FOR WATER INFILTRATION INTO AN UNSATURATED POROUS MEDIUM
CORNELIA-ANDREEA CIUTUREANU
We study an identification problem for a mathematical model describing the rain- fall type infiltration into an unsaturated porous medium.
AMS 2000 Subject Classification: 93B30, 76S05, 93C20.
Key words: water infiltration in unsaturated soils, nonlinear boundary value prob- lems for parabolic PDE.
1. STATEMENT OF THE PROBLEM
Our purpose is to study an identification problem treated as an opti- mal control problem for a mathematical model describing the rainfall type infiltration into an unsaturated porous medium.
By Ω we designate an open bounded subset of RN, N = 1,2,3, with boundary Γ := ∂Ω piecewise smooth, composed of two disjoint boundaries Γu and Γα, both sufficiently smooth. We consider that the soil boundary is horizontal and define Γu :={x∈Γ; x3 = 0},Γ = Γu∪Γα,where Γu∩Γα =∅ and Γα is a semipermeable underground boundary. Correspondingly, we set Q:= Ω×(0, T),Σu = Γu×(0, T) and Σα= Γα×(0, T).
Letx∈Ω be the vectorx= (x1, x2, x3). The time variabletruns in the interval (0, T),withT finite.
The mathematical model we consider has been introduced in [5]. It consists of Richards’ equation written for the soil moisture, θ(x, t), with an initial condition and boundary conditions expressing the input given by a vertical rainfall on the surface of the soil Γuand a flux across the boundary Γα. With our notation, we write the dimensionless mathematical model as
(1)
∂θ
∂t − 4D∗(θ) +∂K(θ)∂x
3 =f inQ,
θ(x,0) =θ0(x) in Ω,
(K(θ)·i3− ∇D∗(θ))·ν =u on Σu,
(K(θ)·i3− ∇D∗(θ))·ν−αD∗(θ) =f0 on Σα.
MATH. REPORTS10(60),2 (2008), 143–154
By ν we denote the unit vector along the outward normal to Γ, i3 is the unit vector along theOx3 axis, downwards orientated,f is a source or a sink within the flow domain, f0 given on Γα characterizes the properties of the domain exterior to Ω while αis related to the variable permeability on Γα.The vector q(x, t) :=K(θ)·i3− ∇D∗(θ) is the water flux. We consider that the Ox3 axis is downwards orientated, so that u(x, t)≤0 and specify thatu=−uR, where uR≤0 is the physical rain rate.
For the unsaturated flow,D∗ is related to the water diffusivity function, which is denoted by D. By K we denote the water hydraulic conductivity.
The hypotheses made with respect to the hydraulic functions in the un- saturated model are as follows:
(a) D : [0, θs) → [ρ,+∞) is a continuous and monotonically increasing function, blowing up at θ=θs;
(b)K : [0, θs]→[0, Ks] is monotonically increasing and Lipschitz;
(c)α: Γα→[αm, αM] is positive and continuous, withαm>0.
All constants further involved in the model, namely, θs (the saturation value of the moisture) and ρ =D(0), are considered to be positive such that the assumptions made above are consistent with specific hydraulic models well-known in soil sciences.
Even if in the physical domainθis positive, for the mathematical treat- ment we extend continuously the hydraulic functions to the negative axis, by setting D(r) =ρand K(r) = 0, forr ≤0.Thus, we have the following contin- uous extensions of the dimensionless diffusivity and hydraulic conductivity:
(2) D(θ) :=
ρ ifθ <0, D(θ) if 0≤θ < θs,
(3) K(θ) :=
0 ifθ <0, K(θ) if 0≤θ < θs.
In the unsaturated case the extended functionDsatisfies the hypotheses (iD) D(θ)≥ρ >0, ∀θ∈(−∞, θs),
(iiD) lim
θ%θs
D(θ) = +∞, (iiiD) lim
θ%θs
Z θ 0
D(ξ)dξ= +∞.
As for K, it satisfies lim
θ%θs
K0(θ) <+∞. This property corresponds to a weaker nonlinear contribution of the hydraulic conductivity around the satu- ration value and implies that K is Lipschitz continuous on (−∞, θs], i.e.,
(ik) there exists M >0 such that
|K(θ1)−K(θ2)| ≤M|θ1−θ2|, ∀θ1, θ2 ∈(−∞, θs].
We denote by D∗ the primitive of the diffusivity D that vanishes at 0, i.e.,
(4) D∗(θ) =
Z θ 0
D(ξ)dξ forθ < θs.
According to (iD)–(iiiD) the functionD∗ is differentiable and monotoni- cally increasing in (−∞, θs), and satisfies
(i) (D∗(θ1)−D∗(θ2))(θ1−θ2)≥ρ(θ1−θ2)2, ∀θ1, θ2 ∈(−∞, θs), (ii) lim
θ→−∞D∗(θ) =−∞, (iii) lim
θ%θs
D∗(θ) = +∞.
Condition (iii) can be found in the Broadbridge and White model (see [3]), a hydraulic model which covers a large variety of soils.
The identification problem for the time average of moisture observations available in the whole flow domain Ω has been studied in [6]. We want to get information about the water supply rate (or simply rain rate) knowing the time average of moisture observations in a subdomain Ω0 of Ω during the time period (0, T).Hence, we deal with an identification problem expressed in mathematical terms as
(5) min
u∈UR
Z
Ω0
1 T
Z T 0
θ(x, t)dt−θ0(x) 2
dx,
where Ω0 is a given subdomain of Ω andθ0(x) the time average of the moisture observations
θ0(x) = 1 T
Z T 0
θobserved(x, t)dt, a function assumed to be in L2(Ω0).
It is a realistic assumption that rains are of finite rates, so that we are enabled to consider that uR = −u is bounded from above by a func- tion R ∈ L∞(Σu). Hence we denote by UR the admissible range of the rain rate, defined by
(6) UR:={u∈L∞(Σu); −R(x, t)≤u(x, t)≤0 a.e. on Σu}.
Next, we introduce the functional framework and a Cauchy problem corre- sponding to the original boundary value problem (1) and prove existence and uniqueness results on the basis of the quasi m-accretivity of the associated operator.
Further, we will treat problem (5) and show that it has a solution.
2. EXISTENCE IN THE STATE SYSTEM
We shall use the same functional framework as in [6]. We denote by (·,·) and k·k the scalar product and, respectively, the norm on L2(Ω). The scalar products and norms defined in other spaces will be specified correspondingly.
For convenience, if confusion cannot arise, we shall indicate no longer the integration variable in the integrands.
Consider the spaceV =H1(Ω) endowed with the norm
(7) kθkV =
Z
Ω
|∇θ|2dx+ Z
Γα
α|θ|2dσ 1/2
,
which is equivalent to the standard Hilbertian norm. We shall denote by V0 the dual space of V, on which we introduce the scalar product
(8) (θ, θ)V0 =θ(ψ), ∀θ, θ∈V0, where ψ∈V satisfies the boundary value problem
(9) −4ψ=θ,
∂ψ
∂ν +αψ
Γα
= 0, ∂ψ
∂ν = 0 on Γu. Obviously, kψkV =
θ V0.
We introduce the operatorA:D(A)⊂V0 →V0 by (10) hAθ, ψiV0,V :=
Z
Ω
∇D∗(θ)· ∇ψ−K(θ)∂ψ
∂x3
dx+
Z
Γα
αD∗(θ)ψdσ,
∀ψ∈ V, where D(A) :=
θ∈L2(Ω); D∗(θ)∈V a.e. x∈Ω . Here, h·,·iV0,V
is the pairing between V0 and V. Moreover, we define the operator B ∈ L(L2(Γu);V0) and the function fΓ∈L2(0, T;V0) by
(11) Bu(ψ) :=− Z
Γu
uψdσ and fΓ(t)(ψ) :=− Z
Γα
f0ψdσ, ∀ψ∈V.
With this notation we introduce the Cauchy problem
(12)
dθ
dt +Aθ=f+Bu+fΓ, a.e. t∈(0, T).
θ(0) =θ0.
The first equation of (12) is equivalent to
(13)
Z T 0
dθ
dt(t), φ(t)
V0,V
dt+ Z
Q
∇D∗(θ)· ∇φ−K(θ) ∂φ
∂x3
dxdt
= Z T
0
hf(t), φ(t)iV0,V dt− Z
Σα
(αD∗(θ) +f0)φdσdt
− Z
Σu
uφdσdt, ∀φ∈L2(0, T;V).
Ifθis a strong solution to the Cauchy problem (12), then it satisfies (1) in the sense of distributions and the boundary conditions in the sense of the trace thsory (the proof can be found in [5]).
We shall prove the existence and uniqueness of the solution to the Cauchy problem (12) on the basis of fundamental results involving evolution equations with monotone operators in Banach spaces (see [1] and [2]). The existence and uniqueness result is based on the quasi m-accretivity of the operator A and we shall follow the ideas of [5], Chapter 5.
Proposition 1. Assume that hypothesis (i)–(iii)and (ik) hold. Then A is quasi m-accretive on V0.
Proof. For λ >0 large enough we should prove that (λI+A)θ−(λI+A)θ, θ−θ
V0 ≥0 and
R(λI+A) =V0.
First, we have to show that Ais quasi-monotone. Ifλ >0 then (14) (λI+A)θ−(λI+A)θ, θ−θ
V0≥
λ−M2 2ρ
θ−θ
2 V0+ρ
2
θ−θ
2.
In conclusion, ifλis large enough, namelyλ≥ M2ρ2,we get the quasi-monotony of A.
Next, we have to show thatR(λI+A) =V0,to mean that for eachg∈V0 there exists θ∈D(A) such that
(15) λθ+Aθ=g.
Denote ζ := D∗(θ) ∈ V. Since D∗(θ) is continuous and monotoni- cally increasing on (−∞,+∞) and R(D∗) = (−∞,+∞), its inverse G(ζ) :=
(D∗)−1(ζ) is Lipschitz. Therefore, (15) can be written as
(16) λG(ζ) +AGζ =g,
with AG:V →V0 defined by hAGζ, ψiV0,V :=
Z
G
∇ζ· ∇ψdx− Z
Ω
K(G(ζ))∂ψ
∂x3dx+α Z
Γα
ζψdσ.
The strong monotony of λG+AG follows from (λG+AG)ζ−(λG+AG)ζ, ζ−ζ
V0,V ≥
≥
λρ−M2 2
G(ζ)−G(ζ)
2+1 2
ζ−ζ
2 V ≥0,
for λ large enough, namely, (λ > M2ρ2). By Minty’s theorem, the operator is surjective, proving that (16) has a unique solution. This completes the proof of the quasi m-accretivity of A.
Theorem 2. Assume (i)–(iii)and (ik). Let
f∈W1,1(0, T;V0), f0∈W1,1(0, T;L2(Γα)), u∈W1,1(0, T;L2(Γu)), θ0∈D(A) hold. Then there exists a unique solution θ ∈ C([0, T];V0) to problem (12) such that
(17) θ∈W1,∞(0, T;V0)∩L∞(0, T;D(A))∩L∞(0, T;V),
(18) D∗(θ)∈L∞(0, T;V),
(19) j(θ)∈L∞(0, T;L1(Ω)).
If θλ and θµare two solutions to problem (12) corresponding to the data (20) f =fλ, θ0 =θ0λ, fΓ =fλΓ, f0 =fλ0, u=uλ, respectively,
f =fµ, θ0 =θ0µ, fΓ=fµΓ, f0=fµ0, u=uµ, then
(21)
kθλ(t)−θµ(t)k2V0 ≤γ1(αm)
θ0λ−θ0µ
2 V0+
Z T 0
kfλ(τ)−fµ(τ)k2V0dτ+ +
Z T 0
kuλ(τ)−uµ(τ)k2L2(Γu)dτ + Z T
0
fλ0(τ)−fµ0(τ)
2
L2(Γα)dτ
. The estimate
(22)
kθ(t)k2 ≤ Z
Ω
j(θ(x, t))dx+
Z t 0
dθ dτ(τ)
2 V0
dτ+ Z t
0
kD∗(θ(τ))k2V dτ ≤
≤γ2(αm) Z
Ω
j(θ0(x))dx+ Z T
0
kf(τ)k2V0dτ + +
Z T
0
ku(τ)k2L2(Γu)dτ + Z T
0
kf0(τ)k2L2(Γα)dτ
also holds, where j:R→(−∞,∞) is defined by j(r) :=Rr
0 D∗(ξ)dξ, ∀r∈R.
We note that j is a proper convex lower-semicontinuous function onR and
(23) ∂j(r) =
( D∗(r), r∈(−∞, θs),
∅, r≥θs
(see [5]).
Proof. The existence of a unique solution to (12) follows from the general results concerning evolution equations withm-accretive operators (see [1], [2], [5]). It belongs to the spaces specified in (17). Suppose now that θλ and θµ
are two solutions to problem (12) corresponding to the data (20). Multiply the equation
d
dt(θλ−θµ) +Aθλ−Aθµ=fλ−fµ+fλΓ−fµΓ+Buλ−Buµ
byθλ−θµscalarly inV0, and integrate it over (0, t) witht∈(0, T).After some computations we get
1
2kθλ(t)−θµ(t)k2V0+ρ 2
Z t
0
kθλ(τ)−θµ(τ)k2dτ ≤
≤ 1 2
θλ0−θ0µ
2 V0+1
2
1 +c2u+c2α+M2 ρ
Z t 0
kθλ(τ)−θµ(τ)k2V0dτ+
+1 2
Z t 0
kfλ(τ)−fµ(τ)k2V0dτ+1 2
Z t 0
kuλ(τ)−uµ(τ)k2L2(Γu)dτ+ +1
2 Z t
0
fλ0(τ)−fµ0(τ)
2
L2(Γα)dτ, wherecu,cαare constants depending on α1
m, the dimensionN and the domain Ω (occuring from the trace theorem and the Poincar´e inequality). Next, we apply Gronwall’s lemma for g(t) =kθλ(t)−θµ(t)k2V0 and deduce (21).
For the second estimate, we multiply the first equation of (12) by dτdθ scalarly inV0 and integrate the result over (0, t)×Ω witht∈(0, T).We obtain
Z t 0
dθ dτ(τ)
2 V0
dτ+ Z t
0
Z
Ω
∇D∗(θ(τ))· ∇ψdxdτ+ Z t
0
Z
Γα
αD∗(θ(τ))ψdσdτ =
= Z t
0
Z
Ω
f(τ)ψdxdτ − Z t
0
Z
Γu
u(τ)ψdσdτ − Z t
0
Z
Γα
f0(τ)ψdσdτ+ +
Z t 0
Z
Ω
K(θ(τ))∂ψ
∂x3
dxdτ,
with ψ∈V satisfying the boundary problem
−4ψ= dθ
dτ(τ), ∂ψ
∂ν Γu
= 0 and
∂ψ
∂ν +αψ
Γα
= 0.
Taking into account that Z
Ω
D∗(θ(τ))dθ
dτ(τ)dx= Z
Ω
dj(θ)
dτ (τ)dx= d dτ
Z
Ω
j(θ)dx, after integration with respect to τ,we get
Z
Ω
j(θ(x, t))dx+ Z t
0
dθ dτ(τ)
2 V0
dτ ≤
≤ Z
Ω
j(θ0)dx+1 2
Z t 0
dθ dτ(τ)
2 V0
dτ + 2 Z t
0
kf(τ)k2V0dτ+ +2
Z t 0
c2uku(τ)k2L2(Γu)dτ + 2 αm
Z t 0
kf0(τ)k2L2(Γα)dτ+ 2M2 Z t
0
kθ(τ)k2dτ.
From (i) we deduce that R
Ωj(θ)dx ≥ ρ2kθk2 and, after applying Gron- wall’s lemma to g(t) =kθ(t)k2, we get
kθ(t)k2 ≤π0(αm) exp 4M2
ρ t
×
× Z
Ω
j(θ0)dx+ Z T
0
kf(τ)k2V0+ku(τ)k2L2(Γu)+kf0(τ)k2L2(Γα)
dτ
. Thus, we have
(24) Z
Ω
j(θ(x, t))dx+ Z t
0
dθ dτ(τ)
2 V0
dτ ≤π0(αm)Sexp 4M2
ρ t
, where
S = Z
Ω
j(θ0)dx+ Z T
0
kf(τ)k2V0 +ku(τ)k2L2(Γu)+kf0(τ)k2L2(Γα)
dτ.
Finally, we multiply equation (12) byD∗(θ) scalarly inV and integrate it over (0, t)×Ω with t∈(0, T).Similarly to the above, we obtain
(25)
Z
Ω
j(θ(x, t))dx+ Z T
0
kD∗(θ(τ))k2V dτ ≤4Sexp 4M2
ρ t
.
Adding (24) and (25), we obtain (22), as claimed. By (22) we also get (19).
Theorem 3. Let
(26) f ∈L2(0, T;V0), u∈L2(0, T;L2(Γu)), f0∈L2(0, T;L2(Γα)),
(27) θ0 ∈L2(Ω) such that j(θ)∈L1(Ω), θ0 < θs a.e. in Ω.
Then there exists a unique solution θ∈C([0, T];L2(Ω)) to problem (12) that satisfies
(28) θ∈W1,2(0, T;V0)∩L2(0, T;V), D∗(θ)∈L2(0, T;V), (29) j(θ)∈L∞(0, T;L1(Ω))and θ < θs a.e. in Ω.
The solution also satisfies estimates (21)–(22).
The proof is similar to that in [5] of Theorem 3.10, page 89.
3. IDENTIFICATION PROBLEM IN THE CASE OF A TIME AVESAGE OBSERVATION
In this section we study problem (5). For that, let us set
(30) MT(θ) = 1
T Z T
0
θ(x, t)dt.
Theorem 4. Let f ∈L2(0, T;V0), f0∈L2(Σα), θ0∈L2(Ω)and θ0 < θs
a.e. in Ω.Then problem (5) has at least one solution.
Proof. Letd= min
u∈UR
R
Ω0
1 T
RT
0 θ(x, t)dt−θ0(x)2
dx and let {un} ⊂UR be a minimizing sequence, that is,
(31) d≤ Z
Ω0
1 T
Z T 0
θn(x, t)dt−θ0(x) 2
dx≤d+ 1
n, n≥1,
where θn is the solution to (12) with u = un. According to Theorem 3, θn
satisfies (28), (29), (21) and (22) for each n. Because{un} ⊂UR,selecting a subsequence, if necessary, we have
un→uweak-star in L∞(Σu) and u∈UR.
We approximatef,uandf0by sequencesfn∈W1,1(0, T;V0), un∈W1,1(0, T; L2(Γu)), fn0∈W1,1(0, T;L2(Γα)) and take a sequence
θ0n ∈D(A) such that θn0 → θ0 strongly in V0,
fn → f strongly in L2(0, T;V), fn0 → f0 strongly inL2(0, T;L2(Γα)), un → u strongly inL2(0, T;L2(Γu)).
By Theorem 2, the Cauchy problem (32)
dθn
dt +Aθn=fn+Bun+fnΓ, a.e. in (0, T), θn(0) =θn0
has a unique solution θn∈C([0, T];V0) such that
θn∈W1,∞(0, T;V0)∩L∞(0, T;D(A))∩L∞(0, T;V), D∗(θn)∈L∞(0, T;V), j(θn)∈L∞(0, T;L1(Ω))
and θn also satisfies estimates (21)–(22) with constants independent ofn.
By estimate (21), the sequence{θn} is Cauchy inC([0, T];V0)∩L2(0, T; L2(Ω)).Hence
θn→θ strongly inC([0, T];V0), (33)
θn→θ strongly inL2(0, T;L2(Ω)).
By (22) we have dθn
dt → dθ
dt weakly inL2(0, T;V0), D∗(θn)→η weakly in L2(0, T;V),
and the latter implies thatθn→θweakly inL2(0, T;V0).Moreover,K(θn)→ K(θ) strongly inL2(0, T;L2(Ω)).
Since θn → θ in L2(0, T;L2(Ω)), we have θn(x, t) → θ(x, t) a.e. on Q.
By Egorov’s theorem, for any ε > 0 there exists a measurable subset Qε ⊂ Q such that meas(Qε) < ε and θn → θ uniformly on Q\Qε. Since D∗ is a continuous function on (−∞, θs) we have D∗(θn(x, t)) → D∗(x, t) on Q\Qε, hence D∗(θn) → D∗(θ) strongly in L2(Q\Qε). Therefore, η =D∗(θ) a.e. on Q, soD∗(θn)→D∗(θ) weakly inL2(0, T;V).
SinceA is quasim-accretive onV0,its realization Aeon L2(0, T;V0) also is quasi m-accretive. Thus,Aeis demiclosed, i.e.,
Aθe n→Aθe weakly in L2(0, T;V0).
Passing to the limit in the problem dθn
dt +Aθe n=fn+Bun+fnΓ, θn(0) =θ0n, we deduce that θsatisfies problem (12).
Since D∗(θ) ∈ L2(0, T;V), we have R
Ω(D∗(θ))2dx ≤ const. a.e. t ∈ (0, T),which implies that θ(x, t)< θs a.e. in Q.
Using (33) we deduce that
kMT(θn)−MT(θ)kL2(Ω0)≤ kMT(θn)−MT(θ)kL2(Ω)≤
≤ 1 T
Z T 0
kθn(t)−θ(t)kdt≤ 1
√
T kθn−θkL2(Q), which implies that MT(θn)→MT(θ) strongly inL2(Ω0).
Passing to the limit in (31) and taking into account the weak lower semicontinuity property, we obtain
d≤ Z
Ω0
1 T
Z T 0
θ(x, t)dt−θ0(x) 2
dx≤
≤lim inf
n→∞
Z
Ω0
1 T
Z T 0
θn(x, t)dt−θ0(x) 2
dx≤d.
Thusu is a solution to problem (5).
Remark 5. The identification problem (5) says that we can retrace the rain history even if the observations are available only in a limited part of the flow domain.
Remark 6. Sometimes, the observations are available only in a small interval of time around a moment t0. The above result is still true for the identification problem
(34) min
u∈UR
Z
Ω
Mt0(θ)−θ0(x)2
dx
, where
Mt0(θ) = 1 2η
Z t0+η t0−η
θ(x, t)dt, t0 ∈(0, T),
and θ0(x) is the time average of the observations over the time interval (t0−η, t0+η) in Ω.
The approach is similar to the previous one. We shall only present the differences. The norm on L2(Ω) of the difference of Mt0(θn) and Mt0(θ) is equal to
Z
Ω
1 2η
Z t0+η t0−η
(θn(t)−θ(t)) dt 2
dx
!1/2
≤
≤ Z
Ω
1 2η
Z T 0
(θn(t)−θ(t)) dt 2
dx
!1/2
≤ T
2ηkMT(θn)−MT(θ)kL2(Ω)≤
≤ 1 2η
Z T 0
kθn(t)−θ(t)kdt≤ 1
√2ηkθn−θkL2(Q).
Hence Mt0(θn) → Mt0(θ) strongly inL2(Ω) and so, according to Theorem 4, there exists at least a controlu satisfying (34).
REFERENCES
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[2] H. Br´ezis,Analiz˘a Funct¸ional˘a. Teorie ¸si aplicat¸ii.Ed. Acad. Romˆane, Bucure¸sti, 2002.
[3] P. Broadbridge and I. White, Constant rate rainfall infiltration: A versatile nonlinear model1.Analytic Solution.Water Resources Res.24(1998), 145–154.
[4] G. Marinoschi,Analysis and Control of Basic Problems in the Theory of Water Infiltra- tion in Soils.Hubei Science and Technology Press, Wuhan, 2004.
[5] G. Marinoschi, Functional Approach to Nonlinear Models of Water Flow in Soils.
Springer, Dordrecht, 2006.
[6] G. Marinoschi and G. Wang,Identification of the rain rate for a boundary value problem of a rainfall infiltration in a porous medium.I.Existence of the optimal control.Numerical Functional Analysis and Optimization27(2006),2, 189–205.
Received 4 February 2008 “Caius Iacob–Gheorghe Mihoc”
Institute of Mathematical Statistics and Applied Mathematics Calea 13 Septembrie nr. 13 050711 Bucharest 5, Romania [email protected]