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www.elsevier.com/locate/anihpc

Asymptotic behavior of a Cahn–Hilliard–Navier–Stokes system in 2D

Ciprian G. Gal

a

, Maurizio Grasselli

b,

aDepartment of Mathematics, University of Missouri, Columbia, MO 65211, USA bDipartimento di Matematica “F. Brioschi”, Politecnico di Milano, 20133 Milano, Italy Received 4 February 2009; received in revised form 16 November 2009; accepted 16 November 2009

Available online 3 December 2009 In memoriam Giovanni Prouse (1932–2008)

Abstract

We consider a model for the flow of a mixture of two homogeneous and incompressible fluids in a two-dimensional bounded domain. The model consists of a Navier–Stokes equation governing the fluid velocity coupled with a convective Cahn–Hilliard equation for the relative density of atoms of one of the fluids. Endowing the system with suitable boundary and initial conditions, we analyze the asymptotic behavior of its solutions. First, we prove that the initial and boundary value problem generates a strongly continuous semigroup on a suitable phase-space which possesses the global attractorA. Then we establish the existence of an exponential attractorsE. ThusAhas finite fractal dimension. This dimension is then estimated from above in terms of the physical parameters. Moreover, assuming the potential to be real analytic and in absence of volume forces, we demonstrate that each trajectory converges to a single equilibrium. We also obtain a convergence rate estimate in the phase-space metric.

©2009 Elsevier Masson SAS. All rights reserved.

MSC:35B40; 35B41; 35K55; 35Q35; 37L30; 76D05; 76T99

Keywords:Navier–Stokes equations; Incompressible fluids; Cahn–Hilliard equations; Two-phase flows; Global attractors; Exponential attractors;

Fractal dimension; Convergence to equilibria

1. Introduction

It is widely accepted that the incompressible Navier–Stokes equation governs the complex motions of single-phase fluids such as air or water, while we are faced with the persistent and intriguing questions of recovering complex motions of binary fluid mixtures (see [52]). The turbulence issues for single-phase flows have been analyzed in many fundamental works (see, e.g., [14,24,25,45,47] and their references). On the other hand, the mathematical study of turbulent binary (or even multi-phase) mixture flows is only in its infancy. Thus, the present article may be viewed as a preliminary contribution to the analysis of the turbulence problem for multi-phase flows (cf. also [28]).

* Corresponding author.

E-mail addresses:[email protected] (C.G. Gal), [email protected] (M. Grasselli).

0294-1449/$ – see front matter ©2009 Elsevier Masson SAS. All rights reserved.

doi:10.1016/j.anihpc.2009.11.013

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The quenching of a system from a disordered phase into an ordered one produces a time-dependent growth process of ordered regions. The evolution of these regions is the subject of phase ordering dynamics, a relevant subject of investigation for a number of physical systems ranging from solid alloys to polymer blends, multi-phase fluids and nematic liquid crystals [5,7,13,40,36,46,49,53]. The first to address the problem were J.W. Cahn and J.E. Hilliard [16]

who studied the spinodal decomposition of binary alloys (see also [15]). Similar phenomena occur in the phase separation of binary fluids, that is, fluids composed by either two phases of the same chemical species or phases of different composition. In this case, however, the phenomenology is much more complicated because of the interplay between the phase separation stage and the fluid dynamics.

The mathematical analysis of these phenomena is far from being well understood. For instance, the spinodal de- composition under shear consists of a two-stage evolution of a homogeneous initial mixture: a phase separation stage in which some macroscopic pattern appear, then a shear stage in which these patterns organize themselves into par- allel layers (see, e.g., [50] for experimental snapshots). This model has to take into account the chemical interactions between the two phases at the interface, achieved using a Cahn–Hilliard approach, as well as the hydrodynamic prop- erties of the mixture (e.g., in the shear case), for which Navier–Stokes equations with surface tension terms acting at the interface are needed. When the two fluids have the same constant density, the temperature differences are negligi- ble and the diffusive interface between the two phases has a small but non-zero thickness, a well-known model is the so-called “Model H” (cf. [37], see [34] for a rigorous derivation). This is a system of equations where an incompress- ible Navier–Stokes equation for the (mean) velocity fieldu=(u1, . . . , uN), N=2,3, is coupled with a convective Cahn–Hilliard equation for the order parameterφwhich represents the relative concentration of one of the fluids (for the compressible case see [3] and its references). More precisely, the equations read as follows

tu+u· ∇u−νu+ ∇p=φ+g, (1.1)

∇ ·u=0, (1.2)

tφ+u· ∇φ0μ=0, (1.3)

μ= −εφ+αf (φ), (1.4)

inΩ×(0,+∞), whereΩ is a bounded domain inRN, N=2,3, with smooth boundaryΓ,gis an external time- independent volume force and we have assumed the density equal to one. We remind that an external nongradient force (e.g., a stirring force) can play a basic role in certain phenomena like coarsening (see [7]). The quantitiesν,0and Kare positive constants that correspond to the kinematic viscosity of fluid, mobility constant and capillarity (stress) coefficient, respectively. Here μ is the chemical potential of the binary mixture which is given by the variational derivative of the following free energy functional

F(φ)=

Ω

ε

2|∇φ|2+αF (φ)

dx,

where, e.g.,F (r)=r

0f (ζ ) dζis a suitable double-well potential. Hereεandαare two positive parameters describing the interactions between the two phases. In particular, ε is related to the thickness of the interface separating the two fluids. A typical example of potentialF is of logarithmic type (see [16] and references therein). However, this potential is very often replaced by a polynomial approximation of the type F (r)=γ1r4γ2r2, γ1 andγ2 being positive constants. We also note that (1.1) can be replaced by

tu+u· ∇uνu+ ∇p= −Kdiv(∇φ⊗ ∇φ)+g withp=pκ(2ε|∇φ|2+αF (φ))since

κμφ=κε

2|∇φ|2+αF (φ)

Kdiv(∇φ⊗ ∇φ).

The stress tensor∇φ⊗ ∇φis considered the main contribution modelling capillary forces due to surface tension at the interface between the two phases of the fluid.

Regarding possible boundary conditions for these models, we recall two cases considered in the literature: the mixing of two fluids in a driven cavity (see, e.g., [17] and the references therein) and the spinodal decomposition

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under shear in a channel (cf., for instance, [50]; see also [12]). In the first case, the boundary conditions forφin (1.3) are the natural no-flux conditions

nφ=nφ=0, (1.5)

onΓ ×(0,+∞), wherenis the outward normal toΓ. These conditions ensure the mass conservation. In fact, it is easy to check that (1.5) implies that

nμ=0, onΓ ×(0,+∞),

which yields the conservation of the following quantity φ(t)

= 1

|Ω|

Ω

φ(x, t) dx,

where|Ω|stands for the Lebesgue measure ofΩ. More precisely, we get from (1.3) thatφ(t) = φ(0)for allt0.

Concerning the boundary condition foru, we will assume the Dirichlet (no-slip) boundary condition

u=0, onΓ ×(0,+∞). (1.6)

Therefore we suppose that there is no relative motion at the fluid-solid interface. On the other hand, in the case of channel under shear, periodicity conditions may be imposed forφ,μ andu, in the longitudinal direction. The periodicity conditions are natural because in the physical experiments the shear is obtained by putting the mixture between two rotating cylinders whose diameters are very close (Couette–Taylor flows), curvature effects are usually neglected because of the thickness of the domain (see, e.g., [12]). We could also consider these conditions here, but for the sake of exposition, we will focus our attention to (1.5)–(1.6) only. However, we remark that all the subsequent results concerning problem (1.1)–(1.4) can also be extended to the mentioned periodic boundary conditions on a rectangular domainΩ. Of course, system (1.1)–(1.5) is also subject to initial conditions, that is,

u|t=0=u0, φ|t=0=φ0, inΩ. (1.7)

Problems like (1.1)–(1.7) have recently received lot of attention from the numerical viewpoint (see, e.g., [6,11,23, 39,42,44,48] and references therein). Well-posedness issues have been analyzed in [9] for a system where the Cahn–

Hilliard equation has nonconstant mobility and the Navier–Stokes equation has non-matched viscosity ν=ν(φ) (see [10] for the nonhomogeneous case and [21,43] for non-Newtonian fluids). The concentration dependent mo- bility forces φ to take values within a bounded interval (say,[−1,1]) and also logarithmic-type potentials can be handled (see [9]). In particular, the author has proven the existence and uniqueness of global weak and strong solu- tions in 2D as well as local asymptotic stability of suitable stationary solutions. The hard case of constant mobility, nonconstant viscosity and singular potentials has been analyzed in [2]. In this noteworthy paper, besides existence and uniqueness results, the regularity of solutions has been carefully examined and convergence to a single equi- librium has been established. The case Ω=R2 with smooth potentials has also been considered and existence, uniqueness and stability of stationary solutions have been investigated [54]. A further interesting qualitative result is contained in [4, Appendix A]. There, the authors takeK=εandα=ε1, and identify the limit asεtends to 0 of system (1.1)–(1.4) endowed with suitable initial and boundary conditions. The resulting limiting system is a combina- tion of the classical Navier–Stokes sharp interface model with a Mullins–Sekerka type problem (see [4] and references therein).

As far as the longtime behavior is concerned, existence of a global attractor for (1.1)–(1.4) has recently been proven in [1]. Here, we want to carry out a more detailed analysis of the same system endowed with (1.5)–(1.7) for N=2. The goals are similar to the ones of [28], where the 2D Navier–Stokes equation coupled with an Allen–

Cahn equation has been examined. Both these systems have been then considered in a unified way in [29], where we have studied the longtime behavior in the 3D case, subject to a time-dependent external nongradient force using the trajectory approach [20]. Moreover, in [30], we have proved the instability of certain stationary solutions for systems (1.1)–(1.4) subject to periodic boundary conditions on elongated domains Tα0 =(0,2π/α0)×(0,2π ) or Tα0β0 =(0,2π/α0)×(0,2π )×(0,2π/β0),α0 andβ0being small nondimensional parameters. In this case gis a suitable periodic external force (e.g., like the one in the Kolmogorov problem, see [38, Section 5] and its references).

As a consequence, a lower bound for the Hausdorff dimension of the global attractor can be deduced. This bound shows that the coupling gives rise to additional instabilities and, thus, to novel and even more complex flow behavior (see [30] for details).

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The plan of the paper goes as follows. In Section 2 we present and discuss the weak formulation of our problem. In Section 3, we prove that the problem generates a strongly continuous semigroup on a suitable phase-space. Moreover, we show that dynamical system possesses a global attractor and an exponential attractor. Section 4 is devoted to demonstrate an upper bound of the fractal dimension of the global attractor in terms of the most relevant physical parametersν,ε,Kandα. Finally, in Section 5, assuming the potentialFto be real analytic and no external nongradient forces (g=0), we prove that each trajectory converges to a single equilibrium with respect to the phase-space metric and find a convergence rate estimate.

2. Weak formulation

We begin by setting0=1 for the sake of simplicity. Then we assume thatfC2(R)and satisfies

⎧⎨

⎩ lim inf

|r|→+∞f(r) >0, f(r)cf

1+ |r|m1

,r∈R,

(2.1) wherecf is some positive constant andm∈ [1,+∞)is fixed, but otherwise arbitrary. It is immediate that (2.1) entails that f(r)cf

1+ |r|m

, f (r)cf

1+ |r|m+1

,r∈R. (2.2)

Note that the derivativef of the typical double-well potentialF satisfies (2.1).

Let us describe the functional setup of Eqs. (1.1)–(1.4). From now on Ω denotes a two-dimensional bounded domain withC2-boundaryΓ. IfXis real Hilbert space with inner product(·,·)X, then we denote the induced norm by| · |X,whileX will indicate its dual. Moreover, we indicate byXthe space X×X endowed with the product structure. Let us consider the Hilbert spaces

H:=

u∈Cc (Ω): divu=0 inΩL2

, V=

u∈Cc (Ω): divu=0 inΩH10

, (2.3)

whereL2(Ω, dx)=(L2(Ω, dx))2andH10(Ω)=(H01(Ω))2. The spaceHis endowed with the scalar product and the norm of L2(Ω, dx)are denoted by(·,·)and| · |, respectively. The space Vbecomes is Hilbert with respect to the scalar product

(u,v)

= 2 i=1

(∂xiu, ∂xiv), u =

(u,u)1/2

.

We recall that the norm inVis equivalent to that induced byH10(Ω), due to Poincaré’s inequality.

Let us indicate byA0the self-adjoint positive unbounded operators inHdefined by A0u= −Pu,uD(A0)=H2(Ω)∩V,

wherePis the Leray-Helmholtz projector inL2(Ω, dx)onH. Observe thatA01is a compact linear operator onH and|A0· |is a norm onD(A0)that is equivalent toH2-norm.

Then we introduce the linear nonnegative unbounded operator onL2(Ω) ANφ= −φ,φD(AN)=

φH2(Ω): nφ=0, onΓ

and we endowD(AN)with the norm|AN· |L2+ |·|which is equivalent to theH2-norm. Also, we define the linear positive unbounded operator on the Hilbert spaceL20(Ω)of theL2-functions with null mean

BNφ= −φ,φD(BN)=D(AN)L20(Ω).

Observe thatBN1is a compact linear operator onL20(Ω). More generally, we can defineBNs for anys∈R, noting that|BNs/2· |L2,s >0, is an equivalent to the canonicalHs-norm onD(BNs/2)Hs(Ω)L20(Ω). Note thatANBN

onD(BN). Ifφis such thatφφD(BNs/2)we have that|BNs/2φ)|L2+ |φ|is equivalent to theHs-norm.

Moreover, we setHs(Ω):=(Hs(Ω))whenevers <0.

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In order to define the variational setting for the Navier–Stokes equations, we also need to introduce the bilinear operatorsB0,B1(and their related trilinear formsb0andb1) as well as the coupling mappingR0which are defined, respectively, fromD(A0)×D(A0)intoH,D(A0)×D(AN)intoL2(Ω)andL2(Ω)×(D(AN)H3(Ω))intoH.

More precisely, we set B0(u,v),w

=

Ω

(u· ∇)v

·wdx=:b0(u,v,w), ∀u,v,wD(A0), B1(u, φ), ψ

L2=

Ω

(u· ∇

ψ dx=:b1(u, φ, ψ ), ∀u∈D(A0),φ, ψD(AN), R0(ξ, φ),w

=

Ω

ξ[∇φ·w]dx,wD(A0),φD(AN)H3(Ω),ξL2(Ω).

Remark 2.1.The operators defined above enjoy continuity properties which depend on the space dimension (cf., e.g., [51, Chap. 9] or [55, Chap. 3]). In addition, note thatR0(μ, φ)=Pμφ.

We are now in a position to formulate problem (1.1)–(1.7) in a weak form. However, due to the mass conservation φ(t)

= φ(0)

=:M0,t0, (2.4)

we need to put a constraint, namely, we have to take as phase-space the following YM=H×

φH1(Ω): φM ,

whereM0 is fixed. The spaceYM is a complete metric space with respect to the metric associated with the norm (u, φ)2

YM := 1

K|u|2+ε

|∇φ|2+ φ2

. (2.5)

Then our problem can be formulated as follows.

Problem P.Forg∈Vand any given pair of initial data

(u0, φ0)∈YM, (2.6)

find a pair of functions (u, φ)C

[0,+∞);YM

L2loc

[0,+∞);V×

D(AN)H3(Ω)

(2.7) such that

(∂tu, ∂tφ)L2loc

[0,+∞);V×H1(Ω)

, (2.8)

which fulfills (1.7) and satisfies

⎧⎨

tu+νA0u+B0(u,u)KR0(εANφ, φ)=g, inV, a.e. in(0,+∞), μ=εANφ+αf (φ), a.e. inΩ×(0,+∞),

tφ+ANμ+B1(u, φ)=0, inH1, a.e. in(0,+∞).

(2.9)

Remark 2.2.Note that the chemical potential does no longer appear in the first equation of (2.9). More precisely,μφ has been replaced byεANφφ(cf. the right-hand side of Eq. (1.1)). This is justified sincef(φ)φis the gradient ofF (φ)and can be incorporated into the pressure gradient. This remarks also holds when the volume forcegis the gradient of some potential (e.g., gravity). In the sequel, for the sake of convenience, we will also replaceμin the last equation of (2.9) withμ=μμ, that is,

μ=εANφ+αf (φ)α f (φ)

, a.e. inΩ×(0,+∞).

Obviously, we haveμ(t ) =0 for allt >0.

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We finish this section by pointing out once more that other kind of boundary conditions can be handled with simple modifications of the phase-space. For instance, one can suppose thatΩis a rectangular domain andu, its first spatial derivatives,pandφareΩ-periodic or we can assume thatusatisfies a free boundary condition (see, e.g., [55, Chap. III, Section 2]). In these cases all the subsequent results forPare still valid, provided thatf satisfies suitable assumptions.

3. Global and exponential attractors

In this section, we first establish some uniform (in time) a priori estimates and prove the existence of a strongly continuous dissipative semigroup. Then, we show some smoothing properties of the solutions which allow us to demonstrate the existence of global and exponential attractors. All the estimates are obtained through formal argu- ments which can be justified within a suitable Faedo–Galerkin approximation scheme (see, e.g., [9]).

3.1. Uniform estimates on the solutions

Observe preliminarily that if(u, φ)is a smooth solution ofP, by taking the scalar product inHof Eq. (1.1) withu, then integrating overΩ, and using Eqs. (1.3)–(1.4), we obtain the energy identity

d dt

1

2Ku(t )2+F φ(t)

− 1 K

u(t ),g + ν

Ku(t )2+∇μ(t )2

L2=0. (3.1)

It is also worth mentioning that (3.1) is a consequence of the orthogonality properties of the products below, which will be also employed in the sequel, namely,

B0(u,v),v

=0, ∀u,v∈V,

B1(u, φ), φ

L2=0, ∀u∈V,φH1(Ω). (3.2) By exploiting (3.1), we prove the following dissipative estimate.

Proposition 3.1. Letg∈V andfC2(R)satisfy(2.1). If(u, φ)is a solution toP, then the following estimate holds:

u(t ), φ(t )2Y

M+

t+1

t

ν

Ku(s)2+μ(s)2

H1+Fφ(s)

L1

ds

+

t+1

t

tu(s)2

V+φ(s)2

H3+tφ(s)2

H−1

ds

Qu(0), φ(0)2Y

M

eρt+C0

ν, ε, α,K, M,gV

,t0, (3.3)

where the monotone non-decreasing functionQand the positive constantsρ andC0are independent oftand of the initial conditions.

Proof. We now introduce the functionsφ(t ):=φ(t)M0andμ(t ):=μ(t )μ(t )and note thatφ(t ) =0, due to (2.4). Let us take the scalar product inL2(Ω)of the second equation of (2.9) with 2ξ φ(t ),ξ >0. We obtain

μ(t ), φ(t )

L2=2ξ ε∇φ(t )2

L2+2αξ f

φ(t) , φ(t )

L2,

sinceμ(t ) =0. Then adding together the obtained relationship with (3.1), we get d

dtE(t )+κE(t )=Λ1(t ), (3.4)

whereκ(0, ξ )and

E(t ):=u(t ), φ(t )2Y

M +2α F

φ(t) ,1

+cE.

Here the constantcE=2αCF|Ω|>0, whereCF is taken large enough in order to ensure thatEis nonnegative (note thatF is bounded from below by a constant independent ofεandα). The functionΛ1is given by

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Λ1(t ):= −2ν

Ku(t )2+ κ

Ku(t )2−2∇μ(t )2

L2(2ξκ)εφ(t )2+ 2 K

u(t ),g +2α

κ F

φ(t)

f φ(t)

φ(t ),1

L2κ) f

φ(t) φ(t ),1

L2

+2ξ

μ(t ), φ(t )

L2+κcE. (3.5)

The Hölder, Friedrich and Young inequalities yield

2ξ(μ, φ)L22ξ|μ|L2|φ|L22ξ cΩ1/2|Ω|1/2|∇μ|L2|∇φ|L2

|∇μ|2L2+ξ2cΩ|Ω||∇φ|2L2.

Moreover, owing to the first assumption of (2.1), we have cf (y)1+ |y|

2f (y)(y−M0)+cf,M0, (3.6)

F (y)f (y)(yM0)cf(yM0)2+cf,M

0, (3.7)

for anyy∈R. Herecf,M0,c,cf andcf,M

0 are positive, sufficiently large constants that depend onf andM0only.

From (3.5)–(3.7) and Poincaré’s inequality (cf. [55, (3.17), p. 461]), it follows that Λ1(t )−1

K

νκcΩ|Ω|u(t )2−∇μ(t )2

L2ξ

2−ξ cΩ|Ω|ε1

κ

1+2αε1cΩcf|Ω|

εφ(t )2

cα(ξκ)fφ(t),1+φ(t)+ 1

νKg2V+c1,

wherecΩ depends on the shape ofΩ, but not on its size andc1>0 depends onκ,cf,M0andcfat most. Furthermore, performing a more careful computation ofc1, we get

c1=2καCF|Ω| +2ακcf,M

0|Ω| +cf,M0α(ξκ)|Ω|.

From now on,ci stands for a positive constant which is independent on the initial data and on time.

Observe that it is possible to adjustξ=ε/(cΩ|Ω|)andκ(0, ξ )by letting κ=min

ν/

2cΩ|Ω| , ε/

2cΩ|Ω| , ξ /

1+2αε1cΩcf|Ω| , in order to have

d

dtE(t )+κE(t )+κ1 ν

Ku(t )2+εφ(t )2

+∇μ(t )2

L2+κ2fφ(t),1+φ(t)

L2

1

νKg2V+c1.

Then, applying a suitable version of the Gronwall inequality (see, e.g., [32, Lemma 2.5]), we deduce that

E(t )+

t+1

t

κ1

ν

Ku(s)2+εφ(s)2

+∇μ(s)2

L2

ds+κ2

t+1

t

fφ(s),1+φ(s)

L2ds 2E(0)eκt+2κ1

1

νKg2V+c1

,t0. (3.8)

On the other hand, one can check that there exists a monotone non-decreasing functionQ, independent oft and on the initial data, such that

u(t ), φ(t )2Y

Mε φ(t)2

E(t )Qu(t ), φ(t )2Y

M

. (3.9)

Taking (3.9) into account and observing that assumption (2.1) also implies that F (y)cM0f (y)1+ |y|

,

for some positive constantcM0and ally∈R, we obtain the following estimate:

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u(t ), φ(t )2

YM+

t+1

t

ν

Ku(s)2+∇μ(s)2

L2

ds+

t+1

t

εφ(s)2+Fφ(s)

L1

ds

Qu(t ), φ(t )2

YM

eκt+c2, (3.10)

wherec2=2κ11K1g2V+c1)+cM0+ε(M0)2. It is left to prove the estimate for the remaining terms in (3.3).

We proceed as follows. First, take the average overΩof the second equation of (2.9) and notice that, due to (1.5) and assumption (2.1), we have

μ(t )2

=α2 f

φ(t)2

α2cf

1+φ(t)2m+2

L2m+2

α2cf,m

1+εm1εφ(t)2

L2+ε

φ(t)2m+1 .

Here we have used the injection H1(Ω) L2m+2(Ω), m∈ [1,+∞). Thus, we deduce from (3.10) the required estimate for the average ofμoverΩ, that is,

t+1

t

μ(s)2

dsQu(t ), φ(t )2

YM

e(m+1)κt+c3,t0,

wherec3=α2cf,m[1+cm2ε(m+1)]. Hence the above inequality together with the estimate for|∇μ|L2 from (3.10), yields

t+1

t

μ(s)2

H1dsQu(t ), φ(t )2

YM

eρt+c4,t0, (3.11)

for some positive constantρthat depends only onκ andm, and wherec4=c2+c3. Furthermore, we observe that, from (3.10)–(3.11) and the injectionH1(Ω) Lβ(Ω),β∈ [1,+∞), it follows that

t+1

t

ANφ(s)2

L2dsε2

t+1

t

μ(s)2

L2+α2fφ(s)2

L2

ds

ε2Qu(t ), φ(t )2Y

M

eρt+c6 , for allt0. Also, using a well-known regularity result, we obtain

t+1

t

φ(s)2

H3dsQu(t ), φ(t )2Y

M

eρt+c7,t0. (3.12)

In order to deduce an a priori bound on tφ inL2([t, t+1];H1(Ω)), we use the last two equations of (2.9).

From (3.8), (3.11), and the fact thattφ(t) =0 for allt0, we have that

t+1

t

tφ(s)2

H−1ds

t+1

t

ANμ(s)2

H−1+B1u(s), φ(s)2

H−1

ds

t+1

t

μ(s)2

H1+cΩu(s)2φ(s)2

H1

ds

Qu(t ), φ(t )2Y

M

eρt+c8,t0. (3.13)

To get a uniform bound ontuinL2([t, t+1];V), it is enough to observe that B0(u,u)2

VcΩ|u|2u2V, ∀u∈V,

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andνA0uL2([t, t+1];V). Besides, the following inequality holds (cf., e.g., [55]):

R0(εANφ, φ),v=b1(v, φ, εANφ)c9v|φ|H1|ANφ|1/2L2|φ|1/2H3, for allv∈VandφD(AN)H3(Ω). Therefore, we have

R0(εANφ, φ)2

Vc10|φ|2H1|ANφ|L2|φ|H3. (3.14)

Hence, if (u, φ)satisfies (3.10) and (3.12), then R0(εANφ, φ)L2([t, t+1];V). Finally, from estimates (3.10) and (3.12)–(3.14), the integral control of tu in (3.3) is deduced by comparison from the first equation of (2.9).

Summing up, we have completed the proof of (3.3). 2

As a consequence, we also prove some bounds which will be useful to estimate the dimension of the global attractor in Section 4.

Proposition 3.2.Let the assumptions of Proposition3.1hold. Then we have lim sup

t→+∞

1 t t 0

u(s)2dsg2V

ν2 , lim sup

t→+∞

1 t t 0

μ(s)2

H1dsδ2, (3.15)

lim sup

t→+∞

1

Ku(t )2+εφ(t)2

L2+ φ(t)2

δ1, (3.16)

where

δ1:= 2

νKκ1g2V+2c1(M)

κ1 +εM2, δ2:=(2νK)1g2V+α2cf

1+ε(m+1)δ1m+1 , with

κ1=min ν/

2cΩ|Ω|

, ξ1/2, ξ1/

1+2cfαε1cΩ|Ω|

, ξ1=ε/

cΩ|Ω| andc1=c1(M)as in the proof of Proposition3.1. In addition, we have

lim sup

t→+∞

1 t t 0

ANφ(s)2

L2+ φ(s)2

dsδ3, (3.17)

where

δ3:=ε2δ2+α2ε2cf +α2cfε(m+3)δm1+1+M2.

Proof. Integrating relation (3.1) over (0, t )and employing the standard Hölder and Young inequalities, we get the energy inequality

1

Ku(t )2+2F φ(t)

+ t 0

ν

Ku(s)2+2∇μ(s)2

L2

ds 1

Ku(0)2+2F φ(0)

+g2V

νK t,t0, from which we deduce (3.16) and the first part of estimate (3.15). Moreover, we have

lim sup

t→+∞

1 t t 0

μ(s)2

L2dsg2V

K . (3.18)

Using assumption (2.1) on the nonlinearityf, we readily see that

(10)

t 0

μ(s)2

ds=α2 t

0

f φ(s)2

ds

α2cf

t+ε(m+1) t 0

εφ(s)2

L2+ε

φ(s)2m+1

ds

.

Dividing both sides of the above inequality byt and employing estimate (3.16), the second part of estimate (3.15) is a straightforward consequence of (3.18).

Analogously, using the second equation of (2.9), we deduce t

0

ANφ(s)2

L2dsε2 t 0

μ(s)2

L2ds+α2ε2cf t

0

1+φ(s)2m+2

L2m+2

ds

ε2 t 0

μ(s)2

L2ds+α2ε2cft+α2ε2cfε(m+1) t

0

εφ(s)2

L2+ε

φ(s)2m+1

ds,

for some positive constantcf depending oncf. Here we have also used the fact thatH1(Ω) L2m+2(Ω), for any arbitrarym. Dividing both sides of the above inequality byt and employing estimates (3.15)–(3.16) once again and the Hölder inequality, we infer (3.17). 2

Proposition 3.1 is the basic ingredient to establish the existence of a solution toPby means of a Faedo–Galerkin approach (see, e.g., [9]). Instead, uniqueness of weak solutions and their time continuity are consequences of the following lemma.

Lemma 3.3.Let the assumptions of Proposition3.1hold. Let(ui, φi)be the solution corresponding to the initial data (ui(0), φi(0))∈YM,i=1,2. Then, for anyt0, the following estimate holds:

(u1u2)(t ), (φ1φ2)(t )2Y

M+ t 0

ν(u1u1)(s)2+ε21φ2)(s)2

H2

ds

CeLt(u1u2)(0), (φ1φ2)(0)2Y

M, (3.19)

where C and L are positive constants depending only on the norms of the initial data in YM, on Ω and on the parameters of the problem, but are both independent of time.

Proof. Let us first setψ:=φ1φ2,w:=u1u2. Also, let us introduce the functionμ:=μμ, where

μ(t )=εANψ (t )α f

φ2(t )

f φ1(t )

and note thatμ(t ) =0 andtψ (t ) =0, due (2.4). We also have ψ (t )

= φ1(0)

φ2(0)

=:M1,2.

However, in general φ1(0) = φ2(0). To this end, we introduce a new function ψ(t)=ψ (t )M1,2 so that ψ(t) =0, by definition. Then we easily realize that(w, ψ)solves the system

⎧⎨

tw+νA0w=B0(u2,u2)B0(u1,u1)KR0(εANφ2, φ2)+KR0(εANφ1, φ1), μ=εANψα

f (φ2)f (φ1)

μ,

tψ+ANμ=B1(u2, φ2)B1(u1, φ1),

which we rewrite, using the properties of the bilinear formsB0,B1andR0, as

⎧⎪

⎪⎩

tw+νA0w= −

B0(w,u1)+B0(u2,w) +K

R0(εANφ2, ψ)R0(εANψ, φ1) , μ=εANψα

f (φ2)f (φ1)

μ,

tψ+ANμ= −

B1(w, φ1)+B1(u2, ψ) .

(3.20)

(11)

Takew(t )as a test function in the first equation of (3.20). Then, take the duality coupling of the second and third equa- tions of (3.20) withANμ(t )+εζ ANψ(t)(withζ >0 sufficiently small to be selected in the sequel) andεANψ(t), respectively. On account of the orthogonality properties ofb0andb1, we add the resulting equations and we deduce the identity

1 2

d

dtY1(t )+νw(t )2+∇μ(t )2

L2+ε2ζANψ(t)2

L2

= −b0(w,u1,w)+K

R0(εANφ2, ψ),w

K

R0(εANψ, φ1),w

b1(w, φ1, εANψ)b1(u2, ψ, εANψ)+ζ (μ, εANψ)L2

+αζ ε

f (φ1)f (φ2), ANψ

L2α

f (φ1)f (φ2), ANμ

L2, (3.21)

where

Y1(t ):=w(t )2+εψ(t)2.

Before we proceed with estimating all the terms on the right-hand side of (3.21). From now on, throughout the paper, c will denote a generic positive constant (depending only onν,ε,K,α, Ω, M) which can take different values, sometimes even within the same line. This constant is independent of time and initial data. Using [51, Proposition 9.2, (9.26)–(9.27)] and suitable Young inequalities, we estimate the first, fourth and fifth terms on the right-hand side of (3.21), as follows:

b0(w,u1,w)c|w|1/2w1/2u11/2|w|1/2w1/2

ν

4w2+cu12|w|2. (3.22)

Similarly, we have

b1(w, φ1, εANψ)c|w|1/2w1/2|φ1|1/2H1|φ1|1/2H2|ANψ|L2

c|w|w|φ1|H1|φ1|H2+ε2ζ

16|ANψ|2L2

1

4

νw2+ε2ζ

4 |ANψ|2L2

+cζ|φ1|2H1|φ1|2H2|w|2 (3.23) and

b1(u2, ψ, εANψ)c|u2|1/2u21/2|ψ|1/2H1|ANψ|1/2L2|ANψ|L2

=c|u2|1/2u21/2|ψ|1/2H1|ANψ|3/2L2

c|u2|2u22

ε|∇ψ|2L2+εψ2 +ε2ζ

16|ANψ|2L2, (3.24)

where, in estimating (3.24), we have used the Young inequality with exponents 4 and 4/3. Regarding the last two terms in (3.21), employing the standard Hölder and Sobolev inequalities, we obtain

αf (φ1)f (φ2), ANμ

L2=α

f (φ1)f (φ2) ,μ

L2

Q

|φ1|H1+ |φ2|H1

|φ1|2H2+ |φ2|2H2

ε|∇ψ|2L2+M1,22 +1

2|∇μ|2L2 (3.25) and

αζ εf (φ1)f (φ2), ANψ

L2Qζ

|φ1|H1+ |φ2|H1

ε|∇ψ|2L2+M1,22 +ε2ζ

16|ANψ|2L2,

for suitable monotone non-decreasing functionsQ,Qζindependent of time, which clearly depend onεandα. Besides, we have

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