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TR/12/94 July 1994

APPROXIMATE SOLUTION OF SECOND KIND INTEGRAL EQUATIONS ON INFINITE

CYLINDRICAL SURFACES A.T. Peplow and S.N. Chandler-Wilde

To appear in SIAM JOURNAL ON NUMERICAL ANALYSIS

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w9253524

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APPROXIMATE SOLUTION OF SECOND KIND INTEGRAL EQUATIONS ON INFINITE CYLINDRICAL SURFACES

ANDREW T. PEPLOW* AND SIMON N. CHANDLER-WILDE

Abstract. The paper considers second kind integral equations of the formφ(x)=g(x)+ )

( ) ( )

(x,y y ds y

S k φ (abbreviatedφ =g+Kφ), in which S is an infinite cylindrical surface of arbitrary smooth cross-section. The “truncated equation” (abbreviated φa =Eag +Kaφa), obtained by replacing S by Sa, a closed bounded surface of class C2, the boundary of a section of the interior of S of length 2a, is also discussed. Conditions on k are obtained (in particular, implying that K commutes with the operation of translation in the direction of the cylinder axis) which ensure that I-K is invertible, that I - Ka is invertible and (I — Ka)-1 uniformly bounded for all sufficiently large a, and that φa converges to φ in an appropriate sense as a→∞. Uniform stability and convergence results for a piecewise constant boundary element collocation method for the truncated equations are also obtained.

A boundary integral equation, which models three-dimensional acoustic scattering from an infi- nite rigid cylinder, illustrates the application of the above results to prove existence of solution (of the integral equation and the corresponding boundary value problem) and convergence of a particular collocation method.

Key words. second kind integral equations, Wiener-Hopf equations, boundary element method, Helmholtz equation, collocation method

AMS subject classifications. 65R20, 45E10, 65N38, 35J05

1. Introduction. We are concerned in this paper with second kind integral equations of the form

(1) φ(x)= g(x)+ S k(x,y)φ(y) ds(y), x S,

and their numerical solution, in the case when S is an infinite cylindrical surface with arbitrary cross-section in three-dimensional space. In equation (1)g BC(S) (the space of bounded continuous functions on S) is assumed known and φ BC(S) is to be determined. We abbreviate (1) in operator form as

(2) φ = g + K φ

and make sufficient assumptions on the smoothness of the surface S and on the be- haviour of the kernel k (k is continuous or weakly singular) so that K : BC(S) BC(S) is bounded but not compact. In particular, we suppose that

}

∈ R

∈ , ) , ( : ) , , {(

= x1 x2 x3 x1 x2 x3

S Γ

where Γ⊂ R2 is a Jordan curve of class C2.

Integral equations of the form (1) frequently arise when reformulating linear el- liptic boundary value problems in the interior or exterior of S as boundary integral equations. We consider an example of this type in Section 4 of the paper, in which acoustic scattering by an infinite rigid cylinder is investigated, with

(3) ( ),

)

∂ ( 2 ∂

= )

( G x,y

y y n

x, k

* Structural Dynamics Group, Institute of Sound and Vibration Research, University of Southampton, Southampton S09 5NH, UK ([email protected]).

†Department of Mathematics and Statistics, Brunel University, Uxbridge UB8 3PH, UK ([email protected])

1

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2 A. T. PEPLOW AND S. N. CHANDLER-WILDE where n(y) is the normal to S at y, directed into the exterior of S, and

(4) x- y

y e x, G

y - x i

π

κ

: 4 )

( =

is a fundamental solution of the Helmholtz equation, Δu+κ2u=0.

When solving (1) numerically it is convenient, as a preliminary stage, to truncate the infinite surface S. Let +~

S and S~_

denote the half cylinders denned by }

> 0 : <

∈ ) , , {(

=

± :

~ x1 x2 x3 S x3

S and, for a ≥ 2, let

.

}

: ) , , ( {

=

~ :

3 3

2

1 x x S x a

x Sa

Let E_ be the surface

(5) E_:= {(x1,x2,x3):(x1,x2)∈ Ω,x3 = f(x1,x2)}

where Ω is the interior of , and f is any given continuous function on Γ Ω satisfying

∈ , ) , ( , 0

=

∈ , ) , ( , 0 ) >

, (

2 1

2 2 1

1 Γ

Ω x

x x x x

x f and such that S = S~ E

: is a smooth surface of class C2 (see Figure 1). Let

~ ∪ .

= : and )}

, (

=

∈ , ) , ( : ) , , {(

=

: 1 2 3 1 2 3 1 2 + + +

+ x x x x x x f x x S S E

E Ω

FIG. 1. Cross-section through the surface S_.

For V ⊂ R3 andx ∈ R3, let V + x denote the translation of the set V by the vector x, and let e3 R3 be the unit vector in the x3 direction. Then, for a 2, define

Sa := ~ ~

= _ )

∪ ( ) +

∪ (E_ ae3 E+ ae3 S ∪ {(x1,x2x3) :(x1,x2)∈ , x3 =

Sa a Ω

(see Figure 2). Note that Sa is a smooth closed surface of class C2. ))}

, ( (a+∫ x1 x2

±

Let ∑ : = {S, S+, S-} }∪ {Sa+be3:a2,b∈R and, for TS*∈ ∑, define the integral operator KT on BC(T) by

(6) KTψ (x) = ∫ T k(x,y)ψ (y)ds(y) xT.

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INTEGRAL EQUATIONS ON CYLINDRICAL SURFACES 3

FIG. 2. Cross-section through the surface Sa.

L e t K±:K ± and K := K , for a ≥ 2.

Sa

a S

A crucial requirement for the theory developed is a translation invariant assump- tion on the kernel function k, that, for all (x, y) I := {(x,y) T: T },

.

∈ R ), (

= ) + , +

(x te3 y te3 k x,y t k

We analyse, in Section 2 of this paper, the approximation to (1) obtained by replacing the infinite surface S by the finite closed surface Sa and the convergence to φ, of the solution φaBC(Sa) of the approximate equation, as a→∞. To make precise the definition of φa and the sense in which φaBC(Sa)approximates

)

BC(S

φ , introduce mappings between these two spaces. For a 1, let Fa C (R) be an even function satisfying 0 ≤ Fa(t) ≤1, t∈R,, and

. 1

+ , 0

,

0 ,

= 1 )

( t a

a t t

Fa

For a 2 define Ea : BC(S) → BC(Sa) by

(7)

⎪⎩

⎪⎨

⎧ =

=

~ ,

∈ \ ,

0

~ ,

∈ ) , , ( ),

( ) : (

)

( 1 3 1 2 3

a a

a -

a

a x S S

S x x x x x

x x F

E ψ

ψ

and by Ra : BC(Sa) → BC(S)

(8)

⎪⎪

=

=

=

.

~ ,

\ ) , , ( ), ( )) , , ((

,

~ ,

\ ) , , ( ),

( )) , , ((

~ ,

),

( :

) (

3 3

2 1 3

2 1

3 3

2 1 3

2 1

_a x S S x x x x x F _a x x

a x S S x x x x x F a x x

S x x

x R

a a

a a

a a

ψ ψ ψ ψ

Then )φaBC(Sa is defined by

(9) φa = Eag + Kaφa, which we will refer to as the “truncated” version of (1).

In Section 2 we construct a partial theory of the solvability of equation (1) and of the truncated equation (9). Theorem 2.8 suggests that the existence of a solution

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4 A. T. PEPLOW AND S. N. CHANDLER-WILDE

to the truncated equation for all sufficiently large a depends not just on the unique solvability of the original integral equation (1) but also on that of the “half cylinder”

equations obtained by replacing S by S±. Specifically, it shows that I - Ka is invertible and uniformly bounded for all sufficiently large a provided I – K, I - K+ and I – K_

a r e i n j e ct i v e . T h e s e c o n d i t i o n s a l s o e n su r e t h e i n v er t i b i li t y o f t h e o r i g i n a l o p er a t o r I - K ( Co ro l l a ry 2 .9 ) , s o t h a t t h e s p e c t r u m o f K i s co nta i n ed in the u ni on o f { 0 } and the sets of eigenvalues of K, K+, and K-. This result may be powerful for establishing existence of a solution to equation (1) and, in the case when (1) is a boundary integral equation, for establishing existence of solution for the corresponding boundary value problem formulation. These points are illustrated by the example in Section 4.

In Section 3 we consider the numerical solution of the integral equation on Sa, defining φ(n) BC(San) by

(10) φ(n) = Eang + K(n)φ(n),

w h e r e K n Ka Pn a n d i s a n i n t e r p o l a t o r y p r o j e c t i o n o p e r a t o r o n t o a s p a c e

= n

) (

Pn

o f p i e c e w i s e c o n s t a n t f u n c t i o n s o n a f i n i t e e l e m e n t m e s h o n N o t e t h a t an

S Pnφ(n)

is a piecewise constant collocation method approximation to .

an

φ and φ(n) is the i t e r a t e d c o l l o c a t i o n m e t h o d a p p r o x i m a t i o n o f S l o a n [ 1 2 ] . T h e r e s u l t s o f S e c t i o n 2 are extended to show that the operators (I-K(n))1 are uniformly bounded for all s u f f i c i e n t l y l a r g e n a n d t h a t (n) c o n v e r g e s t o

an

R φ φ u n i f o r m l y o n c o m p a c t s u b s e t s o f S p r o v i d e d t h a t an → + ∞ a n d hn → 0 a s n , w h e r e hn i s t h e d i a m e t e r o f the largest element of the mesh on . Further, if

an

S φ(x) 0 as x , Ranφ(n) converges to φ uniformly on S,

The integral equation (9) may seem a perverse choice as approximation for (1): the approximation obtained by replacing S by S~a

in (1) may seem more obvious: indeed, this alternative approximation can be analysed in a similar (in fact simpler) manner.

However, the resulting theory appears to be inapplicable in practical situations in which (1) is a boundary integral equation. In such applications it is generally the case that (1) with S replaced by S± is still a boundary integral equation so that the

injectivity of Ik± can be established in a similar manner to that of I - K (cf.

Section 4). Equation (1) with S replaced by S~± is generally not a boundary integral equation, and it is not clear, in practical cases, how the injectivity of I kS~± (which the alternative theory requires) might be established.

Integral equations on smooth closed bounded surfaces in R3 and their numerical t r e a t me n t h a v e a w i d e l i t e r a t u r e: s e e C o l t o n an d K r e ss [ 9 , 1 0 ] f o r t h a t p ar t r e l e v an t to the acoustic scattering example of Section 4. The piecewise constant collocation method discussed in Section 3 is the most commonly used boundary element method (Brebbia et al. [6]). For integral equations of the class discussed in this paper on smooth bounded surfaces, the stability and convergence of this boundary element method can be analysed using standard results from the collectively compact operator theory of Anselone [1],

To the best of our knowledge, this paper is the first attempt to develop a theory for integral equations of the form (1) and their numerical solution. Our arguments generalise ones in collectively compact operator theory [1]. Our assumptions, results, and methods of proof are closest to those of Atkinson [5], Anselone and Sloan [2-4], and Chandler-Wilde [8], who consider the approximate solution of integral equations on the real line.

2. The Original and Truncated Equations. Let kx(y)=k(x,y),(x,y) ∈I. W e s u p p o s e t h r o u g h o u t t h a t , f o r a l l a 2 a n d xSa,kxL1(Sa), a n d t h a t k

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INTEGRAL EQUATIONS ON CYLINDRICAL SURFACES 5 satisfies the following assumptions, A1-A4:

A1. For all (x, y) .∈ I ={(x,y)∈ T:T ∈ ∑}, k(x+te3,y+te3)=k(x,y), t∈ R

A2. : sup ( ) ( ) ∞.

, <

= ∫ k x,y ds y c

a a

S S x 2 a

A3. ( ):= sup ( )_ ( ) ( )→ 0 as → 0.

, ' , ,

2k x,y k x',y ds y h

h a

a

S h x' x S x x a

Δ

A4. For x = (x1,x2,x3) S±,k(x,y)ds(y) 0 as x3 ± .

E±

Let BT := {ψ L(T): ψ 1}, for all T . Note that Assumptions A1-A3 imply that

(11) T T bounded and equicontinuous,

T

B

U

K

in that

KT c

BT T

sup

,

ψ

ψ

and

).

≥ ( ) ( sup, ,

,

KT x' h

h x' x T x' T x, B T

Δ

ψ ψ

Thus, if Assumptions A1-A3 are satisfied, then KTis a bounded operator from L(T) to BC(T) for each T (indeed, KT is compact if T is bounded), and

(12) sup ≤ .

KT c

T

From A1-A3 we have also the following technical lemma:

LEMMA 2.1. Define Φ+(t), Φ(t), for t ≥ 0, by ), ( ) ( sup

: )

( ~ ~

k x,y ds y

t S±

te3 x Γm

Φ± =

Where Γ~ : ={(x1,x2,0):(x1,x2) Γ}, and Φ(t) byΦ(t):= max (Φ + (t),Φ-(t)). Then .

0 )

(t as t + Φ

Proof. Consider Φ+(t). From Assumption A2, supxS S k(x,y)ds(y)<∞, so that Φ+ is well denned and

~ k(x,y)ds(y)→ 0

3 ++te S

as t→+∞ with x fixed. Applying Al, it follows that (13) ∫~ k(x,y) ds(y)→ 0

S+

as t→+∞ with x = (x1,x2,−t) and (x1,x2) ∈ Γ fixed. But, by Assumption A3 uniformly continuous on S. It follows that the convergence (13) )

( )

~ k(x,y ds y S+

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6 A. T. PEPLOW AND S. N. CHANDLER-WILDE

is uniform in (x1,x2) ∈Γ, so that Φ+(t)→0 as t→+∞. Similarly, Φ−(t)→0 as

∞. +

t

Assumption A4 gives rise to a similar result concerning the integral over E±. LEMMA 2.2. Define Ψ+(t), Ψ (t), for t ≥0, by

), ( )

~ (

sup :

)

( k x,y ds y

E±

te3 Γ x

t = ±

Ψ±

and Ψ(t)byΨ(t):=max(Ψ+(t),Ψ−(t)). Then Ψ (t) →0as t→+∞.

Proof. From Assumption A2, Ψ is well defined and, from Assumptions A2 and A3, )

( ) (x,y ds y

± k

E is uniformly continuous on S±. It follows that Ψ(t) 0 from Assumption A4.

We shall employ principally the following notions of convergence. For a sequence {Tn}

and T we shall write TnT if, for all A > 0, {xTn: xA} = {xT: xA}for all sufficiently large n. For a sequence

{ }

ψn , with ψn ∈L∞ (Tn), we shall write

, 0 all

for , and , sup

, if

)

( → ∞ < ∞ >

∈ ∞

L T Tn T n n A

n ψ ψ

ψ

ess supxT,xAψn(x)_ψ(x) → 0 as n → ∞.

REMARK 2.1. If TnT then, for all sufficiently large n,Tn \T ⊂ (E+ −bn) ∪ ),

(E−+cn where bn,cn ≥ 0 and bn,cn → +∞as n→ ∞. Thus, if T is bounded, Tn= T for all sufficiently large n, so that, if ψL(T), then ψnψψnψ → 0.

REMARK 2.2. If ψnBC(Tn ) for each n then ψ BC(T). REMARK 2.3. If ψnψ then ψ ≤ sup n ψn .

REMARK 2.4. If ψnBC(T) and ψnBC(T). for each n, then the convergence

ψn → ψ is strict convergence in the sense of Buck [7].

REMARK 2.5. A useful test of convergence is: ψn →ψ ⇔ every subsequence of

{ }

ψn

has a subsequence that converges to ψ .

Our next two results are, respectively, a collective compactness and a convergence property of the operator sequence

{ }

KTn ,in the case TnT.

LEMMA 2.3. Suppose that {Tn}⊂Σ,Tn T∈ Σ,ψnL(Tn)for each n, and . T h e n , f o r s o m e s u b s e q u e n c e { },K ψ m → ψ∈ BC(T)

m nm n

n T

ψ .

<

supn ψn

Proof. Define TA*:={(y1,y2,y3)∈T |;y3|≤A}, for A > 0, and let xn = K ψ n . Note

Tn

that, for all A > 0, TA* Tn for all sufficiently large n.

By (11),

{ }

xn is bounded and equicontinuous. By the Arzela-Ascoli theorem and the above remarks, it follows that {xn} has a subsequence, {xn(1)} which is a Cauchy sequence on

1*

T . Similarly, {xn(m 1)} has a subsequence, {xn(2)} , which is a Cauchy sequence on T2* Continuing the argument, we may construct, for each m Є N, a subsequence {xn(m)} of

}

{x(nm-1) which is a Cauchy sequence on Tm*. Then {xn(n)} is a Cauchy sequence on Tm* for each m Є N and thus converges to an element of BC(T). □

LEMMA 2.4. Suppose that {Tn}⊂Σ, T∈ Σ, ψnL (Tn) for each n, and ψn →ψ. Then K ψn KTψ

Tn.

), T ( L ψ∈

Proof. If T is bounded then, by Remark 2.1, the above is no more than a statement that KT is continuous. Suppose that T is unbounded. Since, by (11),

{

KTnψn

}

is bounded and equicon- tinuous, to show KT ψn KTψ we need only show pointwise convergence of to

nK T ψ n

n

ψ KT

Let C := supn ψn , choose x = (x1, x2, x3,) Є T, and define TA* as in the previous proof. For all A > |x3| and provided TA*Tn (true for all sufficiently large

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INTEGRAL EQUATIONS ON CYLINDRICAL SURFACES 7 n),

(y)ds(y) ψ

(y y)(ψ k(x,

* x K x

KTnψn( ) Tψn( ) ≤ TA n )) n

) (

| ) , ( )

(

| ) ,

( \

\ |k x y ds y C|k x y ds y

C *

TA

* T TA

Tn +

+

) (

| ) , (

| )

( )

≤ (

sup ) ( - )

3

y ds y x

k C y y

A y

c n + (E+ bn E +Cn

≤ ψ ψ

) (

| ) (

|

2C\ * x,y ds y

TA

+ T

f o r a l l s u f f i c i e n t l y l a r g e n, w h e r e bn,cn ≥ 0 a n d bn,cn + ( T o o b t a i n this last inequality we have used Assumption A2, that, Tn\TA*⊂(Tn \T)∪(T\TA*), and that, by Remark 2,1,Tn\T C (E+ - bn) ∪ (E- + cn) for all sufficiently large n.) Applying Assumption Al and recalling the definitions of Ψ and Φ we obtain

)) (

) (

( ) (

(y)

|

| sup

(x)

(x) y C b +x3 c x3

3 A c y K

KT n T n n n

nψ ψ ψ ψ + Ψ +Ψ

+2C(Φ(A+x3)+Φ(A x3)).

Given Є > 0, by Lemma 2.1, the final term on the right hand side is ≤ Є/2 if A is chosen sufficiently large enough. Then, since ψn →ψ and by Lemma 2.2, the remaining terms are ≤∈/2 for all sufficiently large n. Thus KTnψn

( )

x KTψn

( )

x → 0 as n→∞ for every fixed x. □

We apply the above compactness and continuity properties first of all to give a condition for the continuous dependence of φ on g in equation (1), in the case

(I K)BC( )S

g .

THEOREM 2.5. If I - K is injective then (I — K)-1 exists and is a bounded operator on (I – K)BC(S).

{ }

n

Proof. Suppose that the theorem is false. Then there exists a sequence ψ BC(S) with ψn =1 for each n s uc h t ha t ψn Kψn → 0.. Since ψn =1, we can find a sequence {an} R such that supxΓ~ χn(x) ≥ 21, where {χn}⊂BC(S) is defined by χn(x)=ψn(x ane3),xS. From Assumption Al it follows that

Thus ).

( )

(x a e3 K x Kψn n = χn

(14) χn Kχn = ψn Kψn → 0 as n→ ∞.

Since {χn} is bounded in BC(S), by Lemma 2.3 we can choose a subsequence }

{χnm and χ Є BC(S) such that → χ.

nm

From (14) it follows that nm → χ and then, from Lemma 2.4, that nm → Kχ. Thus χ = Kχ. Since χ

( ) 12

Γ n

infx~ χ x and I - K is injective we have a contradiction. □

In the next two theorems we commence an examination of conditions for (I – K)BC(S) = BC(S) and of the convergence of ,φa the solution of the integral equation (9) on Sa, to φ as a→ ∞

THEOREM 2.6. Suppose that I - K is injective and that, for some A > 0 and all aA,

(

I Ka

)

1 exists and is a bounded operator on BC(Sa), with C :=

( )

<∞.

supa A I Ka 1 Then (I — K)-1 exists as an operator on BC(S) with (I K) 1C Moreover, if g Є BC(S), {an} R+ and an → ∞, then (I –

( ) .

) 1E g I K 1g

K an

an

(10)

8 A. T. PEPLOW AND S. N. CHANDLER-WILDE

Proof. Let g BC(S) and define the sequence n}, where φnBC(San) for

each n, by g. Then

n

n a

a E

K -

n I

) 1

=( φ

(15) g.

n

n a

a E

K n

n = φ +

φ

Since {φn} is a bounded sequence, by Lemma 2.3 there exists a subsequence { }

nm

φ and BC(S) such that

φ

φ.

φ g

nm m n

n a

a +E

K m

Thus, from (15), φ → φ

nm Hence, from Lemma 2.4, K φ Kφ

nm nm

a , and thus

. K E

Kanmφnm + anmg φ+g T h u s φ =Kφ+g a n d s o g Є (IK)B C(S) and we have shown that I - K is surjective, so that (I - K)-1 exists as an operator on BC(S).

By the same argument, given g Є BC(S), every subsequence of g has

an

E K - I )-1 (

a subsequence converging to (I-Kan)-1g Thus, by Remark 2.5, g

g -1

1

- ( )

)

(I-K E I-K

n

n a

a

for every g Є BC(S). From this and Remark 2.3 it follows that ||(I - K)- 1|| ≤ C.

THEOREM 2.7. Suppose that the conditions of the previous theorem are satisfied.

Define g and If

n n:=(I-Kan)-1Ea

φ φ:=(I-K)-1g. φ(x) 0 as x→ ∞ then as n→ ∞

0

R n

an

φ

φ

Proof. By definition,

(16) g

n

n a

a E

K n

n φ =

φ and φ Kφ =g, so that

(17) E K E .

n n

n a a

a φ φn = g F r o m ( 1 6 ) a n d ( 1 7 ) i t f o l l o w s t h a t

, ) (

-Ean I Kan -1xn

n φ =

φ

Where x K E E K ,

n n

n a a

a

n = φ− φ so that

(18) || n -Ea ||∞ ≤C||Xn||∞.

nφ φ

For each n, let An :=

(

an - 1

)

2. By Assumptions Al and A2, and from the definition of Φ ,

sup E K(x) ≤ sup K (x)

_1 an S n\ a x∈S _1

an S n\ Sa

x∈ an

φ

≤ sup k( , )ds( ) c sup ( )

1

y y

y

x

An An

S S\

_ y San n\ Sa

x S φ φ

+

≤ sup (t)|| || c sup (y).

An S~

\ S

y

An

t

φ +

φ Φ

The same upper bound applies to sup KanEan (x)

_1 an an `S~

S

x φ so that, for x

_1 an an\S S

X (x) ≤2 sup (t) 2c sup (y).

An S~

\ y∈ S

A t n

n Φ φ + φ

(11)

INTEGRAL EQUATIONS ON CYLINDRICAL SURFACES 9 For, ,x ∈ S~

_1

an

), ( ) ( ) , ( )

( ) )(

)(

(

= )

(x1 k x,y E y ds y1 K x y y ds y

X _

an S

n\ Sa

n an S\S

n_

a φ φ

So that

) y ( sup c

≤ 2 ) y ( sup

c

≤ 2 ) x ( X

An _1

an S~

S\

y S

S\

n y φ φ

Thus

( )

t 2c sup (y).,

2 sup

X

SAn

S y

A

t

n

n Φ φ + φ

so that, by Lemma 2.1, Xn → 0 |and, by (18), _ → 0 φ

φn Ean as n→ ∞ Now,

) x _ ( ) x ( sup

) x ( R

sup )

x (

sup _ R

n n

n n

n

a n S

\

S a x

S

\

S x S

\

S

x

a n

a a

n φ φ + φ + φ φ

φ

2 sup ( ) 2 sup ( )_ ( )

x x n x

a

an x S n

S

\ S x

φ φ

φ +

≤ 3 sup ( ) 2 _

_1

~ φ φ n nφ

a

S a

\ S x

E x

n

+ + S i n c e ( ) ( ) ( ) S \S _1

an

x , x x

_E

x anφ φ

φ T h u s φ_Ranφn → 0 a s n→ ∞

The next theorem is a criterion for the existence of a solution to equation (9) for all sufficiently large a ≥ A and the uniform stability of the approximate inverse operators.

T H E O R E M 2 . 8 . I f I_K,I _K+, a n d I_K a r e i n j e c t i v e , t h e n (I_Ka)_1 exists and is a bounded operator on BC(Sa) for all sufficiently large a ≥ A and

. )

K - I ( sup

:

C a -1

A

a <

=

_1

_ ) Ka

I

( exists (i.e. I - Ka is injective) then, since Ka is Proof. Note that if

compact, (I - Ka}-1 is a bounded operator on BC(Sa} by the Fredholm Alternative.

Suppose now that the theorem is false. Then there exist sequences {an}⊂R+ and n} such that an →∞,ψnBC(San)and ψn =1 for each n, and

(19) ψ n − K anψ n → 0.

Since ψn =1 we can find a sequence {x( )n } such that x( )n = (x1( ) ( ) ( )n ,x2n ,x3n )

an

S f o r e a c h n a n d ψn(x( )n) ≥ 12.

There are two cases to consider: (a)an x3(n) → ∞ as n→∞; (b) {an x3(n)} is bounded.

CASE (a). For each n, define Tn:=San_ x3(n) and XnBC(Tn) by (20) xn(x) =ψn(x+ x3(n)e3), x Tn.

Then, by Assumption Al, it is easy to see that

(21) Kanψn(x+ x3(n)e3) = KTn Xn(x), x Tn.

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