A NNALES DE L ’I. H. P., SECTION A
A RISTOPHANES D IMAKIS
The initial value problem of the Poincaré gauge theory in vacuum. I. Second order formalism
Annales de l’I. H. P., section A, tome 51, n
o4 (1989), p. 371-388
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371
The initial value problem of the Poincaré gauge theory
in vacuum I.
Second order formalism
Aristophanes
DIMAKISInstitut fur Theoretische Physik,
Universitat Gottingen, Bunsenstr. 9, D-3400 Gottingen
Vol. 51, n° 4, 1989, Physique , théorique ,
ABSTRACT. - The exterior initial value
problem
of the ten parameter Poincare gaugetheory
is studied in the second order formalism. Sufficient conditions on the ten parameters are found under which(i)
theCauchy-
Kowalevski theorem can be
applied
and(ii)
the fieldequations
becomehyperbolic.
RESUME. 2014 Nous considerons Ie
probleme
des donnees initiales pour lajauge
de Poincare a dixparametres
dans Ie cadre du formalisme du second ordre. Nous trouvons des conditions sur les dixparametres
telles que(i)
Ie theoreme du
Cauchy-Kowalevski
peuts’appliquer
et(ii)
lesequations
de
champ
deviennenthyperboliques.
1. INTRODUCTION
The
problem
studied in the present article can beexpressed
in the formof two
questions:
first can oneapply
theCauchy-Kowalevski
theorem tothe field
equations
of Poincare gaugetheory ( PGT)
andsecondly
are theseAnnales de /’Institut Henri Poincaré - Physique théorique - 0246-0211
equations hyperbolic?
To bothquestions
wegive only partially positive
answers. We obtain ten conditions of the form
(linear
combinationof
thecoupling
which can guarantee theapplicability
of the Cau-chy-Kowalevski theorem,
and fourequations
such that ifthey
are satisfiedby
thecoupling
constants, gaugefixing
conditions can befound,
underwhich the field
equations
take an obvioushyperbolic
form.Although
theabove conditions are obtained in a very natural and unforced way,
they
are
only
sufficient conditions. Theproblems
connected withproving
neces-sity
will beexposed
in the main part of the article.In case these conditions hold we achieve a standard
situation,
which asin
general relativity ( [ 1 ], [2])
enablesapplication
of thetheory
ofhyperbolic
differential
equations.
Poincare gauge
theory ([3], [4])
is a fieldtheory
formulated for aspacetime obeying
a Riemann-Cartan geometry. Because of the presence oftorsion,
the connection attains here the status of anindependent dynamical
variable.Expressed
in terms of tetrad and connection thetheory
is invariant under
diffeomorphisms
and local Lorentz transformations. In its gauge theoretic version tetrad 9 and connection o areinterpreted
asgauge
potentials
of the Poincare group with torsionQ
and curvatureR as
corresponding
gauge fields([5], [6]). Contrary
to the situation inRiemannian geometry any
Lagrangian
of the formL(3, Q, R) gives
secondorder differential
equations
in the field variables. Poincare gaugetheory
has
Yang-Mills theory
as a prototype and thus restricts theLagrangian
to be
parity non-violating
and at mostquadratic
in the gauge fields. The mostgeneral theory underlying
these conditions contains tencoupling
constants.
The elaboration of the initial value
problem
of PGT follows in its basic characteristics that ofgeneral relativity [7].
PGT leads to a system offorty
secondorder, quasilinear partial
differentialequations
forforty
fieldvariables. Since the
theory
is invariant under the groups of diffeomor-phisms
and local Lorentz transformations ten of the variables are unessen-tial. That
is, by
means of transformations of the above groups one can ascribe to the ten unessential variables any functionaldependence wished,
without
affecting
thephysics
describedby
the initial data. Associated tothat,
ten of the fieldequations
contain no evolution terms and thusimpose
constraints on the initial data. The ten differential Noether identities
following .from
the invariances of PGT guarantee, that these constraints hold in everyneighbourhood
of the "initial time". In case thehypersurface representing
initial time isspacelike,
theremaining thirty
fieldequations
determine
locally
the evolution of the essentialvariables,
if the determi- nants of some coefficient matrices do not vanish. Thisimposes
ten condi-tions on the
coupling
constants of PGT. We call themCauchy-Kowalevski
conditions.
Annales de /’Institut Henri Poincaré - Physique theorique
The characteristics of PGT are
lightlike hypersurfaces.
The number of second orderoutgoing
derivatives of the fieldvariables,
which remain undetermined on a characteristichypersurface depends
on thecoupling
constants. If these
satisfy
fourequations
this number becomes a maximum.The same holds for the number of free second order discontinuities of the variables on characteristics.
It is
amazing
that in this case one can find gaugeconditions,
similar tothe Hilbert-de Donder gauge conditions in
general relativity,
such that thesecond order terms of the field
equations
take the form:(constant matrix)
Dvariables).
The coefficient matrices are invertible because of theCauchy-Kowalevski
conditions and thus the system isobviously hyper-
bolic. These four
equations
reduce the number of freecoupling
constantsfrom ten to six. We call them
hyperbolicity
conditions.The ten
Cauchy-Kowalevski
conditions havealready
been found in thestudy
of the Hamiltoniandynamics
of PGT from M.Blagojevic
and I. A.Nikolic [8],
Table I. Of the fourhyperbolicity
conditions the first is mentioned in another context from R. Kuhfuss and J. Nitsch[9], equation (4.15 b).
Our conventions are as follows: Greek indices denote
holonomic,
latinindices anholonomic components. Both run over
0, 1, 2,
3.(Anti-)Symme-
trization
symbols
are used without factors.2. VACUUM FIELD
EQUATIONS
OFPOINCARE
GAUGETHEORY
The
geometric background
of PGT is a four dimensionalspacetime
with
(i)
a tetrad field~i~,
whichtogether
with the Minkowski metric determinesthrough
a metric structure and
(ii)
a linear connection which iscompatible
with the metric. In terms of the covariant derivative associated to metric
compatibility
means andimplies
Tetrad and connection transform like one forms under
diffeomorphisms.
The metric is invariant under local Lorentz transformations of the tetrad and is a Lorentz connection.
Torsion and curvature are
given by
the structureequations
and
satisfy
the Bianchi identitieswhere anholonomic indices transform into holonomic ones
by
means ofthe tetrad
9~‘~
and its dualei~.
A
Lagrangian giving
fieldequations
for9~‘~,
must transform like adensity
underdiffeomorphisms
and must be invariant under local Lorentz transformations. If the fieldequations
have to be at most second orderdifferential
equations
in9~i~,
we must setThe field
equations
obtained from 2 arequasilinear
and take a compact formexpressed
in terms ofWe obtain two sets of field
equations
where
Applying
Noether’s theorem on L we obtain analgebraic identity
and two differential identities
PGT is the
special
case of thetheory
describedabove,
where theLagrangian depends
at mostquadratically
on and and does notcontain
parity voilating
terms. Thisimplies
that the fieldequations
arequasilinear
second orderequations,
where the coefficients of the secondAnnales de l’lnstitut Henri Poincaré - Physique theorique
order derivatives
depend only
on the tetrad. Written with anholonomic indices theseequations
looksemilinear,
but this is soonly
because the tetrad is hidden in the anholonomic indices of the differential operators.The most
general Lagrangian satisfying
the above conditions contains tencoupling
constants. We write it in the formwith
In
expanded
form(12) gives
The present choice of the
coupling
constants is almost forced to the authorby
the calculations in the first order formalism( 1).
In terms ofthem the
Cauchy-Kowalevski
conditions can be divided into three almost identicalsubsystems
of conditions(cf.
Section3).
This fact reflects the reduction of the calculations to almost one third of thewhole,
effectedby
the use of the
present coupling
constants. In order for the reader to be able to compare our results with thosepresented
in other formulations of PGT wegive
thefollowing
convertion formulasrelating
the present coup-( 1) This is part II of our work on the exterior initial value problem of PGT and will be
published as a separate paper.
ling
constants to the set used in[10]:
and
where
i =1, 2, 3
andB~, ~’=1, ... , 6.
Note thatbecause of the Gauss-Bonnet theorem the six curvature square terms used in
[ 10]
are not allindependent,
and one has as a consequence2~-3~+~3=0(c/:
also[6]).
The field
equations
of PGT areand
For the initial value
problem only
the first terms on theright
side of( 16 a, b)
are of interest. We must use of course the structureequations (5 a, b)
to eliminate from( 16 a, b).
3. CAUCHY-KOWALEVSKI THEOREM FOR PGT
The
Cauchy-Kowalevski
theorem proves the existence ofanalytic
solu-tions for systems of
partial
differentialequations,
ifanalytic
initial dataare
given
on somehypersurface
of the space ofindependent
variables.The theorem presupposes that the differential
equations
are themselvesanalytic expressions
of their arguments and can bebrought
in a standardAnnales de l’Institut Henri Poincaré - Physique theorique
form with respect to the
hypersurface
of initial data. This is attained if the system can be solved for thehighest hypersurface-outgoing
derivatives of all itsdependent
variables([11], [12]).
In this section our
goal
is tobring
the fieldequations
of PGT( 16 a, b)
in the standard form necessary to
apply
theCauchy-Kowalevski
theorem.They
areobviously analytic
in all their arguments. Sincethey
are secondorder in
9~‘~
and the initial data needed on ahypersurface S, given by
t
(x)
=0,
must cosist of the field variables&~,
and their first derivatives.Clearly
these data cannot beindependent,
because all derivatives of9~,
interior in S can be obtained
by
the values of9~,
on S.To define
outgoing
and interiorderivatives,
we need the one formand a timelike unit vector tp on
S,
such thatThe metric
properties
of tP"unit",
"timelike" are defined with respect to the metric structure inducedby
the initial data for~‘~
on S.Independent
of the character of
np, tP points always
outside of thehypersurface
S. Forany field
u (x)
we define theS-outgoing
and S-interior derivatives ofu (x) by
with
N p :
=nP/N. Using
thisdecomposition
ofpartial
derivatives in thestructure
equations
we obtainwhere we are interested
only
on termscontaining
thehighest outgoing
derivatives.
Substituting
into the fieldequations
we findwhere 03B3ijk denote terms of at most first order in
at.
We set nowand write the field
equations
in the compact formTo
bring
this system in the standard form we have to solve it for From thesymmetries
ofAijk|abc
andBijkl|abcd
and(22 a, b)
it is obviousthat
From
(23 a, b)
and(24 a)
we haveimmediately
which means that the components
cijk Nk=0
of the field equa- tions do not contain second order derivatives of the field variables and hencethey
are constraints on the initial data.Equations (24 b) imply
that components of the form03C4kNt
and~lmNn
do not appear in the field
equations.
This is related to thefact,
that thefield
equations
are invariant underdiffeomorphisms
and local Lorentz transformationswith
Similar to what one does in
general relativity ([7], [13])
we choosex~ (x)
and
Ai~ (x) satisfying
on
S,
and such that theonly
nonvanishing
third order derivatives of them on S arewhere because
of theLorentz
relation(27).
Then(26
a,b) imply
~ N ~L~’
andon S. Thus and
~ijktk
can takearbitrary values,
because of the invariance of PGT underdiffeomorphisms
and local Lorentz transforma- tions. We conclude that the components~‘~ t~‘
and are unessential for thephysics
of thetheory
and we need not bother about their evolution.To find out if the
remaining
components of ~ijk can be determined from the fieldequations
we need tospecify
the characterof np.
We assumeAnnales de Henri Poincaré - Physique theorique
therefore
here,
that S is aspacelike hypersurface,
thatis n
satisfiesThe case n2 0 makes
physically
no sense, nevertheless the results obtained in this sectionapply equally
well to this case. Theremaining
casenZ == 0
will be discussed in the next section.
Because of condition
(29)
it is convenient to set then n=N andUsing
this we obtain from(23 a, b), (22 a, b)
and( 13 a, b)
where the abbreviation was used. To
analyse
further theseequations
wedecompose
~lmn in componentsorthogonal
andparallel
to
NL. Using
theprojection
tensorimplicitely
defined also in( 19)
forgeneral Np,
we havewhere
and
In the same way we
decompose
also the fieldequations ( 30 a, b)
andexpress the results in terms of the
projected
components of We findand
Equations ( 32 c), ( 3 3 c)
are the constraintequations ( 25)
and the unessential components ~ijN, ~iNN do not appear in both systems(32), (33).
To
solve theremaining equations
for the essentialcomponents
conditionsmust be
imposed
on thecoupling
constants. From( 32 a, b)
we find theconditions:
and
similarly
from( 33 a, b)
the conditions:We can express these results in the
following
form.THEOREM 1. - The Poincare gauge
theory
in vacuum has a wellposed analytic,
initial valueproblem, if
theCauchy-Kowalevski
conditions(34)
and(35)
aresatisfied.
In this case,equations
0 = pij=pNi, o - cijk - cNij are evolutionequations for
the essential componentsof 9~1~,
and theCauchy-
Kowalevski theorem
applies.
-Going
back to the Noether identities( 11
a,b)
anddecomposing
thepartial
derivativesaccording
to( 19)
we obtainThis
system
reduces to a first order linear system for the constraintsonly,
if we suppose, that the evolution
equations
arealready
solved for someinitial data
satisfying
and on S. The initial valueproblem
for(36)
possesses aunique solution,
which for the initial data pij Nj=0=cijkNk for isobviously
for all t. Thus we" have shown that under theCauchy-Kowalevski
conditions the exteriorinitial value
problem
of PGT can be formulated as ingeneral relativity.
Conditions
(34), (35)
are sufficient but not necessary. The cases wheresome or all of them are violated must be studied
separately.
Forexample,
if
p=q =r=p
PGT reduces to Einstein-Cartantheory
with
cosmological
constant, which is first order in~i~,
and possessesa well
posed
initial valueproblem [14].
Tostudy
how thepresent
resultsgo over into the initial value
problem
of the Einstein-Cartantheory
onehas to include in
(21)
also terms of first order. The transition from thel’Institut Poincaré - Physique theorique
initial value
problem
of the full PGT to that of Einstein-Cart-antheory
isa difficult
problem
and will not be undertaken here. Theteleparallelism theory
can be obtained if onereplaces equation by
Hereconditions
( 35)
are no morerelevant,
but( 34)
still hold. Morecomplicated
becomes if
only
few of(34), (35)
areviolated.
Anexample
is the von derHeyde-Hehl theory ( [15], [16]),
where In thistheory equation ( 32 b)
becomesThis contains
only
interior derivatives and hence is a constraint of the initial data.Additionally
the term does not appear now in the fieldequations,
and thus the evolution of thecorresponding
components of the tetrad is not clear. One way out of thisproblem
isgiven,
if pN~contains the term and
(37 a)
can be solved for it. In this case( 3 7 a)
takes the formand can be
interpreted again
as an evolutionequation.
The conditionsunder which this can be done will in
general
restrict the initial data further.It will be therefore necessary to show that these new conditions are
preserved
in time. Anotherpossibility
is that thetheory
possesses some hidden symmetry, which will make these components of the tetrad fieldto be unessential. The Noether
identity
associated to the hidden symmetry will thenperhaps
guarantee the time conservation of the new constraint.We will not discuss such
degenerate
cases any further.4. CHARACTERISTIC HYPERSURFACES OF PGT
The
study
of the fieldequations
in the last section was basedessentially
on the
assumption
Ifthen the situation
changes drastically.
The fieldequations
do not determineany more the
propagation
of all essential field variables. S becomes acharacteristic
hypersurface
of PGT. We shall nowinvestigate
how many of theoutgoing
second order derivatives of the essential components of the field variables can be determined on a characteristichypersurface
ofPGT.
On a characteristic
hypersurface
the fieldequations
becomeWe make a
(2 + 2)-decomposition
of the field variablesusing
alightlike
vector
Li,
which satisfiesL~N’=1(~).
With it we construct aprojection
tensor
and
decompose
~ijk to obtainand
Here as in
( 31 a, b)
we have setDecomposing
also the fieldequations
we obtainThe last row of
(41 a)
contains the 4 unessential components of These remain undeterminedby
the fieldequations
on characteristichypersurfa-
ces. Of the other components 03C4LN and iiN are
determined,
andgive
the second row of
(41 a).
From the first row of(41 a) only
iNi is determinedor not
according
to whether( 2)
One " can set for example " LP : = tP - ( 1 /2) NP.Annales de ’ Henri Poincare - Physique " theorique ’
is different from or
equal
to zero. Thus of the twelve essential components of tij we have either six undetermined components !.Lj, if oreight
if&=0.
In the later case-
and we can eliminate r from the field
equations.
Then(39 a)
can be writtenin the form
with
follows from
(34)
and(43).
From the second field
equation (39 b)
we findDecomposing
the lastequation (45~)
into a tracefree, symmetric
part.."
." 1 .. - ..
an
antisymmetric
part and a tracepart
we obtain from
(45 d, e)
Counting
the number of components of which are determined from the fieldequations,
we find(i)
the last row of(41 b)
consists of theunessential components, which are
undetermined, (ii)
the second row of(41 b)
iscompletely
determined and(iii)
from the first row of(41 b)
allcomponents are undetermined except of which is determined if
ql - q2 ~ o,
Thus if these conditions hold we haveeight
undetermined essential components xi, XLNf and in the other extrem, if ql = q2, we have twelve undetermined essential components.
In this case
and
equation ( 39 b)
takes thecompact
formwith
because of
( 3 5)
and( 47) .
It is obvious that conditions
(43)
and(47)
will beimportant
in thecharacteristic initial value
problem
of PGT. Note alsothat,
if we setp~=0,
in( 39 a, b),
then theresulting equations
are satisfiedby
the second order discontinuities of the field variables on characteristic
hypersurfaces.
The situation here isagain
different from that ingeneral relativity ([17], [18]).
Since(43), (47)
decide the behaviour of the fieldequations
on characteristics we expect them toplay
animportant
role alsoin the next section.
5. HYPERBOLICITY OF PGT
The restriction on
analytic
solutions of the fieldequations
is an unnatu-ral restriction on the
physics
of thetheory.
We look therefore for condi- tions under which PGT takes the form of ahyperbolic
system ofpartial
differential
equations.
In thisundertaking
we will beguided by
the situa-tion in
general relativity,
where the second order terms of the field equa- tions take the formCondition
1~=0,
known as Hilbert-de Donder gaugecondition,
revealsthen the
hyperbolic
character of the fieldequations
ofgeneral relativity [1]. Having
this in mind we try to write the second order terms of the fieldequations
of PGT in the formI’Institut Henri Poincaré - Physique theorique
where u represents the field variables
9~,
andA, B,
C are matrices tobe determined.
Isolating
the second order terms of the fieldequations ( 16 a, b)
we findand
where represent terms of order lower than two. Limited
by
thefact,
that we must constructexpressions Fi
out of andF~~
out ofwe find that the most
general
Ansatz(3)
for the F’s iswith and
where al, ...,
b3
are constants to be determined. A first restriction onthese constants comes from the
fact,
that forgiven functions f (x), f ~ (x)
the
expressions
must be gauge conditions. Thus it must bepossible,
forgiven
coordinate system x’~‘ with find in anunique
way a coordinate transformationx~(x’)
and a local Lorentztransformation such that the transformed field variables
9~‘~,
satisfy
the gauge conditionsSince under a coordinate transformation we have and under a local Lorentz transformation
substitution of these
expressions
in Iand
( 3) This was motivated by unpublished work H. Goenner’s on gauge conditions of curvature square theories in Riemannian geometry.
with
Q’ =g~‘~ "~ a~, a~.,
These differentialequations
becomeobviously hyperbolic
ifand
they give unique
solutions forx~ (x’), A/(.x).
We set thereforeand
Note that for a =1
equation Fi=O
is the Hilbert-de Donder gauge condi- tion in tetrad formalism.To construct the terms
containing
the gauge conditions in the fieldequations
we haveexpressions
from whichobjects
with theindex structure
of pij, cijk
must be obtained.Again
the mostgeneral
Ansatzis of the form with
Substitution of
( 50 a, b)
in( 56) gives
up to first order termsInserting
theseexpressions
in the fieldequations
we obtainwith
properly
redefined. We demand now that the first terms onthe
right
sides of(58
a,b)
can be written in the formfor some matrices This
gives equations
for the constants a, al, a2, a3 andb, bl, b2, b3
to be solved in terms of thecoupling
constants.In fact these
equations
can be solvedonly,
if thecoupling
constantssatisfy
conditions
(43)
and(47)
of the last section. In this case the gauge conditions becomeAnnales de l’Institut Henri Poincaré - Physique ~ theorique "
and the field
equations
take the formwhere the matrices
03B2ijk|lmn
are defined in(44 b)
and(48 b).
Note that/?~0, p + q ~ 0, p + 2 q ~ 0
and the matrices a,P
are invertible because of theCauchy-Kowalevski
conditions(34), (35)
of PGT.Equations (43)
and(47)
we callhyperbolicity
conditions of PGT. We summarize these resultsas follows:
THEOREM 2. - The
field equations of
PGT take theform
A ... = 0 with
hyperbolicity
conditions(43), (47)
hold. Matrix A isinvertible, if additionality
theCauchy- Kowalevski
conditions
(34), (35)
are In this case PGT becomes under the gaugefixing
conditionsFij=0 the hyperbolic
systemof equations (60 a, b).
The
hyperbolicity
conditions restrict the number ofcoupling
constantsof PGT from ten to six.
Equation (43)
is identical to condition(4. 15 b)
of
[9]
obtained from therequirement
thatp - 4 (in
theirnotation)
termscancel in the linearization
One can
object
that our method ofproving hyperbolicity
is not themost
general
one, since it demands the fieldequations
to be written in the form A 0 u + ... In case ofequations
with constant coefficients moregeneral
methods areknown,
as isGarding’s hyperbolicity
condition[12].
Thus a test for the
necessity
of ourhyperbolicity
conditions(43), (47)
canbe
obtained,
ifGarding’s
method can beapplied
on linearized PGT. This is not a trivial task sinceGårding’s
method isgiven
for one field variable and is based on theassumption
that the initial valueproblem
can be put in a standardform,
which in PGT isprevented by
the constraintequations.
A method which
applies
also toquasilinear
systems is to use first order formalism andapply
K. O. Friedrichstheory
ofsymmetric hyperbolic
systems
( [ 11 ], [ 12]) .
We have done thisalready ( see [ 19]
and[20]
forgeneral relativity)
and obtained the samehyperbolicity
conditions as here. We report on this in aseparate
paper.ACKNOWLEDGEMENTS
The author should like to thank H.
Goenner,
H.Friedrich,
B.Schmidt,
E. N. Mielke and F. W. Hehl for discussions. This work is
supported by
the Deutsche
Forschungsgemeinschaft Bonn, project
Goe355/3-2.
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[3] F. W. HEHL, P. VON DER HEYDE, G. D. KERLICK and J. M. NESTER, Rev. Mod. Phys.,
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( Manuscript received October 3rd, 1988.) (Accepted May 20th, 1989.)
Annales de Henri Poincaré - Physique " théorique "