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Detailed Table of Contents

v

Detailed Table of Contents

Abstract ... i

Acknowledgments ... ii

Overview of Contents ... iv

Detailed Table of Contents ... v

Figures ... ix Tables ... x Graphs ... x Boxes ... x Abbreviations ... xi Chapter 1 Introduction ... 1

Research Questions and Aim ... 4

Background and Approach ... 5

The Chapters Ahead ... 9

Chapter 2 Theorising China’s Path Towards an ‘Ecological Civilisation’ ... 13

The Ecological Apocalypse ... 14

Environmental Movements: An Opportunity for Greater Openness of the Political System? ... 18

As the Public Learns More, How Has the CCP Responded? ... 21

2.3.1 From Hu to Xi ... 22

2.3.2 The ‘Ecological Civilisation’ Narrative ... 26

Environmental Authoritarianism ... 28

2.4.1 A Brief Overview ... 29

2.4.2 Coercive and ‘Collaborative’ Mechanisms: Towards the Perfect Mix? ... 31

Actor-Network Theory: Decoding State-Society Dynamics ... 35

2.5.1 ANT Concepts ... 39

Research Design and Methodology ... 41

2.6.1 Qualitative Approach ... 41

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Detailed Table of Contents

vi

Phase Two: Fieldwork and Qualitative Analysis ... 43

Phase Three: Analysis of Qualitative Data ... 44

2.6.2 Typology of the Observed Organisations ... 45

Concluding Remarks ... 47

Chapter 3 Shanghai’s ‘Collaborative’ Authoritarian Logic: A Civil Society Lost in Translation? ... 49

Shanghai: China’s ‘Green’ Mask? ... 50

Environmental Policy and Governance in Shanghai ... 52

3.2.1 Brief Historical Background ... 54

3.2.2 Dealing with Local, National and Global Forces ... 55

3.2.3 A New Path Towards Sustainable Development ... 57

Coping with Rising Environmental Challenges ... 58

3.3.1 The Development of Environmental Movements in Shanghai ... 59

3.3.2 Setting the Scene: Shanghai’s Environmental SGOs Specificities and Conditions 61 The Development Road of Chinese SGOs ... 62

3.4.1 Brief Historical Development ... 65

3.4.2 Regulatory and Policy Measures ... 66

3.4.3 The Current Situation ... 68

3.4.4 Central, Local and Cultural Specificities ... 71

Achieving a ‘Co-Governance’ Model: SGOs ‘Orderly’ Growth in Shanghai ... 75

3.5.1 SGOs’ Role as Service Providers: A Shattered Path? ... 78

3.5.2 The Perfect Command-and-Control Revolution? ... 83

Shanghai’s Environmental Governance: A Changing Landscape ... 84

Restructuring Urban ‘Grassroots’ Governance: The Background ... 86

3.7.1 The Logic Behind Local Urban Government Structures ... 88

3.7.2 Strengthening a Grassroots Regime Construction ... 90

Concluding Remarks ... 93

Chapter 4 An IRON Fist in a Velvet Glove: SGOs New Roles in Constructing a ‘Clean’ Grassroots Governance Model ... 95

Shanghai’s Environmental Authoritarian Turn: A Waste ‘Revolution’? ... 97

4.1.1 Case Study: Translating Interests for a ‘Clean’ City ... 101

Description: The ‘Green Account’ Programme ... 101

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Interessement/Enrolment ... 104

Mobilisation ... 111

4.1.2 #Waste’s Guiding Role in Environmental Governance ... 112

4.1.3 Are SGOs Playing with the Devil? ... 115

4.1.4 Governance-Beyond the State: A Foucauldian Reflection ... 121

Environmental Governmentality ... 121

Concluding Remarks ... 124

Chapter 5 Beyond-State Experimentations: Will the Market Set Them Free? ... 129

Embracing the Market: An Open Door for the Emergence of a New Organisational Ecology? ... 131

5.1.1 Social Enterprises: A Brief Overview ... 131

5.1.2 Social Enterprises Scaling up in China ... 132

5.1.3 What Is a Chinese Social Enterprise? ... 134

Why Embrace a ‘Vague’ Social Enterprise Model? ... 136

An Emerging Trend in Shanghai ... 136

5.1.4 An Open Door but Not for Everyone ... 141

A Need to (Re)Define Civil Society in China ... 141

5.2.1 Welfare Mix: Conceptualising and Contextualising China’s SGOs ... 143

Growing Organic Connections: Scaling Sustainable Rural Farming Up and Out 145 5.3.1 Setting the Context ... 146

5.3.2 #Farming: Bridging the Urban-Rural Divide ... 147

5.3.3 Decrypting How People and Technology are Shaping the Future of a More Sustainable Food System in Shanghai ... 148

5.3.4 Problematisation ... 148

Farmers – Common Interests: ... 150

Cooperative – Extending Scale ... 150

Social Enterprise – Striking for a Self-Sufficient Economy ... 151

5.3.5 Interessement/Enrolment ... 153

5.3.6 Mobilisation ... 154

5.3.7 Grassroots Scalar Politics ... 155

An Alternative Channel for Civil Society? ... 157

Concluding Remarks ... 160

Chapter 6 Environmentalism and Authoritarian Resilience ... 163

From Theory to Practice ... 164

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6.1.2 Step 2: Constructing a New Political Framing ... 167

6.1.3 Step 3: (Re)Aligning Public Participation in a Coordinated Framework ... 170

Shanghai 2035: The ‘Green’ Consensus ... 172

6.2.1 Access to the City ... 174

6.2.2 The ‘Living Circle’ ... 176

Prospects ... 179

Inconsistencies ... 182

A Chinese Model of Sustainable Urbanisation? ... 187

6.5.1 Shanghai: A New Urban Environmental Regime? ... 189

Concluding Remarks ... 191

Chapter 7 Conclusion ... 195

Answering the Research Questions ... 196

Contribution and Implications ... 198

Limitations and Avenues for Further Research ... 200

Bibliography ... 203

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