlying
functors ofcategories
ofalgebras (see
e.g.[2,
p. 321f]).
In
fact,
from thepoint
of view ofalgebra,
Linton’s theorem hasquite
a numberof
advantages:
O it
comprises
two theorems:while,
as awhole,
it characterizesvarieties,
con- ditions(0), (1),
and(2) only
characterizequasivarieties (up
to rank consider-ations) ;
The author gratefully acknowledges the hospitality of the Department of Mathematics, Applied Mathematics and Astronomy at UNISA, where this note was written during an extended visit.
9 all its conditions are
extremely
natural from analgebraic viewpoint.
Correspondingly,
Linton’s theorem served as astarting point
for an axiomatictheory
of
algebraic
functors on various levels ofgenerality (see
e.g.[4], [5], [6], [9], [10]).
Moreover,
it could begeneralized
to a wide range of basecategories
- see the section onapplications
in this note.What
only gradually
became clear is thefact,
that a functor is"algebraic"
inany reasonable way
(from
thepoint
of view of totalalgebras)
iff itenjoys
a certain-
extremely weak - lifting property
withrespect
to factorizations of sources, as it isrudimentarily expressed by
Linton’s condition(2).
In its mostgeneral
form this will bedeveloped
in the mainpart
of this paper.Finally
we will comment on thequestion, why
one cannotexpect
alifting property
of this kind on the mostgeneral level
in thehierarchy
ofalgebraic functors,
viz. foressentially algebraic
functors.We will use the
following terminology:
aright adjoint
functor U will be calledmonadic
(resp. premonadic, of
descenttype)
iff thecorresponding comparison
func-tor
is
anequivalence (resp.
afully
faithfulright adjoint, fully faithful).
A functor Uwill be called
essentially algebraic
if it has a leftadjoint,
reflectsisomorphisms,
andits
domain
has(Epi, Mono-source)-factorizations,
while U will be calledalgebraic (resp. regular)
if it isessentially algebraic
and preserves extremalepimorphisms (resp.
preservesregular epimorphisms and,
inaddition,
its codomain has(Regular Epi, Mono-source)-factorizations)
- forequivalent descriptions
of these classes of functors see[2].
1 Functors lifting (E, M)-factorizations
Throughout
this section let X be an(E, M)-category
in the sense of[2];
thatis,
every source
(X, X fi -> Xi) I
ofmorphisms
in X can be factored asfi
= mi o ewith X ->
Ybelonging
to aprescribed
class E ofX-morphisms
and the source(Y, Y mi -> Xi)r belonging
to aprescribed
class M of sources inX, subject
to theusual
diagonal-fill-in
condition.We
slightly generalize [2, 20.23] by saying
1.1 Definition A functor U: A - X
lifts (E, M) -factorizations provided that,
forany source
(A,
A->fi Ai)1
in A and any(E, M)-factorization
of itsunderlying
source in X
O there exists a factorization
,f; = A11
Bmi -> Ai
in A and anX-isomorphism
k: X -> UB with Ug = k o e and
Umi
o k = mi for all i EIt
such that. the U-lifts are
unique
in the sensethat, given
two such factorizationsfi
= A’*i Bi mi-> Ai
withisomorphisms hj: X -> UBj (j
=1, 2),
thereexists an
isomorphism
p:B 1 --+ B2 with p
oEl
=g2
andm1i
=mi2
0 p for alli E I.
The terms E-monad and E-monadic
functor
are used as in(2].
1.2
Examples
1.Every regular
functor lifts(Regular Epi, Mono-Source)-factor-
izations
[2, 23E].
2.
Every algebraic
functor over an(extremal Epi, Mono-source)-category
lifts(Extremal Epi, Mono-source)-factorizations [2, 23.31].
3. Every T-regular
functor withrespect
to somemonotopological
functor T(c.f.
[10])
liftsT-regular, i.e., ( T-1[Regular Epi],
T-initialMono-source)-factoriza-
tions
by definition;
inparticular
4.
Every underlying
space functor V:TopAlg -> Top
of acategory
ofalgebra- objects (the algebras
from somevariety)
in thecategory Top
oftopological
spaces lifts
( continuous surjections,
initialpoint-separating source)-factoriza-
tions.
5. For any E-monad T on X the
Eilenberg-Moore
functorUT: XT ->
X lifts(E, M)-factorizations [2, 20.24].
1.3 Lemma
Every functor
U: A -> X whichlifts (E, M)-factorizations reflects
iso-morphisms.
Proof 1. If for some
A-morphism f: A -
B themorphism U f
is anisomorphism,
then UA
1UA-> UA ->Uj UB and UA Uf
UB1UB-> are (E, M)-factorizations
ofUf
with U-lifts A1A -> A -> B and A ->f B 1B-> B respectively. By
the second condition of Definition 1.1 there is anisomorphism
p: B -> A withf
o p =1B.
Hence
f
is anisomorphism.
O1.4
Proposition
Let U: A -X lift (E, M) -factorizations.
Then eachof
thefol- lowing
statementsimplies
the next one:1. U is
faithful.
2.
Every A-morphism f
withU,f E E
is aU-final epimorphism.
3. A is a
(U-1(E), U-1(M])-category.
If U
has aleft adjoint,
all the conditions above areequivalent.
Proof 1. => 2. Our
proof
is a modification of theproof
of[2, 23.23].
Letf:
A -> B be anA-morphism
withU f E E
and h: UB --i UC anX-morphism
withh o
Uf = Ug
for someA-morphism
g: A -> C. Consider the 2-sourceand its
(E, M)-factorization
The lift of this factorization is
with some
isomorphism
p: X -> UD. From n o e =Ug
= h oU, f
= h o m o e one concludes n = h om,
hence m o(h,’lUB) = (hm, m) = (n, m).
From this Um E Mfollows. But Um E
E,
too, since Um o(p
oe)
=U f and U f, p
o e E E. Hence Um is anisomorphism. By
Lemma 1.3 m is anisomorphism,
too. Nowh
= n om-1
isthe desired
morphism
B:-> C.2. => 3, is
straightforward.
Assume now that U has a left
adjoint
and that 3. holds. The counit c of theadjunction
for U ispointwise
inU-1 [E]
since UE ispointwise
aretraction,
hence inE.
By [2,
15.5(3)] c
ispointwise epic;
therefore U is faithful. O 1.5Proposition
Let U: A -> X be aright adjoint
whichlifts (E, M)-factoriza-
tions. Then the
following
hold:1. The monad T =
(UF,
n,UEF)
inducedby
U and itsleft adjoint
F is an E-monad ; hence,
inparticular
(a)
theEilenberg-Moore functor UT: XT -+
Xlifts (E, M) -factorizations;
2. The
comparison functor K: A -+ XT lifts (UT-1[E], UT-1[M])-factoriza-
tions.
Proof 1. To show that UFe E E for every e E E
consider,
for any such e: X -Y,
the(E, M)-factorization
and its U-lift
with
isomorphism
cp: Z -> UA. The commutative squareadmits a
diagonal
d: Y - UA.By adjointne8s
there results amorphism d’:
FY -> A.From
U (ffi o dl) o t7y o e
= Umodoe = ’1yoe one concludes(e
isepic I) mod
=lFy,
hence m o
p-1
oUdi
=IUFy.
It follows m E E n M and therefore UFe E E.2. Given a source
(A, fi :
A -Ai)I
inA,
letbe the factorization in
XT
withUT e
E E and(X, UT mi)i
E M. ThenUT (m¡ o e)
is the
(E, M)-factorization
ofU,fs,
such that there are anX-isomorphism
p: X -i UB and U-lifts9, mi
with Ua = p oUT e, Umi
=UTmi op, fi = A 1 B mi->Ai
for all i E I. Since then
Kmi
o Ke is a(UT-1[E], UT-1[M]-factorization
of(KA, Kfi)l, too, p
lifts to anXT- isomorphism (X,z)
- KB asrequired by
Definition 1.1.
It is an easy
exercise, using 1. (a)
andProposition 1.4,
to show that K also meetsthe second condition of Definition 1.1. O
1.6
Corollary Every faithful right adjoint functor
U: A -> X whichlifts (E, M)- factorizations
isof
descenttype.
Proof The counit c of the
adjunction
for U ispointwise
U-finalby Proposition 1.4,
since UEbelongs pointwise (being
aretraction)
to E. HenceU, being faithful,
is of descent
type (see [13]).
OFrom now on we will work under the
following
additionalhypothesis:
Assumption:
The class M of the factorizationsystem
on X consists of mono- sourcesonly, i.e.,
M CMono-source(X).
1.7
Proposition
Let U: A - X be afaithful functor lifting (E, M) -factorizations.
Then the
following
hold:1. A has
coequalizers.
2. Ue E E
for
everyregular epimorphism
e in A.Proof Due to our
assumption
on M this is a consequence ofProposition
1.4 inconnection with
[2, 15.7].
O1.8
Proposition If U: A -
X is afaithful right adjoint functor
whichlifts (E, M)- factorizations,
then U ispremonadic,
and the unitof
theadjunction for
the com-parison
Kfunctor of
U ispointwise
inUT-’[E].
Proof It is well known
that,
in the presence ofcoequalizers
inA,
the unit of theadjunction
for thecomparison
functor K at somealgebra (X, x)
is theunique XT -
morphism
p(X,x):(X, x)
->KL(X, x)
withp(X,x)
o x =Kc,
where c: FX ->L(X, x)
is a
coequalizer
of thepair (Fx, EFX)
with x:FTX -> (X, x)
the canonical mor-phism
and F theadjoint
of U. It followsUT p(X,x)
0UT x
=Uc,
and thereforeuTp(x,.)
EE,
since Uc E Eby Proposition
1.7. OWe are now in the
position
to state our main result.1.9 Theorem For any
functor
U: A -+ X into some(E, M)-category
X withM C
Mono-source(X)
thefollowing
areequivalent:
1. U is a
faithful right adjoint
whichlifts (E, M)-factorizations.
B. .
Up
to concreteequivalence, (A, U) is
afull UT-1 [E]-reflective
concrete sub-category of
some E-monadiccategory
over X.Proof 1. => 2. is clear
by Proposition 1.8;
2. => 1. follows from[2, 20.24, 20.26].
O
2 Applications
2.1
Example (Linton’s Theorem)
For X = Set with its(surjections, point- separating source)
factorizationsystem,
aright adjoint
functor U: A -> Set lifts these factorizations iff A hascoequalizers
and U preserves and reflectsregular epi- morphisms (c.f. [5]). Clearly
the functorpart
of every monad on Set preservessurjections.
Hence our theoremyields
Linton’s result.2.2
Example (Regular functors)
Let X be anyregular category, i.e., (E, M)=
(Regular Epi, Mono-source).
Now the theoremspecializes
to[9,
Theorem2]:
A functor U: A -> X is
regular
iff(A, U) is,
up to concreteequivalence,
a fullregular epireflective
concretesubcategory
of someregular
monadiccategory
over X(see
also[2, 24.2]). Clearly,
this contains Linton’s result as aspecial
case.2.3
Example (Algebraic functors)
Let X be any(Extremal Epi, Mono-source)- category. Now, using [2,
23.31ff]
our theoremyields
thefollowing:
A functorU: A -+ X is
algebraic
iff(A, U) is,
up to concreteequivalence,
a fullextremally epireflective
concretesubcategory
of someextremally
monadic(resp. algebraic
andmonadic) category
over X.2.4
Example (T-regular functors)
Let T: X -> Y be amonotopological
func-tor
(e.g.
theunderlying
functor of thecategory
of Hausdorffspaces).
Considerthe
T-regular
factorization on X. Now our theorem reduces to[10,
Theorem2.10]:
A functor U: A -> X is
T-regular
iff(A, U) is,
up to concreteequivalence,
a full(TUT)-1[Regular Epi (Y)]-reflective
concretesubcategory
of someT-1[Regular
Epi (Y)]-monadic category
over X.(Note that,
in the instance of X = Hausdorff spacesT-1Regular Epi (Y)]
issimply
the class of continuoussurjections.)
3 Some remarks
onessentially algebraic functors
From our
previous
results it is clear that thefollowing
holds3.1
Proposition
For anyfunctor
U: A -+ X into some(E, M)-category
X withM C
Mono-source(X)
thefollowing
areequivalent:
1. U is a
faithful right adjoint
whichlifts (E, M)-factorizations.
8. U is
essentially algebraic
in such a way that the(Epi, Mono-source)-factor-
ization
of
a source(A,
A->fi Ai)I
in A can be obtained as aU-lift of
the(E, M)-factorization of
th,e source(UA,
UA-> Ufi UAi)l.
Moreover, if
Ufulfills
the aboveconditions,
so does theEilenberg-Moore functor
UT: XT ->
X and thecomparison functors
K: A ->XT, which,
up toequivalence,
is a
full UT - 1 [E]-reflective embedding.
Observe
that,
ingeneral,
thecomparison
functor of anessentially algebraic
func-tor U fails to be full
(see
e.g.[2,
20.41(3)]).
Also in
general,
anessentially algebraic
functor U: A -> X will not lift(E, M)- factorizations,
which means that the(Epi, Mono-source)-facto
rizations in A arenot
necessarily
carriedby (E, M)-factorizations
in X. Infact,
there are well knownexamples
for thiseffect,
e.g., thecategory
Cat of smallcategories,
Set-basedby
themorphism
functor(see
also theexample
ofpartially
ordered setsbelow).
While froma formal
point
of view thismight
appear as ashortcoming
of the con cept of"alge-
braic functor" there is
good
reason for this proper extension of the class of "faithfulright adjoints lifting (E, M)-factorizations":
Over Set theessentially algebraic
cat-egories
areprecisely
theessentially equational categories
ofpartial algebras (see [1]),
and here even(surjections, injections)-factorizations
ofsingle homomorphisms
cannot be
lifted,
since in thesecategories
the set-theoreticalimage
of ahomomorphi
8m
might
fail to be asubalgebra
of its codomain asalready
waspointed
out in[12].
3.2
Example
Asimple
illustration of this effect is thefollowing.
The relation functor R: POS ->Set, assigning
to apartially
ordered set itsrelation,
and toa monotone map
f
the mapf2
restricted and corestricted to thecorresponding relations,
isessentially algebraic.
Consider the monotone mapf : Mi - M2,
whereMl
consists of twodisjoint copies {0,1}
andf 0’, 1’}
of the2-chain,
whereM2
is the3-chain on M =
(0, 1 , 2},
and wheref (0)
=0, f (1)
=f (0’)
=1, f (1’)
= 2.f
hasan
(Epi, Mono)-factorization M1 -> M2 -> 1M2 M2
inPOS,
which is not an R-lift of the factorization ofR f
in Set. For the latter isRM, Rf Rf[RM1] ->in RM2
with in th e
inclusion,
and the set-theoreticalimage Rf[RM1]
is not an order onM,
since it contains(0,1)
and(1, 2),
but not(0, 2). Though
somewhat hidden this indeed is anexample
based on the existence of a(essentially equational) partial
operation (see [11]).
Hence,
the existence ofessentially equational partial operations
canprevent
theunderlying
functor U fromlifting (E, M)-factorizations,
or itscomparison
functor K frombeing
full. On the other hand theremight
be suchoperations,
and nevertheless U will lift factorizations and K will be full:quasivarieties
are anexample (following [1]
onereplaces
everyimplication by
anessentially equational partial operation
andtwo additional
equations).
Finally,
thecomparison
functor of anessentially algebraic
functor Umight
be full without U
lifting (E, M)-factorizatioaa (even
over SetI).
Th e functorR: POS -
Set discussed aboveprovides
anexample.
Since R reflectsregular epi- morphisms (if,
for some monotone mapf, R f
issurjective, f
issurjective
andR-final,
hence aregular epimorphism
in POSby [2, 8.O]),
R ispremonadic.
Thisdiscussion contains most of the
arguments
needed to prove more ingeneral:
3.3
Proposition
Thefollowing
areequivalent for
anessentially algebraic functor
U: A -> Set.1. U is
premonadic,
2. U is
of
descenttype,
3. U
reflects regular epimorphisms,
4.
anA-morphism f
isU-final, if Uf
issurjective.
OThe functor R: POS -> Set also is an
example
of anessentially algebraic
functorwhich reflects
regular epimorphisms
withoutpreserving
them.Concerning
theseproperties
one has however(see
also[3, 2.1])
thefollowing:
3.4
Proposition
Let U: A -> X be anessentially algebraic functor. If
U mapsregular epimorphisms
toepimorphisms (hence
inparticular, if
U preservesregular epimor phisms),
then Ureflects regular epimorphisms (and therefore
isof
descenttype).
Proof Let
f :
A -> B be anA-morphism
such thatUf
is acoequalizer
of apair
of
X-morphisms
r, s: X -> UA. Let g: A -> C be acoequalizer
of theA-morphisms rl, sl: FX -> A
withrl 77x
= r,s’nX
= s(where i7x: X -
UFX is the unit of theadjunction
forU).
Thecoequalizer properties of 9
andUf imply
that there existsa
unique A-morphism
h: C -> B withh o g
=f
as well as aunique X-morphism
k: UB -> X with k o
U f - Ug.
It follows Uh o k =luB by
thecoequalizer property
ofUf,
and k o U h =1 UC
sinceUg
is anepimorphism by assumption.
Since Ureflects is
omorphisms
h is anisomorphism
and thereforef = h o g
is aregular
epimorphism.
OFinally,
for the sake ofcompleteness,
we add thefollowing
combination ofPropo-
sition 1.5 and Theorem 1.9
(see
also[2, 23.32]):
3.5
Proposition
Let U: A -> X be anessentially algebraic functor
over an(E, M)-
category
X with M CMono-source(X),
and T the monad on X inducedby
U. Thefollowing
areequivalent:
1. U
lifts (E, M) -factorizations,
B.
Up
toequivalence, (A,U) is a full reflective
concretesubcategory of the
Eilen-berg-Moore category (X UT)
which is closed w. r.t.(UT-1[E], UT-1 [M])-
factorizations, i.e.,
whichcontains,
with every source(A,
AJ.!... Ai)1
inA,
its
(UT-1[E], UT-1[M])-factorization
taken inXT.
OThe added closure condition on the reflective
subcategory
A in the above propo- sition canagain
benicely
illustratedby
means of the functor R: P O S - Set. TheEilenberg-Moore category
of R is thecategory
DGra of directedgraphs,
i.e. ofalge-
bras
(A,
c,d)
with two unaryoperations
c, dsubjects
to theequations
cc = dc = c and dd = cd = d. Thecomparison
functor K:POS -> DGraassigns
to a par-tially
ordered set(M, )
its directedgraph (, c, d)
withE(x, y) = (y, y)
andd(x, y) = (x, x) (see [11]
fordetails).
The monotone mapf
considered in Ex-ample
3.2 has in DGra theregular
factorizationKM1 ->Rf (G, c, d) ->in KMz
with in: G =
Rf[RM1] -> RM2
the inclusion map andc, d
the restrictions of theoperations
ofKM2.
Since(0,0), (1,1), (2,2)
EG, (G, c, d)
is a directedgraph but,
as seen inExample 3.2,
not thegraph
of an order.Hence,
the full reflective.embedding
of P O S into D Gra is not closed w.r.t. the factorizations inquestion.
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