A NNALES DE L ’I. H. P., SECTION A
J. A LCANTARA -B ODE
J. Y NGVASON
Algebraic quantum field theory and noncommutative moment problems. I
Annales de l’I. H. P., section A, tome 48, n
o2 (1988), p. 147-159
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p. 147
Algebraic quantum field theory
and noncommutative moment problems I
J. ALCANTARA-BODE
J. YNGVASON U. P. C. H. Lima, Peru
Science Institute, University of Iceland
Ann. Inst. Poincaré,
Vol. 48, n° 2, 1988, Physique ’ théorique ’
ABSTRACT. - Let F denote Borchers’ test function
algebra and Fc
the
locality
ideal. It is shown that thequotient algebra ~/~~
admits acontinuous C*-norm and thus has a faithful
representation by
boundedoperators on Hilbert space. This
representation
can be chosen to be Poin-care-covariant. Some further
properties
of thetopology
definedby
thecontinuous C*-norms on this
algebra
are also established.1. INTRODUCTION
The mathematical
theory
of relativistic quantum fields hasmainly
beendeveloped
within twogeneral
frameworks. On the one hand there is theapproach
initiatedby Wightman
andGarding [1 ],
where the fields areconsidered as distributions with values in the
unbounded,
closable opera- tors on a Hilbert space. On the other hand there is thetheory
ofHaag,
Kastler and Araki
[2] ] [3] using
nets ofC*-resp.
v. Neumannalgebras
asso-ciated with bounded domains of
space-time.
It is along standing problem
to establish conditions under which it is
possible
to pass from one scheme to the other. We shall notattempt
to review allprevious
work on thisAnnales de l’Institut Henri Poincaré - Physique theorique - 0246-0211 Vol. 48/88/02/147/13/$ 3,30/CQ Gauthier-Villars
subject here,
but mentiononly
the papers[4] ] [5 ] [6] and
the recentpubli-
cation
[7 ],
where further references can be found.In this paper we propose to consider this
question
from apoint
of viewthat was
developed
in two papersby
Dubois-Violette about 10 years ago[8, 9 ].
In these papers it is shown how one can in a natural way associatea
C*-algebra B
with any*-algebra u
that isequipped
with afamily
ofC*-seminorms.
Moreover,
every state co on u that satisfies a certainposi- tivity
condition determines a state w on theC*-algebra B
in such a way that M can be reconstructed from (5. In thespecial
case where 2I is analgebra
of
polynomials,
theC*-algebra B
is analgebra
of continuous functions and the construction of c~ amounts tosolving
a classical momentproblem.
For this reason the term « noncommutative moment
problems »
has beenused in
[8] ] [9] for
thegeneral
case.This formalism can be
applied
to aWightman-Garding quantum
fieldtheory
in thealgebraic
version due to Borchersand
Uhlmann[77].
A quantum field is here
regarded
as arepresentation
of a tensoralgebra
over a space of test
function;
in thesimplest
case with Schwartz test func- tions thisalgebra
is denotedby
~. Thelocality postulate
of quantum fieldtheory
means that therepresentation
should annihilate a two sidedideal,
~,
that isgenerated by
commutators of test functions withspace-like separated supports.
The relevantalgebra
for a local quantum fieldtheory
is therefore the
quotient algebra ~/~~
rather than ~ itself.In
[8 ] [9] Dubois-Violette
considered thealgebra _~
and showed that everypositive
functional on itgives
rise to a state on an associatedC*-alge- bra,
called the «quasi-localizable C*-algebra
». While thisC*-algebra
is
generated by
nets ofsubalgebras corresponding
to bounded domains of Minkowski space, it does notsatisfy
thelocality postulate,
i. e. commu-tativity
forspace-like separated
domains. There thus remains the pro- blem to decide which stateson F give
rise torepresentations
of thequasi-
localizable
C*-algebra fulfilling
thelocality postulate.
A sufficient conditionwas stated in
[8] in
terms ofquasi-analyticity
of the vacuum, thatimplies
essential
self-adjointness
of the fieldoperators
on the natural domain.111 an endeavour to obtain more
general criteria,
we would like toapply
the method of
[8] ] [9] to
thealgebra
instead of Y. The associatedC*-algebra
has the localcommutativity
built in and is thus aquasi-local algebra
in the sense of[2 ].
It is nota priori clear, however,
that thisC*-alge-
bra is a useful
object.
The mainingredient required
for its construction is afamily
of continuous C*-seminorms on thealgebra ~/~~.
TheseC*-seminorms determine the
positivity
condition which a functional on has tosatisfy
in order to define a state on theC*-algebra:
The func-tional has to be
positive
on the closure of thepositive
cone in~/~~
w. r. t.the
topology
definedby
the C*-seminorms. If this closure is toobig,
theremay be no nontrivial functionals that
satisfy
thisrequirement.
Thishappens
for instance if one considers instead of the ideal
corresponding
to thel’Institut Henri Poincaré - Physique theorique
149
ALGEBRAIC QUANTUM FIELD THEORY. PROBLEMS I
canonical commutation
relations,
that have no boundedrepresentation
at all.
In this paper we
investigate
thetopology
definedby
the continuous C*-seminorms on We show that thealgebra
admits a continuousC*-norm,
so thetopology separates points.
This means that the associatedC*-algebra
isnontrivial,
and the functionals on whichsatisfy
thepositivity requirement
span a dense set in thedual space (~/~~)’.
We alsoprove that the
topology
definedby
the continuous C*-norms induces theoriginal Frechet-topology
on each « finitesegment »
of i. e. thesubspaces generated by
tensor powers of f/ up to a finite order. This meansin
particular
that everyn-point Wightman-distribution
can be writtenas a linear combination of
n-point
distributions thatcorrespond
to arepresentation
of the test functionalgebra by
boundedoperators satisfying
the condition of local
communtativity.
Finally,
we show that thealgebra j~/~c
has afaithful,
Poincare covariantrepresentation by
boundedoperators.
2. THE GENERAL FORMALISM
In this section we review the
general
formalismdeveloped by
Dubois-Violette
[8, 9 ].
Let 9t be a
*-algebra
over C with unit element t Aseminorm p
on u iscalled a C* -seminorm if
for all a ~ u
(1).
Let r be afamily
of C*-seminorms on u and assume that thetopology ITr generated by
r on u isHausdorff,
i. e. for every a E9t,
a 7~
0,
there is apE r with~(~) 5~
0. Denoteby j~(9t, r) (or simply j~,
if 2l and r arefixed)
thecompletion
of 2l w. r. t. ~ is in a natural waya
topological *-algebra.
If a E~,
then the spectrumSp(a)
is the set of all~, 6 C such that a - /L1! is not invertible in j~.
Using
standard results ofC*-theory
one shows thatis a
closed,
convex cone in j~ andWe denote
by u+0393
the intersection with9t;
this is also thesure in 9t of the convex cone
|ai e 9t}.
A linear functional 03C9(1) This implies that p satisfies and p(a*) = J9(x), for all a, b = 9t, cf. [13].
2-1988.
on u is called
0393-strongly positive (or,
for fixedr, simply strongly positive),
if (D is
positive
on9t~.
The
positive
coneA+
defines an order relation on A denotedby
s.Let 9[R --_
9K(9t, r)
be the linearsubspace
of j~generated by
order intervals withendpoints
in9t,
i. e.9Jl is a
*-invariant,
linear space, but ingeneral
not analgebra
unless uis commutative.
We have the
following
theorem( [8 ],
theorem 1 and prop.4,
cf. also[9 ],
prop.
26 .12) :
THEOREM 2.1. - A linear
functional
úJ on has an extension ci~ toa linear
functional
on 9Jl that ispositive
on9Jl + = 9Jl
n~+ if
andonly if
a~is
strongly positive.
The extension ci~
satisfies
where
The extension is
unique if
andoni y if
úJ # =Consider next the
algebra
aIt is
straightforward
to ve nify
thatB~
is aC*-algebra,
whenequipped
withthe norm
Moreover B~
is contained in9M,
for if h Eh*,
then= t In
general, 9t and B~
willonly
have multi-ples
of the unit element in common. On the otherhand,
astrongly posi-
tive functional co on ~ can
by
theorem 2.1 be extended to apositive
func-tional ÔJ on 9K and ÔJ can be restricted This restriction in fact determines 03C9
uniquely (cf. [8 ],
theorem5).
In this way one has establisheda connection between
strongly positive
functionals on 9t and states on theC*-algebra
The situation is illustratedby
thefollowing diagram.
Annales de l’Institut Henri Poincaré - Physique theorique
151
ALGEBRAIC QUANTUM FIELD THEORY. PROBLEMS I
The spaces
and B~
can beeasily
described in concrete terms if 9t is the commutativealgebra C[X1, ...,Xn] of polynomials
in n indetermi-nates and r is the
family
of all C*-seminorms on 9t. 9t can be identified with thealgebra
ofpolynomial
functions on!R",
and the C*-seminorm areof the form
with K c [R"
compact.
~ is thealgebra
of all continuous functions on[?",
whereas 9M consists of the
polynomially
bounded continuous functions.The
algebra B~
is theC*-algebra
of allbounded,
continuous functions on [R"with the sup-norm.
Strongly positive
functionals on u are those that arepositive
on allpositive polynomials.
Thepositive
functionals on m cor-respond
topositive
measures on [R" ofrapid
decrease atinfinity.
The measu-res are
uniquely
determinedby
the statesthey
define It is also clearthat the
subalgebra ~o(~)
of functionvanishing
atinfinity
issufficiently large
to determine the measure.In the
general
situation it may alsohappend
that a suitablesubalgebra of B~
is a more naturalobject
to deal withthan B~
itself. To constructsuch
subalgebras
one can make use of thefunctional
calculus established in[8 ] : Namely,
for every hermiteanh ~ u,
there is aunique
homomor-phism
03C6 of thealgebra
of continuousfunctions
on S =sp(h)
into A suchthat = hand == D. If
f
is apolynomially bounded,
continuousfunction,
then and iff
isbounded,
thenLet G be a subset of hermitean elements of u. Define
B(G, r)
as thesubalge-
bra of
B~ generated by
elementsf(h)
with h ~ G andf ~ G0(R).
If G is aset of generators for
9t,
then the restriction of toB(G, r)
is sufficient to determine couniquely.
On the other hand one has thefollowing
streng-tening
of theorem 2.1(cf. [8 ], corollary 3).
THEOREM 2.2. - The restriction
B(G,0393) is uniquely
determinedby 03C9 if
andonly if
In
[9 it
is shown that thisuniqueness
holds e. g. in the case that the ele-ments in G are
represented by essentially self-adjoint
operators in theGNS-representation
of u definedby
OJ.Finally
we remark that the choice of thealgebras ~(~, r)
is somewhatarbitrary.
Instead ofusing
functionsvanishing
atinfinity
to generate analgebra,
one couldjust
as well consider theC*-subalgebra of B~ generated by
theunitary
elements E ~8.Vol. 48, n° 2-1988.
3. C*-SEMINORMS
ON PARTIALLY SYMMETRIC TENSOR ALGEBRAS
Let E be a linear space
(over C)
and p a relation onE,
i. e. a subset ofE x E. The
partially symmetric
tensoralgebra Sp(E)
is defined as the quo- tientalgebra
where
T(E)
is the tensoralgebra
over E andIp
is the two-sided ideal inT(E) generated by
all commutators a (x) b - b with(a, b)
E p. If E is a topo-logical
vector space, it is understood thatT(E)
is thecompletion
of thealgebraic
tensorproduced
w. r. t. some suitable tensorproduct topology
and that
Ip
is a closed ideal.We consider first the case that E is a finite dimensional space with basis
{
el, ..., and p is a relation on the basis elements[14 ].
One can thenalso
regard
p as a relation on theset {1,
..., N}. Sp(E)
is in a natural waya
*-algebra,
if the basis elements are considered to be *-invariant. We shall constructrepresentations
ofSp by embedding
thisalgebra
into a groupalgebra.
Let
Gp
denote the «partially
abelian free group »corresponding
to therelation p. This is defined as the group with N generators ..., uN satis-
fying
the relationsThe group
algebra ll(Gp)
consists of all formal sumswith (Xg e C and
The
product
inll(Gp)
is the convolutionand the
*-operation
isWe embed
Sp(E)
into as follows : Defineand
extend p
to ahomomorphism Sp(E) -~ ll(Gp).
This ispossible,
because[~p(e~), ~p(e~) ] =
0 in if[ei, e~ =
0 inSP(E).
l’Institut Henri Poincaré - Physique theorique
153 ALGEBRAIC QUANTUM FIELD THEORY. PROBLEMS I
LEMMA 3.1. - The ’
homomorphism
> isinjective.
’Proof.
- Leto(Gp)
denote thesubalgebra
a of11(Gp) consisting
j of allfinite
’ sumsEagg.
We define ’ agrading
£ ono(Gp)
with values in 7Lby putting
£and
extending
this to allmonomials,
i. e. elements ofGp
cilo(Gp), by
theformula
Now
Sp(E)
is also agraded algebra
withdeg ei
= 1 for all i.Moreover,
we have for all
fi,
... , inIt follows that
Sp(E) -~ lo(Gp)
preserves thedegree.
Inparticular
wehave ker ~p
= {0 }.
The
(nondegenerate) representations
ofll(Gp) correspond uniquely
tothe
unitary representations
ofGp.
If V is arepresentation
ofll(Gp),
thenrc = y o ~p is a
representation
ofSp(E),
andSince is
unitary,
wehave (
1.Conversely,
if 7r is a represen- tation ofSp(E) with II
1 forall i,
we can define arepresentation
Vof
satisfying (3.2) by
We may
picture
the situationby
thediagram
Since (p is
injective,
we obtain a faithfulrepresentation
7r ofSP(E)
with1
by picking
any faithfulrepresentation
V ofll(Gp) (it
sufficesthat V is faithful on
lo(GP))
andcombining
it with ~p. We may for instance consider the leftregular representation V~,
defined onVol. 48, n° 2-1988.
as follows :
This
representation
is faithful because the unit element of the group definesa
separating
vector in ~. We have thus provenTHEOREM 3 . 2. -
Suppose
E isfinite
dimensional and p is a relation on a setof
basis elementsfor
E. Then thealgebra Sp(E)
has afaithful
represen- tationby
bounded operators on Hilbert space.The construction above can be described
quite explicitly
ifSp(E)
is thetotally symmetric
tensoralgebra S(E).
HereGp
= The leftregular
repre- sentationYz
is defined on H =l2 @N,
and ui respu-1i
isrepresented by
aright
resp. left shift in the i-th factor. The Fourier transformestablishes an
isomorphism
between jf andL2([20147r,7c]~~c). Here ui
resp.
u-1i
isrepresented
asmultiplication
with the function exp resp.exp
( -
Hence ismultiplication by
cos TheC*-algebra
gene- ratedby
is thealgebra
of all continuous functions on[-7r,7r]~
that are even w. r. t. inversion of each coordinate. After a variable trans-
formation, yi
= cos xi, thisalgebra
ismanifestly isomorphic
to thealgebra
of all continuous functions on
[ - 1, 1 ]N equipped
with the sup norm. Under the sameisomorphism
thealgebra 7c(S(E))
ismapped
onto thealgebra
ofpolynomials
restricted to[20141,1]~.
Any
boundedrepresentation 7c
ofSP(E) gives
rise to a C*-seminormFurther bounded
representation
and C*-seminorms can be constructedby combining
7c withautomorphisms
of thealgebra.
Thus one can for each ~, > 0 define anautomorphism
a ofSp(E) by
:= and obtain arepresenta-
tion 03C003BB = 03C003B103BB and aC*-seminorm p03BB
= In the case of thetotally symmetric
tensoralgebra
discussedabove, p03BB
is the sup norm on[-03BB, 03BB]N.
One thus obtains a basis of C*-norms for the
symmetric
tensoralgebra by combining
theregular representation
of the groupalgebra
and theautomorphisms
a~,. It is an openquestion
whether this isgenerally
truefor the
algebras Sp(E).
Consider now the
partially symmetric
tensoralgebra ~/~~
that is of interest inquantum
fieldtheory [13 ].
Here !/ =T(!/)
is the tensoralgebra
over Schwartz space of the test
functions,
~ _~((~d),
and is the twosided ideal
generated by
commutatorsf
(8) g - g (8)f, with f, g
E !/having space-like separated supports.
Annales de l’Institut Henri Poincaré - Physique theorique
155
ALGEBRAIC QUANTUM FIELD THEORY. PROBLEMS I
THEOREM 3.4. - The
algebra
i~/~~
admits a i continuous C*-norm and i thus hasa faithful representation by
bounded operators on Hilbert space. ’Proof
2014 We " use the method of[7~] to
o map o thealgebra
a onto opartially symmetric
tensoralgebras
over finite dimensional spaces. Let~= {~ ...,~N}
be a set of
points
in Define ’ a relation Pff ion { 1,
...,N } by
Denote
by
thepartially symmetric algebra corresponding
to therelation pp£. Let el,
..., eN be the
generators for and define a homo-morphism !>p£ : F/Fc
~ SB(E)by
for and canonical extension to other elements of the
algebra.
Itwas shown in
[14 ],
lemma4 . 3,
that thehomomorphisms D~ separate points
in~/~
when ~’ runsthrough
all finite subsets of~d. Suppose
nowthat p
is a C*-seminorm onS~.
Then p~. := p oc~~.
is a C*-seminorm on~ /~~. Moreover,
so p~. is continuous w. r. t. the
LF-topology
of ~/~~.
If we combine thisN
seminorm with an
automorphism
with 03BB =p(el ) -1, we obtain a
new C*-seminorm q~ with the same null space, and
The is therefore
equicontinuous,
andis a continuous The statement of the theorem now
follows from lemma 4 . 3 in
[14 and
theorem 3 . 3.To construct further C*-norms
on ~ /~~
one can make use of automor-phisms
of thealgebra.
Inparticular,
we can considergraded automorphisms
that are
generated by mappings ~ -~ ~
of the formwhere
P(D, x)
is a lineardifferential
operator withpolynomially
boundedC~-coefficients and {a,
A}
is a Poincare-transformation. Thismapping
Vol. 48, n° 2-1988.
leaves the
locality
ideal invariant and thusgenerates
anautomorphism
(XM :
~/~c ~ ~/~c.
is a continuous C*-norm on thealgebra,
then"~~’)!! is another
continuous C*-norm.By using
such automor-phisms
we can make more detailed statements than theorem 3.4 aboutthe
topology
definedby
the continuous C*-normsWe recall from
[7~] that
is alocally
convex direct sum of nuclearFrechet-spaces :
with = C and =
~’(M"’’’))
for H ~ 1. Thetopology
on can e. g. be definedby
the Schwartz-norms onAn
explicit
formula for thecorresponding quotient
norm isgiven
in[14]
(formula (4. 2)
and prop.(4. 2)).
THEOREM 3.5. - The
topology defined by
the continuous C*-normsN
on F
/Fc
induces theoriginal
Frechettopology
on thesubspaces
Ef)(f/
forall
N 00. n=o-
N
Proof
We have to show that every Schwartz-norm on~n=0 (f/
canbe dominated
by
a C*-norm on thealgebra.
Since we can combine C*-norms with
mappings
of thetype (3 .6),
it suffices to consider thesimplest
Schwartz norms on .
N
V~ N
and the
corresponding =
/ j!!
. "-o0n=0
f
eF(Rd.n)
the supremum in(3 . 7)
is reached at apoint
...,xn)
eRd.n.
N
Hence,
for every a e 0(~/~c)~
there is a set ~ with at mostN(N - 1)/
M=0
2
points
such thatwhere
03A6~
is thehomomorphism F/Fc
~S(E)
definedby (3 . 4) and p
is a norm on
S~(E).
The norm pdepends only
on thealgebra S~(E),
but isotherwise
independent
of a. Also the constant, const~,depends only
on theN
relation 03C1~.
Moreover, 03A6~ maps ~ (F/Fc)n
onto a finite dimensionaln=0 -
subspace
ofS~(E),
where all norms areequivalent
to each other.By
theo-rem 3 . 2 we may therefore assume
that p
is a C*-norm. As ~ runsthrough
Annales de l’Institut Henri Poincaré - Physique theorique
157
ALGEBRAIC QUANTUM FIELD THEORY. PROBLEMS I
all sets with at most
N(N - 1)/2 points
thealgebra S~(E)
willchange.
However,
there areonly finitely
many different relations p~ and henceonly finitely
many differentalgebras
to be taken into account. Because of this and(3 . 8),
thefamily
of C*-seminorms p oD~
isequicontinuous.
Thesupremum over ~’ defines then a C*-seminorm that dominates !! .
4.
POINCARE-COVAMANCE
The Poincare
group ~
operates in a natural way as a group of continuousautomorphisms
If r is afamily
of C*-seminorms and r is invariant under thisaction,
then the group is alsorepresented by
auto-morphisms
of theC*-algebra B(~/J~r),
defined in section2,
cf.[9 ],
prop. 3.
However,
his action is ingeneral
not continuous in the group ele- ments. Infact,
suppose r contains the C*-seminormswhere K runs
through
the compact sets of characters on thealgebra.
Forthe on B we then have
for all a,
~e~/J~,,
If a,&e(~/~)i
arelinearly independent,
there is a X with
x(a)
= 1 and =0. Thus
we haveSince a Poincare-transformation L takes an element a E
(~/J~,), ~ ~ 1i
into a
linearily independent element,
it is clear that L ~ is not acontinuous function on the group
1!, /(0)
7~f ( 1 ).
This
situation, however,
is notunexpected;
what matters is that thealge-
bra should have many nontrivial covariant
representations,
where thegroup action is
unitarily implemented
in a continuous way and satisfies thephysical
spectrum condition.(See [7~] for
ageneral
characterization ofrepresentations
that arequasi-equivalent
to covariantrepresentations.)
The
question
whether this is the case for theC*-algebra B
associated with thefamily
of all continuous C*-seminorms on~/J~.
is a very difficult one, and we shall not deal with it here. Instead we present anexample
of aPoincare-covariant
representation (without
spectrumcondition)
wherethe
algebra ~/~~
isfaithfully represented by
bounded operators.Consider the on
~/~~
definedby (3.5).
This norm isobviously
invariant underPoincare-transformations. Moreover,
the action is continuous in the group elements for every fixed element of thealgebra.
Infact,
since the norm isinvariant,
it suffices to consider the action on the gene-Vol. 48, n° 2-1988.
rators, i. e. But
there ~.~~
is the usual sup-norm and the assertion isobviously
true. We can nowapply
a standard method forconstructing
covariantrepresentations by forming
crossproducts (cf. [76],
ch.
7 . 6) :
Let 7T be a
representation
on a Hilbertspace H with ~ 03C0(a)| = II a ~~.
Define a
representation
X of thealgebra
and aunitary representation
Uof the Poincare
group ~
on ~f =by
and
Then
for all
a ~ F/Fc. Moreover, X
is faithful since 03C0 is faithful.ACKNOWLEDGEMENTS
Parts of this work were carried out at the Institute for theoretical
Physics
in
Gottingen
while J. A.-B. was a fellow of the Alexander von Humboldt Foundation. We would like to thank Professor H. J. Borchers for his hos-pitality.
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(Manuscrit reçu Ie 13 aout 1987)
Vol.48,n°2-1988.