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The UAB preservation policy:

evaluating the trustworthiness of evaluating the trustworthiness of 

our repository our repository 

Núria Casaldàliga

E t ff k 27 31 M h 2017

E rasmu s staff week , 27‐31 M arch 2017

(2)

About the UAB

About the UAB…

(3)
(4)
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Campus of International Excellence

Healthy and sustainable campus Improving in research and teaching areas

Promoting innovation Internationalization Solidarity, participation and culturey p p

http://www.uab.cat/

(6)

The  UAB in figures

Structure Research Teaching  Budget and finances  13

h

68

h

87

h l ' d

€311.97m 

b d UAB teaching centres PhD programmes Bachelor's degrees  budget 

57

departments 

5,130

PhD students 

315

master's 

62%

public income

3,676

teaching and research  staff

1,114

PhD theses (last year) 

18

MOOC at Coursera 

€77.84m 

funding for research  staff

2,348

administrative staff 

52

European research projects

26,467

undergraduates

3,316

articles published in  indexed journals

6,134

Master's students  j

264

research groups

163,874 

MOOC students   

(7)

Library Service 2015 2018 Strategic plan Library Service 2015‐2018 Strategic plan

“The library, more than you can imagine!”

http://ddd.uab.cat/pub/videos/2016/163043/promo_sdb_a2016m7.mp4

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MISSION

The Library Service’s mission is to provide information resources and 

t lit i i li ith th UAB’ it f ll i

top‐quality services in line with the UAB’s pursuit of excellence in  education, research, innovation and knowledge transfer.

VISION AXES

The Library Service’s mission is to provide information resources and  The UAB libraries are your permanent ally in the whole cycle of  learning, teaching and research, while proactively collaborating in  achieving the objectives of excellence of the university. We enhance 

1. Learning and teaching 2 Research

y p

top‐quality services in line with the UAB’s pursuit of excellence in  education, research, innovation and knowledge transfer.

the resources and digital services and we are present in all  environments.

VALUES

2. Research

3. Spaces & resources

VALUES

User orientation:  The fulfillment of users’ needs and expectations  is the driving force for our activities. 

4. Communication & promotion 5. Team & management

Continuous improvement: Innovation and a systematic drive to  improve efficiency and cost‐efficiency. Excellence is achieved 

through team work and library cooperation through team work and library cooperation. 

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Quality 

t management  system

Since 2000

ISO 9001 certification:

• Process management

• Planning

• Continuous improvement

• Continuous improvement

• Knowledge management

• Risk management

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The UAB

Collection Services  Users Downloads 

The UAB 

Library service  in figures

1,288,950

items

580

IT workstations

2,909,798

users

2,806,231

articles

in figures

30 307 6 965 12 Libraries

30,307

electronic & 

print journals

6,965

information  skills teaching 

454,426

loans

5,521,288

repository

4,877 Seats

print journals

attendees 

4,877 Seats

36 615m

2

152,600

publications in

1,909

reference 

36,615m publications in 

our repository service 

questions

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Research support services… 

Research Assessment and Accreditation Research Assessment and Accreditation

Data management support

Intellectual property assessment

REDI – Publishing in UAB journals Intellectual property assessment

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4’5 milions de consultes

Política Institucional A é Ob

About our repository…

1’2 milions

2 milions

1r Espanya10è món

Accés Obert

130.000 consultes

1 2 milions

3r Espanya 56è món

DOI

Cites WOS i SCOPUS Altmetrics Web mòbil

Autoarxiu

10.000

registres

25.000

57 000

NIU i contrasenya

57.000

90.000

N lit ió d l I ió t àti

Captura pàgines web

150.000 registres

Normalització dels noms de fitxers

Incorporació automàtica

de registres Normativa digitalització

http://ddd.uab.cat

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Research  it

repository....

50 50

Research groups 52,000

d t

documents

(17)

Special and Special  and  heritage 

ll ti

collections  repository...

815,563 pages 3,5 million files , 25 Terabytes 

€250,000 subsidies ,

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Evaluating it with ISO 16363 Evaluating it with ISO 16363

C bilit f di it l Capability of a digital 

repository to store,  Interpretation of the ISO standard

• Development of the OAIS Model

process, manage and  provide access to

p

• Analysis of the checklist

• Evaluation report

provide access to  trustworthy digital 

p

• Preservation plan

• Improvements list

collections p

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The standard The standard

1. Introduction: when and how to apply, terminology and definitions 2 Information and criteria on audit and certification

not audited

2. Information and criteria on audit and certification 3. Organizational infrastructure ‐ 14 indicators

4. Management of digital objects (OAIS)  ‐ g g j ( ) 30 indicators

5. Technology, technical infrastructure and security ‐ 6 indicators

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Economic Sustainability ( 3) Economic Sustainability ( 3)

• It is difficult to perform an analysis of benefits, It is difficult to perform an analysis of benefits,  investments and expenses (analytical accounting)

• The budget does not depend on a single

David Rosenthal ‐Costs of preservation:

The budget does not depend on a single  university service

• Little strategic financial planning g p g

• The most important costs are in submission and  are the human resources costs. 

◦ Seek efficiency 

◦ Automate processes

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OAIS Model… from theory OAIS Model… from theory to practice (4)…

Reference Model for an Open Archival Information System (OAIS). 

2012. https://public.ccsds.org/pubs/650x0m2.pdf

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Technology technical infrastructure and security (5) Technology, technical infrastructure and security (5)

• Identification and risk management

• Backups Backups

• Roles and responsibilities

• Disaster prevention and recovery plans

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Storage

Institutional repository 750 Gb

Di i i i i

Digitization repository

25 Tb (+25 Tb) ( )

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Preservation plan Preservation plan

ll ti d

• collections and users

• roles and responsibilities p

• legal requirements

f l b l

• financial sustainability

• technical sustainability  y

• contingency plan, risk analysis 

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Conclusions

• Empowers coordination and communication between different  services of the university

• Helps to establish responsibilities. Identifies roles: information  manager, service manager,  security responsible

• It is essential to provide evidence of the processes carried out.

• Having calendars, reports… are records that should be  established. 

• Evaluations are a first step in a more proactive approach to be 

implemented in the future.

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Thank you!!

ld l b

[email protected]

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