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Proof of asymmetry in the Cd-arachidate bilayers of ultrathin Langmuir-Blodgett multilayer films via X-ray interferometry

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Proof of asymmetry in the Cd-arachidate bilayers of ultrathin Langmuir-Blodgett multilayer films via X-ray

interferometry

S. Xu, M. Murphy, S. Amador, J. Blasie

To cite this version:

S. Xu, M. Murphy, S. Amador, J. Blasie. Proof of asymmetry in the Cd-arachidate bilayers of ultrathin

Langmuir-Blodgett multilayer films via X-ray interferometry. Journal de Physique I, EDP Sciences,

1991, 1 (8), pp.1131-1144. �10.1051/jp1:1991195�. �jpa-00246398�

(2)

J.

Phys.

I France 1

(1991)

l131-l144 Ao0T1991, PAGE l131

Classification Physics Abstracts

61.10F

Proof of asymmetry in the Cd-arachidate bilayers of ultrathin

Langmuir-Blodgett n~ultilayer rams da X-ray interferometry

S.

Xu,

M. A.

Murphy,

S. M. Amador

(*)

and J. K. Blasie

Department

of

Chemistry,

and the

Laboratory

for Research on the structure of Matter,

University

of

Pennsylvania, Philadelplfia,

PA I9I04, U-S-A-

(Received10 April1991, accepted

30

April 1991)

Amtract. X-ray

interferometry

was used to

study

the

profile

structures of ultrathin

Langmuir- Blodgett

films of Cd-arachidate

deposited

on

alkylated gerrnanium/silicon multilayer

substrates.

The relative electron

density

profiles of the one, two and three

bilayer

films on the

Ge/Si multilayer

substrates, derived via

X-ray interferometry employing

a

highly

constrained, real space

refinement

algorithm,

have shown the same kind of asymmetry in the

bilayers

of such ultrathin films

deposited

on

alkylated

silicon or

alkylated glass,

as derived less

directly

and described

previously [lJ.

THs paper demonstrates

experimentally

the power of the X-ray

interferometry

method [2J for

solving

an unknown structure

by placing

a known structure beside it, and furthermore proves the correctness of the

upstroke-downstroke

asyInrnetry in the Cd-arachidate

bilayers

due to the

Langmuir-Blodgett deposition technique.

Inwoducfion.

X-ray

diffraction [3J can in

principle

be used to

investigate

the structure of very thin

multilayer

films

containing

from one to many molecular

monolayers deposited

on solid substrates

by

the

Langmuir-Blodgett (LB) technique.

One would like to ascertain whether the structures of the individual

monolayers

differ from one another and

particularly

whether the substrate

perturbs specific

individual

monolayers

in the film. Previous

analyses

of the meridional

X-ray

diffraction from such

multilayer

films have

employed

either a

nonunique modeling

of the

multilayer

electron

density profile

to fit the observed diffraction data

[4J,

or direct methods

(multilayer profile

Patterson-function deconvolution

[5-8J,

and counterion

isomorphous replacement [9J)

to

uniquely

derive the electron

density profile

of the

presumed symmetric biJayer (or bilayer pair) repeated

N times in the

multilayer.

A

non-unique

box- refinement

technique [1, 7, 8,

10J has been more

recently

utilized to

provide

the relative electron

density profile

for the entire

multilayer

such that each individual

monolayer

in the

multilayer

can be

distinguished. Although application

of the box-refinement

technique

to a

homologous

series of

multilayer

structures

[7,

8J

provides

further

support

for the correctness

(*)

Present address:

Physics

Deparhnent, Haverford College, Haverford, PA 19041, U-S-A-

(3)

1132 JOURNAL DE PHYSIQUE I hf 8

of the derived

multilayer profile

structures where no assumptions of

bilayer

symmetry or

repetition

were made, these

profile

structures must still be

regarded

as non-unique.

In this paper, we

employ,

a

powerful

method for

uniquely determining

the

profile

structure of an unknown

multilayer

structure

placed

next to a known

multilayer profile

structure,

namely X-ray interferometry

as first

proposed

in 1971

[2].

Modern nanofabrication

techniques

make it

possible

to achieve this situation

by depositing

the organic

multilayers

of

interest via

Langmuir-Blodgett

or

self-assembly

methods upon

known,

stable inorganic

multilayer

structures made

by sputtering [[[j

or Molecular Beam

Epitaxy (MBE).

Phase information for the unknown structure in such a

composite

system can be

obtained,

if the

inorganic multilayer

structure is known

precisely,

from the interference of

X-ray photons

diffracted

by

the known and unknown structures [2~

1?].

A

precise knowledge

of the electron

density profile

of the known (or

reference)

structure is

essential,

and the reference structure

must be stable to the

deposition

of the unknown

organic multilayer

structure onto its surface.

Synthetic inorganic Ge/Si multilayer

structures made

by

magnetron

sputtering

or MBE can therefore

provide

a suitable reference structure that can be

independently

determined

by

X- ray diffraction in the absence of the

organic multilayer.

We have collected accurate meridional

X-ray

diffraction data from

multilayers composed

of one, two and three

bilayers

of Cd-arachidate

deposited

via the

Langmuir-Blodgett technique

simultaneously

on both

alkylated

two or three

bilayer

Ge/Si

multilayer

substrates and

alkylated

silicon substrates. Profile structures for the Cd-arachidate

multilayers

on the

alkylated Ge/Si multilayer

substrates derived via

X-ray interferometry agreed

with those on

alkylated

silicon derived via box-refinement as well as with those on

alkylated glass

described

previously [I].

These

unique

structural results achieved via

X-ray interferometry

therefore prove that the

non-unique

results obtained

previously using

the box-refinement

technique

are

correct, and

firmly

establish the

upstroke-downstroke

asymmetry in these

bilayers deposited by

the

Langmuir-Blodgett technique.

Methods.

Two types of substrates were used for this initial

study

with

Ge/Si multilayer

substrates. These

substrates were manufactured

by

Ovonic

Synthetic

Materials

(Troy, Michiganj using

magnetron

sputtering.

One type of substrate

(Si)

was a

polished

Si wafer 30 mil thick upon

which was

deposited

a

501layer

of Si to

improve

the smoothness of the substrate. The

second type of substrate

(Ge/Si)

was based on the first type upon which alternate

layers

of

germanium

and silicon were

deposited

to result in a

201

thickness for each Ge

or Si

layer

and a

bilayer

unit cell » with a

profile

thickness of

401.

This

profile

thickness

was chosen to

roughly

coincide with the

profile

thickness of the

lipid bilayer

in the

organic multilayer

film to be

subsequently deposited,

thus

generating

strong

X-ray

diffraction from the reference

Ge/Si multilayer

structure over

regions

of

reciprocal

space

perpendicular

to the substrate

plane,

I-e-

along

the q=

axis,

in which diffraction from the

organic multilayer

is also strong.

Furthermore

by using

very few

bilayers

in the reference

multilayer,

e-g- two or

three,

one can generate continuous

X-ray

diffraction over a broad range of q~ thus

ensuring

the maximum

degree

of interference with the diffraction from the unknown

organic multilayer

adsorbate

system. Because of the fundamental limitations in the

sputtering technique,

each

monolayer

so

produced

cannot be much thinner and can

easily

have an

uncertainty

of ±

21

the former

severely

limits the maximum value of q= to which diffraction from the reference

multilayer,

and hence the essential interference

phenomena,

can be detected.

The

preparation

of the

organic multilayers

via the LB

technique

was

previously

described [7] and will

only

be summarized. Substrates of each type diced to an area I cm

by

2 cm were

thoroughly

cleaned and rendered

hydrophobic by covalently attaching

a

monolayer

of

(4)

bt 8 X-RAY INTERFEROMETRY AND BILAYER ASYMMETRY IN LB FILMS I133

octadecyltrichlorosilane (OTS)

to the surface

[13J.

A monomolecular

layer

of arachidic acid

was

spread

onto a clean air-water interface. The

subphase

was a 0.25mM solution of

Cdcl~

in

Milli-Q

filtered water with 0.I mM

NaHCO~

or TItIS buffer of

pH

-~ 7 at the

temperature

of17.5 °C. The

spread

films were

compressed

to a constant surface pressure of

30dyne/cm,

which was maintained

during deposition.

One of each of the two types of

substrates,

I-e-

alkylated

Si and

alkylated Ge/Si,

were

passed simultaneously through

the

monomolecular

layer-water

interface

cyclically

at a rate of

3mm/min

to

produce

a two

monolayer (one bilayer)

film on each substrate per

cycle.

The

resulting bilayer

is « head-to- head », where the

carboxyl

end groups are

juxtaposed

at the center of the

bilayer.

This

cycle

was

repeated

N times to

produce

an

N-bilayer

film. We

thereby

made one, two and three

bilayer

films of Cd-arachidate

simultaneously

on both

types

of substrates. The LB

trough system, monolayer

film

properties,

and details of the

deposition

are further described

elsewhere

[14J.

Meridional

X-ray

diffraction was obtained from these various

multilayer specimens

as a

function of

(qz

= 2 sin

IA ) corresponding

to elastic

photon

momentum transfer

parallel

to the z-axis

perpendicular

to the substrate

plane.

This meridional

X-ray

diffraction arises from the

projection

of the three dimensional

multilayer

electron

density

distribution

along

radial vectors

lying

in the

layer planes perpendicular

to the z-axis onto the z-axis ; this

projection

is defined as the electron

density profile

for the

multilayer.

The incident

X-ray

beam defines an

angle

w with the substrate

(xy) plane.

Meridional

X-ray

diffraction is observed for

w

equal

to @, where 2@ is the

angle

between the incident and scattered beams. The

multilayers

were therefore

positioned

on the w axis of a 4-circle diffractometer which was oscillated over an

appropriate

range of D-values

permitting

the collection of the meridional diffraction data with a low

impedance position-sensitive

detector

(PSD) aligned along

the

q~ direction and mounted on the 2 axis

[7J.

An Elliott

(GX-13) rotating

anode

X-ray

generator operating

at a

target loading

of 27

kW/mm~

was used to

produce

the incident Cu

emission

spectrum.

The

CuKaj

line

(A

=

1.5411)

was selected

using

a

cylindrically

bent

Ge(I

II

)

monochromator

crystal

which

produced

a line-focused

X-ray

beam. The

specimen

to detector distance was 350 mm.

X-ray

beam width and the PSD system resolution resulted in a

Aq~

resolution of

~0.001l~'

The full

height

of the diffracted line-focused beam was

intercepted by

the

3-mm-high

entrance

aperture

of the PSD for all diffraction maxima. The full 100-mm active

length

of the PSD was

digitized

into 1024 channels

by

a multichannel

analyzer.

A PDP 11

/24 computer (Digital Equipment Corp., Marlboro, MA)

was used to

control the diffractometer and the electronics associated with the PSD. Further details

regarding multilayer sample

conditions

during

diffraction data collection and w scan

parameters

have been described in a

previous

paper

[8J.

The meridional

X-ray

diffraction data were also collected from these same

specimens utilizing

the Biostructures

Participating

Research Team beamline X-9A at the National

Synchrotron Light

Source

~NSLS),

Brookhaven National

Laboratory (Upton, NY), using

much more intense

X-ray

beams to

get

better

counting

statistics at

higher

values of

q~,

especially

for the one

bilayer

films of Cd-arachidate on both

alkylated

Si and

alkylated Ge/Si

substrates.

During

data collection the

synchrotron operated

at an electron energy of 2.5

GeV,

and the current in the

ring decayed during

a fill from 200 to 90 mA. A constant-exit-

height,

double

Si(ill) crystal

monochromator was used to select the energy of the

X-ray

radiation incident on the

samples.

Radiation from the monochromator

(FWHM

2.5

elf~

was collected and

linearly

focused

using

a

cylindrically-bent

horizontal mirror

~Ni-coated A1)

with

its center at 1340 cm from the

bending-magnet

source. The

scattering geometry

and

instrumental setup were otherwise the same as those described above

using

the

rotating-

anode

X-ray

source. To protect the total-count-rate limited

PSD,

we utilized an automated

(5)

1134 JOURNAL DE PHYSIQUE t4~ 8

Al foil

changer»

to attenuate the incident beam

intensity appropriately

which was monitored

by

a

N~-filled

ionization chamber

positioned

between the beam

defining

slits and the

guard

slits

immediately

upstream from the

specimen

chamber.

Omega

scans were

recorded

by

both

oscillating

the

multilayer

over the

angular

range 0.3°

~ w ~ 6.5° for data

collection over the full range of q= and over the more limited

angular

range 1.8°

~ w ~ 6.5°

for better

counting-statistics

data collection at

higher

values of q=. Further details of the diffraction instrumentation are

given

in references

[15,16].

Results.

Figure

shows the three meridional diffracted

intensity

functions

I~(q=),

corrected for

specular scattering

and a Lorentz factor of q= as

previously

described

[7J,

relevant for the one

bilayer

Cd-arachidate

film, namely (a)

the

alkylated

three

bilayer Ge/Si

substrate

16)

one

bilayer

Cd-arachidate on the

alkylated

Si substrate

(c)

one

bilayer

Cd-arachidate on the

alkylated

three

bilayer Ge/'Si

substrate. The structure factor modulus

squared

for the Cd- arachidate

bilayer

on the

Ge/Si multilayer

will be denoted here as

)Fjc~s~~~~~~j~(q=))~.

Following

reference

[5],

the

intensity

function

Ic(q=)

for

figure

lc is

given by equation II):

~ ~ ~

l~lGe,S~)jAA

)~

(~z

~

l~jGe

S~h

(~=)

+

FjAA

)1(~=

~ ~ )l~(Ge S~)~(~z) )l~(AAIi

(~r)

C°S

II

~

Ice S>j~(~=)

l)

~IAA)jlq=11

+ 2 "qz A(GeS~)~IAA) )

where

)Fjc~s,~~(q=))~

is the structure factor modulus

squared

for the Ge/Si

multilayer

provided by I~(q~)

from

figure

la,

Fj~~ ~~(q.)

~is the structure factor modulus square for the Cd-arachidate

bilayer provided by I~(q~)

from

figure 16,

#r~~~s~~~(q~) and

#r~~~~~(q=)

are the

phases

of their

respective

structure factors

(each

referenced to the center of mass of their

respective profile

structure), and A~c~,s~~~j~~j~ is the distance

along

z between the center of

mass of the

Ge/Si multilayer

and the Cd-arachidate

bilayer.

Given the kinematical diffraction

expression

of

equation II),

the

I~(q~)

functions of

figure

have all been truncated for the

same q~ ~ (q=)~~~ 0.02

l~

' since the

specular scattering

from the bulk silicon substrate surface tends to dominate the total

scattering plus

diffraction

along

q~ from the

specimens

for lower

q=-values.

The effect of the third term in

equation (I),

the critical interference between the

Ge/Si multilayer

and the Cd-arachidate

bilayer,

is most

readily

apparent in the

I~(q~)

function of

figure

lc

by

the presence of zero-level minima at

q~-values

for which the

I~(q~

) functions of

figures

la and 16 are not

simultaneously

zero and

by

the

higher-frequency

modulations not present in the

I~(q~)

functions of

figures

la or 16. We note here that the

large profile

width of the Ge and Si

layers

in the

Ge/Si multilayer ii-e-

20

hi severely

limits the

detectability

of

I~(q~)

from the

Ge/Si multilayer

for q~

~

lqz)~~,

=

0.09

l~

' and likewise the

detectability

of the critical interference term in

figure

lc

The Fourier transform of the corrected meridional

intensity

function

I~(q~) yields

the autocorrelation function P z) of the

corresponding multilayer

relative electron

density profile

&p

(z) [7, 8].

That P

(=)

is the autocorrelation of the relative and not the absolute

multilayer

electron

density profile ii-e-

&p

(=)

vs. p

(z) itself~

is a

simple

consequence of the truncation of

I~(q=j

for q~

~

(q=)~,~

mentioned above. Such autocorrelation functions for the

alkylated

three

bilayer Ge/Si

substrate, the one Cd-arachidate

bilayer

on the

alkylated

Si substrate and

one Cd-arachidate

bilayer

on the three

bilayer Ge/Si

substrate are shown in

figure

2. These

typical multilayer profile

autocorrelation functions each

decay monotonically

to

essentially

(6)

bt 8 X-RAY INTERFEROMETRY AND BILAYER ASYMMETRY IN LB FILMS lI35

(a)

iox

~s

N (~)

$

w H

(c)

O.OO O.03 O.08 o-lo O.13 O.16

q~(I-i)

Fig.

I.-Meridional

intensity

functions

I~(qz)

for

(a)

an

alkylated

three

bilayer Ge/si multilayer

substrate; 16) one bilayer of Cd-arachidate on an

alkylated

si substrate; (c) one

bilayer

of Cd-

arachidate on an

alkylated

three

bilayer Ge/si multilayer

substrate.

(a)

i

(b)

M

~

~

~

(c)

i

O. 67. 133. 200. 267. 333. 400.

z (i)

Fig.

2.

Multilayer profile

autocorrelation function or Patterson function

P(z)

for

(a)

an

alkylated

three bilayer

Ge/si multilayer

substrate ; (b) one

bilayer

of Cd-arachidate on an

alkylated

Si substrate

(c)

one

bilayer

of Cd-arachidate on an

alkylated

three

bilayer Ge/si multilayer

substrate. The various

P(z)

have

nonsignificant

fluctuations for z

~ z~~~ indicated

by

the arrows in

(a)-(c).

(7)

l136 JOURNAL DE PHYSIQUE ~ 8

zero for =~z~~~ which defines the extent of the

corresponding multilayer profile

z~~~ was

thereby

found to be

~1501, ~1001

and

~2501

for the three

bilayer

Ge,/Si

multilayer

substrate, one Cd-arachidate

bilayer

and one Cd-arachidate

bilayer

on Ge,>'Si

respectively.

The

multilayer profile

autocorrelation functions all contain small

amplitude.

low~frequency

oscillations around the zero-baseline for =

~ =~~~ due to the truncation of the corrected

intensity

functions

I~(q~)

for q~

~

(q=)~,~

m

0.0?

l~

'

Again following

reference

[2],

the autocorrelation function for the

multilayer

relative electron

density profile

for the Cd-

arachidate

bilayer

on the

alkylated

three

bilayer

Ge/Si

multilayer

substrate denoted

by

~lGe>S~)~j~~

)~

(Z)

"

hP

jGe<S~);IAA

l~

IT)

*

hP

jGe S~)/AA Ii (~ Z "

l'(Ge

S>h(AA )j Z IS g'V~Tl

b)

equation (2).

~lGe Si)~i~A)i(Z

~

0)

~

l'(Ge

S>)~(Z ~

0)

+

I'jAA

Ii

IT ~ 0)

+ hP jGe

S>)~~

~)

* hP

(AA )j

(+ Z)

* ~ (Z ~

jGe 91;1,iA11 (2) where

~iGe

S~)~(Z)

"

Ap

jGe'S>)~(Z) *

Ap

(Ge S>)~(~ Z)

,

l'(AA) (Z)

"

Ap

~A )~(Z) * hP

j~~ )1~ °

and * denotes the convolution

operation.

Hence, for z less than the

larger

of

(z~~, )j~~

s~j~ or

(=~~~

jj~~~~, Pjc~,s,~~j~~

j,

(=)

is dominated

by

the

superposition

of the first two autocorrelation function terms of

equation (2). Only

the third term of equation

(2),

the cross-correlation of

&p jc~js~j~(z)

with

&p

~~~j~

(=

centered about =

= + A

~c~ s,~~j~~

~~

can exist for z greater than the

larger

of (=~~,)~~~,,s,~~ or

(=~~~)j~~~~

this cross-correlation term arises

explicitly

from the interference term of

equation (I).

Hence, the

significant

features in

Pj~~,s,~~j~~ j,(=

shown in

figure

2c for

=~1501

are a direct manifestation of the critical interference effects of

figure

lc.

la)

lox

r~

#

(b)

~/

u e

(c)

O.00 O.03 O.05 O.08 o-lo 0.13 O.16

qz('-~)

~ig. 3.- Meridional intensity functions

I~(q=)

for (a) an

alkylated

three

bilayer

Ge,Si muliilajer substrate : dotted line is the calculated intensity function for the best electron

density profile

model of the

alkylated

three

bilayer

Ge,'Si

multilayer

substrate 16 two

bilayers

of cd-arachidate on an

alkylated

Si substrate, (c) two bilayers of cd-arachidate on an alkylated three bilayer Gel'si multilayer substrate.

(8)

bt 8 X-RAY INTERFEROMETRY AND BILAYER ASYMMETRY IN LB FILMS l13?

Figure

3 contains the

Ic(q=)

functions for

(a)

the

alkylated

three

bilayer Ge/Si multilayer substrate, (b)

two

bilayers

of Cd-arachidate on an

alkylated

Si substrate and

(c)

two

bilayers

of Cd-arachidate on the

alkylated

three

bilayer Ge/Si multilayer

substrate. The critical interference

effects,

as identified above for the one Cd-arachidate

bilayer

on the

alkylated

three

bilayer Ge/Si multilayer substrate,

are

readily apparent

in

figure

3c for q= w

(q~)~~~

=

0.091~ '.

For

q~ ~

0.101~ ',

the

Ic(q~)

for

figure

3c is

essentially

that of

figure

3b for the two

bilayer

Cd-arachidate

multilayer only, again

due to the presence of

only

broad

201wide

features in the

Ge/Si multilayer profile.

The

corresponding

autocorrelation functions are

shown in

figure4.

Both

P~c~js;~~(z)

and

P~AA~~(z)

have no

significant

features for

z ~z~~~

=1501

while

P~~jsi~~~A~~~(z)

has

significant

features

extending

to z~~~ m

3001 thereby again directly verifying

the presence of the critical interference effects in the

Ic(q=)

function of the

corresponding figure

3c.

(a)

i

(b)

I

~

2

(c)

i

O. 67. 133. 200. 267. 333. 400.

z(1)

Fig. 4.-Multilayer profile

autocorrelation function or Patterson function

P(z)

for

(a)

an

alkylated

three

bilayer

Ge/si

multilayer

substrate ; dotted line is the calculated Patterson function for the best electron

density profile

model of the alkylated three

bilayer Ge/si multilayer

substrate ; 16) two bilayers of Cd-arachidate on an

alkylated

si substrate ;

(c)

two

bilayers

of Cd-arachidate on an

alkylated

three

bilayer Ge/si multilayer

substrate. The various

P(z)

have

nonsignificant

fluctuations for z>z~~~

indicated

by

the arrows in

(a)-(c).

Figure

5 contain the

Ic(q~)

functions for

(a)

the

alkylated

two

bilayer Ge/Si multilayer substrate, ~b)

the three

bilayers

Cd-arachidate

multilayer

on an

alkylated

Si substrate and

(c)

three

bilayers

of Cd-arachidate on the

alkylated

two

bilayer Ge/Si multilayer

substrate. The critical interference

effects,

as identified above for one or two

bilayers

of Cd-arachidate on the three

bilayer Ge/Si multilayer substrate,

are not so

readily apparent

in the

Ic(qz)

of

figure

5c for tills case.

Nevertheless, inspection

of the

corresponding

autocorrelation

functions of

figure

6 shows that

P~~~js~~~(z)

has no

significant

features for z ~ z~~ 100

1

and

(9)

l138 JOURNAL DE PHYSIQUE t4~ 8

(a)

lox

rN

#

(b)

$

H

(c)

O.00 O.03 O.05 O.08 o-lo O.13 O.16

qz(I-1)

Fig.5.-Meridional

intensity functions

I~(q=)

for (al an alkylated two bilayer Ge/Si multilayer substrate (bj three

bilayers

of cd-arachidate on an alkylated Si substrate. (c) three bilayers of cd-

arachidate

on an alkylated t~40 bilayer Ge/Si multilayer substrate

(a)

(b)

N ~

~

~

(c) 1

0. 67. 133. 200. 267. 333. 400

z (i)

Fig. 6. Multilayer

profile

autocorrelation function or Patterson function Pin) for (a) an alkylated t~,o

bilayer Ge,'Si

multilayer

substrate (b) three bilayers of cd-arachidate on an alkylated Si substrate, (c) three bilayers of cd-arachidate on an alkylated two bilayer Ge,'Si multilayer substrate The various P(=) ha~e nonsignificant fluctuations for ± ~=~~, indicated by the arrows in (a)-(c)

(10)

bt 8 X-RAY INTERFEROMETRY AND BILAYER ASYMMETRY IN LB FILMS 1139

that

P~~~~~

has no

signifibant

features for z

~z~~~-~2001

while

P~~~js~~~~~~~~ does have

significant

features

extending

out to z w z~~~

3301. Hence,

the critical interference effects do indeed exist in the

Ic(qz)

function of

figure

5c for qz w

(qz)~~~

= 0.09

l~ '.

Hence,

a

simple inspection

of these three different sets of the corrected meridional

intensity

functions and their

corresponding

Fourier transforms as described above for

figures

1-6

firmly

establishes the existence of the effects of interference between the

X-ray

diffraction from the two different

Ge/Si multilayer

substrates and the diffraction from

thi

three different Cd-

arachidate

multilayers

on the

alkylated

surfaces of these substrates for 0.02

l~~

=

(qz)m~n « qz «

(qz)max

0.09

A~

Analysis.

The

multilayer

electron

density profile

can be determined

by computing

the inverse Fourier transform of the structure factor

[8J

for the

profile. However,

since the corrected meridional diffracted

intensity

function is

proportional

to the modulus

squared

of the structure factor for the

multilayer profile,

it therefore appears not to contain the

phase angle

information

required

to compute the inverse Fourier transform. The

phase angle

information is

generally

not

explicitly

measured

experimentally,

and one must use either direct or indirect methods to determine the lost

phase

information. As described in the

Introduction,

the direct methods

are based on

assumptions,

e-g-

repetition

of a

symmetric

unit cell

profile

to

provide

a

periodic multilayer profile,

which are not

necessarily

true in the real systems

[7J.

An indirect

method,

box-refinement,

which makes use

only

of the fact that the relative electron

density profile

for

a

multilayer

with a finite number of

layers

must be nonzero

only

over a finite range of the

profile

coordinate z, can

provide

a valid solution to the

phase problem,

but the solution

cannot be proven

unique [17,18J.

In the

following analysis,

the

phase problem

was solved

unambiguously utilizing X-ray interferometry employing

a known

profile

structure to

phase

the

adjacent

unknown

profile

structure. These

unique

results were then

compared

to those obtained

previously [7, 10,

19J via box-refinement.

In this paper, we choose to use a

highly constrained,

real space refinement

algorithm

to

implement

the interferometric

phasing

rather than the

point by point phasing

in qz-space as

described in reference

[2J.

The

advantage

of this

algorithm

is that we can avoid several

sources of error to which the qz-space

point by point phasing

is

highly sensitive, especially

cofinting

statistics errors over

regions

of qz for which the structure factor for either the known

or unknown

profile

structure is small and errors in the relative

scaling

of the three different meridional

intensity

functions

employed [2J.

For either of the above

approaches

to

implement

interferometric

phasing,

we first need to establish the relative electron

density profile

for the

« known »

Ge/Si multilayer

substrate. The initial models for the two and three

bilayer Ge/Si multilayer

substrates were established on an absolute electron

density

scale

guided by

our

specifications

for their fabrication. Electron

density

levels for

amorphous

Ge and Si were calculated based on relevant data in the reference

[20].

The initial calculated values for

amorphous

Ge and Si in absolute electron

density

scale were

1.40e~/l~

and

0.70e~/l~

respectively

in this case. The initial models were then relaxed via a model refinement

procedure utilizing comparisons

of the calculated meridional

intensity

and Patterson functions for the models with their

respective experimental intensity

and

corresponding

Patterson functions. The same values of

(qz)~d~

and

(qz)~~~

truncation described for the

experimental intensity

functions

(see Results)

were

applied

to the model

intensity

functions in order to

properly

match the

experimental intensity

and

corresponding

Patterson function data and thus

produce (see below)

a relative electron

density profile

for the two and three

bilayer Ge/Si multilayer

substrates

fully

consistent with such truncation.

By successively adjusting

these

JOURNAL DE PHYSIQUE I T I, M 8,AOOT [WI 45

(11)

1140 JOURNAL DE PHYSIQUE I M 8

absolute electron

density

models within their fabrication errors, we were able to finalize the

models

yielding

the best agreement with the

experimental intensity

and

corresponding

Patterson functions. The best three

bilayer Ge/Si multilayer

absolute electron

density

model is shown for

example

in

figure

7a and its calculated

intensity

and

corresponding

Patterson

functions are shown as the dotted lines in

figures 3a,

4a. The calculated

intensity

function for the best model of the three

bilayer Ge/Si multilayer

substrates was then either

doubly

Fourier

transformed,

or

subjected

to box-refinement

[17,18] utilizing

an

arbitrary

trial function

(phase-shifted cosine), using

the same

(q~)~,~

and

(qz)~~~

truncation to

provide

the relati~e electron

density profiles

for the best model.

Figure

7b, c shows for

example

these relative electron

density profiles

so calculated for the

thereby

known three

bilayer Ge/Si multilayer substrate,

as

subject

to the

(q~)~,~

and

(q~)~~~

truncation

operative

in these

interferometry experiments (see Results).

Two

points

should be noted

a)

the

identity

of the small features denoted

by

« Si » and CDS » at the

alkylated

surface of the two

slightly

different relative electron

density profiles

so-calculated for the three

bilayer Ge/Si

substrate have been

firmly

established

by

their

unique correspondence

with variation of the

sharpness

of these known features in the absolute electron

density

model and

b)

the best absolute electron

density

model is

actually

an excellent fit to the

experimental intensity

and

corresponding

Patterson

functions

[this

can be more

directly

evaluated

by utilizing

for

example

the relative electron

density profile

of

figure

7c

(which

has the dotted line

intensity

and Patterson functions of

Ge Ge Go

I I I

(b)

Go Go G.

i I ~~~

(a)

~

Ii

(c)

~ N

m ~

i

c~

~

~

'Nj I

~

CDS

~~ ~~~

Si Si

© (d)

(

-200. -67. 200.

z >)

I I

S oos

-200. -67. 67. 200

z(i)

Fig.

7. (a) Electron

density profile

p (=j for the best alkylated three

bilayer

Gel'si multilayer model

on an absolute scale

(b) corresponding

relative electron

density profile

&p (z) for the best three bilayer Ge/Si multilayer model via box-refinement; (cj corresponding relative electron density profile Ap

(±)

for the best three

bilayer

Ge/Si

multilayer

model via double Fourier transformation. (d)

fully-

relaxed relative electron

density profile &p(z)

for the best three

bilayer Ge/'Si

multilayer model i,ia

highly-constrained,

real space refinement. «CDS» in (a)-(d) indicates the alkylated octadecylsilane chain feature.

(12)

bt 8 X-RAY INTERFEROMETRY AND BILAYER ASYMMETRY IN LB FILMS 1141

Figs. 3a, 4a)

as the trial function in a

highly-constrained,

real space refinement described below to

produce

the

thereby fully

relaxed relative electron

density profile

of

figure

7d

(which

has the

experimental

solid line

intensity

and Patterson functions of

Figs. 3a,

4a

Figs.

7d and 7c are

nearly

identical over the

profile

extent of the three

bilayer Ge/Si multilayer

for

1241«

z w

41).

A

highly-constrained,

real space refinement

algorithm utilizing

the normal box constraint and the

especially

restrictive known relative electron

density profile

of the

appropriate Ge/Si multilayer

substrate as the trial structure was then

applied

to the meridional

intensity

functions from one, two and three

bilayers

of Cd-arachidate

deposited

on an

alkylated Ge/Si multilayer

substrate. The box-refinement

algorithm

is well known to converge to the local structure solution closest to the trial structure

[17, 18J.

The «

especially

restrictive nature of the known relative electron

density profiles

for these

particular Ge/Si multilayer substrates, namely

for

so-determining

the relative electron

density profiles

of these

particular

ultrathin

Cd-arachidate

multilayers,

is

easily

understood

by

consideration of the

expression:

F(Ge/s>)~(AA

)~(qz)

=

F(Ge/si)~ (qz)

+ F(AA)~

(qz) (3)

in the

complex plane

where #i~~~js~~~(qz) is known ;

#i~~~~~(qz)

and ji~~~js~~~~AA~~(qz) are both unknown. The pressure for iteration of the

phase #i~c~js;~~~~~~~(q~)

function away from the initial trial

phase

function

#i~~~js;~~(qz)

is

generated by

the difference between the moduli

)F~o~js;~~~~~~~(qz))

vs.

)F~~js~~~(qz)). Thus,

as

F~c~js~~~(qz) progressively

becomes more dominate over

F~AA~~(qz), #i~~js;~~~~~~~(qz) necessarily approaches #i~c~jsi~~(qz).

Given that the contrast in

&p ~~js;~~(z)

is

greater

than that within

Ap ~~A~~(z),

this situation is therefore best satisfied

by

the p

~~js;~~~~~~~

(z) profile

structure and least satisfied

by

the p ~c~js;~~~~~~~(z)

profile

structure in this work.

Therefore,

the

highly constrained,

real space refinement

algorithm

utilized in this work for

implementation

of the interferometric

phasing

of F~~~jsi~~~AA~~(qz)

simply

uses this dominance of the known reference structure factor

F~~~js~~~(qz)

to force the box-refinement

algorithm

to converge to the correct solution for

Ap

~~~js;~ ~AA)

(z)

among the several

possible

solutions

[18] by initiating

the refinement in the

~' ~

(qz)max

correct solution's local minimum in the function

[)F~c~js~~~~AA~(qz)(~-

qz)n~n

~

(qz)mm

Ic(qz)Jdqz/ I~(q~) dqz. Finally,

normal box-refinement

using only

the box-constraint

qz)min

and an

arbitrary

cosine trial function were also

applied

to the meridional

intensity

functions from one, two and three

bilayers

of Cd-arachidate on an

alkylated

Si substrate for

comparison

with the

unique

results obtained with the interferometric method. The box constraint for each

multilayer sample

was determined from the extent of its Patterson function for the

multilayer profile [7J

and the same values of

(qz)~~

and

(qz)~~~

were utilized in all cases. The derived relative electron

density profiles

for one, two and three

bilayers

of Cd-arachidate as

deposited simultaneously

on

alkylated Ge/Si multilayer

substrates and on

alkylated

Si substrates are shown in

figure

8.

Discussion.

Figures

7b and c show the two

slightly

different versions

(see Analysis section)

of the known relative electron

density profiles

for the

alkylated

three

bilayer Ge/Si multilayer

substrates as

subject

to the

(qz)~~~

and

(qz)~~~

truncation described. In the three

bilayer Ge/Si multilayer

(13)

1142 JOURNAL DE PHYSIQUE I hf 8

Ge Ge Ge

I I I

ii,,,

i, (a) (b)

i

, 'i i (CGG>~cd

'( '( ' 1~ j

J'~

i '(

/-,---,

I I I I

Si Sl Sl CH~ CH~

~s (C) I (d)

N ~/

~i ~

~3

(e) (f)

-200 -67. 67. 200. -200. -67. 67. 200,

z(i) z(1)

Fig. 8. Relative electron density

profiles

&p (z) for (a) one bilayer of

Cd~arach14ate

on an alkylated three

bilayer

Gel'si multilayer substrate using either the highly-constraining trial function of

figure

7b (solid line) or of

figure

7c (dotted line) ; (b) one

bilayer

of cd~arachidate on an

alkylated

Si substrate, (c) two

bilayers

of cd-arachidate on an

alkylated

three bilayer Ge/Si

multilayer

substrate, (d) two

bilayers

of cd-arachidate on an alkylated Si substrate; (e) three

bilayers

of cd-arachidaie on an

alkylated

two

bilayer

Ge/Si

multilayer

substrate (f~ three

bilayers

of cd-arachidate on an alk~lated St substrate. The boxes outline the cd-arachidate bilayer(s) m each case,

case, there are three electron dense

germanium peaks

and two electron deficient silicon

troughs,

and two less

prominent

features at the

right edge uniquely

due to the surface silicon

layer

and the

alkylated

chain

layer respectively.

The two

bilayer Ge/Si multilayer

case i~

similar to the three

bilayer

case except that it contains one less

bilayer (not sho~&,nj.

The results obtained via

X-ray interferometry

as described

using

these

profiles

as the kno~&n

profile

structure are shown in

figures

8a, c and e. The left side of each contains the

appropriate

two or three

bilayer Ge/Si multilayer profile

while the

right

side of each contains the

profile

of one, two or three

bilayers

of Cd-arachidate. Each Cd-arachidate

bilay.er.

at this

spatial

resolution determined

by (q~)~~, truncation,

contains two

predominant troughs

and

one

predominant

central

peak representing

the two electron deficient terminal

methyl

end group and the electron dense

carboxyl

head group features of the head-to-head

bilayer.

Additional Cd-arachidate

bilayers

are thus

recognized

upon

comparison

of the one, two and three Cd-arachidate

bilaj,er multilayers

on the

alkylated

Ge/Si

multilayer

substrates.

Figures

8b,

d,

f contain the

corresponding multilayer profile

for one, t~&>o and three

bilayers

of Cd-arachidate as

simultaneously deposited

on

alkylated

Si substrates and obtained via box- refinement.

Note,

as will be discussed

below,

these

profiles

had to be somewhat smoothed iia convolution with a Gaussian function of width

(FWHM)

=

201

m order to facilitate the

comparison

with their counterparts in

figure 8a,

c, e. Otherwise, the

predominant fatty-acid

chain

endgroup

features and the less

predominant

(at this

spatial resolution) intervening

chain

(14)

bt 8 X-RAY INTERFEROMETRY AND BILAYER ASYMMETRY IN LB FILMS 1143

methylene

group features of the various Cd-arachidate

bilayers

on

alkylated

Si substrates are

virtually

identical to those of the

corresponding

Cd-arachidate

bilayers

on

alkylated Ge/Si multilayer

substrates.

Hence,

the

non-unique

Cd-arachidate

bilayer profiles similarly

derived

previously

via box-refinement for ultrathin

multilayers containing

one, two, three and five

bilayers deposited

on

alkylated glass [1, 7, 8, 10,

19J ca1K now be considered as proven via X- ray

interferometry.

In

particular,

a number of

phenomena previously

described at substan-

tially higher spatial

resolution for these

particular Langmuir-Blodgett deposition

conditions have

thereby

been even more

firmly established; namely a)

disorder of the arachidate

monolayer

at the

multilayerlair

interface

[7, 10J, b) upstroke-downstroke asymmetry

in the

arachidate

bilayers

caused

by

average

area/chain

differences and

incomplete overlayer-

induced

ordering

of the disordered surface

monolayer [1, 19J,

and

c)

the

dependence

of the low

temperature

thermal

melting

of the less dense

upstroke

arachidate

monolayers

on the

number of arachidate

bilayers

in the

multilayer [19J.

There are several other

aspects

of this work of

worthy

discussion.

Firstly,

these Cd- arachidate

multilayers

contain

asymmetric (upstroke/downstroke) bilayers

and exhibit the effects of lattice disorder of the second kind

[3J propagating

outward from the

alkylated

substrate

surface,

as

previously

described

[8J. Thus,

the macromolecular features

distinguish-

able in a

bilayer profile

at a

particular spatial

resolution are most

apparent

for the

bilayer

on

the

alkylated

substrate surface and these features become

progressively

broadened

(smeared)

for

bilayers increasingly

further from the substrate surface. This disorder is a

property

of the

particular fatty-acid coupled

with the

deposition

conditions

employed

and not a result of substrate surface

roughness

it is manifested in the meridional

intensity

function

I~(qz)

via

interference of the structure factor for the Cd-arachidate

multilayer profile F~AA~~(qz)

with itself to

provide F~~~~~ (qz)

~.

Secondly,

we noted above that the various features of Cd-arachidate

bilayer profiles

in the ultrathin

multilayers deposited

on

alkylated Ge/Si multilayer

substrates were more broad

(at

constant

spatial

resolution via the same

(qz)~~J

with

respect

to those for the otherwise

identical

multilayers deposited simultaneously

on

alkylated

Si substrates. Since the Cd- arachidate

multilayer profile

appears on the surface of the

alkylated Ge/Si multilayer profile

via the critical interference of the

Ge/Si multilayer profile

structure factor

F~~js~~~(qz)

with

the Cd-arachidate

multilayer profile

structure factor

F~~~~~(qz), roughness

of the

Ge/Si

interfaces in the

Ge/Si multilayer

substrate is most

likely responsible

for this

Debye-Waller [3J type

effect on the interference term of

equation (I).

Finally,

we

again

note that

(qz)~~~

and hence the

spatial

resolution of the

multilayer

electron

density profiles

determined

unambiguously

via

X-ray interferometry,

was

severely

limited in this

study by

the minimum thickness

(m 201)

of the electron

density

contrast

producing

Ge and Si

layers

in the

Ge/Si multilayer

substrates achievable

by

magnetron

sputtering. Ge/Si multilayers produced by

MBE should not

only

remove this limitation since the Ge

layer

thickness can be reduced to a

single

atomic

monolayer,

but it should also

provide

for

improvement

in the smoothness of the

Ge/Si

interfaces in the

multilayer.

Conclusions.

We have utilized

X-ray interferometry employing

a

highly constrained,

real space refinement

algorithm,

to derive

unambiguously

the relative electron

density profiles

of ultrathin

multilayers composed

of from one to three

bilayers

of Cd-arachidate

deposited

via the

Langmuir-Blodgett technique

on the

alkylated

surface of

synthetic Ge/Si multilayer

subs- trates. These results confirm several earlier results for such ultrathin arachidate

multilayers

on

alkylated glass

or Si substrates

utilizing

the

non-unique

box-refinement method for

phasing

(15)

l144 JOURNAL DE PHYSIQUE I hf 8

the meridional

X-ray

diffraction

data, including

asymmetry within each

bilayer

of the

multilayer

associated with the

upstroke/downstroke

of the

Langmuir-Blodgett deposition.

Realization of the

X-ray

interferometric method as described

provides

a

powerful

method for

unambiguously deriving

the

profile

structure of both

periodic

and

nonperiodic organic/bio- organic monolayer

or

multilayer

systems

placed

on or

immediately adjacent

to the surface of

an

appropriate

known

multilayer profile

structure.

Acknowledgments.

This work was

supported by

the National Science Foundation

(NSF)

Materials Research

Laboratofles

(MRL) Project

under Grant No. DMR-85-19059 and the National Institute of

Health

(NIH) grants

GM-33525 and RR01633.

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