Automorphisms and monodromy ∗
M. Matignon June 28, 2006
1 Introduction
1.1 Monodromy and automorphism groups
• R is a strictly henselian DVR of inequal characteristic (0, p).
K := FrR; for example K/ Q
urpfinite.
π a uniformizing parameter.
k := R
K/πR
K.
C/K smooth projective curve, g (C) ≥ 1.
• C has potentially good reduction over K if there is L/K (finite) such that C ×
KL has a smooth model over R
L. Then:
• There is a minimal extension L/K with this property; it is Galois and called the monodromy extension.
• Gal(L/K) is the monodromy group.
• Its p-Sylow subgroup is the wild monodromy group .
• The base change C ×
KK
alginduces an homomorphism ϕ : Gal(K
alg/K) → Aut
kC
s, where C
sis the special fiber of the smooth model over R
Land L = (K
alg)
kerϕ.
• Let ` be a prime number, then, n
`:= v
`(|Gal(L/K)|) ≤ v
`(|Aut
kC
s|).
• If ` / ∈ {2, p}, then `
n`is bounded by the maximal order of an `-cyclic subgroup of GL
2g( Z /` Z ) i.e. `
n`≤ O(g).
• If p > 2, then n
p≤ inf
`6=2,pv
p(|GL
2g( Z /` Z )|) = a + [a/p] + ..., where a = [
p−12g].
This gives an exponential type bound in g for |Aut
kC
s|. This justifies our interest in looking at Stichtenoth ([St,73]) and Singh ([Si,73]).
Theorem 1.1. ([Ra, 90]). Let Y
K→ X
Kbe a Galois cover with group G. Let us assume that:
∗
This paper is a report on common work with Claus Lehr. This is a pdf style version
of lectures given at Chuo University April 2006. A slide version using beamer is available at
http://www.math.u-bordeaux.fr/˜matignon/
• G is nilpotent.
• X
Khas a smooth model X.
• The Zariski closure B of the branch locus B
Kin X is ´etale over R
K.
Then, the special fiber of the stable model Y
Kis tree-like, i.e. the Jacobian of Y
Khas potentially good reduction.
Raynaud’s proof is qualitative and it seems difficult to give a constructive one in the simplest cases.
We have given in [Le-Ma1] such a proof in the case of p-cyclic covers of the projective line.
Thanks. The author would like to use this opportunity to thank T. Sekiguchi, N. Suwa and B. Green for the pleasant and working atmosphere during his visit to Tokyo.
2 Automorphism groups of curves in char.p > 0
2.1 p -cyclic covers of the affine line
k is an algebraically closed of char. p > 0.
• f (X) ∈ Xk[X] monic,deg f = m > 1 prime to p.
• C
f: W
p− W = f(X). Let ∞ be the point of C
fabove X = ∞ and z a local parameter. Then, g := g(C
f) =
p−12(m − 1) > 0.
• G
∞(f ) := {σ ∈ Aut
kC
f| σ(∞) = ∞}.
• G
∞,1(f ) := {σ ∈ Aut
kC
f| v
∞(σ(z) − z) ≥ 2} , the p-Sylow.
• ([St,73]) Let g(C
f) ≥ 2, then G
∞,1(f) is a p-Sylow of Aut
kC
f.
• It is normal except for f (X) = X
mwhere m|1 + p.
2.2 Structure of G ∞,1 (f )
• Let ρ(X) = X, ρ(W ) = W + 1, then < ρ >= G
∞,2⊂ Z (G
∞,1)
• 0 →< ρ >→ G
∞,1→ V → 0, V := {τ
y| τ
y(X) = X + y, y ∈ k}.
f (X + y) = f(X) + f(y) + (F − Id)(P (X, y)), P (X, y) ∈ Xk[X].
V ' ( Z /p Z )
vas a subgroup of k.
• Let τ
y(W ) := W + a
y+ P (X, y), a
y∈ F
p, then [τ
y, τ
z] = ρ
(y,z), where : V × V → F
pis an alternating form.
• is non degenerated iff < ρ >= Z (G
∞,1).
2.3 Bounds for |G ∞,1 (f )|
Lemma 2.1. If f (X) = P
1≤i≤m
t
iX
i∈ k[X] is monic, then:
• ∆(f)(X, Y ) := f (X + Y ) − f (X) − f (Y ) = R(X, Y ) + (F − Id)(P
f(X, Y )), where R ∈ L
bmpc≤ipn(i)<m,(i,p)=1
k[Y ]X
ipn(i)and P
f∈ Xk[X, Y ].
• P
f= (Id + F + ... + F
n−1)(∆(f )) mod X
[m−1p ]+1.
Let us denote by Ad
f(Y ) the content of R(X, Y ) ∈ k[Y ][X], then
• Ad
f(Y ) is an additive and separable polynomial.
• Z (Ad
f(Y )) ' V .
Let m − 1 = `p
swith (`, p) = 1.
• ([St 73]) |G
∞,1| = p deg Ad
f≤ p(m − 1)
2, i.e.
|Gg∞,12 |≤
(p−1)4p 2.
• ([St 73]) s = 0 i.e. (m − 1, p) = 1, then |G
∞,1| = p.
• If s > 0,
– ` > 1, p = 2, then
|G∞,1g |≤
23. – ` > 1, p > 2, then
|G∞,1g |≤
p−1p.
– ([St 73]) ` > 1, m = 1 + p
s, then
|G∞,1g |≤ 2p
s pp−1(with equality for f(X) = X
1+ps).
2.4 Characterization of G ∞,1 (f )
• We consider the extensions 0 → N ' Z/p Z → G → ( Z /p Z )
n→ 0 (note that G
∞,1(f ) is an extension of this type). Then G
0⊂ N ⊂ Z(G).
• If G
0= Z (G), G is called extraspecial.
– Then, |G| = p
2s+1and there are 2 isomorphism classes for a given s.
– If p > 2, we denote by E(p
3) (resp. M(p
3)) the non abelian group of order p
3and exponent p (resp. p
2). Then, G ' E(p
3) ∗ E(p
3) ∗ ... ∗ E(p
3) or M(p
3) ∗ E(p
3) ∗ ... ∗ E(p
3), according as the exponent is p or p
2.
– If p = 2, then G ' D
8∗ D
8∗ ... ∗ D
8or Q
8∗ D
8∗ ... ∗ D
8(in both cases, the exponent is 2
2).
• If G
0⊂ Z(G), G is a subgroup of an extraspecial group E with Z(E) ⊂ G.
Theorem 2.2. ([Le-Ma 1]). Let f(X) = XΣ(F )(X) ∈ Xk[X], Σ(F ) = P
0≤i≤s
a
iF
i∈ k{F } an additive polynomial with deg f = 1 + p
s. Then,
• Ad
f(Y ) = F
s( P
0≤i≤s
(a
iF
i+ F
−ia
i)(Y )), a palyndromic polynomial.
• G
∞,1(f ) is an extraspecial group with cardinal p
2s+1and exponent p for p > 2,
and of type Q
8∗ D
8∗ ... ∗ D
8for p = 2.
Theorem 2.3. ([Le-Ma 1]). If G is an extension of type 0 → Z /p Z → G → ( Z /p Z )
n→ 0, there is f ∈ Xk[X] with G ' G
∞,1(f).
• Sketch proof: Extraspecial groups with exponent p
2are realized by a modifica- tion by a Witt cocycle of the polynomial f in the previous theorem.
• We can see G as a subgroup of an extraspecial group E, then we realize E with f
Eand a suitable modification of f
Ewill limit G
∞,1(f
E) to G.
3 Actions of p-groups over a curve C with g(C ) ≥ 2
3.1 Big actions (I)
Theorem 3.1. ([Le-Ma 1]). Let f(X) ∈ Xk[X] with (deg f, p) = 1. If
|G∞,1g |>
p−1p(
23for p = 2), then f(X) = cX + XΣ(F )(X) ∈ k[X].
• Sketch proof: One shows that monomials in f with a degree ∈ / 1 + p
Nwill limit the degree of Ad
f.
• Let (C, G) with G ⊂ Aut
kC, a p-group. We say that (C, G) is a big action if:
(N) g
C> 0 and
|G|gC>
p−12p.
It follows from ([Na 87]) that there is ∞ ∈ C, with – C → C/G ' P
1k− ∞ is ´etale and G = G
∞,1. – G
∞,26= G
∞,1and C/G
∞,2' P
1k– Then, G
∞,1/G
∞,2acts as a group of translations of the affine line C/G
∞,2− {∞}.
• Transfert of condition (N) to quotients. Let (C, G) a big action, if H C G and if g (C/H ) > 0, then (C/H, G/H ) is a big action.
3.2 Condition (N) and G 2
In this section (C, G) is a big action. Let G
ibe the lower ramification groups.
• Let H C G and H with index p in G
2(H exists!), then (C/H, G/H ) satisfies (N).
• (G/H )
2= G
2/H ' Z /p Z .
• There is S(F ) ∈ k{F }, f
1= cX + XΣ(F )(X) ∈ k[X] with C/H ' C
f1.
• If G
2' ( Z /p Z )
t, then k(C) = k(X, W
1, ..., W
t) and ℘(W
1, ..., W
t) = (f
1(X), f
2(X), ..., f
t(X)) ∈ (k[X])
t• f
1(X), .., f
t(X) are F
p-free mod ℘(k[X]).
• The group extension 0 → G
2→ G
1→ V = ( Z /p Z )
v→ 0 induces a representa- tion ρ : V → Gl
t( F
p)
• dual to the one given by V acting via translation: (v ∈ V )×(f
1(X), f
2(X), ..., f
t(X))
mod ℘(k[X])
t→ → (f
1(X + v), f
2(X + v), ..., f
t(X + v)) mod ℘(k[X])
t• Imρ is a unipotent subgroup of Gl
t( F
p) which is the identity iff G
2⊂ Z(G).
In this case f
i(X) = c
iX + XΣ
i(F )(X) where Σ
i(F ) ∈ k{F } and v ∈ V is a commun zero to the palyndromic polynomials Ad
fi∈ k{F, F
−1}.
• Let f
1:= X(αF )(X) = αX
1+pwith α
p+ α = 0; then Ad
f1= Y
p2− Y .
• Let f
2:= X
1+2p− X
2+p, then
• f
2(X + Y ) − f
2(X) − f
2(Y ) = 2(Y
p− Y )X
1+p+ (Y − Y
p2)X
2p+ (Y
2p2− Y
2+ 2Y
1+p− 2Y
p+p2)X
pmod ℘(k[X, Y ])
• If y ∈ Z(Ad
f1) = F
p2one has
f
2(X + y) =
2(ypα−y)f
1(X) + f
2(X) + ℘(P
2).
• y →
2(ypα−y)is a non zero linear form over F
p2with value in F
p.
• |G| = p
2p
2and g =
p−12(p + p(2p)).
•
|G|g=
p−12p 1+2pp2.
•
|G|g2=
(p−1)4p 2 p (1+2p)2.
Theorem 3.2. ([Le-Ma 4]) Let (C, G) be a big action then G
2= G
0.
• Sketch proof: If G
06= G
2, there is H C G with G
0⊂ H ⊂ G
2and [G
2: H] = p.
(C/H, G/H ) satisfies condition (N);
• C/H : W
p− W = f := XΣ(F )(X), deg(f) = 1 + p
s.
• (AutC/H)
∞,1:= E, is extraspecial with order p
2s+1.
• G/H is abelian and normal in E.
• ([Hu 67] Satz 13.7 p. 353) |G/H | ≤ p
s+1and so |G/H |/g(C/H) ≤
(p−1)p2ps+1s=
p−12p, a contradiction.
We deduce the following corollary from ([Su 86] 4.21 p.75).
Corollary 3.3. If |G
2| = p
3, then G
2is abelian.
3.3 Riemann surfaces
• In characteristic 0, an analogue of big actions is given by the actions of a finite group G on a compact Riemann surface C with g
C≥ 2 such that |G| = 84(g
C− 1) (we say that C is an Hurwitz curve) ([Co 90]).
• Let us mention Klein’s quartic (G ' P SL
2( F
7)) ([El 99]).
• The Fricke-Macbeath curves with genus 7 (G ' P SL
2( F
8)) ([Mc],65).
• Let C be an Hurwitz curve with genus g
C. Let n > 1 and C
nthe maximal
unramified Galois cover whose group is abelian with exponent n. The Galois
group of C
n/C is ( Z /n Z )
2gC. It follows from the unicity of C
nthat the k-
automorphisms of C have n
2gprolongations to C
n. Therefore g
Cn−1 = n
2g(g
C−
1) and n
2g|Aut
kC| ≤ |Aut
kC
n|, where |Aut
kC
n| ≥ 84(g
Cn− 1); C
nis an Hurwitz
curve ([Mc],61).
3.4 Ray class fields
• If (C, G) is a big action in char.p > 0), then C → C/G is an tale cover of the affine line whose group is a p-group; it follows that the Hasse-Witt invariant of C is zero; therefore, in order to adapt the previous proof to char. p > 0, one needs to accept ramification. This is done with the so called ray class fields of function fields over finite fields.
• Let K := F
q(X) where q = p
e, S the set of finite rational places (X −v ), v ∈ F
qand m ∈ N . Let K
algbe an algebraic closure. Let K
Sm⊂ K
algbe the biggest abelian extension L of K with conductor ≤ m∞ and such that the places in S are completely decomposed.
• ([La 99], [Au 00]) The constant field of K
Smis F
qand G
S(m) := Gal(K
Sm/K) ' (1 + T F
q[[T ]])/ < 1 + T
mF
q[[T ]], 1 − vT, v ∈ F
q>, is a p-group.
• ([Ma-Le 4]) Let C
m/ F
qbe the smooth projective curve with function field K
Sm. The translations X → X + v, v ∈ F
qstabilize S and ∞; they can be extended to F
q-automorphisms of K
Sm. In this way, we get an action of a p-group G(m) on C
mwith 0 → G
S(m) → G(m) → F
q→ 0
• ([Au 00] If n
m:= |G
S(m)|, then g
Cm= 1+n
m(−1+m/2)−(1/2) P
0≤j≤m−1
n
j≤ n
m(−1 + m/2)
•
|G(m)|gCm
≥
n nmqm(−1+m/2)
=
−1+m/2q. This is a “big action” as soon as
−1+m/2q>
p−12p(we have G
2= G
S(m))
• Let N
q:= |C
m( F
q)|. Then, N
q= 1 + |G(m)|, and the quotient
|G(m)|gCm
∼
gNCmq.
• ([La 99]) If q = p
e,m
2:= p
de/2e+1+ p + 1 is the smallest conductor m such that the exponent of G
mSis > p.
• If e > 2, (C
m2, G(m
2)) is a big action and G
2is abelian with exponent p
2.
3.5 Big actions (II)
From now on, k is any algebraically closed field and (C, G) is a big action.
• If G
2' Z /p
nZ , then n = 1 ([Le-Ma 4]).
– Sketch proof: Let H = G
p2n−2then (C/H, G/H ) is a big action, it follows that one can assume that n = 2. Then C → C/G
2is given by ℘(W
0, W
1) = (f
0, f
1) with f
0= XΣ(F )(X), deg f
0= 1 + p
s.
– Let v ∈ V := Z (Ad
f0) and P ∈ k[X] with f
0(X + v) = f
0(X) + ℘(P ) then f
1(X + v) − f
1(X) = `(v)f
0(X) +
1p(f
0(X)
p+ P (X)
p− P (X)
p2− (f
0(X) + P (X))
p− f
0(X + v)
p+ (f
0(X + v) + P (X)
p)
p)
– = `(v)f
0(X) + P
1≤i≤p−1 (−1)i−1
i
v
iX
p−i+ps+1mod X
ps+1where ` : V → F
pis a linear form.
• More generally for G
2abelian with exponent p
e, e ≥ 2, one can expect a lower
bound in O(log(g
C)) for the p-rank of G
2. This is the case in the preceding
situation i.e. (C, G) = (C
m2, G(m
2)) ([M. Rocher, thesis in preparation]).
3.6 Maximal curves
Let us assume that (C, G) is a big action.
• Let i
0with G
2= G
3= .... = G
i0% G
i0+1. Then g
(C/Gi0 +1)=
12(|G
2/G
i0+1| − 1)(i
0− 1).
• If 0 < M ≤
|G|g2 C, then
|G
i0+1| ≤
M1 |G/Gg2 i0 +1| C/Gi0+1≤
M1 (|G4|G2/Gi0 +1|2/Gi0 +1|−1)2
. Theorem 3.4. ([Le-Ma 1]) If
|G|g2C
≥
(p−1)4 2, then there is Σ(F ) ∈ k{F } and f = cX + XΣ(F )(X) ∈ k[X] with C ' C
f.
Moreover there are two possibilities for G:
•
|G|g2C
=
(p−1)4p 2and G = G
∞,1(f ) or
•
|G|g2C
=
(p−1)4 2and G ⊂ G
∞,1(f) has index p.
• Note that the sequence
(pnp−1)n 2is decreasing and that |G
i0+1| ∈ p
N.
• We deduce bounds for |G
2/G
i0+1|, |G
i0+1| and so for |G
2|.
We still assume that (C, G) is a big action.
• One can push the “classification ” of big actions up to the condition
|G|g2C
≥
(p2−1)4 2. Namely
• One first show that |G
2| divides p
3.
• G
2is abelian by corollary 7.
• Applying ([Mr 71]) to the case of abelian extensions with group Z /p Z × Z /p
2Z , one shows that G
2has exponent p (we have seen in 3.5 that G
2is cyclic iff G
2= Z /p Z ).
Theorem 3.5. ([Le-Ma 4]) For all M > 0, the set
|G|g2C
> M , for (C, G) a big action with G
2abelian with exponent p, is finite.
Sketch proof: We saw that |G
2| and so t are bounded above. We use the notations introduce in 3.2. moreover we can choose the f
iand the m
i:= deg f
iwith m
1≤ m
2≤ ... ≤ m
tand in such a way that deg( P
1≤i≤t
λ
if
i) ∈ {m
i, 1 ≤ i ≤ t} for [λ
i] ∈ P
t−1( F
p).
We distinguish two cases:
• If Imρ is trivial.
– Then m
i− 1 = p
νiand ν
1≤ ... ≤ ν
t– |G| = p
t|V | ≤ p
t+2ν1. – g
C=
(p−1)2( P
1≤i≤t
p
i−1p
νi) – M ≤
ptg|V2 |≤
(p−1)2(P 4pt1≤i≤tpi−1pνi−ν1)2
– ν
i− ν
1is bounded above.
–
p|V2ν1|≤
M(p−1)2(P 4pt1≤i≤tpi−1pνi−ν1)2
and so {
p|V2ν1|} is finite.
– {
|G|g2C
=
(p−1)2(P4pt|V|p−2ν11≤i≤tpi−1pνi−ν1)2
} is finite.
• If Imρ isn’t trivial.
– There is a smallest i
0such that f
i0+1(X) 6= cX + X Σ(F )(X) (exercise).
– For v ∈ V f
i0+1(X + v) = f
i0+1(X) + P
1≤i≤i0
`
i(v)f
i(X) mod ℘(k[X]) – `
iis a non zero linear form on the F
p-space V .
– Let W := ∩
1≤i≤i0ker `
i, then |W | ≥
|Vpi0|. – g
C=
(p−1)2( P
1≤i≤t
p
i−1(m
i− 1)) ≥
(p−1)2(p
i0(m
i0+1− 1)).
–
(p−1)(m2p|W|i0 +1−1)
≤
p−12p– g
C≥
p−12p
i0(m
i0+1− 1) ≥
p−12|V | – M ≤
ptg|V2 |≤
(p−1)4pt|V2|V||2– |V | is bounded above and g
C2≤
ptM|V|is also bounded above . – {
|G|g2C
=
|Gg2||V2 |C
} is finite. ///
4 Monodromy polynomial
• Let C −→ P
1Kbirationally given by the equation: Z
0p= f (X
0) = Q
1≤i≤m
(X
0− x
i)
ni∈ R[X
0], (n
i, p) = 1 and (deg f, p) = 1, v(x
i− x
j) = v(x
i) = 0 for i 6= j.
• f
0(Y )/f (Y ) = S
1(Y )/S
0(Y ), (S
0(Y ), S
1(Y )) = 1; then deg(S
1(Y )) = m − 1 and deg(S
0(Y )) = m .
• f (X + Y ) = f(Y )((1 + a
1(Y )X + ... + a
r(Y )X
r)
p− P
r+1≤i≤n
A
i(Y )X
i), where r + 1 = [n/p], a
i(Y ), A
i(Y ) ∈ K(Y ).
• There is a unique α such that r < p
α< n < p
α+1• There is T (Y ) ∈ R[Y ] with A
pα(Y ) = −
pα−11p pS1(Y)pα+pT(Y)S0(Y)pα
.
• L(Y ) := S
1(Y )
pα+ pT (Y ). This is a polynomial of degree p
α(m − 1) which is called the monodromy polynomial of f (Y ).
4.1 Marked stable model
We mean the R-model C
Rdefined by Z
0p= f (X
0) = Q
1≤i≤m
(X
0− x
i)
ni∈ R[X
0] (cf.
fig 1).
Theorem 4.1. ([Le-Ma 3])
• The components with genus > 0 of the marked stable model of C correspond bijectively to the Gauss valuations v
Xjwith ρ
jX
j= X
0− y
j, where y
jis a zero of the monodromy polynomial L(Y )
• ρ
j∈ R
algsatisfies v (ρ
j) = max{
1iv
λp Ai(yj)