C OMPOSITIO M ATHEMATICA
D IANE M EUSER
On the degree of a local zeta function
Compositio Mathematica, tome 62, n
o1 (1987), p. 17-29
<http://www.numdam.org/item?id=CM_1987__62_1_17_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
On the degree of
alocal zeta function
DIANE MEUSER
Department of Mathematics, Harvard University, Cambridge, MA 02138, USA; present address:
Dept. of Mathematics, Boston University, 111 Cunningham Street, Boston, MA 02215, USA Received 27 November 1985; accepted in revised form 1 June 1986
Let K be a finite
algebraic
extension ofQ,
R thering
ofintegers
of K and{v}
the set of finiteplaces
of K. For v E{v} let | 1 u
be the non-archimedian absolute value on K andKv
thecompletion
of K withrespect
to this absolute value. LetRu
be thering
ofintegers
ofKv, P,
theunique
maximal ideal ofRu
and
ku
=Ru/Pu. Then k v
is a finite field and we let qu = cardkv.
Letf(x) = f(xl’’’.’ xn) ~ K[x1,..., xn be
ahomogeneous polynomial
ofdegree
m. Then for any v we can consider
where s e C, Re( s )
> 0 and t= q-sv.
This has been shown to be a rational function of tby Igusa
in[Igusa, 1977]. Writing Z(t)
=P(t)/Q(t)
we definedeg Z( t )
=deg P(t) - deg Q(t). Igusa
hasconjectured
in[Igusa, 1984],
p.1027,
and[Igusa, 1986],
that for almost all v, i.e.except
for a finite number of v, one hasdeg Z(t)
= - m. In this paperIgusa gives
manyexamples
wheref
satisfies the additional
property
that it is thesingle
invariantpolynomial
for aconnected irreducible
simple
linearalgebraic
group.In this paper we show this
conjecture
is true iff
isnon-degenerate
withrespect
to its NewtonPolyhedron.
This establishes theconjecture
for"generic"
homogeneous polynomials
in a sense to be described below.§1.
The Newtonpolyhedron
off
and its associated toroidal modification We first recall some ofthe terminology
and basicproperties
of the Newtonpolyhedron
of anarbitrary polynomial.
Other references for this include[Danilov, 1978; Kouchnirenko, 1976; Lichtin, 1981; Varchenko, 1977].
Let
f ~ K[x1,...,xn].
We writef = ajxl,
where1 = (i1,..., in)
andx =
xi11 ··· x’-.
LetSupp( f )
={I
ENn|aI ~ 0}.
LetS(f)
denote the convexhull of
~I~Supp(f)(I+Rn+).
Let0393+(f)
be the union of all faces ofS(f).
Letr( f )
be the union ofcompact
facesonly. 0393+(f)
is called the Newtonpolyhedron
off
andr( f )
is called the Newtondiagram.
We will denote aNijhoff Publishers,
fixed Newton
polyhedron
anddiagram by 0393+
and rrespectively.
Given aNewton
polyhedron 0393+
and its associated Newtondiagram
r we define03A90393+ = {g~K[x1,...,xn]|0393+(g)=0393+}. If g~03A90393+, and
y is a face ofr, we
define
g03B3
tobe £ bjx,
I ifg = bjx, + £ bIxI.
Then we define non-de-IEy IEY IEy
generacy as in
[Kouchnirenko, 1976].
Definition: f
isnon-degenerate
withrespect
to its Newtonpolyhedron
if forany
face y of0393+(f)
the functions(xi·~f/~xi),
have no common zero in( K - {0})n,
where K denotes thealgebraic
closure of K.Fix m and n.
Identify homogeneous olynomials
ofdegree m
in nvariables with
PNK,
whereN = ()-1.
For0393+
a fixed Newtonpolyhedron Xr +
={f| 0393+(f)
=0393+}
is a Zariski subset ofPf.
LetY,,, = {f |f is non-degenerate
withrespect
to0393+}.
Then in a
completely analogous
manner to theproof
of Theorem 6.1 in[Kouchnirenko, 1976]
we have thefollowing
result which shows the non-de- generacy condition isgeneric.
PROPOSITION 1:
Y0393+ is a
Zariski open, dense subsetof XI,,.
Let K be a finite
algebraic
extension ofQ, {v}
the finiteplaces
ofK,
andK,, R v, Pv
andkv
as defined in the introduction. LetU,
=Ry - P,
be the units ofRu.
We first recall some definitionsconcerning
the reduction of varieties moduloPv.
For
g E R[xl, ... , xn],
v a finiteplace
ofK,
letgv
denote thepolynomial
inkv[x1,...,xn] obtained by reducing
the coefficients of g moduloPv.
We shallabbreviate this to
g
when v is understood and use the same notation when gis
a constant in R. Let V be analgebraic
set defined overK, i.e.,
V ={x
EKn |fi(x)
=0, 1
ir},
wherefi(x)
EK[x1,...,xn].
Let
I(V)
be the idealof V, i.e., I(V) = {f ~ K[xl, ... , xn]|f(x)
= 0~X ~ V}.
Then we define the reduction of V modulo
Pu, denoted Vv by
If
f~R[x1,...,xn]
then for any finiteplace v
of K we can consider thenon-degeneracy
ofIv.
We have:PROPOSITION 2:
Let f ~ R [x1,..., xn] be non-degenerate
withrespect to its
Newton
polyhedron.
Thenfor
almost all va) 0393 + (fv) = 0393+(f)
b) Iv is non-degenerate
withrespect to
its Newtonpolyhedron.
Proof.
Let S= {v| all
coefficients off
are inUv}.
Then f or vE S, 0393+(fv)
=0393+(f)
anda)
follows since almost all v are in S.Let T be a face of
0393(f),
and writef03C4 = f03C4,1,...,f03C4,t
where eachf,@,
isabsolutely
irreducible. LetV,,,
t be thevariety
definedby f03C4,l
=0, Y
thehyperplane
definedby Xi
=0,
andY = Uni=1Yl.
The condition thatf
is non-de-generate
isequivalent
to the condition that for any face T of0393(f),
andV03C4,
l asabove,
thesingular points
of eachV03C4,i
are contained in Y and for anyi, j, i ~ j
we have
lg ;
~lg j
c Y.Let L be a finite extension of K such that the coefficients of
fr
i for any T,i are in L. To each
place
of v of K letv’
be anyplace
of Ldividing
v. As astraightforward conséquence
of Hilbert’sNullstellensatz,
for anyT, i, j
wehave
(V03C4,i)v’
~(V03C4,j)v’ ~ YU-
forall v, v’.
As a consequence ofProposition
30in
[Shimura, 1955], (V03C4,i)v’
isabsolutely
irreducible and itssingularities
arecontained in
Yv’
for almost allplaces v’
of L.Let S
be the set of v e Ssatisfying
the aboveproperty
for allT,
i and allv’| v.
Then almost everyplace
of K is
in S and fv
isnon-degenerate
for all v E S.Q.E.D.
We next describe a toroidal modification of
K"
that we shall use to prove theconjecture
forhomogeneous f
that arenon-degenerate
withrespect
to their Newtonpolyhedron.
The modification we use is not the one utilized in[Lichtin, 1981]
or[Lichtin
andMeuser, 1985],
whichgives
anonsingular variety Yv
and amorphism
h :Yv ~ Kg
such thatf - h
= 0 is a divisor withnormal
crossings,
but a weaker modification that has also been usedby
Denefin
[Denef,
notyet published].
Let
(Rn+)* = Rn+ - 0.
Leta1,...,a
l be vectors inRi
and03C3 = {03B11a1
+ ...
+ 03B1lal|03B1i ~ R +, 1
i11.
a is called a closed cone which we denoteby ~a1,..., al~. 03C3 = {03B11a1
+ ···+ 03B1l03B1l|03B1i>0, 1 i l}
is called an opencone. The dimension of any cone is the dimension of the smallest vector
subspace
of Rncontaining
it. a, orQ,
is called asimplicial
cone ifaB..., al
Iare
linearly independent
over R. If a is a closed conespanned by integral
vectors, then we have the
following
well known result on a nZi
which weshall later use.
LEMMA 1. Let a
= ~a1,..., a’) be a
closed cone inRn+,
where eachai, 1
il,
is an
integral
vector. There are afinite
numberof integral
vectorswl, ... ,
w r suchthat
Proof:
It is well known that a has apartition
into closedsimplicial
coneswhere each such cone is
spanned by
a subsetof {a1,..., al}.
Thus we canassume a is
simplicial.
We form theparallelotope P03C3 = { 03B1jaj|0 a j 1 .
Let
w1,...,
w r be thepoints
inP03C3
nZn+.
Then these wisatisfy
the statementof the lemma.
Q.E.D.
Associated to any Newton
polyhedron 0393+
we have apartition
of(Rn+)*
intoopen cones.
For a~(Rn+)*
we letm ( a )
=inf {a·y} and r,,= (y 0393+|y.
a = m(a)}. 03C4a
is called the meet locus of a. We define anequivalence
relation-by a1 ~ a2
if 03C4a1 = 03C4a2 . Thisequivalence
relation satisfies thefollowing properties:
i)
If a E(Rn+)*, 03C4a
is a face of0393+.
ii)
Let T be a face of0393+.
LetF1,...., Fr
be the facets of0393+ containing
T. Leta denote a vector dual to
Fi, 1 i
r. ThenWe denote the cone in the above formula
by (JT.
Then its closure QT satisfies QT= {a ~ (Rn+)*| ra 2 03C4}. A
vector a =(a1,..., an)
inZt - 0
is calledprimi-
tive if the
greatest
common divisor of thea,,
1j
n, is one. For each facet of0393+
there is aunique primitive integral
vector dual to that facet. The aboveproperties imply
eachequivalence
class under - is an open conespanned by
a subset of
primitive integral
vectors dual to facets.If
f
is ahomogeneous polynomial
ofdegree m
in n variables note that all 1 ESupp( f )
lie on thehyperplane 1 -
x = m, where 1 =(1, ... 1).
Let F be aface of
0393(f).
It isstraightforward
to see that if P is anexposed point
of Fthen P = I for some I E
Supp( f ).
Hencer( f )
is asingle
face withsupporting hyperplane
1·x = m. LetE(0393+)
be theexposed points
ofr +. Every
P Ev
E(0393+)
lies in r hence 1 E QP. We canpartition (J p
intosimplicial
cones of theform
{03B11a1
+ ...+ana n |03B1i ~ R,
03B1i >0}
where we mayassume a’
=1,
anda2,...,an
areprimitive integral
vectors dual tononcompact
facets ofr + containing
P.Let
03C3 = ~a1,...,an~
be the closure of one of the maximum dimensioncones
corresponding
to P EE(0393+).
Writeai = ( a 11, ... , ain)
and let M =[aij].
Then M determines a
morphism 03B8 : Knv ~ Knv
definedby 03B8(y1,...,yn) = (x1,...,xn)
whereLet dx be the differential
dxl ... dXn
and03B8*(dx)
itspullback
under 0. Thenfor
f E R[x1,..., xn ], r +,
and 0 as above we have thefollowing
result.PROPOSITION 3:
for
some 2j
n.Proof. a)
andb) are just specializations
of Varchenko’sresult,
Lemma 10.2 in[Varchenko, 1977].
We writef = apxP +
with P as in the discussion above andxI = x ··· x.
Then under themap 03B8
the monomialXl
is transformed toa’.
Fora)
we denote thatI ~ 0393(f) implies I·a1 = m
andI·al
m(ai)
for2
i n. Furthermore p. a =m(ai)
forall i,
and P is theonly point
of0393(f) having
thisproperty,
so thisgives
the above factorization of(f 0 03B8)(y).
The formula03B8*(dx)
is astraightforward
consequence of(1).
For
c),
we first observe that for v E S we have(ap)v
~0,
hence(f03B8)v(0) ~
0.The
proof
of the rest ofc)
is identical to Lichtin’sproof
ofProposition
2.3 in[Lichtin, 1981]. Q.E.D.
Let
Ku
be thecompletion
of Kcorresponding
to any finiteplace v
of K.Using
the same notation as in theintroduction,
for every suchplace
we fix7Tu E Pv - P2v.
LetUu
=Ru - Pu.
For x EKv
we can write x =03C0ordv
Xu whereu E
Uv.
LetR(n)v
=Ru
X ...Rv ( n times)
with a similarmeaning
forU(n)v, P(n)v.
Let o
= ~a1, ... , al)
be the closure of a cone in thepartition corresponding
to
r+.
To each such cone we associate a maximal dimension closed conecontaining
a, and note that it is notunique.
For anyplace v,
associated to a we consider the subset ofR(n)v
definedby
Let Y
=R(l)v
Xu(n-l)
and consider themorphism 03B8|Y03C3 : Y03C3 ~ R(n)v
where 03B8 is themorphism
associated to a definedby (1).
We observe that(ord
x1,..., ordxn) = (ord yi)ai,
hence03B8(Y03C3)
cXa.
The next Lemmagives
;=1
the
properties
of03B8| 1 y
and thedecomposition
ofXa
that were establishedby Denef,
Lemma 3 in[Denef,
notyet published].
For y =( yl, ... , 03B3n) ~ Knv,
andT any subset of
Knv,
denoteby yT
the set{(03B31x1,..., Ynxn) |(x1,...., xn)~T}.
LEMMA 2.
a )
The map03B8|Y03C3 : Y03C3 ~ 03B8(Y03C3) is locally bianalytic
and eachfiber
hascardinality KO( v)
= cardker 03B8|
U(n)v.b) If Wi = (wi1,..., wln), 1
i r, are thevectors in
03C3 ~ Zn+ given by Lemma 1,
let’TT w’
denote(03C0,...,03C0w).
Letu1,...,
Us(v)
be the cosetrepresentatives for U(n)v/03B8(U(n)v).
Then§2.
Thedegree
ofZ(t)
Let v be a finite
place
of K.Using
the same notation as in thepreceding sections,
we define an absolute value onK*v by |x|v
=q-ordv
x. We let|dx|v
be the Haar measure on
Kv
normalized so that the measure ofRv
is one. Thenthe measure of a +
Pv
for anya ~ Kv
isq-1v.
If a ER(n)v, a
+P(n)v
will denotea coset modulo
P(n)v,
i. e.(a1
+Pv)
X ...(an
+Pv)
where a =(a1,..., an).
We shall also
use Idx 1 v’
defined above for n =1,
to be the measure03A0|dxi|v
i=l on
R(n)v.
When v is fixed we denote 03C0v,|dx|v and qv by
03C0,|dx| and q respectively. Letting
t =q-s
we have thefollowing
basic formulas forN, nEZ; N, n0.
For
f ~ K[x1,...,xn],
and any finiteplace
v, we can consider the zeta functionZ(t)
associated tof
as defined in the introduction. We then have thefollowing
result.THEOREM.
Let f(x)=f(x1,...,xn)~K[x1,...,xn] be a homogeneous poly-
nomial that is
non-degenerate
withrespect
to its Newtonpolyhedron.
Thenfor
almost every
place
vof K, deg Z(t)
= -deg f(x).
Proof.-
Letdeg f(x)
= m, andr +
be the Newtonpolyhedron
off.
Asexplained
in theprevious section,
associated to this Newtonpolyhedron
wehave a
partition
ofRi
into open cones. For P anexposed point
ofr +,
letQp
be the associated maximal dimension open cone. As
previously
observed wecan
partition ôp
intosimplicial
cones of theform {03B1103B11 + ··· + ana a;
>01 where a’
=1,
ifâp
is notalready
in this form. Thea’, 2
i n, are dual tononcompact
facets ofr +. Repeating
this process for allpoints
ofE(0393+)
let1,...,K
denote theresulting simplicial
cones, and let 01’...’ uK denote thecorresponding
closed cones.Ri c U
Ql andif {i1,...,ik} ~ {1,... K}
thenal
is a closed cone, which is a face of eacha, i,
hence is asimplicial
cone.Furthermore the closed
cone {03B11|03B1O}
is contained in every such cone.Consider
Since every
(k1,..., kn) ~ zin)
occursexactly
once in(3)
we can writeZ( t )
asthe sum and difference of
integrals
of the formwhere a
= ~1, a2,..., al~
for somel, 1
1 n, where the 1 = 1 case is o= (1).
For each maximal dimension cone
03C3k = ~1, a2,...,an~
write a =(03B1i1,..., atn ),
letMk
=[aij],
and let03B8k
be themorphism
definedby (1) in §1.
Let S be the set of
places satisfying
the conditions inProposition
3c)
forMk, 1 k K.
We now
fix v E S,
and o= ~1, a 2, ... , al).
Choose a maximal dimensioncone (Jk,
1 k K,
such that ak contains o. We denote this choiceby
= ~1, a l, al+1,..., an~
and letM, 03B8
be the matrix andmorphism
associatedto .
Referring
to thedecomposition
ofX03C3
in Lemma 2b)
we can write(4)
asa sum of
integrals
of the formfor some u = ui
1 i s(v),
and w =wJ,
1j
r,where Y03C3
=R(l)v
XU(n-l)v.
Write
f = 03A3aIxI,
thenf(u03C0wx) = LaIuI7TwoIxI.
We havew·O m(w)
I I
for all 1 E
r +,
so we letThen the
integral
in(5) equals
By applying a)
andb)
inProposition 3,
in addition to the aboveobservations,
we have that the
integral
in the above iswhere
YQ = R(l-1)v
XU(n-l)v
andgu,w(y)
ERv[y2,..., Yn]. Applying (2)
to thefirst
integral
we have that the contribution toZ(t)
from(5)
istimes
By
our observations above the factor(7)
occurs for anyintegral
of the form(5),
so we can writewhere
(t)
is the sum and difference ofexpressions
in the form of(8)
for allpossible
o, u, w. We shall show that(8)
can be written in the formP03C3,u,w(t)/Q(t)
whereQ(t)=(q-t)03A0(q|al| - tm(al))
and theproduct
is overall a dual
to anoncompact
facet ofr +.
We then write(t)
=P(t)/Q(t)
andwhere
sign
Q = ± 1 is the coefficient of a in thedecomposition (3).
LetD = 1 +
03A3m(ai)
=deg Q(t).
We shall show that afterpossibly excluding
anadditional finite set of
places
inS,
thatdeg P(t)
=D,
in which case the theorem follows.Now consider
gu w(y). Referring
back tofu,w(x)
asgiven
in(6)
we see thatfu,w(x) = aju x
where Tw is a face ofr + .
We have thatfu,w
is nonde-generate
withrespect
to its Newtonpolyhedron
since ifT’
is a face of Tw. and b E(kv-{0})n
is a solution tothen ûb would be a solution to
But
T’
is a face ofr +,
hence this contradicts thenon-degeneracy
off.
Thusby applying Proposition
3 we havegu,w(b) = 0 implies
for
some j,
2j
n.First consider the case where (J
= ~1, a 2, ... , al)
with 1 2. We shall showthat
deg P03C3,u,w(t)
D. Thenwriting
the coefficientc03C3,u,w
oftD
inP03C3,u,w(t)
as(03BA03B8(v)))-103C3,u,w
we showqn-103C3,u,w
= 0 mod q.If w ~
0, since
w E (J rlZ(n)+ by permuting
thevectors {a2,...,al}
we maysuppose
w = 03B111 + 03B12a2 + ··· +akak
where0 03B1i 1, 2 i k, 0 03B11 1
and
k
1. When w = 0 set k = 1. Then we write theintegral
in(8)
asWe have
Observing
that 1 E Twimplies
1. a =m(ai), 2
ik,
we havegu w E kv[yk+1,...yn].
Thus in this case(10) specializes
togu,w(b) = 0, b ~ knv implies (yj ~gu,w/~yj)(b) ~ 0
forsome j,
kj
n ; whichimplies
thesystem
of congruences
has no solution in
R(n)v.
For any subset
J ~ {k+1,...,l}
consider cosets(ck+1,..., cn )
+P(n-k)vv
of
R(l-k)v
XU(n-l)v satisfying
and call these cosets of
type
J. Wedistinguish
the cosets oftype
J furtherby saying
a coset is oftype J1
if it satisfiesgu,w ~
0 modPv
in addition to theabove conditions and say it is of
type J2
if it satisfiesgu,w ==
0mod PU
inaddition to the above conditions. We then write
(11)
as a sum overvarying
Jof
integrals
oftype
where
CJ
is a coset oftype
J.If
CJ
is a coset oftype JI, by applying
the formulas(2),
we have that theintegral
in(14)
is of the formP1(t)/Ql(t),
wheredeg P1(t) = m(a’)
andk
deg QI = L m(ai) + L m(a’).
IfCJ
is oftype J2 by (12)
we can choosej, k j
n, such thatyj ~gu,w/~yj ~
0 modP,.
We then make thechange
ofvariables
j = gu,w, l
= yi, i =1=j.
Then theintegral (14)
is of the formP2(t)/Q2(t),
wheredeg P2(t) =
1+ m(a’)
anddeg Q2(t)
= 1+ m(a’) + L m(a’).
In either case we havePi(t)/Qi(t)
=Ri(t)/Q(t)
wherei EJ
k
deg R i (t)
=D - L m (a’).
Thus(11)
is the sum of rational functions withi=2
this
property,
hencereferring
to(8)
we see that for w =1= 0Moreover the coefficient of the
highest degree
term inP03C3,u,w(t)
iswhere
Nj
is the number of cosets oftype Ji.
If w =
0,
we havedeg P03C3,u,w(t)
D. If w ~ 0 in order to show this we must showm(w) m(a’).
Wehave wj
= ai+ aiaij
where 03B1i1, 1
ik,
hence wj
1+ aij, and wj ~
Zimplies wj aij.
Now let P EE(0393+)
be such that Q is obtained from the
partition
ofOp
intosimplicial
cones. WriteP = (P1,...,Pn).
We havem(w)=P.w
andw(ai) = P·ai, 2 i k.
Hencek
Thus
m(w) 03A3 m(al),
whichimplies deg P03C3,u,w(t)
D.i=2
Now consider c03C3,u,w. If
deg P03C3,u,w(t)
D thenc03C3,u,w
= 0. Ifdeg P03C3,u,w(t)
=D then
by observing
thatNJ1
+NJ2
=(q-1)n-k-|J|
we havek
where we let
NJ
=NJ2. If | 1 w | 03A3|ai |
thenqn-103C3,u,w
isclearly congruent
i=2 k
to zero mod q, but
if |w 1 = Liai |
theni=2
This proves our assertion about the case a
= (1, a 2, ... , al)
with 1 2.The
only remaining
cases to consider are those where u varies and a= (1):
In this case we show that
(8)
can be written asP1,u(t)/Q(t)
wheredeg P1,u(t)
D.
Denoting
the coefficient oftD by cl, u
anddefining 1,u
as in theprevious
case we showqn-11,u
is aninteger
andqn-11,u ~
0 mod q.In this case the
integral
in(8)
isConsider the cosets mod
P(n-1)v
ofU(n-1)v. Letting
N be the number of cosetssatisfying gu ~ 0 mod Pv
andapplying entirely
similarreasoning
as before wehave that the above
integral equals
Then examination of the above shows
deg P1,u(t)
D andHence
qn-11,u
is aninteger
andFurthermore we note that the value on the
right
of the congruence isindependent
of u.Let c, denote the coefficient of
tD
inP(t),
which we wish to show isnonzero for almost all v. We have cv
= 03A3(sign 03C3) 03A3 c03C3,u,w. Recalling
that thea u, w
morphisms
associated to the maximal dimension cones were denotedB1, ... , 03B8K
K
we define
03BA(v) = 03BA03B8l(v).
If a is a cone, and themorphism
associated to theK
maximal dimension cone Q is
03B8j,
define K a= 03BA03B8l(v).
We assume03B81
is thei*j K
morphism
associated to(1),
and let03BA1(v) = KO,(V).
Thenqn-1v03BA(v)cv= (sign 03C3) qn-1v 03BA03C3(v) 03C3,u,
w± n-l 1k1( v) 1,u.
Let
s1(v)
denote the number of cosetrepresentatives
inUnv/03B81(Unv).
Then thecongruences in
(15)
and(16) give
qÛ-1K(v)cv= ±03BA1(v)s1(v)
mod qv.Now
where |Mi|
is the determinant of the matrixf
associatedto Oi
andWv,
1 Milis
the 1 Mi -th
roots ofunity
inllv.
We also havewhere
[Uv : U|M1|v] =
cardWv|M1|
for almost all v. Hence for almost all vwhich
implies 03BA1(v)s1(v) ~ 0 mod qv
for almost all v. ThereforeCu =1= 0
foralmost all v, which concludes the
proof. Q.E.D.
Acknowledgements
Supported by
National Science Foundation Grant No. DMS 84-14109.References
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